Comments: NY A02476 | 2019-2020 | General Assembly

Bill Title: Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice; requires signed acknowledgement of disclosure informing clients that the advisor owes no fiduciary duty.

Spectrum: Partisan Bill (Democrat 17-0)

Status: (Introduced) 2019-05-23 - print number 2476a [A02476 Detail]

Text: Latest bill text (Amended) [HTML]

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