Bill Title: Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license; establishes application and examination requirements to obtain, and continuing education requirements to maintain, licensure; and permits the superintendent to issue licensing procedures and to prescribe regulations necessary for the proper supervision of compliance officers and practitioners.

Spectrum: Partisan Bill (Democrat 2-0)

Status: (Introduced - Dead) 2020-01-08 - REFERRED TO BANKS [S04965 Detail]

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Bill Drafts

Revision	Date	Format	Source	View
Introduced	2019-04-02	HTML/Text	Link	View

Amendments

Amendment	Date	Disposition	Format	Source	View
No bill amendments currently on file for New York S04965

Supplemental Documents

Title	Description	Date	Format	Source	View
No supplemental documents for New York S04965 currently on file.

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