Bill Text: NY S05594 | 2017-2018 | General Assembly | Amended

NOTE: There are more recent revisions of this legislation. Read Latest Draft
Bill Title: Relates to disability retirement for members of the department of environmental conservation, forest rangers, university police officers and the regional state park police.

Spectrum: Moderate Partisan Bill (Republican 7-2)

Status: (Vetoed) 2018-12-21 - VETOED MEMO.311 [S05594 Detail]

Download: New_York-2017-S05594-Amended.html


                STATE OF NEW YORK
        ________________________________________________________________________
                                         5594--B
                               2017-2018 Regular Sessions
                    IN SENATE
                                     April 19, 2017
                                       ___________
        Introduced  by  Sens. GOLDEN, AKSHAR, BONACIC, HAMILTON, HELMING -- read
          twice and ordered printed, and when printed to  be  committed  to  the
          Committee  on  Civil  Service  and Pensions -- reported favorably from
          said committee and committed to the Committee on Finance --  committee
          discharged, bill amended, ordered reprinted as amended and recommitted
          to said committee -- recommitted to the Committee on Civil Service and
          Pensions  in  accordance  with  Senate  Rule  6,  sec.  8 -- committee
          discharged, bill amended, ordered reprinted as amended and recommitted
          to said committee
        AN ACT to amend the retirement and social security law, in  relation  to
          disability  retirement  for members of the department of environmental
          conservation, forest  rangers,  university  police  officers  and  the
          regional state park police
          The  People of the State of New York, represented in Senate and Assem-
        bly, do enact as follows:
     1    Section 1. The retirement and social security law is amended by adding
     2  a new section 363-ee to read as follows:
     3    § 363-ee.  Accidental  disability  retirement  allowance  for  certain
     4  members or officers of the division of law enforcement in the department
     5  of  environmental  conservation,  forest  rangers,  regional  state park
     6  police officers, and university police officers. a. A member  may  elect
     7  to  receive  an  accidental  disability retirement allowance as provided
     8  under this section in lieu of the benefits provided under section  three
     9  hundred sixty-three-e of this title if, at the time application therefor
    10  is filed, he or she is:
    11    1. Physically or mentally incapacitated for performance of duty as the
    12  natural and proximate result of an accident not caused by his or her own
    13  willful  negligence  sustained in such service and while actually a non-
    14  seasonally appointed member of the division of law  enforcement  in  the
    15  department  of  environmental  conservation,  a  police  officer  in the
    16  department of environmental conservation, an  officer  in  the  regional
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD10864-05-7

        S. 5594--B                          2
     1  state  park  police, a forest ranger in the service of the department of
     2  environmental conservation which shall mean a person  who  serves  on  a
     3  full-time  basis  in  the  title  of  forest ranger I, forest ranger II,
     4  forest  ranger  III,  assistant  superintendent  of forest fire control,
     5  superintendent of forest fire control or any  successor  titles  or  new
     6  titles  in  the forest ranger title series in the department of environ-
     7  mental conservation, or a university police officer  appointed  pursuant
     8  to paragraph l of subdivision two of section three hundred fifty-five of
     9  the education law, and
    10    2.  Actually  in  service  upon  which his or her membership is based.
    11  However, in a case where a member is discontinued  from  service  subse-
    12  quent to the accident, either voluntarily or involuntarily, and provided
    13  that the member meets the requirements of paragraph one of this subdivi-
    14  sion,  application  may be made, either (a) by a vested member incapaci-
    15  tated as the result of a qualifying  World  Trade  Center  condition  as
    16  defined  in  section  two  of this chapter at any time, or (b) not later
    17  than two years after the member is first discontinued from service.
    18    b. Application for an accidental disability retirement  allowance  for
    19  such a member may be made by:
    20    1. Such member, or
    21    2.  The head of the department where such member is employed or his or
    22  her designee, or
    23    3. A person acting on behalf of and authorized by such member.
    24    c. (a) After the filing of such an application such  member  shall  be
    25  given  one  or  more  medical examinations. No such application shall be
    26  approved, however, unless the member or some other person on his or  her
    27  behalf  shall have filed written notice in the office of the comptroller
    28  within ninety days after the accident, setting forth:
    29    1. The time when and the place where such accident occurred;
    30    2. The particulars thereof;
    31    3. The nature and extent of the member's injuries; and
    32    4. His or her alleged incapacity.
    33    (b) The notice herein required need not be given:
    34    1. If notice of such accident shall be filed in  accordance  with  the
    35  provisions  of the workers' compensation law of any state within which a
    36  participating employer shall have its employees  located  or  performing
    37  functions and duties within the normal scope of their employment, or
    38    2.  If  the  application for accidental disability retirement is filed
    39  within one year after the date of such accident, or
    40    3. If a failure to file notice has been excused for good  cause  shown
    41  as provided by rules and regulations promulgated by the comptroller.
    42    d.  If  the  comptroller  determines  that the member is physically or
    43  mentally incapacitated for the performance  of  duty  and  ought  to  be
    44  retired for accidental disability, such member shall be so retired. Such
    45  retirement shall be effective as of a date approved by the comptroller.
    46    e.  Notwithstanding  any other provision of law, the retirement allow-
    47  ance payable upon accidental disability retirement shall consist of:
    48    1. An annuity which shall be the actuarial equivalent of the  member's
    49  accumulated contributions, plus
    50    2. A pension which is the actuarial equivalent of the reserved-for-in-
    51  creased-take-home-pay to which he or she may be entitled, if any, plus
    52    3. A pension of three-quarters of his or her final average salary. The
    53  payment  of  such  pension shall be subject to the provisions of section
    54  three hundred sixty-four of this article.
    55    f. If the member, at the time of the filing of  an  application  under
    56  the  provisions  of  subdivision  b  of  this section, is eligible for a

        S. 5594--B                          3
     1  service retirement benefit, then and in that event, he or she may simul-
     2  taneously file an application for service retirement in accordance  with
     3  the  provisions  of  section  seventy of this chapter, provided that the
     4  member  indicates  on  the  application for service retirement that such
     5  application is filed without prejudice to the application for accidental
     6  disability retirement.
     7    g. For purposes of this section, the term "accident"  shall  have  the
     8  same  meaning  and  be  interpreted  in  the same manner as such term is
     9  defined and interpreted to mean in section three hundred sixty-three  of
    10  this title.
    11    h.  1.  (a)  Notwithstanding  any provisions of this chapter or of any
    12  general, special or local law, charter, administrative code or  rule  or
    13  regulation  to the contrary, if any condition or impairment of health is
    14  caused by a qualifying  World  Trade  Center  condition  as  defined  in
    15  section  two  of  this chapter, it shall be presumptive evidence that it
    16  was incurred in the performance and discharge of duty  and  the  natural
    17  and  proximate  result  of  an  accident not caused by such member's own
    18  willful negligence, unless the contrary be proved by competent evidence.
    19    (b) The comptroller is hereby authorized to promulgate rules and regu-
    20  lations to implement the provisions of this paragraph.
    21    2. (a) Notwithstanding the provisions of this chapter or of any gener-
    22  al, special or local law, charter, administrative code or rule or  regu-
    23  lation  to  the  contrary,  if  a member who participated in World Trade
    24  Center rescue, recovery or cleanup operations, as defined in section two
    25  of this chapter, and subsequently retired on a  service  retirement,  an
    26  ordinary  disability  retirement  or  a  performance  of duty disability
    27  retirement and subsequent to such retirement is determined by the  comp-
    28  troller to have a qualifying World Trade Center condition, as defined in
    29  section  two of this chapter, upon such determination by the comptroller
    30  it shall be presumed that such disability was incurred in  the  perform-
    31  ance  and  discharge  of  duty as the natural and proximate result of an
    32  accident not caused by such member's own willful  negligence,  and  that
    33  the  member would have been physically or mentally incapacitated for the
    34  performance and discharge of duty of the position from which he  or  she
    35  retired  had the condition been known and fully developed at the time of
    36  the member's retirement, unless the  contrary  is  proven  by  competent
    37  evidence.
    38    (b)  The comptroller shall consider a reclassification of the member's
    39  retirement as an accidental disability retirement effective  as  of  the
    40  date of such reclassification.
    41    (c)  Such  member's retirement option shall not be changed as a result
    42  of such reclassification.
    43    (d) The member's former employer at the time of the  member's  retire-
    44  ment  shall  have an opportunity to be heard on the member's application
    45  for reclassification by the comptroller according to  procedures  devel-
    46  oped by the comptroller.
    47    (e) The comptroller is hereby authorized to promulgate rules and regu-
    48  lations to implement the provisions of this paragraph.
    49    i.  Notwithstanding  any  other  provision  of  this chapter or of any
    50  general, special or local law, charter, administrative code or  rule  or
    51  regulation  to  the contrary, if a retiree who: (1) has met the criteria
    52  of subdivision h of this section and retired on a service or  disability
    53  retirement,  or would have met the criteria if not already retired on an
    54  accidental disability; and (2) has not been retired for more than  twen-
    55  ty-five  years; and (3) dies from a qualifying World Trade Center condi-
    56  tion, as defined in section two of this chapter, as  determined  by  the

        S. 5594--B                          4
     1  applicable  head  of  the retirement system or applicable medical board,
     2  then unless the contrary be proven by competent evidence,  such  retiree
     3  shall  be  deemed  to  have died as a natural and proximate result of an
     4  accident  sustained  in  the  performance of duty and not as a result of
     5  willful negligence on his or her part. Such retiree's eligible benefici-
     6  ary, as set forth in section three  hundred  sixty-one  of  this  title,
     7  shall  be entitled to an accidental death benefit as provided by section
     8  three hundred sixty-one of this title,  however,  for  the  purposes  of
     9  determining  the  salary base upon which the accidental death benefit is
    10  calculated, the retiree shall be deemed to have died on the date of  his
    11  or  her  retirement.  Upon the retiree's death, the eligible beneficiary
    12  shall make a written application to the head of  the  retirement  system
    13  within  the time for filing an application for an accidental death bene-
    14  fit as set forth in  section  three  hundred  sixty-one  of  this  title
    15  requesting conversion of such retiree's service or disability retirement
    16  benefit  to an accidental death benefit. At the time of such conversion,
    17  the eligible beneficiary shall relinquish all rights to the  prospective
    18  benefits  payable  under  the  service or disability retirement benefit,
    19  including any post-retirement death benefits, since the retiree's death.
    20  If the eligible beneficiary is not the  only  beneficiary  receiving  or
    21  entitled to receive a benefit under the service or disability retirement
    22  benefit  (including,  but not limited to, post-retirement death benefits
    23  or benefits paid or payable pursuant to the retiree's option selection),
    24  the accidental death benefit payments to the eligible  beneficiary  will
    25  be reduced by any amounts paid or payable to any other beneficiary.
    26    j.  Notwithstanding  any  other  provision  of  this chapter or of any
    27  general, special or local law, charter, administrative code or  rule  or
    28  regulation to the contrary, if a member who: (1) has met the criteria of
    29  subdivision  h  of  this  section; and (2) dies in active service from a
    30  qualifying World Trade Center condition, as defined in  section  two  of
    31  this  chapter,  as  determined  by the applicable head of the retirement
    32  system or applicable medical board to have been caused by such  member's
    33  participation  in  the  World  Trade  Center rescue, recovery or cleanup
    34  operations, as defined in section two of this chapter, then  unless  the
    35  contrary be proven by competent evidence, such member shall be deemed to
    36  have  died as a natural and proximate result of an accident sustained in
    37  the performance of duty and not as a result of willful negligence on his
    38  or her part. Such member's eligible beneficiary, as set forth in section
    39  three hundred sixty-one of this title, shall be  entitled  to  an  acci-
    40  dental death benefit provided he or she makes written application to the
    41  head  of the retirement system within the time for filing an application
    42  for an accidental death benefit as set forth in  section  three  hundred
    43  sixty-one of this title.
    44    §  2.  The  section  heading and subdivision a of section 363-e of the
    45  retirement and social security law, as added by chapter 208 of the  laws
    46  of 1997, are amended to read as follows:
    47    Disability  retirement  allowance  for  members of the division of law
    48  enforcement in the  department  of  environmental  conservation,  police
    49  officers   in  the  department  of  environmental  conservation,  forest
    50  rangers, university police officers and the regional state park police.
    51    a. Every non-seasonally appointed sworn member or officer of the divi-
    52  sion of law enforcement in the department of environmental  conservation
    53  and  the regional state park police, every police officer in the depart-
    54  ment of  environmental  conservation,  every  forest  ranger  and  every
    55  university  police officer appointed pursuant to paragraph l of subdivi-
    56  sion two of section three hundred fifty-five of the  education  law  who

        S. 5594--B                          5
     1  becomes physically or mentally incapacitated for the performance of duty
     2  shall  be  covered  by  the  provisions  of  this section in lieu of the
     3  provisions of section three hundred sixty-two or  three  hundred  sixty-
     4  three of this [article] title; except, however, any such member or offi-
     5  cer  who last entered or reentered service in the department of environ-
     6  mental conservation or state park police, as the case may be,  prior  to
     7  September  first,  nineteen  hundred  ninety-seven, shall be entitled to
     8  apply for disability retirement pursuant to such sections and to receive
     9  the benefit so payable in lieu of the benefit payable pursuant  to  this
    10  section.  The  benefits  provided  by this section for university police
    11  officers shall be in lieu of section three hundred sixty-three  of  this
    12  article.
    13    § 3. This act shall take effect immediately.
          FISCAL NOTE.--Pursuant to Legislative Law, Section 50:
          This  bill  would  grant  improved  accidental and performance of duty
        disability pensions to certain members or officers of  the  division  of
        law  enforcement in the department of environmental conservation, forest
        rangers and regional state park police. The benefit  for  an  accidental
        disability  would  be 75% of final average salary minus worker's compen-
        sation. The benefit for a performance of duty disability  benefit  would
        be 50% of final average salary.
          If this bill is enacted, the estimated increase in the annual contrib-
        utions  of  the  state  of New York for the fiscal year ending March 31,
        2019 would be approximately $450,000.
          In addition to the annual contributions discussed above, there will be
        an immediate past service cost of $2.78 million which will be  borne  by
        the  state of New York as a one-time payment.  This estimate is based on
        the assumption that payment will be made on March 1, 2019.
          These estimated costs are based on 724 members having an annual salary
        for the fiscal year ending March 31, 2017 of approximately $60 million.
          Summary of relevant resources:
          The membership data used in  measuring  the  impact  of  the  proposed
        change  was  the same as that used in the March 31, 2017 actuarial valu-
        ation.  Distributions and other statistics can  be  found  in  the  2017
        Report  of  the  Actuary  and  the  2017  Comprehensive Annual Financial
        Report.
          The actuarial assumptions and methods used are described in the  2015,
        2016,  and  2017  Annual  Report to the Comptroller on Actuarial Assump-
        tions, and the Codes Rules and Regulations of the  State  of  New  York:
        Audit and Control.
          The Market Assets and GASB Disclosures are found in the March 31, 2017
        New  York  State  and  Local  Retirement System Financial Statements and
        Supplementary Information.
          I am a member of the American Academy of Actuaries and meet the Quali-
        fication Standards to render the actuarial opinion contained herein.
          This estimate, dated November 22, 2017,  and  intended  for  use  only
        during  the  2018  Legislative  Session,  is  Fiscal  Note  No. 2018-10,
        prepared by the Actuary for the New  York  State  and  Local  Retirement
        System.
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