Bill Text: NY A03420 | 2017-2018 | General Assembly | Introduced


Bill Title: Relates to eliminating the student performance category of teacher evaluations and replacing it with a teacher evaluation category created by a committee consisting of certified educators of this state.

Spectrum: Bipartisan Bill

Status: (Introduced - Dead) 2018-01-03 - referred to education [A03420 Detail]

Download: New_York-2017-A03420-Introduced.html


                STATE OF NEW YORK
        ________________________________________________________________________
                                          3420
                               2017-2018 Regular Sessions
                   IN ASSEMBLY
                                    January 27, 2017
                                       ___________
        Introduced by M. of A. BRINDISI, BUTLER, CAHILL, HYNDMAN, RAIA, LUPINAC-
          CI,  SKOUFIS,  JAFFEE,  SEPULVEDA,  LAWRENCE,  SANTABARBARA,  LUPARDO,
          MURRAY, RA, CURRAN, ZEBROWSKI, PALUMBO -- Multi-Sponsored by -- M.  of
          A.  BICHOTTE,  CROUCH, ENGLEBRIGHT, MAGEE -- read once and referred to
          the Committee on Education
        AN ACT to amend the education law, in relation to annual teacher  evalu-
          ations
          The  People of the State of New York, represented in Senate and Assem-
        bly, do enact as follows:
     1    Section 1. Section 3012-d of the education law, as added by section  2
     2  of  subpart  E of part EE of chapter 56 of the laws of 2015 and subpara-
     3  graph 1 of paragraph a of subdivision 4  as  amended  by  section  3  of
     4  subpart  C  of  part  B of chapter 20 of the laws of 2015, is amended to
     5  read as follows:
     6    §  3012-d.  Annual  teacher  and  principal  evaluations.  1.  General
     7  provisions.  Notwithstanding  any  other provision of law, rule or regu-
     8  lation to the contrary, the annual  teacher  and  principal  evaluations
     9  (hereinafter,  evaluations)  implemented by districts shall be conducted
    10  in accordance with the provisions of this section.  Such  annual  evalu-
    11  ations  shall be a [significant] factor for employment decisions includ-
    12  ing but not limited  to,  promotion,  retention,  tenure  determination,
    13  termination,  and supplemental compensation. Such evaluations shall also
    14  be a [significant] factor in teacher and principal development including
    15  but not limited  to  coaching,  induction  support,  and  differentiated
    16  professional development.
    17    2. Definitions.
    18    a.  "District"  shall mean school district and/or board of cooperative
    19  educational services[, except that for purposes of subdivision eleven of
    20  this section it shall only mean a school district];
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD01874-01-7

        A. 3420                             2
     1    b. "Principal" shall mean a building principal or an administrator  in
     2  charge of an instructional program of a board of cooperative educational
     3  services[;
     4    c.  "Student  growth" shall mean the change in student achievement for
     5  an individual student between two or more points in time.
     6    d. "State-designed supplemental assessment" shall mean a selection  of
     7  state  tests or assessments developed or designed by the state education
     8  department, or that the state education department purchased or acquired
     9  from (i) another state; (ii) an  institution  of  higher  education;  or
    10  (iii)  a  commercial or not-for-profit entity, provided that such entity
    11  must be objective and may not have a conflict of interest or  appearance
    12  of  a conflict of interest; such definition may include tests or assess-
    13  ments that have been previously designed or acquired by local districts,
    14  but only if the state education department significantly modifies growth
    15  targets or scoring bands for such  tests  or  assessments  or  otherwise
    16  adapts  the  test  or  assessment  to  the  state education department's
    17  requirements].
    18    3. Ratings. The annual evaluations conducted pursuant to this  section
    19  shall rate teacher and principal effectiveness using the following cate-
    20  gories: highly effective or "H", effective or "E", developing or "D" and
    21  ineffective or "I".
    22    4. Categories. The annual evaluation system shall consist of [multiple
    23  measures in two categories: student performance] teacher evaluations and
    24  teacher observations.
    25    a.  [Student  performance  category. Such category shall have at least
    26  one subcomponent and an optional second subcomponent as follows:
    27    (1) For the first subcomponent, (A) for a teacher whose course ends in
    28  a state-created or administered test for which there is a state-provided
    29  growth model, such teacher shall  have  a  state-provided  growth  score
    30  based on such model, which shall take into consideration certain student
    31  characteristics,  as  determined  by the commissioner, including but not
    32  limited to students with disabilities, poverty, English language learner
    33  status and prior academic history and  which  shall  identify  educators
    34  whose  students'  growth is well above or well below average compared to
    35  similar students for a  teacher's  or  principal's  students  after  the
    36  certain  student  characteristics  above are taken into account; and (B)
    37  for a teacher whose course does not end in a state-created  or  adminis-
    38  tered  test  such  teacher shall have a student learning objective (SLO)
    39  consistent with a goal-setting process determined or  developed  by  the
    40  commissioner, that results in a student growth score; provided that, for
    41  any teacher whose course ends in a state-created or administered assess-
    42  ment  for which there is no state-provided growth model, such assessment
    43  must be used as the underlying assessment for such SLO;
    44    (2) For the optional  second  subcomponent,  a  district  may  locally
    45  select  a  second  measure  in  accordance  with this subparagraph. Such
    46  second measure shall apply in a consistent manner, to the extent practi-
    47  cable, across the district and be either: (A)  a  second  state-provided
    48  growth score on a state-created or administered test under clause (A) of
    49  subparagraph  one  of  this  paragraph, or (B) a growth score based on a
    50  state-designed supplemental assessment, calculated using a state-provid-
    51  ed or approved growth model.  The  optional  second  subcomponent  shall
    52  provide  options  for  multiple  assessment measures that are aligned to
    53  existing classroom and school best practices and take into consideration
    54  the recommendations in the  testing  reduction  report  as  required  by
    55  section  one  of  subpart  F  of the chapter of the laws of two thousand

        A. 3420                             3

     1  fifteen which added this section regarding the reduction of  unnecessary
     2  additional testing.
     3    The  commissioner  shall  determine the weights and scoring ranges for
     4  the subcomponent or subcomponents of the  student  performance  category
     5  that  shall result in a combined category rating. The commissioner shall
     6  also set parameters for appropriate targets for student growth for  both
     7  subcomponents,  and  the department must affirmatively approve and shall
     8  have the authority to disapprove or require  modifications  of  district
     9  plans  that  do  not  set  appropriate  growth  targets, including after
    10  initial approval. The commissioner shall set such weights and parameters
    11  consistent with the terms contained herein.] Teacher evaluation  catego-
    12  ry.  The  evaluation category for teachers shall be based on and created
    13  from the findings of a committee established by  the  board  of  regents
    14  consisting  of  certified  educators  who  are  residents  of this state
    15  created by the board of regents pursuant to  subdivision  five  of  this
    16  section.
    17    b. Teacher observations category. The observations category for teach-
    18  ers  shall  be based on a state-approved rubric and shall include [up to
    19  three subcomponents. Such category must  include:  (1)]  a  subcomponent
    20  based  on  classroom  observations  conducted  by  a  principal or other
    21  trained administrator [and must also include (2) a subcomponent based on
    22  classroom observations by an impartial independent trained evaluator  or
    23  evaluators  selected  by  the district. An independent trained evaluator
    24  may be employed within the school district,  but  not  the  same  school
    25  building, as the teacher being evaluated. Such category may also include
    26  a  subcomponent  based  on classroom observations conducted by a trained
    27  peer teacher rated effective or highly effective from the same school or
    28  from another school in the district].
    29    The [commissioner] board  of  regents  shall  determine  the  weights,
    30  and/or weighting options and scoring ranges for the subcomponents of the
    31  observations  category  that  result  in a combined category rating. The
    32  [commissioner] board of regents shall also determine the minimum  number
    33  of  observations to be conducted annually, including frequency and dura-
    34  tion, and any parameters therefor. The [commissioner] board  of  regents
    35  shall  set  such  weights and scores consistent with the terms contained
    36  herein.
    37    5.  The board of regents shall establish  a  committee  consisting  of
    38  certified  educators  who  are  residents  of  this  state  to develop a
    39  research based evaluation model to measure a teacher's performance.  The
    40  committee  shall  present  its findings to the board of regents no later
    41  than one year after the committee's creation.
    42    6. Rating determination. The overall  rating  determination  shall  be
    43  determined according to a methodology as follows:
    44    a.  The following rules shall apply: a teacher or principal who is (1)
    45  [rated using two subcomponents in the student performance  category  and
    46  receives  a  rating of ineffective in such category shall be rated inef-
    47  fective overall; provided, however, that if  the  measure  used  in  the
    48  second  subcomponent is a state-provided growth score on a state-created
    49  or administered test pursuant to clause (A) of subparagraph one of para-
    50  graph a of subdivision four of this section, a teacher or principal  who
    51  receives  a rating of ineffective in such category shall not be eligible
    52  to receive a rating of effective or highly effective overall; (2)  rated
    53  using  only  the  state  measure subcomponent in the student performance
    54  category and receives a rating of ineffective in such category shall not
    55  be eligible to receive a rating of effective or highly  effective  over-
    56  all;  and  (3)]  rated  ineffective in the teacher observations category

        A. 3420                             4
     1  shall not be eligible to receive a rating of effective or highly  effec-
     2  tive overall and (2) rated ineffective in the teacher evaluation catego-
     3  ry  shall  not  be  eligible  to receive a rating of effective or highly
     4  effective overall.
     5    b.  Except as otherwise provided in paragraph a of this subdivision, a
     6  teacher's composite score shall be determined as follows:
     7    (1) If a teacher receives an H in the  teacher  observation  category,
     8  and  an  H in the [student performance] teacher evaluation category, the
     9  teacher's composite score shall be H;
    10    (2) If a teacher receives an H in the  teacher  observation  category,
    11  and  an  E in the [student performance] teacher evaluation category, the
    12  teacher's composite score shall be H;
    13    (3) If a teacher receives an H in the  teacher  observation  category,
    14  and  a  D  in the [student performance] teacher evaluation category, the
    15  teacher's composite score shall be E;
    16    (4) If a teacher receives an H in the  teacher  observation  category,
    17  and  an  I in the [student performance] teacher evaluation category, the
    18  teacher's composite score shall be D;
    19    (5) If a teacher receives an E in the  teacher  observation  category,
    20  and  an  H in the [student performance] teacher evaluation category, the
    21  teacher's composite score shall be H;
    22    (6) If a teacher receives an E in the  teacher  observation  category,
    23  and  an  E in the [student performance] teacher evaluation category, the
    24  teacher's composite score shall be E;
    25    (7) If a teacher receives an E in the  teacher  observation  category,
    26  and  a  D  in the [student performance] teacher evaluation category, the
    27  teacher's composite score shall be E;
    28    (8) If a teacher receives an E in the  teacher  observation  category,
    29  and  an  I in the [student performance] teacher evaluation category, the
    30  teacher's composite score shall be D;
    31    (9) If a teacher receives a D in the teacher observation category, and
    32  an H in the  [student  performance]  teacher  evaluation  category,  the
    33  teacher's composite score shall be E;
    34    (10)  If  a  teacher receives a D in the teacher observation category,
    35  and an E in the [student performance] teacher evaluation  category,  the
    36  teacher's composite score shall be E;
    37    (11)  If  a  teacher receives a D in the teacher observation category,
    38  and a D in the [student performance] teacher  evaluation  category,  the
    39  teacher's composite score shall be D;
    40    (12)  If  a  teacher receives a D in the teacher observation category,
    41  and an I in the [student performance] teacher evaluation  category,  the
    42  teacher's composite score shall be I;
    43    (13)  If  a teacher receives an I in the teacher observation category,
    44  and an H in the [student performance] teacher evaluation  category,  the
    45  teacher's composite score shall be D;
    46    (14)  If  a teacher receives an I in the teacher observation category,
    47  and an E in the [student performance] teacher evaluation  category,  the
    48  teacher's composite score shall be D;
    49    (15)  If  a teacher receives an I in the teacher observation category,
    50  and a D in the [student performance] teacher  evaluation  category,  the
    51  teacher's composite score shall be I;
    52    (16)  If  a teacher receives an I in the teacher observation category,
    53  and an I in the [student performance] teacher evaluation  category,  the
    54  teacher's composite score shall be I.

        A. 3420                             5
     1    [6.] 7. Prohibited elements. The following elements shall no longer be
     2  eligible  to  be  used  in  any evaluation subcomponent pursuant to this
     3  section:
     4    a.  [evidence  of  student  development  and  performance derived from
     5  lesson plans, other artifacts of teacher practice, and  student  portfo-
     6  lios,  except for student portfolios measured by a state-approved rubric
     7  where permitted by the department;
     8    b.] use of an instrument for parent or student feedback;
     9    [c.] b. use of professional goal-setting as  evidence  of  teacher  or
    10  principal effectiveness;
    11    [d.]  c.  any district or regionally-developed assessment that has not
    12  been approved by the department; [and]
    13    [e.] d. any growth or achievement target that does not meet the  mini-
    14  mum standards as set forth in regulations of the [commissioner] board of
    15  regents adopted hereunder; and
    16    e. any state-created or administered test.
    17    [7.]  8.  The  [commissioner]  board  of regents shall ensure that the
    18  process by which weights and scoring ranges are  assigned  to  subcompo-
    19  nents  and  categories is transparent and available to those being rated
    20  before the beginning of each school year. Such process must ensure  that
    21  it is possible for a teacher or principal to obtain any number of points
    22  in  the applicable scoring ranges, including zero, in each subcomponent.
    23  The superintendent, district superintendent or chancellor and the repre-
    24  sentative of the collective bargaining unit  (where  one  exists)  shall
    25  certify in the district's plan that the evaluation process shall use the
    26  standards for the scoring ranges provided by the [commissioner] board of
    27  regents.    Provided,  however,  that  in any event, the following rules
    28  shall apply: a teacher or principal who is:
    29    a. [rated using two subcomponents in the student performance  category
    30  and  receives  a  rating  of ineffective in such category shall be rated
    31  ineffective overall, except that if  the  measure  used  in  the  second
    32  subcomponent is a second state-provided growth score on a state-adminis-
    33  tered  or  sponsored  test pursuant to clause (A) of subparagraph one of
    34  paragraph a of subdivision four of this section, a teacher or  principal
    35  that  receives  a  rating  of  ineffective in such category shall not be
    36  eligible to receive a rating of effective or highly effective overall;
    37    b. rated using only the state  measure  subcomponent  in  the  student
    38  performance  category and receives a rating of ineffective in such cate-
    39  gory shall not be eligible to receive a rating of  effective  or  highly
    40  effective overall; and
    41    c.] rated ineffective in the observations category shall not be eligi-
    42  ble to receive a rating of effective or highly effective overall; and
    43    b.  rated ineffective in the evaluation category shall not be eligible
    44  to receive a rating of effective or highly effective overall.
    45    [8.] 9. A student may not be instructed, for  two  consecutive  school
    46  years, by any two teachers in the same district, each of whom received a
    47  rating  of  ineffective  under  an evaluation conducted pursuant to this
    48  section in the school year immediately prior to the school year in which
    49  the student is placed in the teacher's classroom; provided,  that  if  a
    50  district  deems  it  impracticable  to comply with this subdivision, the
    51  district shall seek a waiver from the department from such requirement.
    52    [9.] 10. Nothing in this section shall  be  construed  to  affect  the
    53  unfettered  statutory  right  of  a district to terminate a probationary
    54  (non-tenured) teacher or principal for  any  statutorily  and  constitu-
    55  tionally permissible reasons.

        A. 3420                             6
     1    [10.] 11. The local collective bargaining representative shall negoti-
     2  ate with the district:
     3    a.  whether  to use a second measure, [and, in the event that a second
     4  measure is used, which measure to use, pursuant to subparagraph  two  of
     5  paragraph a of subdivision four of this section] and
     6    b.  how to implement the provisions of paragraph b of subdivision four
     7  of this section,  and  associated  regulations  as  established  by  the
     8  [commissioner]  board of regents, in accordance with article fourteen of
     9  the civil service law.
    10    [11.  Notwithstanding any inconsistent provision  of  law,  no  school
    11  district  shall  be eligible for an apportionment of general support for
    12  public schools from the funds appropriated  for  the  2015--2016  school
    13  year and any year thereafter in excess of the amount apportioned to such
    14  school  district in the respective base year unless such school district
    15  has submitted documentation that has been approved by  the  commissioner
    16  by  November  fifteenth,  two thousand fifteen, or by September first of
    17  each subsequent year, demonstrating that it has  fully  implemented  the
    18  standards  and  procedures  for  conducting annual teacher and principal
    19  evaluations of teachers and principals in accordance with  the  require-
    20  ments  of  this  section and the regulations issued by the commissioner.
    21  Provided further  that  any  apportionment  withheld  pursuant  to  this
    22  section  shall  not  occur  prior to April first of the current year and
    23  shall not have any effect on the base year calculation for  use  in  the
    24  subsequent  school year. For purposes of this section, "base year" shall
    25  mean the base year as defined in  paragraph  b  of  subdivision  one  of
    26  section thirty-six hundred two of this chapter, and "current year" shall
    27  mean  the  current  year as defined in paragraph a of subdivision one of
    28  section thirty-six hundred two of this chapter.]
    29    12.  Notwithstanding any other provision of law, rule or regulation to
    30  the contrary, all collective bargaining agreements  entered  into  after
    31  April  first, two thousand fifteen shall be consistent with the require-
    32  ments of this section, unless the agreement relates to the two  thousand
    33  fourteen--two thousand fifteen school year only. Nothing in this section
    34  shall be construed to abrogate any conflicting provisions of any collec-
    35  tive bargaining agreement in effect on April first, two thousand fifteen
    36  during  the  term of such agreement and until the entry into a successor
    37  collective bargaining agreement, provided that notwithstanding any other
    38  provision of law to the contrary, upon expiration of such term  and  the
    39  entry into a successor collective bargaining agreement the provisions of
    40  this section shall apply.
    41    13.   Any reference in law to "annual professional performance review"
    42  shall be deemed to refer to an annual  professional  performance  review
    43  pursuant  to  section  three thousand twelve-c of this article or annual
    44  teacher and principal evaluations  pursuant  to  this  section  and  any
    45  references  to  section three thousand twelve-c of this article shall be
    46  deemed to refer to section  three  thousand  twelve-c  of  this  article
    47  and/or this section, as applicable.
    48    14.    The commissioner shall adopt regulations to align the principal
    49  evaluation system as set forth in section  three  thousand  twelve-c  of
    50  this article with the new teacher evaluation system set forth herein.
    51    15.   The provisions of paragraphs d, k, k-1, k-2 and l of subdivision
    52  two and subdivisions four, five, five-a, nine, and ten of section  three
    53  thousand  twelve-c  of  this  article,  as  amended, shall apply to this
    54  section to the extent determined by the commissioner.
    55    § 2. This act shall take effect on the first of August next succeeding
    56  the date on which it shall have become a law.
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