Bill Text: NY A01763 | 2019-2020 | General Assembly | Introduced


Bill Title: Creates the "protection of adults with mental disabilities act."

Spectrum: Partisan Bill (Democrat 1-0)

Status: (Introduced - Dead) 2020-01-08 - referred to mental health [A01763 Detail]

Download: New_York-2019-A01763-Introduced.html


                STATE OF NEW YORK
        ________________________________________________________________________
                                          1763
                               2019-2020 Regular Sessions
                   IN ASSEMBLY
                                    January 17, 2019
                                       ___________
        Introduced by M. of A. ABINANTI -- read once and referred to the Commit-
          tee on Mental Health
        AN  ACT  to  amend  the  mental  hygiene law, in relation to due process
          procedures for all adults with mental disabilities
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
     1    Section 1. This act shall be known and may be cited as the "protection
     2  of adults with mental disabilities act".
     3    §  2.  Legislative findings and intent. Certain federal and state laws
     4  and regulations currently provide various due  process  protections  for
     5  certain  categories  of  persons with mental disabilities.  For example,
     6  the federal Individuals with Disabilities Education Act provides a child
     7  or  parents  of  a  child  with  a  disability  important  due   process
     8  protections,  including the right to an impartial hearing to challenge a
     9  determination regarding the appropriate setting for a child with a disa-
    10  bility. New York state also provides substantial due process protections
    11  for the parents of a child with a disability who needs residential  care
    12  while this child is in school.
    13    However,  when a mentally disabled individual reaches the age of twen-
    14  ty-one, their due process protections  become  significantly  diminished
    15  or,  in some cases, end completely.  Specifically, those developmentally
    16  disabled adults in transitional care who reach the age of twenty-one  on
    17  or before June 30, 1996 have minimal due process protections pursuant to
    18  section 13.38 of the mental hygiene law, and those who reached age twen-
    19  ty-one on or after July 1, 1996 receive no due process protections. Some
    20  of  New  York's  most  vulnerable adult populations, including those who
    21  remain continuously disabled and continuously in need of residential  or
    22  other  forms of care, thus lose important due process protections simply
    23  because of their age.
    24    The legislature recognizes that inappropriate  or  ineffective  place-
    25  ments  and/or  services  for  persons  with mental disabilities can have
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD04403-01-9

        A. 1763                             2
     1  devastating effects for those persons impacted, including  abuse,  self-
     2  harm,  improper medication or even death.  Additionally, the legislature
     3  recognizes the harm a person with mental disabilities  can  suffer  from
     4  the  disruption to his/her current treatment needs, home life and famil-
     5  iar surroundings that  an  inappropriate  change  in  placement,  or  an
     6  improper  change  in services, entails. Moreover, it is increasingly the
     7  policy of the state of New York to afford persons with disabilities  the
     8  opportunity  to participate in their treatment and residential placement
     9  decisions, and to obtain their or their guardian's consent prior to  any
    10  changes of placement.
    11    The  legislature hereby finds that New York state must ensure that all
    12  mentally disabled adults are afforded necessary and  basic  due  process
    13  protections,  and  fair and meaningful due process proceedings, relating
    14  to proposed changes  in  placement,  or  proposed  changes  in  services
    15  rendered,  to  those mentally disabled adults under the care of New York
    16  state agencies to  ensure  that  appropriate,  effective  treatment  and
    17  placements are provided for this highly vulnerable adult population.
    18    In order to ensure that New York state is providing the most appropri-
    19  ate  setting  and services for all persons with mental disabilities, the
    20  legislature hereby finds that it is incumbent upon  New  York  state  to
    21  institute  uniform  minimum due process protections for all persons with
    22  mental disabilities age twenty-one and older. These protections provide,
    23  in part, for fair and meaningful due process proceedings relating  to  a
    24  proposed  change  of  placement  or a proposed change in services by the
    25  offices of the department of mental hygiene, and are intended to supple-
    26  ment and strengthen the patchwork of various protections for adults with
    27  mental disabilities in place under existing laws.
    28    § 3. The mental hygiene law is amended by adding a new  section  13.36
    29  to read as follows:
    30  § 13.36 Protection of adults with mental disabilities.
    31    1.  Definitions.  As  used in this section, unless otherwise expressly
    32  stated or unless the context otherwise requires:
    33    (a) "Adults with mental disabilities" means all persons with a  mental
    34  disability, as that term is defined in section 1.03 of this chapter, and
    35  who  are  twenty-one years old or older, or the guardian or guardians or
    36  representative or representatives of any such person, if any exist.
    37    (b) "Services" means any and all care and treatment rendered to adults
    38  with mental disabilities (i) who are under the care,  authority,  juris-
    39  diction,  supervision  or  control of the various offices of the depart-
    40  ment, and/or (ii) which are funded in any part  by  any  office  of  the
    41  department.  As  used  in  this section, "services" includes, but is not
    42  limited to, "services for the mentally disabled" as that term is defined
    43  in section 1.03 of this chapter, as well as any other treatment  of  any
    44  form or type.
    45    (c)  "Triggering  event"  means any proposed action, or denial, by the
    46  department or any of its offices, as described in  subparagraph  (i)  of
    47  paragraph (a) or subparagraph (i) of paragraph (b) of subdivision two of
    48  this section.
    49    2.  Role of department; triggering events. The department, through its
    50  various offices and in conjunction with any other necessary state agency
    51  or office, where applicable, shall  develop,  implement,  and  ensure  a
    52  system  of  meaningful  due  process  protections for adults with mental
    53  disabilities, and shall develop and promulgate regulations, policies and
    54  procedures necessary to resolve objections by or  on  behalf  of  adults
    55  with  mental  disabilities  in  conformance  with this section. Such due

        A. 1763                             3
     1  process protections shall be afforded to adults with mental disabilities
     2  when:
     3    (a) any office of the department initiates a proposal which may result
     4  in:
     5    (i)  a  change  in  placement  for  an adult with mental disabilities,
     6  including any proposed discharge or relocation  from  a  facility  where
     7  services are being provided; or
     8    (ii)  a  reduction,  suspension or termination of specific services or
     9  funding which is being provided to an  adult  with  mental  disabilities
    10  pursuant  to  an individualized treatment plan, including an individual-
    11  ized services plan; and,
    12    (iii) a timely objection to such proposal or proposals and  a  request
    13  for  an  administrative  appeal is made by or on behalf of an adult with
    14  mental disabilities; or,
    15    (b) any office of the department:
    16    (i) denies an adult with mental disabilities specific  services  or  a
    17  specific  placement which is recommended for that individual pursuant to
    18  an individualized treatment plan, including an  individualized  services
    19  plan; and,
    20    (ii) a timely objection to such denial or denials and a request for an
    21  administrative  appeal  is  made by or on behalf of an adult with mental
    22  disabilities.
    23    3. Minimum due process protections. Due process protections for adults
    24  with mental disabilities implemented by the department and  its  offices
    25  shall  include, at a minimum, the rights of adults with mental disabili-
    26  ties:
    27    (a) to be provided with advance written notice by the relevant  office
    28  of  the  department  of  any  triggering event, whether it be a proposed
    29  action or a denial by such office of the department, which notice  shall
    30  set  forth  all  reasons  and  documentation,  if any, in support of the
    31  determination by the relevant office of the department, and which  shall
    32  specifically  advise  an adult with mental disabilities as to his or her
    33  right to formally object in writing and  to  request  an  administrative
    34  hearing  within  thirty    days  of  receipt of notice of the triggering
    35  event, and as to their other rights as provided within this section;
    36    (b) to be represented in any proceedings before the relevant office of
    37  the department by any person including, but not limited  to,  a  parent,
    38  guardian,  correspondent, advocate, legal representative, themselves, or
    39  any other person or representative;
    40    (c) to request, and to be provided with, an opportunity to present, in
    41  a meaningful fashion and at a reasonable time  not  less  than  fourteen
    42  days  from  the  date a written request for an administrative hearing is
    43  made, any objection to a triggering event by the relevant office of  the
    44  department to an impartial decision maker in the context of an evidenti-
    45  ary hearing;
    46    (d)  to  discover  and  obtain,  and  have a meaningful opportunity to
    47  review in advance of the evidentiary hearing, any documents to  be  used
    48  by the relevant office of the department in support of its determination
    49  at such hearing;
    50    (e)  to  present  and  elicit evidence and witnesses, and confront and
    51  cross-examine evidence and witnesses at such evidentiary hearing;
    52    (f) to obtain a reasonably prompt written determination by the  impar-
    53  tial hearing officer, which shall be based on the evidence and testimony
    54  introduced  and  rendered  at the hearing, and in which it is determined
    55  whether the triggering event taken or proposed by the relevant office of
    56  the department, if ultimately allowed, would be (i) in the overall best,

        A. 1763                             4
     1  individual interests of the adult with mental disabilities, (ii)  result
     2  in appropriate, effective services and/or placement for such individual,
     3  and (iii) so as to best enable their personal development;
     4    (g) to appeal, if necessary, the written determination rendered by the
     5  impartial  hearing officer to the commissioner of the relevant office of
     6  the department, who may remand the matter to  the  hearing  officer  for
     7  further review or findings, if necessary, and who shall, after review of
     8  the matter, issue a further written determination which shall be binding
     9  on  the  relevant  office  of the department as its final administrative
    10  determination;
    11    (h) to appeal, if necessary, the final written determination  rendered
    12  by  the  commissioner on behalf of the relevant office of the department
    13  by way of a proceeding pursuant to article seventy-eight  of  the  civil
    14  practice law and rules; and
    15    (i)  to  continued services, programming, funding and placement by the
    16  relevant office of the department, of the same level and  type  as  that
    17  provided by such office prior to the triggering event, during the period
    18  that  an  objection  by  an adult with mental disabilities is undergoing
    19  administrative and/or appellate review, unless as otherwise agreed to by
    20  such office and such adult with mental disabilities or his or her guard-
    21  ian or representative.
    22    4. Nothing in this  section  shall  prevent  the  department  and  its
    23  offices  from  designing  and implementing dispute resolution mechanisms
    24  which are not inconsistent with the due process protections  for  adults
    25  with mental disabilities set forth by this section, including expedited,
    26  or  informal  (non-binding),  dispute  resolution mechanisms that may be
    27  agreed to by the relevant office of the department and such  adult  with
    28  mental disabilities or his or her guardian or representative.
    29    5. The minimum due process protections for adults with mental disabil-
    30  ities  set forth within this section shall serve to supplement and rein-
    31  force any and all other laws or authorities which  provide  for  certain
    32  rights  for the developmentally disabled adult population, including the
    33  state administrative procedure act or applicable  federal  requirements,
    34  if  any,  pertaining to due process protections for such individuals. In
    35  the absence of regulations, the provisions of the  state  administrative
    36  procedure  act  shall control the hearing process where not inconsistent
    37  with the  provisions  of  this  section.  The  department,  through  its
    38  offices,  shall  take  all  actions  necessary  to  ensure the continued
    39  compliance with any applicable federal authorities to  the  extent  that
    40  any  provision  of  this  section  may  be  deemed to conflict with such
    41  authorities.
    42    § 4. This act shall take effect immediately.
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