Comments: NY S04965 | 2019-2020 | General Assembly

Bill Title: Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license; establishes application and examination requirements to obtain, and continuing education requirements to maintain, licensure; and permits the superintendent to issue licensing procedures and to prescribe regulations necessary for the proper supervision of compliance officers and practitioners.

Spectrum: Partisan Bill (Democrat 2-0)

Status: (Introduced) 2019-04-02 - REFERRED TO BANKS [S04965 Detail]

Text: Latest bill text (Introduced) [HTML]

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