Bill Title: Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice; requires signed acknowledgement of disclosure informing clients that the advisor owes no fiduciary duty.

Spectrum: Partisan Bill (Democrat 17-0)

Status: (Introduced - Dead) 2020-01-08 - referred to codes [A02476 Detail]

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Bill Drafts

Revision	Date	Format	Source	View
Amended	2019-01-22	HTML/Text	Link	View
Introduced	2019-01-22	HTML/Text	Link	View

Amendments

Amendment	Date	Disposition	Format	Source	View
No bill amendments currently on file for New York A02476

Supplemental Documents

Title	Description	Date	Format	Source	View
No supplemental documents for New York A02476 currently on file.

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