Bill Text: NY S00541 | 2023-2024 | General Assembly | Amended


Bill Title: Enacts the "Empowering People in Rights Enforcement (EMPIRE) Worker Protection Act"; relates to the delegation of state enforcement authority to private actors; authorizes an affected employee, whistleblower, representative organization or an organizational deputy to initiate a public enforcement action on behalf of the commissioner for certain provisions of the labor law, or any regulation promulgated thereunder.

Spectrum: Partisan Bill (Democrat 27-0)

Status: (Introduced) 2024-02-16 - PRINT NUMBER 541B [S00541 Detail]

Download: New_York-2023-S00541-Amended.html



                STATE OF NEW YORK
        ________________________________________________________________________

                                         541--B

                               2023-2024 Regular Sessions

                    IN SENATE

                                     January 4, 2023
                                       ___________

        Introduced  by  Sens.  HOYLMAN-SIGAL, BRESLIN, BRISPORT, CLEARE, COMRIE,
          FERNANDEZ, GIANARIS, GONZALEZ, GOUNARDES, HARCKHAM, HINCHEY,  JACKSON,
          KENNEDY,  KRUEGER, MAYER, MYRIE, RAMOS, RYAN, SALAZAR, SANDERS, SERRA-
          NO, SKOUFIS -- read twice and ordered printed, and when printed to  be
          committed  to  the  Committee  on  Labor -- committee discharged, bill
          amended, ordered reprinted as amended and recommitted to said  commit-
          tee -- recommitted to the Committee on Labor in accordance with Senate
          Rule  6,  sec.  8  --  committee  discharged,  bill  amended,  ordered
          reprinted as amended and recommitted to said committee

        AN ACT to amend the labor law, in relation to enacting  the  "Empowering
          People in Rights Enforcement (EMPIRE) Worker Protection Act"

          The  People of the State of New York, represented in Senate and Assem-
        bly, do enact as follows:

     1    Section 1. Short title. This act shall be known and may  be  cited  as
     2  the  "Empowering People in Rights Enforcement (EMPIRE) Worker Protection
     3  Act".
     4    § 2. Legislative findings. 1. The legislature finds and declares  that
     5  violations of the labor law are often systemic, affecting many workers.
     6    2.  The  legislature further finds and declares that despite the labor
     7  law's strong protections for workers,  limits  on  the  availability  of
     8  public enforcement resources have deleterious effects on the marketplace
     9  by  allowing abuses targeting workers to persist unprosecuted. To ensure
    10  the robust enforcement of the labor law, while minimizing the outlay  of
    11  scarce state funds, this act allows private individuals, labor organiza-
    12  tions,  and  labor  organizations deputized by the state to bring public
    13  enforcement actions in certain contexts in which the state does not have
    14  the means to fully enforce labor law protections.
    15    3. The legislature further finds and declares that the purpose of  the
    16  EMPIRE Worker Protection Act is to create a means of empowering citizens
    17  as private attorneys general to enforce the New York labor law.

         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD02068-06-4

        S. 541--B                           2

     1    4.  The legislature further finds and declares that the purpose of the
     2  EMPIRE Worker Protection  Act  is  to  incentivize  private  parties  to
     3  recover  civil  penalties for the government that otherwise may not have
     4  been assessed and collected by overburdened state enforcement  agencies.
     5  When  the  New  York  labor law is effectively enforced, it protects the
     6  interests of all New Yorkers and the state of New  York.    Such  public
     7  enforcement  actions  are  an  efficient  mechanism  to  limit  systemic
     8  violations, will enforce the rights of more workers, and can benefit the
     9  department of labor with enhanced resources.
    10    5. The legislature further finds and declares that the purpose of  the
    11  EMPIRE Worker Protection Act is to benefit those employers who are oper-
    12  ating  within  the labor law, and who, as a result, face unfair competi-
    13  tion from individuals and entities shirking the labor law.
    14    6. The legislature further finds and declares that the purpose of  the
    15  EMPIRE  Worker  Protection Act is to deter employers from stealing wages
    16  or committing other violations of the New York labor law and  raise  the
    17  cost of noncompliance with the New York labor law.
    18    7.  The legislature further finds and declares that the purpose of the
    19  EMPIRE Worker Protection Act is to incentivize  labor  organizations  to
    20  aid working people to report violations of the New York labor law.
    21    8.  The legislature further finds and declares that the purpose of the
    22  EMPIRE Worker Protection Act is to facilitate  whistleblowers  suffering
    23  from  violations of the New York labor law to report abuses without fear
    24  of retaliation and intimidation.
    25    9. The legislature further finds and declares that the  EMPIRE  Worker
    26  Protection  Act  is  part of a history both in New York state and in the
    27  United States of  laws  enabling  private  citizens  to  aid  in  public
    28  enforcement. In similar qui tam legislation enabling private citizens to
    29  aid  in public enforcement, the resulting action is a public enforcement
    30  action.
    31    § 3. The labor law is amended by adding a new article 36  to  read  as
    32  follows:
    33                                 ARTICLE 36
    34   EMPOWERING PEOPLE IN RIGHTS ENFORCEMENT (EMPIRE) WORKER PROTECTION ACT
    35  Section 1020. Definitions.
    36          1021. Public enforcement action.
    37          1022. Procedure.
    38          1023. Non-application.
    39    § 1020. Definitions. Whenever used in this article:
    40    1. "affected employee" means any employee as defined by section two of
    41  this  chapter  who  was  employed  by  the alleged violator employer and
    42  against whom one of the alleged violations was committed, or was alleged
    43  to have been committed, as well as any person who is not classified by a
    44  business as an employee but who claims  to  be  an  employee  and  whose
    45  claims  against the purported employer relate to this alleged misclassi-
    46  fication, whether or not that person has received full or partial relief
    47  from harm.
    48    2. "relator" means an affected employee, a whistleblower, a  represen-
    49  tative  organization,  or an organizational deputy that acts as a plain-
    50  tiff in a public enforcement action under this chapter.
    51    3. "whistleblower" means any current or former  employee,  contractor,
    52  subcontractor,  or  employee  of  a  contractor  or subcontractor of the
    53  defendant with knowledge of the alleged violations that  is  independent
    54  of  and  materially adds to any publicly disclosed information about the
    55  alleged violations. Whistleblowers are not also "affected employees"  if

        S. 541--B                           3

     1  they do not seek civil penalties for violations that personally affected
     2  them in a public enforcement action under this chapter.
     3    4.  "employer"  means  any  employer as defined by section two of this
     4  chapter.  The term "employer" shall not include a governmental agency.
     5    5. "representative organization" means a labor organization as defined
     6  by subsection (g) of section four  thousand  four  hundred  two  of  the
     7  insurance  law  and  which  has been selected by an affected employee or
     8  whistleblower to initiate a public enforcement action  on  the  affected
     9  employee's or whistleblower's behalf, in written notice in such a manner
    10  as  the commissioner may prescribe by regulation. Where a representative
    11  organization is designated as the  relator,  the  affected  employee  or
    12  whistleblower  may  elect  to  have  their name and personal identifying
    13  information  be  kept  confidential  until  the  relator,  in  its  sole
    14  discretion,  deems  sharing  such information is necessary to establish,
    15  litigate, mediate, settle, or otherwise pursue the claim.
    16    6. "public enforcement action" means  an  action  brought  under  this
    17  article  intended  to  enforce this chapter's protections enforceable by
    18  the commissioner.   Nothing in this  article  shall  be  interpreted  to
    19  permit a public enforcement action against a governmental agency.
    20    7. "commissioner" shall, for the purposes of this article, include the
    21  commissioner,  and  any  division,  board,  commission,  or  part of the
    22  department authorized to impose or seek penalties or other remedies  for
    23  violations of this chapter.
    24    8.  "violation"  means  an  employer's  noncompliance  with any of the
    25  requirements of the following articles of this chapter  and  with  regu-
    26  lations  and wage orders promulgated by the commissioner in implementing
    27  such articles:
    28    a. article six except sections one hundred ninety, one  hundred  nine-
    29  ty-one-a,  one hundred ninety-six, one hundred ninety-six-a, one hundred
    30  ninety-eight-a, one hundred ninety-nine, and one hundred ninety-nine-a;
    31    b. article nineteen except sections six  hundred  fifty,  six  hundred
    32  fifty-one,  six  hundred  fifty-three  through  six  hundred  sixty, six
    33  hundred sixty-two, and six hundred sixty-five;
    34    c. sections one hundred sixty,  one  hundred  sixty-one,  one  hundred
    35  sixty-two,  one  hundred sixty-three-a, one hundred sixty-seven, and one
    36  hundred seventy of article five;
    37    d. article nineteen-A except sections six hundred seventy through  six
    38  hundred seventy-two, six hundred seventy-four through six hundred seven-
    39  ty-eight, six hundred eighty, and six hundred eighty-three;
    40    e.  article nineteen-B except sections six hundred ninety, six hundred
    41  ninety-three, and six hundred ninety-four;
    42    f. article nine except sections two hundred thirty, two hundred  thir-
    43  ty-four through two hundred thirty-six, and two hundred thirty-eight;
    44    g.  article  twenty-five-A  except sections eight hundred sixty, eight
    45  hundred sixty-a, eight hundred sixty-c through  eight  hundred  sixty-f,
    46  and eight hundred sixty-i;
    47    h.  article  twenty-five-B  except  sections  eight  hundred sixty-one
    48  through eight hundred sixty-one-b;
    49    i. article twenty-five-C except sections eight hundred  sixty-two  and
    50  eight hundred sixty-two-a;
    51    j.  article  eight  except  sections  two hundred twenty-e through two
    52  hundred twenty-four, two hundred twenty-four-b, and two hundred  twenty-
    53  four-c;
    54    k. article twenty-C;
    55    l.  sections  two  hundred,  two hundred one-g, two hundred six-c, two
    56  hundred fifteen, and two hundred eighteen-b of article seven; and

        S. 541--B                           4

     1    m. section twenty-seven-d of article two.
     2    9.  "organizational  deputy"  means a labor organization as defined by
     3  subsection  (g)  of  section  four   thousand four hundred  two  of  the
     4  insurance  law that has been appointed by the commissioner or the attor-
     5  ney general to represent the state as the relator in the public enforce-
     6  ment action.  The  commissioner  or  the  attorney  general  shall  have
     7  complete  discretion  to determine what labor organizations may serve as
     8  their organizational deputy in a public enforcement action.
     9    § 1021. Public enforcement action. 1. A relator may initiate a  public
    10  enforcement  action  to collect civil penalties on behalf of the commis-
    11  sioner for a violation impacting  affected  employees  pursuant  to  the
    12  procedures specified in section one thousand twenty-two of this article.
    13  A  relator  may  allege multiple violations that have affected different
    14  employees and may seek injunctive and declaratory relief that the  state
    15  would be entitled to seek.
    16    2.  a.  For  purposes  of  this section, whenever the commissioner has
    17  discretion to assess a civil penalty, a court is authorized to  exercise
    18  the  same  discretion  to assess a civil penalty. To the extent that the
    19  commissioner is authorized to determine that an employer has violated  a
    20  provision  of  this  chapter  or regulation promulgated thereunder, in a
    21  public enforcement action, a court shall be authorized to determine that
    22  an employer has committed such a violation.
    23    b. For any violation defined in this article, except those for which a
    24  civil penalty is specifically provided, there  is  established  a  civil
    25  penalty of five hundred dollars for each affected employee per pay peri-
    26  od  per  violation. A court may not award a lesser amount, unless, based
    27  on the facts and circumstances of  the  particular  case,  the  employer
    28  demonstrates  that  to  do  otherwise  would  result in an award that is
    29  unjust, arbitrary and oppressive, or confiscatory.
    30    c. In any civil action commenced pursuant to this article,  the  court
    31  shall  allow  a  prevailing relator to recover all reasonable attorneys'
    32  fees, expert fees and other costs.  The court may also allow a  prevail-
    33  ing  relator  to  recover all reasonable ancillary costs associated with
    34  serving as a relator.   For the  purposes  of  this  article,  the  term
    35  "prevailing"  includes  a  relator  whose commencement of litigation has
    36  acted as a catalyst to effect policy change on the part of  the  defend-
    37  ant, regardless of whether that change has been implemented voluntarily,
    38  as  a  result  of  a  settlement  or  as  a result of a judgment in such
    39  relator's favor.
    40    d. Nothing in this section shall operate to limit an affected  employ-
    41  ee's  right to pursue or recover other remedies available under state or
    42  federal law, either separately or  concurrently  with  an  action  taken
    43  under this section.
    44    e.  Nothing  in this section shall operate to limit the commissioner's
    45  or the attorney general's right to seek restitution and  damages,  where
    46  available,  for affected employees in conjunction with a public enforce-
    47  ment action in which it has intervened.
    48    3. a.  Civil penalties recovered in public enforcement  actions  shall
    49  be  distributed  as  follows:    where  the commissioner or the attorney
    50  general has not intervened, or where the commissioner  or  the  attorney
    51  general  has  appointed an organizational deputy to proceed as the rela-
    52  tor, forty percent to the relator; and sixty percent to the commissioner
    53  for enforcement of this chapter and education of employers and employees
    54  about their rights  and  responsibilities  under  this  chapter,  to  be
    55  continuously  appropriated to supplement and not supplant the funding to
    56  the agency for those purposes; where the commissioner  or  the  attorney

        S. 541--B                           5

     1  general  has  intervened,  thirty  percent  to  the relator; and seventy
     2  percent to the commissioner for enforcement of this chapter  and  educa-
     3  tion  of employers and employees about their rights and responsibilities
     4  under  this  chapter,  to be continuously appropriated to supplement and
     5  not supplant the funding to the agency for those purposes.
     6    b. The relator shall equitably distribute the share of  penalties  due
     7  the  relator  among  affected employees.   If the relator is an affected
     8  employee or whistleblower, they shall also  be  entitled  to  recover  a
     9  service award from the penalties recovered, if they prevail in achieving
    10  relief,  in whole or in part, for violations that affected other employ-
    11  ees. The service award shall be not less than five thousand dollars  and
    12  not  more  than  twenty thousand dollars, unless the amount recovered as
    13  civil penalties is less than twenty thousand dollars.  The  court  shall
    14  determine  the  service award by taking due consideration of the burdens
    15  and risks assumed by the relator in prosecuting the action. If the rela-
    16  tor  is  a  representative  organization  or  an  organizational  deputy
    17  appointed by the commissioner or the attorney general, it shall distrib-
    18  ute  all  recovered  penalties  to  affected  employees  but may recover
    19  reasonable attorneys' fees and costs incurred in prosecuting the  action
    20  and  ancillary  costs  associated with serving as a relator. The relator
    21  shall submit a distribution summary to the commissioner and the attorney
    22  general.
    23    4. The right to bring a public enforcement action under  this  article
    24  shall  not be subject to private agreements between an affected employee
    25  and an employer or alleged employer, unless such agreements are  collec-
    26  tively  bargained  and the bargaining agreement provides a forum for the
    27  enforcement of rights and  remedies  otherwise  enforceable  under  this
    28  article.    The  right to represent the state with respect to violations
    29  affecting other workers shall not  be  waivable  by  private  agreement,
    30  unless  such agreements are  collectively  bargained  and the bargaining
    31  agreement provides a forum for the enforcement of rights and    remedies
    32  otherwise enforceable  under  this article, including an award of penal-
    33  ties authorized by this article.
    34    5.  Notwithstanding  any  other provision of law, a public enforcement
    35  action to recover upon  a  penalty  imposed  by  this  article  must  be
    36  commenced  within  six years.  The statute of limitations for bringing a
    37  public enforcement action under this article shall be  tolled  from  the
    38  date  a  relator files a notice pursuant to section one thousand twenty-
    39  two of this article with the commissioner and the attorney  general,  or
    40  the  commissioner  or  the  attorney general commences an investigation,
    41  whichever is earlier.
    42    6. The commissioner shall establish a database of  public  enforcement
    43  notices  submitted  pursuant to this article, including the parties, the
    44  disposition and any other information which the  commissioner  shall  by
    45  regulation  prescribe  and  shall  make  such  database available to the
    46  public online. The commissioner shall also publish an annual  report  of
    47  total penalties recovered under this chapter.
    48    7.  a.  No employer or his or her agent, employee, contractor, subcon-
    49  tractor or the officer or agent  of  any  corporation,  partnership,  or
    50  limited  liability company, or any other person shall discharge, demote,
    51  suspend, threaten, harass, or in any other manner  discriminate  against
    52  any person because of any lawful act done because:
    53    (i)  the  relator or potential relator brought or is perceived to have
    54  brought a public enforcement action;
    55    (ii) the relator or potential relator has provided information, caused
    56  information to be provided, or otherwise assisted in a  public  enforce-

        S. 541--B                           6

     1  ment  action  or  provided  information,  or  caused  information  to be
     2  provided to a person with supervisory  authority  over  the  relator  or
     3  potential  relator regarding conduct that the relator or potential rela-
     4  tor reasonably believes constitutes a violation of this section; or
     5    (iii)  the  person  believes that the relator or potential relator may
     6  bring a public enforcement action or cooperate with one.
     7    b. Any person affected by a violation  of  this  subdivision,  or  any
     8  affected employee, whistleblower, representative organization, organiza-
     9  tional  deputy, or the commissioner, or the attorney general may bring a
    10  public enforcement action for all appropriate relief, including  enjoin-
    11  ing  the  conduct  of  any person or employer; ordering payment of civil
    12  penalties as provided by section two hundred fifteen  of  this  chapter,
    13  costs  and  reasonable  attorneys' fees to the employee by the person or
    14  entity in violation; and, where the person or entity in violation is  an
    15  employer,  ordering  rehiring or reinstatement of the employee to his or
    16  her former position with restoration of seniority. Any  person  affected
    17  by  a  violation  of this subdivision may also bring a civil action in a
    18  court of competent jurisdiction against any employer or persons  alleged
    19  to have violated the provisions of this subdivision pursuant to subdivi-
    20  sion two of section two hundred fifteen of this chapter.
    21    c.  There  shall  be a rebuttable presumption that any adverse actions
    22  taken against a relator within one hundred eighty days after the relator
    23  has filed an action under this chapter is retaliatory. Nothing  in  this
    24  subdivision shall be interpreted to prohibit an inference of retaliatory
    25  motive  after  one  hundred  eighty  days after the relator has filed an
    26  action under this chapter.
    27    § 1022. Procedure. 1. No public enforcement action by a relator pursu-
    28  ant to section one thousand twenty-one of this article may be commenced:
    29    a. prior to sixty days after written notice  has  been  given  by  the
    30  relator  to  the  commissioner and to the attorney general.  The relator
    31  shall submit a filing fee of seventy-five dollars to  the  commissioner,
    32  and  the time periods in this section shall begin when notice and filing
    33  fee have been submitted. The fees required by this paragraph are subject
    34  to waiver in accordance with rules promulgated by the commissioner.  The
    35  written  notice  shall be given in such a manner as the commissioner may
    36  prescribe by regulation, shall be construed in a light favorable to  the
    37  relator, and shall include:
    38    (i) the name, address and contact information of the employer.
    39    (ii)  the  name,  address,  and  contact  information  of the affected
    40  employee or whistleblower.
    41    (iii) if the action is brought by a representative  organization,  the
    42  name,  address  and  contact information of the representative organiza-
    43  tion, its qualification as a representative organization as  defined  in
    44  this  chapter,  and  the  form  on  which  the whistleblower or affected
    45  employee has designated the representative organization.
    46    (iv) if the action is brought by an affected employee or  whistleblow-
    47  er, the name, address, and contact information of any labor organization
    48  that  has  assisted with the filing of the written notice, and who would
    49  be available to serve as an organizational  deputy  should  they  be  so
    50  appointed by the commissioner or the attorney general.
    51    (v)  the  name, address and contact information of the relator's legal
    52  counsel, should one exist.
    53    (vi) a statement of the underlying claim.
    54    (vii) if the relator is a "whistleblower", the relator's knowledge  of
    55  the  alleged  violations  that  is independent of and materially adds to
    56  publicly disclosed information.

        S. 541--B                           7

     1    (viii) after searching the database established pursuant  to  subdivi-
     2  sion  six of section one thousand twenty-one of this article for notices
     3  alleging the same facts and legal theories, a summary of such notices or
     4  statement that no such notices exist, provided that a notice filed by  a
     5  pro  se  litigant  may  not  be  rejected  for failure to conduct such a
     6  search.
     7    b. if the commissioner or the attorney general, at any time  prior  to
     8  the end of the sixty-day notice period prescribed in paragraph a of this
     9  subdivision or prior to commencement of such action, whichever is later,
    10  and  upon  written  notice  to  the  relator  who  provided  the  notice
    11  prescribed in paragraph a of this  subdivision,  has  commenced  and  is
    12  actively  prosecuting  an administrative enforcement proceeding pursuant
    13  to this chapter relative to the alleged violation.
    14    c. if the commissioner or the attorney general, on the same facts  and
    15  theories, cites a person within the timeframes set forth in this section
    16  for  a  violation  of the same section or sections of this chapter under
    17  which the relator is attempting to recover a civil penalty or remedy  on
    18  behalf of himself or herself or others.
    19    d. if the violation is of a posting or agency reporting requirement or
    20  agency filing requirement, except where the filing or reporting require-
    21  ment involves mandatory payroll or injury reporting.
    22    e.  if  the  violation  is  for  minor variations in the legal name or
    23  address of the employer in a wage  statement  or  wage  notice  required
    24  under  article  six of this chapter, provided that the variations do not
    25  impair a worker's ability to promptly and easily identify the employer.
    26    2. The commissioner or the attorney general may, after  receiving  the
    27  notice,  appoint  an  organizational  deputy for the commissioner or the
    28  attorney general (based on who makes the appointment) to  serve  as  the
    29  relator, instead of the person who filed the notice. That organizational
    30  deputy  may then proceed with the public enforcement action on behalf of
    31  the state. If the commissioner or the attorney general has appointed  an
    32  organizational  deputy  as the relator, that organizational deputy shall
    33  serve as the  relator  in  accordance  with  all  the  other  procedures
    34  outlined  in  this  article.  The  decision to appoint an organizational
    35  deputy shall not be construed as  the  commissioner's  or  the  attorney
    36  general's direct intervening in the public enforcement action.
    37    3.  The  commissioner  or  the  attorney  general may intervene in the
    38  public enforcement action and proceed with any and  all  claims  in  the
    39  action:
    40    a.  as of right within the sixty-day notice period prescribed in para-
    41  graph a of subdivision one of this section;
    42    b. for good cause, as determined by the court, after the expiration of
    43  the sixty-day notice period prescribed in paragraph a of subdivision one
    44  of this section; or
    45    c. if a previous relator becomes unavailable to  continue  the  public
    46  enforcement  action,  by  appointing  an  organizational  deputy for the
    47  commissioner or the attorney general (based on who  makes  the  appoint-
    48  ment)  to  proceed  with  the public enforcement action on behalf of the
    49  state. If the commissioner or the attorney general has so  appointed  an
    50  organizational  deputy,  the  organizational  deputy  shall serve as the
    51  relator in accordance with all the other  procedures  outlined  in  this
    52  article.  The  decision to appoint an organizational deputy shall not be
    53  construed as the commissioner or the attorney general directly interven-
    54  ing in the public enforcement action.
    55    4. If the commissioner  or  the  attorney  general  intervenes  in  an
    56  action,  he  or  she  may take primary responsibility for litigating the

        S. 541--B                           8

     1  action and shall not be bound by an act  of  the  relator  bringing  the
     2  action.  In  such cases, the relator shall remain a party to the action.
     3  The commissioner or the attorney  general  may  also  intervene  in  the
     4  action  for  the  limited  purpose  of filing a statement of interest or
     5  otherwise advancing the state's view about legal issues at stake in  the
     6  action.  If  the commissioner or the attorney general has intervened for
     7  the purpose of taking primary responsibility for litigating the  action,
     8  the  commissioner  or  attorney general may dismiss or settle the action
     9  after the relator has been notified of the filing of the motion and  has
    10  been  provided with an opportunity to be heard, and the court determines
    11  that such dismissal or settlement is fair, adequate, reasonable, and  in
    12  the public interest.
    13    5.  Either  the  commissioner,  the  attorney general, or a federal or
    14  state court of competent  jurisdiction  shall  review  and  approve  any
    15  settlement  of any civil action filed pursuant to this article or of any
    16  claim for which a relator has provided notice pursuant to this  section.
    17  The  commissioner,  the attorney general, or the court shall approve the
    18  settlement if it is fair, reasonable and adequate, in light of the stat-
    19  utory purpose of the provision of this  chapter  alleged  to  have  been
    20  violated and the purpose of this article.
    21    6.  a.  The relator shall, within ten days following commencement of a
    22  civil action pursuant to this article, provide the commissioner and  the
    23  attorney general with a file-stamped copy of the complaint that includes
    24  the case number assigned by the court.
    25    b.  If the commissioner or the attorney general so requests, he or she
    26  shall  be  served with copies of pleadings filed in the action and shall
    27  be supplied with copies of all deposition transcripts. The  commissioner
    28  or  the attorney general shall bear any costs associated with service of
    29  such pleadings and depositions if there are such costs.
    30    c. A copy of the court's judgment in any civil action  filed  pursuant
    31  to  this article and any other order in that action that either provides
    32  for or denies an award of civil penalties under this  article  shall  be
    33  submitted  to  the commissioner and the attorney general within ten days
    34  after entry of the judgment or order.
    35    d. Items required to be  submitted  to  the  commissioner  under  this
    36  subdivision  shall  be  transmitted in such a manner as the commissioner
    37  shall prescribe for the filing of notices under paragraph a of  subdivi-
    38  sion one of this section.
    39    7.  Such regulations prescribed pursuant to paragraph a of subdivision
    40  one of this section shall provide  for  the  right  of  the  relator  to
    41  furnish  an  amended notice, after the notice by the commissioner to the
    42  relator that the original notice was not in compliance with this section
    43  or the regulations issued thereunder and specifying  with  particularity
    44  what  the  deficiencies  were  in  the  original notice. Such notice and
    45  opportunity to amend shall be provided by the commissioner within  sixty
    46  days  of  the  original notice or the original notice shall be deemed in
    47  compliance with this section.  The relator shall have thirty  days  from
    48  receiving  notice  from  the commissioner that their original notice was
    49  not in compliance with this section to amend the notice.
    50    8. A public enforcement action shall be tried promptly, without regard
    51  to concurrent adjudication of private claims, including  without  regard
    52  to concurrent adjudication of claims for violations personally affecting
    53  the relator.
    54    9. No public enforcement action brought pursuant to this article shall
    55  be  required to meet the requirements of Rule 23(a) of the Federal Rules
    56  of Civil Procedure or article nine of the civil practice law and rules.

        S. 541--B                           9

     1    10. The rules governing pretrial discovery  in  a  public  enforcement
     2  action  brought  pursuant  to  this  article  shall be the same as those
     3  applicable to other civil actions. No special showing of merit or  other
     4  additional  requirement shall be imposed on a relator's discovery rights
     5  in such an action.
     6    11.  A  relator  bringing  an action pursuant to this article shall be
     7  entitled to  discovery  regarding  the  alleged  violations  as  to  all
     8  affected employees as defined in this article.
     9    12.  When  related public enforcement actions are pending, the parties
    10  shall immediately notify the courts overseeing such actions of the over-
    11  lap and submit a joint  statement  describing  the  overlap,  which  may
    12  propose  a  process  to  ensure the just, speedy, and efficient determi-
    13  nation of the actions. The court may appoint  lead  enforcement  counsel
    14  with  sole responsibility for asserting the related claims, with consid-
    15  eration of the following factors:
    16    a. the work that counsel has done in investigating the claims;
    17    b. counsel's experience litigating labor law and past  performance  in
    18  similar cases;
    19    c. counsel's diligence in advancing the case;
    20    d.  the resources that counsel has committed and will commit to prose-
    21  cuting the case, and the relative resources at counsel's disposal; and
    22    e. the length of time each action has been pending.
    23    § 1023. Non-application. 1. This article shall not apply to the recov-
    24  ery of administrative and civil penalties in connection with  the  unem-
    25  ployment insurance law as contained in article eighteen of this chapter.
    26    2.  This article shall not apply to the recovery of administrative and
    27  civil penalties in connection with the New York  state  labor  relations
    28  act as contained in article twenty of this chapter.
    29    3.  Severability.  If  any  word, phrase, clause, sentence, paragraph,
    30  subdivision, section or part of this article or the application  thereof
    31  to  any  person or circumstances shall be adjudged invalid by a court of
    32  competent jurisdiction, such order or judgment shall be confined in  its
    33  operation  to  the  controversy  in which it was rendered, and shall not
    34  affect or invalidate  the  remainder  of  this  article,  but  shall  be
    35  confined  in  its operation to the word, phrase, clause, sentence, para-
    36  graph, subdivision, section or part thereof  directly  involved  in  the
    37  controversy in which such judgment shall have been rendered.
    38    4.  This  article shall be construed in light of its remedial purposes
    39  to expand the enforcement of this chapter.
    40    § 4. This act shall take effect immediately, and shall permit relators
    41  to bring actions concerning New York Labor Law violations that  occurred
    42  within  the  six  years  prior  to this act's effective date, unless the
    43  Labor Law provides a shorter statute of limitations with respect to  the
    44  specific  violation  in  question, in which case that shorter statute of
    45  limitations shall apply.
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