Bill Text: NY S08262 | 2009-2010 | General Assembly | Introduced


Bill Title: Establishes the office of the chief information officer, the enterprise executive governance board and the information technology investment board; relates to state procurement of technology; repeals certain provisions relating to the advisory council for technology.

Spectrum: Partisan Bill (Democrat 1-0)

Status: (Introduced - Dead) 2010-06-18 - REFERRED TO RULES [S08262 Detail]

Download: New_York-2009-S08262-Introduced.html
                           S T A T E   O F   N E W   Y O R K
       ________________________________________________________________________
                                         8262
                                   I N  S E N A T E
                                     June 18, 2010
                                      ___________
       Introduced  by  Sen.  PARKER -- read twice and ordered printed, and when
         printed to be committed to the Committee on Rules
       AN ACT to amend the state technology law, in  relation  to  establishing
         the  office of the chief information officer, the enterprise executive
         governance board and the information technology investment  board;  to
         amend the state finance law, in relation to state procurement of tech-
         nology; and to repeal sections 104 and 105 of the state technology law
         relating to the advisory council for technology
         THE  PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEM-
       BLY, DO ENACT AS FOLLOWS:
    1    Section 1. The article heading of article 1 of  the  state  technology
    2  law, as added by chapter 430 of the laws of 1997 and renumbered by chap-
    3  ter 437 of the laws of 2004, is amended to read as follows:
    4           OFFICE [FOR TECHNOLOGY] OF THE CHIEF INFORMATION OFFICER
    5    S  2. Section 101 of the state technology law, as added by chapter 430
    6  of the laws of 1997 and as renumbered by chapter  437  of  the  laws  of
    7  2004, is amended to read as follows:
    8    S  101. Definitions. As used in this article the following terms shall
    9  mean:
   10    1. "Council" means the CHIEF INFORMATION OFFICER advisory council [for
   11  technology].
   12    2. ["Director" means the director of the  office]  "CHIEF  INFORMATION
   13  OFFICER" MEANS THE NEW YORK STATE CHIEF INFORMATION OFFICER.
   14    3. "Office" means the office [for technology] OF THE CHIEF INFORMATION
   15  OFFICER.
   16    4.  "State  agency"  means  any department, board, bureau, commission,
   17  division, office, council, committee or officer of the state; ALL PUBLIC
   18  BENEFIT CORPORATIONS AND PUBLIC AUTHORITIES,  THE  HEADS  OF  WHICH  ARE
   19  APPOINTED  BY THE GOVERNOR; AND THE STATE UNIVERSITY OF NEW YORK AND THE
   20  CITY UNIVERSITY OF NEW YORK.  Such term shall not include  the  legisla-
   21  ture or judiciary.
   22    5.  "Technology"  means  a  good,  service,  or  good and service that
   23  results in a digital, electronic or similar technical method of  achiev-
   24  ing  a  practical  purpose or in improvements in productivity, including
        EXPLANATION--Matter in ITALICS (underscored) is new; matter in brackets
                             [ ] is old law to be omitted.
                                                                  LBD17689-01-0
       S. 8262                             2
    1  but not limited to information management, equipment, software,  operat-
    2  ing  systems,  interface  systems,  interconnected systems, telecommuni-
    3  cations, data management, VOICE AND DATA networks, and  network  manage-
    4  ment, consulting, supplies, facilities, ANCILLARY PRODUCTS AND SERVICES,
    5  maintenance  [and],  SUPPORT,  PROGRAMMING, PROJECT MANAGEMENT, training
    6  AND ANY OTHER RELATED GOODS AND SERVICES.
    7    6.  "LOCAL GOVERNMENT" MEANS ANY COUNTY, CITY, TOWN,  VILLAGE,  SCHOOL
    8  DISTRICT,  BOARD OF COOPERATIVE EDUCATIONAL SERVICES, LOCAL PUBLIC BENE-
    9  FIT CORPORATIONS OR OTHER MUNICIPAL CORPORATION OR POLITICAL SUBDIVISION
   10  OF THE STATE.
   11    7. "INFORMATION TECHNOLOGY WORKFORCE" SHALL INCLUDE BOTH EMPLOYEES  OF
   12  THE  STATE AGENCIES AND ANY WORKERS EMPLOYED BY A PRIVATE VENDOR WHO ARE
   13  UNDER CONTRACT TO PERFORM WORK FOR THE STATE AGENCY.
   14    S 3. Section 102 of the state technology law, as added by chapter  430
   15  of  the  laws  of  1997  and as renumbered by chapter 437 of the laws of
   16  2004, is amended to read as follows:
   17    S 102. Office [for technology;  director]  OF  THE  CHIEF  INFORMATION
   18  OFFICER; HEAD, organization and employees. 1.  The office [for technolo-
   19  gy] OF THE CHIEF INFORMATION OFFICER is hereby created within the execu-
   20  tive  department  to  have and exercise the functions, powers and duties
   21  provided by the provisions of this article and any  other  provision  of
   22  law.
   23    2.  The  head  of the office shall be the [director of the office, who
   24  shall serve as the chief technology officer for the state  of  New  York
   25  and shall be designated as management confidential in the noncompetitive
   26  class  in  accordance  with  the  civil service law. The director] CHIEF
   27  INFORMATION OFFICER, WHO shall be the chief executive [officer]  of  and
   28  in sole charge of the administration of the office. The [director] CHIEF
   29  INFORMATION  OFFICER  shall  be  entitled  to  receive reimbursement for
   30  expenses actually and necessarily incurred by him or her in the perform-
   31  ance of his or her duties.
   32    3. The [director] CHIEF INFORMATION OFFICER may, from  time  to  time,
   33  create, abolish, transfer and consolidate bureaus and other units within
   34  the  office  not expressly established by law as he or she may determine
   35  necessary for the efficient operation of  the  office,  subject  to  the
   36  approval of the director of the budget.
   37    4. The [director] CHIEF INFORMATION OFFICER may appoint, in accordance
   38  with  the  civil service law, such deputies, assistants, and other offi-
   39  cers and employees, committees and consultants as he  or  she  may  deem
   40  necessary,  prescribe  their  powers and duties, fix their compensation,
   41  and provide for reimbursement  of  their  expenses  within  the  amounts
   42  appropriated  therefor.   THE CHIEF INFORMATION OFFICER MAY APPOINT WORK
   43  GROUPS, COMMITTEES, COUNCILS, TASK FORCES OR OTHER SUCH ENTITIES  NECES-
   44  SARY TO CARRY OUT THE FUNCTIONS, POWERS AND DUTIES OF THE OFFICE.
   45    5.  The  [director]  CHIEF INFORMATION OFFICER may request and receive
   46  from any [department, division, board, bureau, commission or other agen-
   47  cy of the state] STATE AGENCY or any [political subdivision  thereof  or
   48  any  public  authority,  staff  and other] LOCAL GOVERNMENT, assistance,
   49  information, and resources as will enable the office to  properly  carry
   50  out its functions, powers and duties.
   51    6. THE CHIEF INFORMATION OFFICER SHALL, AMONG OTHER DUTIES:
   52    (A)  OVERSEE,  DIRECT  AND COORDINATE THE ESTABLISHMENT OF INFORMATION
   53  TECHNOLOGY PLANS, POLICIES,  PROCEDURES,  PROTOCOLS  AND  STANDARDS  FOR
   54  STATE GOVERNMENT, INCLUDING HARDWARE, SOFTWARE, SERVICES AND OPERATIONS;
   55    (B)  OVERSEE  AND  COORDINATE THE DEVELOPMENT, ACQUISITION, DEPLOYMENT
   56  AND MANAGEMENT OF INFORMATION TECHNOLOGY RESOURCES FOR STATE GOVERNMENT;
       S. 8262                             3
    1    (C) COORDINATE AND FACILITATE INFORMATION SHARING  BETWEEN  AND  AMONG
    2  STATE  GOVERNMENT,  LOCAL GOVERNMENTS, OTHER STATES, THE FEDERAL GOVERN-
    3  MENT, OTHER TECHNOLOGY-RELATED PUBLIC AND PRIVATE  ENTITIES  AND  INSTI-
    4  TUTIONS OF HIGHER LEARNING TO PROMOTE THE USE AND DEPLOYMENT OF INFORMA-
    5  TION TECHNOLOGY THAT WILL IMPROVE THE DELIVERY OF GOVERNMENT SERVICES;
    6    (D) WORK WITH STATE GOVERNMENT, LOCAL GOVERNMENTS, THE FEDERAL GOVERN-
    7  MENT, OTHER TECHNOLOGY-RELATED PUBLIC AND PRIVATE ENTITIES, INSTITUTIONS
    8  OF HIGHER LEARNING AND PRIVATE ENTERPRISES TO FURTHER THE STATE'S ENTER-
    9  PRISE STRATEGIC TECHNOLOGY PLAN;
   10    (E)  DEVELOP  STRATEGIES  TO  IMPROVE THE STATE WORKFORCE'S ABILITY TO
   11  EMPLOY NEEDED INFORMATION TECHNOLOGIES, AND OVERSEE AND  COORDINATE  THE
   12  IMPLEMENTATION OF SUCH STRATEGIES; AND
   13    (F)  DEVELOP, IN CONSULTATION WITH THE DEPARTMENT OF ECONOMIC DEVELOP-
   14  MENT, EDUCATION DEPARTMENT, DEPARTMENT OF LABOR,  DEPARTMENT  OF  STATE,
   15  DEPARTMENT  OF  PUBLIC SERVICE AND OTHER STATE AGENCIES, PUBLIC AUTHORI-
   16  TIES, LOCAL GOVERNMENTS, FEDERAL GOVERNMENT, PUBLIC AND  PRIVATE  EDUCA-
   17  TIONAL  INSTITUTIONS,  AND  OTHER  PUBLIC AND PRIVATE ENTITIES, OPPORTU-
   18  NITIES FOR CITIZENS, BUSINESSES AND COMMUNITIES ACROSS THE STATE THROUGH
   19  THE USE OF INFORMATION  TECHNOLOGY  FOR  WORKFORCE  DEVELOPMENT  AND  TO
   20  ENHANCE EDUCATIONAL AND ECONOMIC OPPORTUNITIES.
   21    7.  ALL  REFERENCES IN LAW AND REGULATION TO THE OFFICE FOR TECHNOLOGY
   22  AND THE DIRECTOR OF THE OFFICE FOR TECHNOLOGY  SHALL  BE  DEEMED  TO  BE
   23  REFERENCES  TO THE OFFICE OF THE CHIEF INFORMATION OFFICER AND THE CHIEF
   24  INFORMATION OFFICER, RESPECTIVELY.
   25    8. THE OFFICE OF THE CHIEF INFORMATION OFFICER SHALL, ON THE EFFECTIVE
   26  DATE OF THIS ACT, BE AUTOMATICALLY AND WITHOUT FURTHER  PROCESS  CONSID-
   27  ERED  A SUCCESSOR IN INTEREST TO, AND ASSUME ALL RIGHTS AND RESPONSIBIL-
   28  ITIES OF, THE OFFICE FOR TECHNOLOGY UNDER ANY CONTRACTS,  SERVICE  LEVEL
   29  AGREEMENTS,  SITE  LICENSE  AGREEMENTS,  LEASES,  PERMITS,  MEMORANDA OF
   30  UNDERSTANDING, AND ALL OTHER SUCH DOCUMENTS, AS WELL AS ANY LEAD  AGENCY
   31  DESIGNATIONS  UNDER, BUT NOT LIMITED TO, THE STATE ENVIRONMENTAL QUALITY
   32  REVIEW ACT.
   33    S 4. Section 103 of the state technology law, as added by chapter  430
   34  of  the laws of 1997, subdivisions 12, 12-a and 12-b as added by section
   35  1 of part B of chapter 56 of the laws of 2000, subdivision 17  as  added
   36  by chapter 4 of the laws of 1999 and such section as renumbered by chap-
   37  ter 437 of the laws of 2004, is amended to read as follows:
   38    S  103.  Functions,  powers and duties of the office. The office shall
   39  have the following functions, powers and duties:
   40    1. To act as the official state planning and coordinating  office  for
   41  the  advancement  of  technology  to  improve  government efficiency and
   42  effectiveness,  and  perform  all  necessary  and  appropriate  services
   43  required to fulfill these duties;
   44    2.  To  advise and assist [the] state agencies in developing STRATEGIC
   45  AND OPERATIONAL policies, plans and programs for improving the statewide
   46  coordination,  administration,  [security,]   confidentiality,   program
   47  effectiveness,  acquisition  and deployment of [technology] TECHNOLOGIES
   48  WHICH ALIGN THE POLICIES AND STRATEGIES DEVELOPED BY THE OFFICE;
   49    3. To perform technology reviews and make recommendations for  improv-
   50  ing management and program effectiveness pertaining to technology ACQUI-
   51  SITION, DEPLOYMENT AND OPERATIONS;
   52    4.  To review and coordinate the purchase of technology by state agen-
   53  cies AS SET FORTH IN POLICIES AND PROCEDURES FOR PLANS TO PROCURE  TECH-
   54  NOLOGY.   Where applicable, such review shall include but not be limited
   55  to: assessing consistency with the statewide strategic  technology  plan
   56  and  agency technology [plan] PLANS; statewide technology standards; the
       S. 8262                             4
    1  safeguarding of information privacy[; security] of confidential records;
    2  [and] proper dissemination of public information; AND DISASTER  RECOVERY
    3  PLANNING;
    4    5.  To establish, oversee, manage, coordinate and facilitate the plan-
    5  ning, design [and], implementation, DEVELOPMENT AND USE of  the  state's
    6  common technology networks;
    7    6.  To  undertake research, studies and analyses, and act as a central
    8  repository, clearinghouse and disseminator  of  research  studies,  with
    9  respect to technology;
   10    7.  To  facilitate  and coordinate the improvement of program delivery
   11  services through technology with and among other departments,  divisions
   12  and  agencies  of the state, AND its [political subdivisions and munici-
   13  palities] LOCAL GOVERNMENTS;
   14    7-A. TO PROVIDE TECHNOLOGY SERVICES, WHEN REQUESTED TO (A) STATE AGEN-
   15  CIES, (B) LOCAL GOVERNMENTS, (C) PRIVATE  ENTITIES  TO  THE  EXTENT  NOT
   16  OTHERWISE  PROHIBITED BY LAW AND (D) ANY OTHER BRANCHES OF STATE GOVERN-
   17  MENT;
   18    8. To encourage and foster the exchange  of  and  increase  access  to
   19  information  within  and  among  STATE  AGENCIES, LOCAL GOVERNMENTS, THE
   20  FEDERAL GOVERNMENT, public and  private  entities  and  individuals  AND
   21  INSTITUTIONS  OF  HIGHER  LEARNING  in  order to improve the delivery of
   22  state programs and services of the state;
   23    9. To undertake technology projects with a statewide  or  multi-agency
   24  impact  and, where appropriate, designate agencies to act as lead agency
   25  for the project;
   26    10. To establish statewide [technology  policies,  including  but  not
   27  limited to preferred technology standards and security] POLICIES, STAND-
   28  ARDS  AND PROGRAMS CONCERNING THE IMPLEMENTATION AND OPERATIONS OF TECH-
   29  NOLOGY ACROSS THE STATE ENTERPRISE INCLUDING LOCAL GOVERNMENTS,  AND  TO
   30  PROVIDE  FOR THE SECURITY OF STATE INFORMATION TECHNOLOGY ASSETS MANAGED
   31  BY THE OFFICE IN ACCORDANCE  WITH  POLICIES,  PROTOCOLS  AND  PROCEDURES
   32  ESTABLISHED  BY THE OFFICE OF CYBER SECURITY AND CRITICAL INFRASTRUCTURE
   33  COORDINATION WHEN APPLICABLE;
   34    11. To adopt, amend, or rescind rules  and  regulations  necessary  or
   35  convenient to the performance of the functions, powers and duties of the
   36  office pursuant to the state administrative procedure act;
   37    12.  [To  complete a comprehensive study of existing state information
   38  resource technology infrastructure to the extent that the information is
   39  available.
   40    Such study shall include, but not be limited to, inventories of:
   41    (a) state operations' computer hardware and software;
   42    (b) major physical  infrastructures  supporting  existing  operations,
   43  including power, air conditioning, space and other environmental needs;
   44    (c)  the  telecommunications  and  other  networks supporting existing
   45  operations;
   46    (d) personnel associated with existing operations and management;
   47    (e) expected retirement schedule of  existing  computer  hardware  and
   48  software and replacement costs; and
   49    (f) data processing consulting and contracting services utilized.
   50    Such  study  shall  be  completed  and  submitted to the governor, the
   51  temporary president of the senate and the speaker of the assembly on  or
   52  before October first, two thousand two. The office shall provide interim
   53  reports  on  October first, two thousand and October first, two thousand
   54  one.
   55    12-a.] To develop:
       S. 8262                             5
    1    (a) a methodology to ascertain how much the state spends on technology
    2  goods and services;
    3    (b)  a  process to PERIODICALLY update the STATEWIDE computer hardware
    4  and software inventory [periodically], TO BE  CONDUCTED  AT  LEAST  ONCE
    5  EVERY  THREE  YEARS COMMENCING FROM THE EFFECTIVE DATE OF THE CHAPTER OF
    6  THE LAWS OF TWO THOUSAND TEN WHICH AMENDED THIS PARAGRAPH;
    7    (c) a methodology to determine the expected life-cycle of state  oper-
    8  ations'  computer  hardware  and  software which shall include the total
    9  cost of ownership; and
   10    (d) formal BUSINESS CONTINUITY AND disaster  recovery  plans  for  the
   11  state  data  center  FACILITIES,  INCLUDING  THE  ENTERPRISE  TECHNOLOGY
   12  CENTER, and statewide  [network]  VOICE  AND  DATA,  WIRED  OR  WIRELESS
   13  NETWORKS,  NY e-net, FUTURE NETWORKS AND DATA CENTERS OR COMPUTING OPER-
   14  ATIONS AND SERVICES OF ANY SIZE AND TYPE; such plans shall be  confiden-
   15  tial.
   16    Such  developments  shall  be completed and submitted to the governor,
   17  the temporary president of the senate and the speaker of the assembly on
   18  [or before October first,  two  thousand  three]  A  PERIODIC  BASIS  AS
   19  UPDATES ARE REQUESTED OR REQUIRED.
   20    [12-b.]  12-A. To request and shall receive from any department, divi-
   21  sion, board, commission or other agency of the state any information and
   22  resources necessary to carry out the responsibilities and provisions set
   23  forth in  [subdivisions]  SUBDIVISION  twelve  [and  twelve-a]  of  this
   24  section.
   25    13.  To establish a multi-year statewide [strategy] ENTERPRISE STRATE-
   26  GIC plan covering a time period of not less than three years to  promote
   27  and  coordinate interagency AND INTERGOVERNMENTAL technology efforts and
   28  initiatives that conform to the state's overarching programmatic  [poli-
   29  cy]  STRATEGIC PRIORITIES AND POLICIES, under which state agencies shall
   30  develop their information TECHNOLOGY resource management STRATEGIES  AND
   31  OPERATIONAL  plans AS SUBPLANS TO THE STATE'S ENTERPRISE STRATEGIC PLAN.
   32  Such [plan] SUBPLANS shall be ADDENDA TO THE STATE'S ENTERPRISE  STRATE-
   33  GIC PLAN, AND THE PLAN SHALL BE submitted to the governor, the temporary
   34  president  of the senate and the speaker of the assembly upon completion
   35  on or before October first, two thousand. Such plan shall be updated  as
   36  needed, but not less than once every three years;
   37    14.  To  coordinate  state budget submission to address known year two
   38  thousand conversion issues;
   39    15. To conduct selective evaluations of technology activities in state
   40  agencies; [and]
   41    16. To perform such acts, directly or by other means, as are necessary
   42  or convenient to carry out the office's functions, powers and duties[.];
   43    17. To enter into contracts with any person, firm,  corporation,  not-
   44  for-profit corporation, [political subdivision of the state,] or govern-
   45  mental entity[.];
   46    18. TO ESTABLISH A NEW YORK STATE WEB PORTAL AND APPROPRIATE ELECTRON-
   47  IC  GOVERNMENT  POLICIES  TO  ENSURE  THE MOST EFFECTIVE USE OF INTERNET
   48  TECHNOLOGY TO IMPROVE SERVICE TO CITIZENS, BUSINESSES  AND  VISITORS  TO
   49  THE STATE; AND
   50    19.  TO  OVERSEE  AND  COORDINATE THE DEPLOYMENT OF BROADBAND INTERNET
   51  ACCESS AROUND THE STATE.
   52    S 5. Sections 104 and 105 of the state technology law are REPEALED and
   53  a new section 104 is added to read as follows:
   54    S 104. STATEWIDE TECHNOLOGY PLANNING AND OVERSIGHT. 1. (A) THE OFFICE,
   55  IN CONJUNCTION WITH THE DIVISION OF THE BUDGET, SHALL HAVE THE RESPONSI-
   56  BILITY TO REVIEW, ON NO LESS THAN AN ANNUAL BASIS, THE TECHNOLOGY  PLANS
       S. 8262                             6
    1  AND  USAGE  OF ALL STATE AGENCIES, AS DEFINED IN SECTION ONE HUNDRED ONE
    2  OF THIS ARTICLE, FOR COMPLIANCE WITH THE STATEWIDE  ENTERPRISE  INFORMA-
    3  TION TECHNOLOGY STRATEGIC PLAN AND ANY OTHER STATEWIDE TECHNOLOGY POLICY
    4  SET  BY THE OFFICE. THE OFFICE SHALL HAVE THE AUTHORITY TO REQUIRE STATE
    5  AGENCIES TO PROVIDE ANY ASSISTANCE AND INFORMATION REGARDING  TECHNOLOGY
    6  PLANS  AND STRATEGIES (INCLUDING PLANNED FUTURE INITIATIVES), TECHNOLOGY
    7  UTILIZATION AND DISTRIBUTION OF RESOURCES WITHIN THE STATE AGENCY, TECH-
    8  NOLOGY PROCUREMENT AND MANAGEMENT OF THE  INFORMATION  TECHNOLOGY  WORK-
    9  FORCE NECESSARY OR USEFUL TO EVALUATING SUCH COMPLIANCE.
   10    (B) AS PART OF THIS ANNUAL REVIEW, THE OFFICE SHALL BE RESPONSIBLE FOR
   11  REVIEWING THE MANAGEMENT OF THE INFORMATION TECHNOLOGY WORKFORCE IN EACH
   12  STATE AGENCY, INCLUDING IDENTIFYING THE FULL NUMBER, VALUE, AND PROVIDED
   13  SERVICES  OF OUTSIDE CONTRACTS FOR TECHNOLOGY SERVICES; THE FULL NUMBER,
   14  PERSONAL SERVICE COST, AND PROVIDED SERVICES OF PUBLIC EMPLOYEES  WITHIN
   15  THE  STATE AGENCY PROVIDING TECHNOLOGY SERVICES; A LISTING OF THE INTER-
   16  NAL AND EXTERNAL  TRAINING  OPPORTUNITIES  AND  FUNDING  FOR  TECHNOLOGY
   17  STAFF,  AND  THE  EXTENT  TO  WHICH  IT  WAS UTILIZED; AND A LISTING AND
   18  DESCRIPTION OF ALL KNOWLEDGE TRANSFER PROVISIONS BETWEEN OUTSIDE VENDORS
   19  AND STATE EMPLOYEES, AND AN EVALUATION OF WHETHER THOSE PROVISIONS  WERE
   20  MET.
   21    2.  ANY  STATE  AGENCY  THAT INITIATES A PLAN TO PROCURE TECHNOLOGY OR
   22  TECHNOLOGY-RELATED SERVICES OF MORE THAN ONE HUNDRED THOUSAND DOLLARS IN
   23  VALUE MUST NOTIFY THE OFFICE AT THE TIME WHEN THE SCOPE OF SUCH PROCURE-
   24  MENT IS FIRST DEFINED AND INTERNAL PROCUREMENT DEVELOPMENT IS INITIATED.
   25  THE OFFICE, IN CONJUNCTION WITH THE DIVISION OF THE BUDGET,  SHALL  HAVE
   26  THE  RESPONSIBILITY  TO REVIEW ANY SUCH PROCUREMENT FOR CONSISTENCY WITH
   27  THE STATEWIDE ENTERPRISE INFORMATION TECHNOLOGY STRATEGIC PLAN, THE MOST
   28  RECENT TECHNOLOGY PLAN SUBMITTED BY THE STATE AGENCY TO THE OFFICE,  AND
   29  ANY  OTHER  STATEWIDE TECHNOLOGY POLICY SET BY THE OFFICE.  IN ADDITION,
   30  THE OFFICE SHALL REVIEW THE PROCUREMENT IN THE CONTEXT OF OTHER TECHNOL-
   31  OGY PROCUREMENTS IN ORDER  TO  IDENTIFY  ANY  OPPORTUNITIES  TO  UTILIZE
   32  CENTRALIZED  OR  ENTERPRISE  CONTRACT  VEHICLES  OR AGGREGATE TECHNOLOGY
   33  PURCHASES FROM DISPARATE STATE AGENCIES WHERE APPROPRIATE.
   34    S 6. The state technology law is amended by adding a new article 5  to
   35  read as follows:
   36                                  ARTICLE V
   37                      INFORMATION TECHNOLOGY GOVERNANCE
   38  SECTION 501. ENTERPRISE EXECUTIVE GOVERNANCE BOARD.
   39          502. INFORMATION TECHNOLOGY INVESTMENT BOARD.
   40    S  501.  ENTERPRISE  EXECUTIVE  GOVERNANCE  BOARD.  1. THERE IS HEREBY
   41  ESTABLISHED AN ENTERPRISE EXECUTIVE GOVERNANCE BOARD TO OVERSEE TECHNOL-
   42  OGY POLICY IN THE STATE. THE BOARD SHALL BE COMPOSED OF NINE MEMBERS  OR
   43  THEIR  DESIGNEES:  THE  DIRECTOR OF STATE OPERATIONS, WHO SHALL SERVE AS
   44  THE CHAIR, THE ATTORNEY GENERAL, THE STATE COMPTROLLER,  THE  CHANCELLOR
   45  OF THE STATE UNIVERSITY OF NEW YORK, ONE APPOINTEE BY THE SPEAKER OF THE
   46  ASSEMBLY,  ONE  APPOINTEE  BY  THE TEMPORARY PRESIDENT OF THE SENATE AND
   47  THREE APPOINTEES BY THE GOVERNOR. THE GOVERNOR'S APPOINTMENTS  SHALL  BE
   48  SELECTED FROM THE COMMISSIONERS OF STATE AGENCIES. THE CHIEF INFORMATION
   49  OFFICER  AND THE CHAIR OF THE CHIEF INFORMATION OFFICER ADVISORY COUNCIL
   50  SHALL BE EX-OFFICIO MEMBERS OF THE BOARD BUT HAVE NO VOTING PRIVILEGES.
   51    2. THE MEMBERS OF THE BOARD SHALL RECEIVE NO  COMPENSATION  FOR  THEIR
   52  SERVICES,  BUT  SHALL  BE  ALLOWED  THEIR  ACTUAL AND NECESSARY EXPENSES
   53  INCURRED IN THE PERFORMANCE OF THEIR DUTIES.
   54    3. THE BOARD SHALL MEET AT LEAST ONCE EVERY SIX  MONTHS,  AND  MAY  BE
   55  CONVENED  AT  OTHER  TIMES  BY  JOINT AGREEMENT OF THE CHIEF INFORMATION
   56  OFFICER AND THE CHAIR. SIX VOTING MEMBERS OF THE BOARD MUST  BE  PRESENT
       S. 8262                             7
    1  FOR  A  QUORUM  TO  CONDUCT  ANY  BINDING  VOTES OR TO APPROVE ANY BOARD
    2  REPORTS.
    3    4. THE BOARD SHALL HAVE THE FOLLOWING FUNCTIONS, POWERS AND DUTIES:
    4    (A)  TO  REVIEW  AND  APPROVE  STATE ENTERPRISE INFORMATION TECHNOLOGY
    5  POLICIES, INCLUDING THE STATEWIDE INFORMATION TECHNOLOGY STRATEGIC  PLAN
    6  AS ISSUED BY THE CHIEF INFORMATION OFFICER;
    7    (B)  TO REVIEW AND APPROVE ANY STATEWIDE PLAN FOR THE FURTHER DEVELOP-
    8  MENT AND IMPROVEMENT OF THE STATE'S TECHNOLOGY  ACQUISITIONS,  INCLUDING
    9  THE  ACTIVITIES  AND  DECISIONS OF THE INFORMATION TECHNOLOGY INVESTMENT
   10  BOARD AS CREATED IN SECTION FIVE HUNDRED TWO OF THIS ARTICLE;
   11    (C) TO REQUEST SURVEYS AND REPORTS TO BE COMPLETED BY THE CHIEF INFOR-
   12  MATION OFFICER TO CARRY OUT ANY OF THE OBJECTIVES AND PURPOSES  OF  THIS
   13  ARTICLE; AND
   14    (D)  TO  PERFORM SUCH OTHER ACTS AS MAY BE ASSIGNED BY THE CHAIR WHICH
   15  ARE NECESSARY OR APPROPRIATE TO CARRY OUT THE FUNCTIONS OF THE BOARD.
   16    5. THE BOARD MAY REQUEST AND RECEIVE FROM  THE  OFFICE  OF  THE  CHIEF
   17  INFORMATION  OFFICER,  AS  WELL  AS  ANY OTHER STATE AGENCY OR ANY LOCAL
   18  GOVERNMENT AS DEFINED IN SECTION ONE HUNDRED ONE OF  THIS  CHAPTER,  ANY
   19  ASSISTANCE,  INFORMATION AND RESOURCES AS WILL ENABLE THE BOARD TO PROP-
   20  ERLY CARRY OUT ITS FUNCTIONS, POWERS AND DUTIES.
   21    6. THE BOARD SHALL SUBMIT A REPORT TO THE  GOVERNOR,  SPEAKER  OF  THE
   22  ASSEMBLY,  AND  TEMPORARY  PRESIDENT  OF  THE  SENATE  NO LATER THAN THE
   23  FIFTEENTH DAY OF FEBRUARY OF EACH YEAR. SUCH A REPORT  SHALL  INCLUDE  A
   24  SUMMARY  OF  ITS  ACTIVITIES  AND  DECISIONS,  EVALUATION OF THE STATE'S
   25  ENTERPRISE INFORMATION TECHNOLOGY STRATEGIC  PLAN,  RECOMMENDATIONS  FOR
   26  LEGISLATIVE  AND  EXECUTIVE  ACTION TO IMPLEMENT THAT PLAN AND OTHERWISE
   27  ADVANCE SOUND INFORMATION TECHNOLOGY PUBLIC POLICY THROUGHOUT THE STATE,
   28  AND A SUMMARY OF ALL EXPENDITURES APPROVED BY ITSELF AND THE INFORMATION
   29  TECHNOLOGY INVESTMENT BOARD.
   30    S 502. INFORMATION TECHNOLOGY INVESTMENT BOARD.  1.  THERE  IS  HEREBY
   31  ESTABLISHED  AN INFORMATION TECHNOLOGY INVESTMENT BOARD TO OVERSEE MAJOR
   32  TECHNOLOGY PROCUREMENTS IN THE STATE. THE BOARD  SHALL  BE  COMPOSED  OF
   33  ELEVEN MEMBERS OR THEIR DESIGNEES: THE DIRECTOR OF STATE OPERATIONS, WHO
   34  SHALL  SERVE  AS THE CHAIR, THE STATE COMPTROLLER, THE CHIEF INFORMATION
   35  OFFICER, THE DIRECTOR OF THE DIVISION OF THE BUDGET, THE COMMISSIONER OF
   36  GENERAL SERVICES, TWO APPOINTEES BY THE SPEAKER  OF  THE  ASSEMBLY,  TWO
   37  APPOINTEES  BY  THE  TEMPORARY PRESIDENT OF THE SENATE, THE CHAIR OF THE
   38  CHIEF  INFORMATION  OFFICER  ADVISORY  COUNCIL,  AND  A  REPRESENTATIVE,
   39  APPOINTED BY THE GOVERNOR, OF AN ORGANIZATION OF LOCAL GOVERNMENT INFOR-
   40  MATION TECHNOLOGY DIRECTORS.
   41    2.  THE  MEMBERS  OF THE BOARD SHALL RECEIVE NO COMPENSATION FOR THEIR
   42  SERVICES, BUT SHALL BE  ALLOWED  THEIR  ACTUAL  AND  NECESSARY  EXPENSES
   43  INCURRED IN THE PERFORMANCE OF THEIR DUTIES.
   44    3.  THE  BOARD SHALL MEET AT LEAST ONCE EVERY THREE MONTHS, AND MAY BE
   45  CONVENED AT OTHER TIMES BY JOINT  AGREEMENT  OF  THE  CHIEF  INFORMATION
   46  OFFICER AND THE CHAIR. EIGHT VOTING MEMBERS OF THE BOARD MUST BE PRESENT
   47  FOR  A  QUORUM  TO  CONDUCT  ANY  BINDING  VOTES OR TO APPROVE ANY BOARD
   48  REPORTS.
   49    4. THE BOARD SHALL HAVE THE FOLLOWING FUNCTIONS, POWERS AND DUTIES:
   50    (A) TO REVIEW AND APPROVE ANY MAJOR STATEWIDE  INFORMATION  TECHNOLOGY
   51  INITIATIVE WITH A TOTAL COST OF MORE THAN TEN MILLION DOLLARS;
   52    (B) TO REQUEST SURVEYS AND REPORTS TO BE COMPLETED BY THE CHIEF INFOR-
   53  MATION  OFFICER  TO CARRY OUT ANY OF THE OBJECTIVES AND PURPOSES OF THIS
   54  SECTION; AND
   55    (C) TO PERFORM SUCH OTHER ACTS AS MAY BE ASSIGNED BY THE  CHAIR  WHICH
   56  ARE NECESSARY OR APPROPRIATE TO CARRY OUT THE FUNCTIONS OF THE BOARD.
       S. 8262                             8
    1    5.  THE  BOARD  MAY  REQUEST  AND RECEIVE FROM THE OFFICE OF THE CHIEF
    2  INFORMATION OFFICER, AS WELL AS ANY OTHER  STATE  AGENCY  OR  ANY  LOCAL
    3  GOVERNMENT  AS  DEFINED  IN SECTION ONE HUNDRED ONE OF THIS CHAPTER, ANY
    4  ASSISTANCE, INFORMATION, AND RESOURCES AS WILL ENABLE THE BOARD TO PROP-
    5  ERLY CARRY OUT ITS FUNCTIONS, POWERS AND DUTIES.
    6    6.  THE BOARD SHALL SUBMIT A REPORT TO THE ENTERPRISE EXECUTIVE GOVER-
    7  NANCE BOARD CONTAINING A SUMMARY OF ALL EXPENDITURES IT HAS APPROVED  OR
    8  DENIED WITHIN FIFTEEN DAYS OF ANY OFFICIAL MEETING OR VOTE OF THE BOARD.
    9    S  7. Subdivision 4 of section 163 of the state finance law is amended
   10  by adding a new paragraph f to read as follows:
   11    F. ALL CONTRACTS FOR TECHNOLOGY CONSULTING  SERVICES  MUST  PROVIDE  A
   12  SPECIFIC  IMPLEMENTATION  PLAN  FOR  KNOWLEDGE TRANSFER AND TRAINING FOR
   13  EXISTING STATE EMPLOYEES BY  THE  CONTRACTOR,  INCLUDING  BENCHMARKS  TO
   14  MEASURE  PROGRESS IN SUCH TRANSFER AND TRAINING AND A WORKFORCE PLANNING
   15  DOCUMENT TO DEMONSTRATE HOW PERSONNEL RESOURCES SHALL BE DEPLOYED BY THE
   16  AGENCY TO MAKE SUCH TRANSFER POSSIBLE.
   17    S 8. Subdivision 4 of section 163-a  of  the  state  finance  law,  as
   18  amended  by  chapter  437  of  the  laws  of 2004, is amended to read as
   19  follows:
   20    4. The state agency together with the office [for technology]  OF  THE
   21  CHIEF  INFORMATION OFFICER determines that the restriction is not in the
   22  best interest of the state. Such office shall notify each member of  the
   23  [advisory council] ENTERPRISE EXECUTIVE GOVERNANCE BOARD AND INFORMATION
   24  TECHNOLOGY  INVESTMENT  BOARD  established  in article [one] FIVE of the
   25  state technology law of any such waiver of these restrictions.
   26    S 9. This act shall take on the thirtieth  day  after  it  shall  have
   27  become  a  law;  provided,  however,  that sections five, six, seven and
   28  eight of this act shall take effect on the ninetieth day after it  shall
   29  have  become  a  law;  provided further, however, that the amendments to
   30  subdivision 4 of section 163 of the state finance law  made  by  section
   31  seven  of  this  act shall not affect the repeal of such subdivision and
   32  shall be deemed to be repealed therewith.
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