Bill Text: NY S03440 | 2009-2010 | General Assembly | Introduced


Bill Title: Requires fingerprinting of prospective employees of special education schools for purposes of a criminal background check; defines "special education school"; and allows school to establish procedures for conditional appointment or emergency conditional appointment of prospective employees of the school.

Spectrum: Bipartisan Bill

Status: (Introduced - Dead) 2010-01-06 - REFERRED TO EDUCATION [S03440 Detail]

Download: New_York-2009-S03440-Introduced.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
                                         3440
                              2009-2010 Regular Sessions
                                   I N  S E N A T E
                                    March 19, 2009
                                      ___________
       Introduced by Sens. SALAND, OPPENHEIMER -- read twice and ordered print-
         ed, and when printed to be committed to the Committee on Education
       AN  ACT to amend the education law, in relation to requiring the finger-
         printing of prospective employees of public or publicly-funded special
         education schools for  the  purpose  of  conducting  criminal  history
         record checks
         THE  PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section 1. Paragraphs (a) and (b) of subdivision 30 of section 305  of
    2  the education law, paragraph (a), the opening paragraph and subparagraph
    3  (i)  of  paragraph (b) as amended by chapter 630 of the laws of 2006 and
    4  paragraph (b) as added by chapter 180 of the laws of 2000,  are  amended
    5  to read as follows:
    6    (a)  The  commissioner,  in  cooperation with the division of criminal
    7  justice services and in accordance with  all  applicable  provisions  of
    8  law,  shall promulgate rules and regulations to require the fingerprint-
    9  ing of prospective employees, as defined in section eleven hundred twen-
   10  ty-five of this chapter, of school  districts,  charter  schools  [and],
   11  boards   of  cooperative  educational  services  AND  SPECIAL  EDUCATION
   12  SCHOOLS, and authorizing the fingerprinting of prospective employees  of
   13  nonpublic  and private elementary and secondary schools, and for the use
   14  of information derived from searches of the records of the  division  of
   15  criminal  justice services and the federal bureau of investigation based
   16  on the use of such fingerprints. The commissioner shall also  develop  a
   17  form for use by school districts, charter schools, boards of cooperative
   18  educational services, [and] nonpublic and private elementary and second-
   19  ary  schools  AND  SPECIAL  EDUCATION  SCHOOLS,  in  connection with the
   20  submission of fingerprints that contains the specific job  title  sought
   21  and  any  other information that may be relevant to consideration of the
   22  applicant. The commissioner shall also establish a form for the recorda-
   23  tion of allegations  of  child  abuse  in  an  educational  setting,  as
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD10357-02-9
       S. 3440                             2
    1  required  pursuant to section eleven hundred twenty-six of this chapter.
    2  No person who has been fingerprinted pursuant to section three  thousand
    3  four-b  of  this  chapter or pursuant to section five hundred nine-cc or
    4  twelve  hundred  twenty-nine-d  of the vehicle and traffic law and whose
    5  fingerprints remain on  file  with  the  division  of  criminal  justice
    6  services  shall  be required to undergo fingerprinting for purposes of a
    7  new criminal history record check. This subdivision and  the  rules  and
    8  regulations  promulgated  pursuant  thereto  shall not apply to a school
    9  district within a city with a population of one million or more,  OR  TO
   10  SPECIAL EDUCATION SCHOOLS LOCATED WITHIN SUCH CITY.
   11    (b)  The  commissioner,  in  cooperation with the division of criminal
   12  justice services, shall promulgate a form to be  provided  to  all  such
   13  prospective  employees  of  school districts, charter schools, boards of
   14  cooperative educational services, SPECIAL EDUCATION SCHOOLS and  nonpub-
   15  lic  and  private elementary and secondary schools that elect to finger-
   16  print and seek clearance for prospective employees that shall:
   17    (i) inform the prospective employee that the commissioner is  required
   18  or  authorized  to  request his or her criminal history information from
   19  the division of criminal justice services  and  the  federal  bureau  of
   20  investigation  and review such information pursuant to this section, and
   21  provide a description of the manner in  which  his  or  her  fingerprint
   22  cards  will  be used upon submission to the division of criminal justice
   23  services;
   24    (ii) inform the prospective employee that he or she has the  right  to
   25  obtain, review and seek correction of his or her criminal history infor-
   26  mation  pursuant  to regulations and procedures established by the divi-
   27  sion of criminal justice services.
   28    S 2. Subparagraph (vii) of paragraph (c) of subdivision 30 of  section
   29  305 of the education law, as amended by chapter 630 of the laws of 2006,
   30  is amended to read as follows:
   31    (vii)  been informed that in the event his or her employment is termi-
   32  nated and such person has not become employed in  the  same  or  another
   33  school  district,  charter  school,  board  of  cooperative  educational
   34  services, SPECIAL EDUCATION SCHOOL or nonpublic or private elementary or
   35  secondary school within [twelve-months] TWELVE  MONTHS  of  such  termi-
   36  nation,  the  commissioner shall notify the division of criminal justice
   37  services of such termination,  and  the  division  of  criminal  justice
   38  services  shall destroy the fingerprints of such person. Such person may
   39  request that the commissioner notify the division  of  criminal  justice
   40  services  that  his  or her fingerprints shall be destroyed prior to the
   41  expiration of such twelve month period in which  case  the  commissioner
   42  shall  notify the division of criminal justice services and the division
   43  shall destroy the fingerprints of such person promptly upon  receipt  of
   44  the request; and
   45    S  3.  Paragraph (d) of subdivision 30 of section 305 of the education
   46  law, as amended by chapter 630 of the laws of 2006, is amended  to  read
   47  as follows:
   48    (d)  The commissioner shall develop forms to be provided to all school
   49  districts, charter schools, boards of cooperative educational  services,
   50  SPECIAL  EDUCATION  SCHOOLS  and to all nonpublic and private elementary
   51  and secondary  schools  that  elect  to  fingerprint  their  prospective
   52  employees,  to  be  completed  and  signed by prospective employees when
   53  conditional appointment or emergency conditional appointment is offered.
   54    S 4. Subdivision 30 of section 305 of the education law is amended  by
   55  adding a new paragraph (f) to read as follows:
       S. 3440                             3
    1    (F)  AS USED IN THIS SECTION AND SECTION THREE THOUSAND THIRTY-FIVE OF
    2  THIS CHAPTER, "SPECIAL EDUCATION SCHOOL" SHALL MEAN A STATE SCHOOL OPER-
    3  ATED PURSUANT TO ARTICLE EIGHTY-SEVEN OR EIGHTY-EIGHT OF THIS CHAPTER, A
    4  STATE-SUPPORTED SCHOOL OPERATED PURSUANT TO ARTICLE EIGHTY-FIVE OF  THIS
    5  CHAPTER,  AN  APPROVED PRIVATE NON-RESIDENTIAL OR RESIDENTIAL SCHOOL FOR
    6  THE EDUCATION OF STUDENTS WITH DISABILITIES THAT IS LOCATED  WITHIN  THE
    7  STATE,  OR  AN APPROVED PROVIDER OF PRESCHOOL SPECIAL EDUCATION SERVICES
    8  OR PROGRAMS THAT IS LOCATED WITHIN THE STATE; PROVIDED  THAT  SUCH  TERM
    9  SHALL  NOT APPLY TO A SCHOOL OR FACILITY OPERATED OR LICENSED BY A STATE
   10  AGENCY OTHER THAN THE DEPARTMENT, UNLESS SUCH SCHOOL OR FACILITY IS ALSO
   11  AN APPROVED PRIVATE SCHOOL FOR STUDENTS WITH DISABILITIES OR AN APPROVED
   12  PROVIDER UNDER SECTION FORTY-FOUR HUNDRED TEN OF THIS CHAPTER.
   13    S 5. Subdivision 1 of section 3035 of the education law, as amended by
   14  chapter 630 of the laws of 2006, is amended to read as follows:
   15    1. The commissioner shall submit to the division of  criminal  justice
   16  services two sets of fingerprints of prospective employees as defined in
   17  subdivision  three of section eleven hundred twenty-five of this chapter
   18  received from a school district, charter school or board of  cooperative
   19  educational  services and of prospective employees received from nonpub-
   20  lic and private elementary and secondary schools pursuant to  title  two
   21  of  this  chapter OR A SPECIAL EDUCATION SCHOOL, AS DEFINED IN PARAGRAPH
   22  (F) OF SUBDIVISION THIRTY OF SECTION THREE HUNDRED FIVE OF THIS CHAPTER,
   23  PURSUANT TO TITLE SIX OF THIS CHAPTER, OTHER THAN  A  SPECIAL  EDUCATION
   24  SCHOOL  LOCATED  IN  THE  CITY OF NEW YORK, and the division of criminal
   25  justice services processing fee imposed pursuant to subdivision  eight-a
   26  of  section  eight hundred thirty-seven of the executive law and any fee
   27  imposed by the federal bureau of investigation. The division of criminal
   28  justice services and the federal bureau of investigation  shall  forward
   29  such criminal history record to the commissioner in a timely manner. For
   30  the  purposes  of this section, the term "criminal history record" shall
   31  mean a record of all convictions of  crimes  and  any  pending  criminal
   32  charges  maintained on an individual by the division of criminal justice
   33  services and the federal bureau  of  investigation.  All  such  criminal
   34  history  records  sent  to the commissioner pursuant to this subdivision
   35  shall be confidential pursuant to the applicable federal and state laws,
   36  rules and regulations,  and  shall  not  be  published  or  in  any  way
   37  disclosed  to  persons  other  than  the  commissioner, unless otherwise
   38  authorized by law.
   39    S 6. Subdivisions 3 and 3-a of section  3035  of  the  education  law,
   40  subdivision 3 as amended by section 7 of chapter 630 of the laws of 2006
   41  and  subdivision  3-a  as  added by chapter 380 of the laws of 2001, are
   42  amended to read as follows:
   43    3. (a) Clearance. After receipt of a criminal history record from  the
   44  division of criminal justice services and the federal bureau of investi-
   45  gation  the  commissioner  shall  promptly notify the appropriate school
   46  district, charter school, board  of  cooperative  educational  services,
   47  SPECIAL EDUCATION SCHOOL or nonpublic or private elementary or secondary
   48  school  whether the prospective employee to which such report relates is
   49  cleared for employment based upon  his  or  her  criminal  history.  All
   50  determinations  to  grant  or  deny clearance for employment pursuant to
   51  this paragraph shall be performed in accordance with subdivision sixteen
   52  of section two hundred ninety-six of the executive law and article twen-
   53  ty-three-A of  the  correction  law.  When  the  commissioner  denies  a
   54  prospective employee clearance for employment, such prospective employee
   55  shall  be  afforded  notice and the right to be heard and offer proof in
       S. 3440                             4
    1  opposition to such determination in accordance with the  regulations  of
    2  the commissioner.
    3    (b)  Conditional  clearance.  When the commissioner receives a request
    4  for a determination  on  the  conditional  clearance  of  a  prospective
    5  employee,  the  commissioner, after receipt of a criminal history record
    6  from the division of criminal justice services,  shall  promptly  notify
    7  the  prospective  employee  and the appropriate school district, charter
    8  school, board of cooperative  educational  services,  SPECIAL  EDUCATION
    9  SCHOOL  or  nonpublic or private elementary or secondary school that the
   10  prospective employee to  which  such  report  relates  is  conditionally
   11  cleared  for  employment  based upon his or her criminal history or that
   12  more time is needed to  make  the  determination.  If  the  commissioner
   13  determines  that  more  time is needed, the notification shall include a
   14  good faith estimate of  the  amount  of  additional  time  needed.  Such
   15  notification  shall  be  made  within  fifteen  business  days after the
   16  commissioner  receives  the  prospective  employee's  fingerprints.  All
   17  determinations  to  grant  or  deny conditional clearance for employment
   18  pursuant to this paragraph shall be performed in accordance with  subdi-
   19  vision  sixteen  of  section two hundred ninety-six of the executive law
   20  and article twenty-three-A of the correction law.
   21    3-a. Upon request from a prospective employee who has been cleared  by
   22  the  commissioner  for employment and/or certification, the commissioner
   23  shall have the authority to forward a  copy  of  such  criminal  history
   24  record  to  the city school district of the city of New York by the most
   25  expeditious means available. Furthermore, upon  notification  that  such
   26  prospective employee is employed by the city school district of the city
   27  of  New York OR IS EMPLOYED BY A SPECIAL EDUCATION SCHOOL THAT CONTRACTS
   28  WITH THE CITY SCHOOL DISTRICT OF THE CITY OF NEW YORK, the  division  of
   29  criminal justice services shall have the authority to provide subsequent
   30  criminal  history  notifications directly to the city school district of
   31  the city of New York. Upon request from a prospective employee  who  has
   32  been cleared for licensure and/or employment by the city school district
   33  of  the city of New York OR HAS BEEN CLEARED BY THE CITY OF NEW YORK FOR
   34  EMPLOYMENT BY A SPECIAL EDUCATION SCHOOL THAT IS LOCATED OUTSIDE OF  THE
   35  CITY  SCHOOL  DISTRICT  OF THE CITY OF NEW YORK, such school district OR
   36  CITY shall have the authority to  forward  a  copy  of  the  prospective
   37  employee's  criminal  history  record  to  the commissioner, by the most
   38  expeditious means available, for the purposes of this section.  Further-
   39  more, upon notification that such prospective employee is employed by  a
   40  school  district  outside the city of New York OR BY A SPECIAL EDUCATION
   41  SCHOOL THAT IS LOCATED OUTSIDE OF THE CITY OF NEW YORK, the division  of
   42  criminal justice services shall have the authority to provide subsequent
   43  criminal history notifications directly to the commissioner.
   44    S 7. Paragraph (i) of subdivision (a) of section 4212 of the education
   45  law, as amended by chapter 32 of the laws of 1992, is amended to read as
   46  follows:
   47    (i)  consistent  with appropriate collective bargaining agreements and
   48  applicable provisions of the civil service law, the  review  and  evalu-
   49  ation  of  the backgrounds of and the information supplied by any person
   50  applying to be an employee,  a  volunteer  or  consultant,  which  shall
   51  include  but  not  be  limited  to  the following requirements: that the
   52  applicant set forth his or her employment history, provide personal  and
   53  employment  references, and relevant experiential and educational infor-
   54  mation, [and] sign a sworn statement indicating whether  the  applicant,
   55  to  the best of his or her knowledge, has ever been convicted of a crime
   56  in this state or any other jurisdiction AND, IN THE CASE OF  A  PROSPEC-
       S. 3440                             5
    1  TIVE EMPLOYEE, BE FINGERPRINTED FOR PURPOSES OF A CRIMINAL HISTORY BACK-
    2  GROUND CHECK PURSUANT TO SUBDIVISION (D) OF THIS SECTION;
    3    S  8.  Section  4212  of  the education law is amended by adding a new
    4  subdivision (d) to read as follows:
    5    (D) (I) THE SCHOOL SHALL REQUIRE, FOR PURPOSES OF A  CRIMINAL  HISTORY
    6  RECORD  CHECK,  THE  FINGERPRINTING  OF ALL PROSPECTIVE EMPLOYEES OF THE
    7  SCHOOL PURSUANT TO SUBDIVISION THIRTY OF SECTION THREE HUNDRED FIVE  AND
    8  SECTION  THREE  THOUSAND  THIRTY-FIVE OF THIS CHAPTER, EXCEPT WHERE SUCH
    9  PROSPECTIVE EMPLOYEES HOLD VALID  CLEARANCE  PURSUANT  TO  SUCH  SECTION
   10  THREE  THOUSAND THIRTY-FIVE OR PURSUANT TO SECTION THREE THOUSAND FOUR-B
   11  OF THIS CHAPTER OR SECTION FIVE HUNDRED NINE-CC OR TWELVE HUNDRED  TWEN-
   12  TY-NINE-D  OF  THE VEHICLE AND TRAFFIC LAW, OR VALID CLEARANCE ISSUED BY
   13  THE CITY OF NEW YORK PURSUANT TO LOCAL  LAW.  PRIOR  TO  INITIATING  THE
   14  FINGERPRINTING PROCESS, THE SCHOOL SHALL FURNISH THE PROSPECTIVE EMPLOY-
   15  EE  WITH  THE  FORM  DESCRIBED IN PARAGRAPH (C) OF SUBDIVISION THIRTY OF
   16  SECTION THREE HUNDRED FIVE OF THIS CHAPTER AND SHALL OBTAIN  THE  APPLI-
   17  CANT'S  CONSENT  TO  THE  CRIMINAL  HISTORY RECORDS SEARCH. EVERY SET OF
   18  FINGERPRINTS TAKEN  PURSUANT  TO  THIS  SUBDIVISION  SHALL  BE  PROMPTLY
   19  SUBMITTED  TO THE COMMISSIONER FOR PURPOSES OF CLEARANCE FOR EMPLOYMENT.
   20  NOTWITHSTANDING ANY OTHER PROVISION OF LAW TO THE CONTRARY, THE  COMMIS-
   21  SIONER  SHALL  BE  AUTHORIZED  TO  PROVIDE  SUBSEQUENT  CRIMINAL HISTORY
   22  NOTIFICATIONS TO THE SCHOOL FOR ITS EMPLOYEES.
   23    (II) NOTWITHSTANDING ANY OTHER PROVISION OF LAW TO THE  CONTRARY,  THE
   24  SCHOOL MAY ESTABLISH PROCEDURES FOR THE CONDITIONAL APPOINTMENT OR EMER-
   25  GENCY  CONDITIONAL APPOINTMENT OF PROSPECTIVE EMPLOYEES OF THE SCHOOL TO
   26  THE SAME EXTENT AND UNDER THE SAME CONDITIONS AS A BOARD OF EDUCATION OF
   27  A UNION FREE SCHOOL DISTRICT  PURSUANT  TO  SUBDIVISION  THIRTY-NINE  OF
   28  SECTION SEVENTEEN HUNDRED NINE OF THIS CHAPTER.
   29    S 9. Paragraph (i) of subdivision (a) of section 4314 of the education
   30  law, as amended by chapter 32 of the laws of 1992, is amended to read as
   31  follows:
   32    (i)  consistent  with appropriate collective agreements and applicable
   33  provisions of the civil service law, the review and  evaluation  of  the
   34  backgrounds of and the information supplied by any person applying to be
   35  an  employee,  a volunteer or consultant, which shall include but not be
   36  limited to the following requirements: that the applicant set forth  his
   37  or  her  employment history, provide personal and employment references,
   38  and relevant experiential and  educational  information,  [and]  sign  a
   39  sworn  statement indicating whether the applicant, to the best of his or
   40  her knowledge, has ever been convicted of a crime in this state  or  any
   41  other  jurisdiction AND, IN THE CASE OF A PROSPECTIVE EMPLOYEE, BE FING-
   42  ERPRINTED FOR PURPOSES OF A CRIMINAL HISTORY BACKGROUND  CHECK  PURSUANT
   43  TO SUBDIVISION (D) OF THIS SECTION;
   44    S  10.  Section  4314  of the education law is amended by adding a new
   45  subdivision (d) to read as follows:
   46    (D)(I) THE DEPARTMENT SHALL REQUIRE, FOR PURPOSES OF A CRIMINAL HISTO-
   47  RY RECORD CHECK, THE FINGERPRINTING OF ALL PROSPECTIVE EMPLOYEES OF  THE
   48  SCHOOL  PURSUANT TO SUBDIVISION THIRTY OF SECTION THREE HUNDRED FIVE AND
   49  SECTION THREE THOUSAND THIRTY-FIVE OF THIS  CHAPTER,  WHO  DO  NOT  HOLD
   50  VALID  CLEARANCE  PURSUANT TO SUCH SECTION THREE THOUSAND THIRTY-FIVE OR
   51  PURSUANT TO SECTION THREE THOUSAND FOUR-B OF  THIS  CHAPTER  OR  SECTION
   52  FIVE  HUNDRED NINE-CC OR TWELVE HUNDRED TWENTY-NINE-D OF THE VEHICLE AND
   53  TRAFFIC LAW, OR VALID CLEARANCE ISSUED BY THE CITY OF NEW YORK  PURSUANT
   54  TO  LOCAL  LAW.  PRIOR  TO  INITIATING  THE  FINGERPRINTING PROCESS, THE
   55  DEPARTMENT  SHALL  FURNISH  THE  PROSPECTIVE  EMPLOYEE  WITH  THE   FORM
   56  DESCRIBED  IN  PARAGRAPH  (C)  OF  SUBDIVISION  THIRTY  OF SECTION THREE
       S. 3440                             6
    1  HUNDRED FIVE OF THIS CHAPTER AND SHALL OBTAIN THE APPLICANT'S CONSENT TO
    2  THE CRIMINAL HISTORY RECORDS SEARCH. EVERY  SET  OF  FINGERPRINTS  TAKEN
    3  PURSUANT  TO THIS SUBDIVISION SHALL BE PROMPTLY SUBMITTED TO THE COMMIS-
    4  SIONER FOR PURPOSES OF CLEARANCE FOR EMPLOYMENT.
    5    (II)  NOTWITHSTANDING  ANY OTHER PROVISION OF LAW TO THE CONTRARY, THE
    6  COMMISSIONER MAY ESTABLISH PROCEDURES FOR THE CONDITIONAL APPOINTMENT OR
    7  EMERGENCY CONDITIONAL APPOINTMENT OF PROSPECTIVE EMPLOYEES OF THE SCHOOL
    8  BY THE DEPARTMENT TO THE SAME EXTENT AND UNDER THE SAME CONDITIONS AS  A
    9  BOARD  OF EDUCATION OF A UNION FREE SCHOOL DISTRICT PURSUANT TO SUBDIVI-
   10  SION THIRTY-NINE OF SECTION SEVENTEEN HUNDRED NINE OF THIS CHAPTER.
   11    S 11. Paragraph (i) of subdivision (a) of section 4358 of  the  educa-
   12  tion  law,  as  amended by chapter 32 of the laws of 1992, is amended to
   13  read as follows:
   14    (i) consistent with appropriate collective bargaining  agreements  and
   15  applicable  provisions  of  the civil service law, the review and evalu-
   16  ation of the backgrounds of and the information supplied by  any  person
   17  applying  to  be  an  employee,  a  volunteer or consultant, which shall
   18  include but not be limited  to  the  following  requirements:  that  the
   19  applicant  set forth his or her employment history, provide personal and
   20  employment references and relevant experiential and educational informa-
   21  tion, [and] sign a sworn statement indicating whether the applicant,  to
   22  the  best of his or her knowledge, has ever been convicted of a crime in
   23  this state or any other jurisdiction AND, IN THE CASE OF  A  PROSPECTIVE
   24  EMPLOYEE, BE FINGERPRINTED FOR PURPOSES OF A CRIMINAL HISTORY BACKGROUND
   25  CHECK PURSUANT TO SUBDIVISION (D) OF THIS SECTION;
   26    S  12.  Section  4358  of the education law is amended by adding a new
   27  subdivision (d) to read as follows:
   28    (D)(I) THE DEPARTMENT SHALL REQUIRE, FOR PURPOSES OF A CRIMINAL HISTO-
   29  RY RECORD CHECK, THE FINGERPRINTING OF ALL PROSPECTIVE EMPLOYEES OF  THE
   30  SCHOOL  PURSUANT TO SUBDIVISION THIRTY OF SECTION THREE HUNDRED FIVE AND
   31  SECTION THREE THOUSAND THIRTY-FIVE OF THIS  CHAPTER,  WHO  DO  NOT  HOLD
   32  VALID  CLEARANCE  PURSUANT TO SUCH SECTION THREE THOUSAND THIRTY-FIVE OR
   33  PURSUANT TO SECTION THREE THOUSAND FOUR-B OF  THIS  CHAPTER  OR  SECTION
   34  FIVE  HUNDRED NINE-CC OR TWELVE HUNDRED TWENTY-NINE-D OF THE VEHICLE AND
   35  TRAFFIC LAW, OR VALID CLEARANCE ISSUED BY THE CITY OF NEW YORK  PURSUANT
   36  TO  LOCAL  LAW.  PRIOR  TO  INITIATING  THE  FINGERPRINTING PROCESS, THE
   37  DEPARTMENT  SHALL  FURNISH  THE  PROSPECTIVE  EMPLOYEE  WITH  THE   FORM
   38  DESCRIBED  IN  PARAGRAPH  (C)  OF  SUBDIVISION  THIRTY  OF SECTION THREE
   39  HUNDRED FIVE OF THIS CHAPTER AND SHALL OBTAIN THE APPLICANT'S CONSENT TO
   40  THE CRIMINAL HISTORY RECORDS SEARCH. EVERY  SET  OF  FINGERPRINTS  TAKEN
   41  PURSUANT  TO THIS SUBDIVISION SHALL BE PROMPTLY SUBMITTED TO THE COMMIS-
   42  SIONER FOR PURPOSES OF CLEARANCE FOR EMPLOYMENT.
   43    (II) NOTWITHSTANDING ANY OTHER PROVISION OF LAW TO THE  CONTRARY,  THE
   44  COMMISSIONER MAY ESTABLISH PROCEDURES FOR THE CONDITIONAL APPOINTMENT OR
   45  EMERGENCY CONDITIONAL APPOINTMENT OF PROSPECTIVE EMPLOYEES OF THE SCHOOL
   46  BY  THE DEPARTMENT TO THE SAME EXTENT AND UNDER THE SAME CONDITIONS AS A
   47  BOARD OF EDUCATION OF A UNION FREE SCHOOL DISTRICT PURSUANT TO  SUBDIVI-
   48  SION THIRTY-NINE OF SECTION SEVENTEEN HUNDRED NINE OF THIS CHAPTER.
   49    S 13. Paragraph (a) of subdivision 11 of section 4403 of the education
   50  law, as amended by chapter 32 of the laws of 1992, is amended to read as
   51  follows:
   52    (a)  consistent  with appropriate collective bargaining agreements and
   53  applicable provisions of the civil service law, the  review  and  evalu-
   54  ation  of  the backgrounds of and the information supplied by any person
   55  applying to be an employee,  a  volunteer  or  consultant,  which  shall
   56  include  but  not  be  limited  to  the following requirements: that the
       S. 3440                             7
    1  applicant set forth his or her employment history, provide personal  and
    2  employment  references, and relevant experiential and educational quali-
    3  fications [and], sign a sworn statement indicating  whether  the  appli-
    4  cant,  to  the best of his or her knowledge has ever been convicted of a
    5  crime in this state or any other jurisdiction AND,  IN  THE  CASE  OF  A
    6  PROSPECTIVE EMPLOYEE, BE FINGERPRINTED FOR PURPOSES OF A CRIMINAL HISTO-
    7  RY BACKGROUND CHECK PURSUANT TO SUBDIVISION TWENTY-ONE OF THIS SECTION;
    8    S  14.  Section  4403  of the education law is amended by adding a new
    9  subdivision 21 to read as follows:
   10    21. A. THE COMMISSIONER SHALL REQUIRE,  FOR  PURPOSES  OF  A  CRIMINAL
   11  HISTORY RECORD CHECK, THE FINGERPRINTING OF ALL PROSPECTIVE EMPLOYEES OF
   12  APPROVED  PRIVATE  RESIDENTIAL  AND  NON-RESIDENTIAL  SCHOOLS  WHICH ARE
   13  LOCATED WITHIN THE STATE BY SUCH SCHOOLS PURSUANT TO SUBDIVISION  THIRTY
   14  OF  SECTION THREE HUNDRED FIVE AND SECTION THREE THOUSAND THIRTY-FIVE OF
   15  THIS CHAPTER, EXCEPT WHERE SUCH PROSPECTIVE EMPLOYEES HOLD VALID  CLEAR-
   16  ANCE  PURSUANT TO SUCH SECTION THREE THOUSAND THIRTY-FIVE OR PURSUANT TO
   17  SECTION THREE THOUSAND FOUR-B OF THIS CHAPTER OR  SECTION  FIVE  HUNDRED
   18  NINE-CC  OR TWELVE HUNDRED TWENTY-NINE-D OF THE VEHICLE AND TRAFFIC LAW,
   19  OR VALID CLEARANCE ISSUED BY THE CITY OF NEW YORK PURSUANT TO LOCAL LAW.
   20  THE PROVISIONS OF THIS SUBDIVISION SHALL NOT APPLY TO PROGRAMS  OPERATED
   21  PURSUANT TO SECTION FORTY-FOUR HUNDRED EIGHT OF THIS ARTICLE BY A SCHOOL
   22  DISTRICT OR BOARD OF COOPERATIVE EDUCATIONAL SERVICES. PRIOR TO INITIAT-
   23  ING THE FINGERPRINTING PROCESS, THE SCHOOL SHALL FURNISH THE PROSPECTIVE
   24  EMPLOYEE  WITH THE FORM DESCRIBED IN PARAGRAPH (C) OF SUBDIVISION THIRTY
   25  OF SECTION THREE HUNDRED FIVE OF  THIS  CHAPTER  AND  SHALL  OBTAIN  THE
   26  APPLICANT'S CONSENT TO THE CRIMINAL HISTORY RECORDS SEARCH. EVERY SET OF
   27  FINGERPRINTS  TAKEN  PURSUANT  TO  THIS  SUBDIVISION  SHALL  BE PROMPTLY
   28  SUBMITTED TO THE COMMISSIONER FOR PURPOSES OF CLEARANCE FOR  EMPLOYMENT.
   29  NOTWITHSTANDING  ANY OTHER PROVISION OF LAW TO THE CONTRARY, THE COMMIS-
   30  SIONER SHALL  BE  AUTHORIZED  TO  PROVIDE  SUBSEQUENT  CRIMINAL  HISTORY
   31  NOTIFICATIONS TO APPROVED PRIVATE SCHOOLS FOR THEIR EMPLOYEES.
   32    B.  NOTWITHSTANDING  ANY  OTHER  PROVISION OF LAW TO THE CONTRARY, THE
   33  APPROVED PRIVATE SCHOOL MAY ESTABLISH  PROCEDURES  FOR  THE  CONDITIONAL
   34  APPOINTMENT  OR EMERGENCY CONDITIONAL APPOINTMENT OF PROSPECTIVE EMPLOY-
   35  EES OF THE SCHOOL TO THE SAME EXTENT AND UNDER THE SAME CONDITIONS AS  A
   36  BOARD  OF EDUCATION OF A UNION FREE SCHOOL DISTRICT PURSUANT TO SUBDIVI-
   37  SION THIRTY-NINE OF SECTION SEVENTEEN HUNDRED NINE OF THIS CHAPTER.
   38    S 15. Section 4410 of the education law is amended  by  adding  a  new
   39  subdivision 9-e to read as follows:
   40    9-E.  A.  THE  COMMISSIONER  SHALL REQUIRE, FOR PURPOSES OF A CRIMINAL
   41  HISTORY RECORD CHECK, THE FINGERPRINTING OF ALL PROSPECTIVE EMPLOYEES OF
   42  APPROVED PROVIDERS OF SPECIAL SERVICES  OR  PROGRAMS  THAT  ARE  LOCATED
   43  WITHIN THE STATE PURSUANT TO SUBDIVISION THIRTY OF SECTION THREE HUNDRED
   44  FIVE  AND  SECTION  THREE  THOUSAND  THIRTY-FIVE OF THIS CHAPTER, EXCEPT
   45  WHERE SUCH PROSPECTIVE EMPLOYEES HOLD VALID CLEARANCE PURSUANT  TO  SUCH
   46  SECTION THREE THOUSAND THIRTY-FIVE OR PURSUANT TO SECTION THREE THOUSAND
   47  FOUR-B OF THIS CHAPTER OR SECTION FIVE HUNDRED NINE-CC OR TWELVE HUNDRED
   48  TWENTY-NINE-D OF THE VEHICLE AND TRAFFIC LAW OR A VALID CLEARANCE ISSUED
   49  BY  THE  CITY  OF  NEW  YORK  PURSUANT  TO  LOCAL LAW. AN INDIVIDUAL WHO
   50  PROVIDES RELATED SERVICES PURSUANT TO THIS SECTION  SHALL  BE  DEEMED  A
   51  PROSPECTIVE  EMPLOYEE  FOR  PURPOSES  OF  THIS  SUBDIVISION AND SHALL BE
   52  RESPONSIBLE FOR SUBMITTING HIS OR HER FINGERPRINTS TO  THE  COMMISSIONER
   53  FOR  PURPOSES  OF RECEIVING CLEARANCE FOR EMPLOYMENT PRIOR TO HIS OR HER
   54  INCLUSION ON A LIST OF RELATED SERVICE PROVIDERS MAINTAINED BY THE MUNI-
   55  CIPALITY OR BOARD PURSUANT TO PARAGRAPH C OF SUBDIVISION  NINE  OF  THIS
   56  SECTION.  PRIOR  TO  INITIATING THE FINGERPRINTING PROCESS, THE PROVIDER
       S. 3440                             8
    1  SHALL FURNISH ITS PROSPECTIVE EMPLOYEE WITH THE FORM DESCRIBED IN  PARA-
    2  GRAPH  (C)  OF  SUBDIVISION THIRTY OF SECTION THREE HUNDRED FIVE OF THIS
    3  CHAPTER AND SHALL OBTAIN THE APPLICANT'S CONSENT TO THE CRIMINAL HISTORY
    4  RECORDS  SEARCH. EVERY SET OF FINGERPRINTS TAKEN PURSUANT TO THIS SUBDI-
    5  VISION SHALL BE PROMPTLY SUBMITTED TO THE COMMISSIONER FOR  PURPOSES  OF
    6  CLEARANCE FOR EMPLOYMENT.  NOTWITHSTANDING ANY OTHER PROVISION OF LAW TO
    7  THE CONTRARY, THE COMMISSIONER SHALL BE AUTHORIZED TO PROVIDE SUBSEQUENT
    8  CRIMINAL  HISTORY  NOTIFICATIONS TO APPROVED PROVIDERS FOR THEIR EMPLOY-
    9  EES. IN THE CASE OF A PROSPECTIVE EMPLOYEE WHO IS EMPLOYED BY  THE  CITY
   10  SCHOOL  DISTRICT  OF  THE  CITY  OF  NEW YORK, THE COMMISSIONER SHALL BE
   11  AUTHORIZED TO PROVIDE SUBSEQUENT CRIMINAL HISTORY NOTIFICATIONS DIRECTLY
   12  TO THE CITY SCHOOL DISTRICT OF THE CITY OF NEW YORK.
   13    B. NOTWITHSTANDING ANY OTHER PROVISION OF LAW  TO  THE  CONTRARY,  THE
   14  APPROVED  PROVIDER MAY ESTABLISH PROCEDURES FOR THE CONDITIONAL APPOINT-
   15  MENT OR EMERGENCY CONDITIONAL APPOINTMENT OF  PROSPECTIVE  EMPLOYEES  OF
   16  THE PROVIDER TO THE SAME EXTENT AND UNDER THE SAME CONDITIONS AS A BOARD
   17  OF  EDUCATION  OF  A  UNION FREE SCHOOL DISTRICT PURSUANT TO SUBDIVISION
   18  THIRTY-NINE OF SECTION SEVENTEEN HUNDRED NINE OF THIS CHAPTER.
   19    C. NOTWITHSTANDING ANY OTHER PROVISION OF LAW  TO  THE  CONTRARY,  THE
   20  COMMISSIONER MAY ESTABLISH PROCEDURES FOR THE CONDITIONAL APPOINTMENT OR
   21  EMERGENCY  CONDITIONAL  APPOINTMENT  OF  INDIVIDUALS WHO PROVIDE RELATED
   22  SERVICES PURSUANT TO THIS SECTION TO THE SAME EXTENT AND UNDER THE  SAME
   23  CONDITIONS  AS  A  BOARD  OF  EDUCATION  OF A UNION FREE SCHOOL DISTRICT
   24  PURSUANT TO SUBDIVISION THIRTY-NINE OF SECTION SEVENTEEN HUNDRED NINE OF
   25  THIS CHAPTER. NOTWITHSTANDING ANY OTHER PROVISION OF LAW TO THE  CONTRA-
   26  RY,  THE  COMMISSIONER SHALL PROVIDE EACH MUNICIPALITY OR BOARD IN WHICH
   27  SUCH INDIVIDUAL SEEKS TO BE INCLUDED ON A LIST OF  RELATED  SERVICES  OR
   28  SPECIAL EDUCATION ITINERANT SERVICES PROVIDERS WITH A COPY OF SUCH INDI-
   29  VIDUAL'S  CRIMINAL CLEARANCE OR DENIAL OF CRIMINAL CLEARANCE, AND IN THE
   30  EVENT OF A DENIAL OF CLEARANCE, SUCH MUNICIPALITY OR BOARD SHALL  REMOVE
   31  THE  INDIVIDUAL FROM SUCH LIST UNLESS CRIMINAL CLEARANCE IS SUBSEQUENTLY
   32  ISSUED BY THE COMMISSIONER. NOTWITHSTANDING ANY OTHER PROVISION  OF  LAW
   33  TO  THE CONTRARY, THE COMMISSIONER SHALL BE AUTHORIZED TO PROVIDE SUBSE-
   34  QUENT CRIMINAL HISTORY NOTIFICATIONS TO EACH MUNICIPALITY  OR  BOARD  IN
   35  WHICH  SUCH  INDIVIDUAL IS INCLUDED ON A LIST OF RELATED SERVICE PROVID-
   36  ERS.
   37    S 16. Subdivisions 3 and 5 of section 1125 of the  education  law,  as
   38  added  by  chapter  180  of  the  laws  of  2000, are amended to read as
   39  follows:
   40    3. "Employee" shall mean any  person  receiving  compensation  from  a
   41  school district, A SPECIAL EDUCATION SCHOOL DISTRICT AS DEFINED IN PARA-
   42  GRAPH  (F)  OF  SUBDIVISION THIRTY OF SECTION THREE HUNDRED FIVE OF THIS
   43  CHAPTER or employee of a contracted service provider  or  worker  placed
   44  within the school under a public assistance employment program, pursuant
   45  to title nine-B of article five of the social services law, and consist-
   46  ent  with  the provisions of such title for the provision of services to
   47  such district, its students or employees, directly or through  contract,
   48  whereby  such  services  performed by such person involve direct student
   49  contact.
   50    5. "Educational setting" shall mean the  building  and  grounds  of  a
   51  public  school  district, A SPECIAL EDUCATION SCHOOL DISTRICT AS DEFINED
   52  IN PARAGRAPH (F) OF SUBDIVISION THIRTY OF SECTION THREE HUNDRED FIVE  OF
   53  THIS  CHAPTER,  the  vehicles provided by the school district OR SPECIAL
   54  EDUCATION SCHOOL for the transportation of students to and  from  school
   55  buildings,  field  trips,  co-curricular and extra-curricular activities
   56  both on and off school district grounds, all  co-curricular  and  extra-
       S. 3440                             9
    1  curricular  activity  sites, and any other location where direct contact
    2  between an employee or volunteer and a child has allegedly occurred.
    3    S  17.  Subdivision 3 of section 3035 of the education law, as amended
    4  by section 8 of chapter 630 of the laws of 2006, is amended to  read  as
    5  follows:
    6    3.  After  receipt  of  a criminal history record from the division of
    7  criminal justice services and the federal bureau  of  investigation  the
    8  commissioner  shall  promptly  notify  the  appropriate school district,
    9  charter school,  board  of  cooperative  educational  services,  SPECIAL
   10  EDUCATION  SCHOOL or nonpublic or private elementary or secondary school
   11  whether the prospective employee to which such report relates is cleared
   12  for employment based upon his or  her  criminal  history.  All  determi-
   13  nations  to  grant  or  deny  clearance  for employment pursuant to this
   14  subdivision shall be performed in accordance with subdivision sixteen of
   15  section two hundred ninety-six of the executive law and article  twenty-
   16  three-A  of the correction law.  When the commissioner denies a prospec-
   17  tive employee clearance for employment, such prospective employee  shall
   18  be  afforded  notice  and the right to be heard and offer proof in oppo-
   19  sition to such determination in accordance with the regulations  of  the
   20  commissioner.
   21    S  18.    This  act shall take effect on the one hundred eightieth day
   22  after it shall have become a law; provided that:
   23    (a) the commissioner of education is authorized to promulgate any  and
   24  all  rules  and  regulations  and  take  any other measures necessary to
   25  implement the provisions of this act on its effective date on or  before
   26  such date;
   27    (b) the provisions of this act shall apply to prospective employees of
   28  special  education  schools who are appointed on or after such effective
   29  date and to individual providers of preschool related services  who  are
   30  placed on lists maintained by the municipality pursuant to subdivision 9
   31  of section 4410 of the education law on and after such effective date;
   32    (c) the amendment to paragraph (d) of subdivision 30 of section 305 of
   33  the education law made by section three of this act shall not affect the
   34  repeal of such paragraph and shall be deemed repealed therewith; and
   35    (d)  the  amendments to subdivision 3 of section 3035 of the education
   36  law, made by section six of this act, shall be subject to the expiration
   37  and reversion of such subdivision pursuant to section 12 of chapter  147
   38  of  the  laws of 2001, as amended, when upon such date the provisions of
   39  section seventeen of this act shall take effect.
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