Bill Text: NY S01713 | 2019-2020 | General Assembly | Introduced


Bill Title: Authorizes a state monitor for the town of Oyster Bay to provide direct oversight of the fiscal policies, practices, programs and decisions of the town of Oyster Bay.

Spectrum: Partisan Bill (Democrat 4-0)

Status: (Introduced - Dead) 2020-01-08 - REFERRED TO LOCAL GOVERNMENT [S01713 Detail]

Download: New_York-2019-S01713-Introduced.html


                STATE OF NEW YORK
        ________________________________________________________________________
                                          1713
                               2019-2020 Regular Sessions
                    IN SENATE
                                    January 15, 2019
                                       ___________
        Introduced  by  Sen.  BROOKS -- read twice and ordered printed, and when
          printed to be committed to the Committee on Local Government
        AN ACT authorizing the comptroller to appoint a state monitor to oversee
          the town of Oyster Bay and establishing the powers and duties  of  the
          state  monitor;  and  providing for the repeal of such provisions upon
          expiration thereof
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
     1    Section 1. Definitions. For the purposes of this act:
     2    (a)  "State  monitor"  or  "monitor"  shall  mean the person appointed
     3  pursuant to section two of this act, or an interim person  appointed  to
     4  such position.
     5    (b) "Board" shall mean the town board of the town of Oyster Bay.
     6    (c) "Supervisor" shall mean the supervisor of the town of Oyster Bay.
     7    § 2. Appointment. (a) The comptroller shall appoint a state monitor to
     8  provide direct oversight of the fiscal policies, practices, programs and
     9  decisions  of the town of Oyster Bay, the town board and the supervisor,
    10  within ninety days following the effective date of this act.  The  comp-
    11  troller  shall provide the monitor with technical support and assistance
    12  for the purposes of carrying out his or her duties under  this  act,  if
    13  requested  by  the  state  monitor. The state monitor shall serve at the
    14  pleasure of the comptroller.
    15    (b) The comptroller shall have the authority to appoint a state  moni-
    16  tor  on  an  interim basis during the search for a permanent appointment
    17  and in the event of resignation, death, incapacity, or any other  reason
    18  which  causes  the monitor to be unable to perform his or her duties and
    19  until such time as a permanent state monitor  is  appointed.  Any  state
    20  monitor  appointed  on an interim basis shall have the powers and duties
    21  of the state monitor contained in this act.
    22    (c) The state monitor, including his or her staff,  shall  be  paid  a
    23  fixed  salary  set by the comptroller and shall be reimbursed for actual
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD04584-01-9

        S. 1713                             2
     1  expenses incurred in the performance of  his  or  her  duties  including
     2  travel  and  supplies.  The  costs associated with the implementation of
     3  this act shall be borne by the town of Oyster Bay.
     4    (d) Notwithstanding any other provision of general or special law, the
     5  earnings limitations contained in any such general or special law, local
     6  law  and/or  charter  and  applicable  to the employment of persons in a
     7  position or positions in public  service  in  any  calendar  year  while
     8  retired  and  receiving  a  retirement  allowance shall not apply to any
     9  appointment authorized by this act. If applicable, the state monitor may
    10  continue as retired and without loss, suspension or diminution of his or
    11  her retirement allowance provided that  such  individual  is  granted  a
    12  waiver of retirement earnings limitation by the comptroller.
    13    (e)  For  the  purposes  of this act, the state monitor and his or her
    14  staff shall be considered state employees as defined in the public offi-
    15  cers law.
    16    § 3. State monitor powers. The state monitor shall have the power to:
    17    (a) Propose a resolution or course of action to be considered  by  the
    18  town board or supervisor if the state monitor finds that such resolution
    19  or course of action is necessary in order to carry out his or her duties
    20  required  by  this  act and is necessary for the fiscal stability of the
    21  town. If such resolution or course of action is proposed, the board must
    22  vote on the proposed resolution or course of action within fourteen days
    23  of receiving such resolution, or at the next regularly  scheduled  board
    24  meeting.
    25    (b)  Review  and  make  recommendations  on the operation, management,
    26  efficiency and productivity of the relevant municipality and any subsid-
    27  iary organization.
    28    (c) Issue bonds.
    29    (d) Consult with the locality during  the  budget-making  process  and
    30  make  recommendations.   The monitor shall have the authority to approve
    31  or reject budgets and required multi-year financial plans.
    32    (e) Comment on  the  proposed  borrowings  and  collective  bargaining
    33  agreements.
    34    (f)  Override  decisions by the board or supervisor if he or she finds
    35  that such override is necessary in order to carry out his or her  duties
    36  required  by  this  act and is necessary for the fiscal stability of the
    37  town. The state monitor may override a decision by the board or supervi-
    38  sor by issuing a directive, which must include specific findings  as  to
    39  the necessity of such override. The board may appeal the state monitor's
    40  override in accordance with section five of this act.
    41    (g)  Access  all  town  documents  and  records.  Town personnel shall
    42  provide any and all documents requested by the state monitor or  his  or
    43  her  designee without charge, and the state monitor shall have access to
    44  all electronic information systems, databases, and  planning  documents.
    45  The  monitor  shall  maintain  the  security  and confidentiality of all
    46  information protected from disclosure by federal or state law  or  regu-
    47  lation.
    48    (h)  Direct the board and supervisor to undergo any training as deemed
    49  necessary and pursuant to timelines established by the state monitor.
    50    (i) Hire staff necessary to assist in carrying out the state monitor's
    51  duties required by this act, subject to a staffing plan approved by  the
    52  comptroller.
    53    (j) Hold public hearings or forums on town fiscal matters as he or she
    54  deems necessary.
    55    (k)  Conduct any relevant studies, reports, and reviews of town fiscal
    56  matters.

        S. 1713                             3
     1    § 4. State monitor duties. The state monitor shall have the  following
     2  duties:
     3    (a)  Develop  and  implement  a five-year strategic fiscal improvement
     4  plan in consultation with the  comptroller  and  the  board  within  six
     5  months from the date of appointment.
     6    1. The monitor shall hold at least one public hearing within the town,
     7  prior  to  the  certification  of the plan by the state monitor, for the
     8  purpose of presenting the contents of the improvement plan  and  seeking
     9  public  comment on its contents. The supervisor shall ensure that notice
    10  for the public hearing or hearings are posted in a  manner  to  maximize
    11  the participation of residents.
    12    2.  The plan must establish a set of goals with appropriate benchmarks
    13  and measurable objectives and identify strategies to address areas where
    14  improvements are needed in financial stability.
    15    3. The plan shall be publicly available at least fourteen days  before
    16  the hearing or hearings at which it will be presented and the supervisor
    17  shall  ensure  that copies thereof shall be prepared and made available,
    18  upon request, to residents within the town.
    19    4. Following the hearing or hearings held pursuant to paragraph one of
    20  this subdivision, but prior to certification of the improvement plan  by
    21  the  state monitor, the state monitor shall publicly report to the board
    22  an assessment of all public comments concerning the proposed plan and  a
    23  description  of  any  changes  made  to  such plan as a result of public
    24  comments received. The certified plan must be submitted  to  the  board,
    25  comptroller,  governor,  the  temporary president of the senate, and the
    26  speaker of the assembly.
    27    (b) Attend all meetings of the  board  including  executive  sessions.
    28  The  state  monitor, or designee of the monitor, shall be deemed to be a
    29  non-voting member of the board and shall be entitled to sit  with  board
    30  members  at all meetings of the board and participate in all board hear-
    31  ings and meetings, and the  supervisor  shall  be  required  to  provide
    32  adequate  notice to the state monitor of all such meetings and hearings.
    33  The state monitor shall ensure to the extent practicable that the  board
    34  conducts  all meetings, including executive sessions, in compliance with
    35  article 7 of the public officers law, and shall be  authorized  to  seek
    36  written advisory opinions from the committee on open government.
    37    (c)  Supervise  the  fiscal  and  operational  management of the town,
    38  including, but not limited to, oversight over  the  development  of  the
    39  annual budget.
    40    (d)  Submit  an annual report to the board, comptroller, governor, the
    41  temporary president of the senate, and the speaker of  the  assembly  on
    42  the progress of the strategic fiscal improvement plan, actions undertak-
    43  en by the monitor, any financial information the monitor deems appropri-
    44  ate,  and  other  town matters of importance.   At the conclusion of the
    45  monitor's appointment as determined by section seven of  this  act,  the
    46  state  monitor shall issue a final report that includes long term recom-
    47  mendations that address the unique needs of the town.
    48    § 5. Appeal process for monitor decisions. Notwithstanding  any  other
    49  law, rule or regulation to the contrary, all decisions made by the state
    50  monitor,  including  decisions to overturn board and supervisor actions,
    51  shall be final and conclusive unless and until modified or  reversed  in
    52  an  appeal  to  the comptroller pursuant to this section. When the board
    53  alleges that a reversal of a board or supervisor decision by  the  state
    54  monitor  violates  the regulations of the comptroller, or the terms of a
    55  certified five-year strategic fiscal improvement  plan,  the  board  may
    56  appeal by petition to the comptroller.

        S. 1713                             4
     1    §  6.  Regulations.  The comptroller shall be authorized to promulgate
     2  regulations and immediately take such  other  actions  as  necessary  to
     3  implement the provisions of this act.
     4    § 7. Appointment period. The appointment of the state monitor shall be
     5  for  a  period of at least five years from the initial date of the state
     6  monitor appointment. At the expiration of the initial appointment  peri-
     7  od,  the  comptroller shall have the authority to extend the appointment
     8  for an additional period of time in intervals of one to five  years,  as
     9  determined  by  the  comptroller. The appointment may be extended, for a
    10  term or terms as the comptroller deems necessary,  consistent  with  the
    11  repeal date of this act.
    12    §  8.  This  act shall take effect immediately and shall expire and be
    13  deemed repealed December 31, 2028.
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