Bill Text: NY A08123 | 2015-2016 | General Assembly | Amended


Bill Title: Relates to telephone corporations', cable corporations', and combination telephone and cable corporations' and voice over internet service providers' service quality standards, credits, reports and penalties.

Spectrum: Partisan Bill (Democrat 26-1)

Status: (Introduced - Dead) 2016-05-17 - reported referred to ways and means [A08123 Detail]

Download: New_York-2015-A08123-Amended.html


                STATE OF NEW YORK
        ________________________________________________________________________
                                         8123--A
                               2015-2016 Regular Sessions
                   IN ASSEMBLY
                                      June 9, 2015
                                       ___________
        Introduced by M. of A. BRENNAN, ROZIC, GALEF, RUSSELL, SEAWRIGHT, NOLAN,
          ABINANTI, RICHARDSON, ORTIZ, COLTON, BICHOTTE, BARRON, DAVILA, JAFFEE,
          GOTTFRIED,  RAIA,  THIELE  --  Multi-Sponsored  by -- M. of A. CAHILL,
          GLICK, KIM, LENTOL, MOSLEY, MOYA, ROSENTHAL, SIMON,  SOLAGES  --  read
          once  and  referred  to the Committee on Corporations, Authorities and
          Commissions -- recommitted to the Committee on Corporations,  Authori-
          ties  and  Commissions  in  accordance with Assembly Rule 3, sec. 2 --
          committee discharged, bill amended, ordered reprinted as  amended  and
          recommitted to said committee
        AN  ACT  to amend the public service law, in relation to service quality
          standards, credits, reports and penalties
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
     1    Section  1.  The public service law is amended by adding a new article
     2  12 to read as follows:
     3                                  ARTICLE 12
     4     PROVISIONS RELATING TO TELEPHONE CORPORATIONS, CABLE CORPORATIONS,
     5              COMBINATION TELEPHONE AND CABLE CORPORATIONS AND
     6               VOICE OVER INTERNET PROTOCOL SERVICE PROVIDERS
     7  Section 231. Definitions.
     8          232. Service  quality  standards,  minimum  performance  levels,
     9                 credits, and reports.
    10          233. Administrative sanctions; recovery of penalties.
    11    §  231.  Definitions. The words and phrases used in this article shall
    12  have the following meanings:   1. "Cable  corporation"  shall  mean  any
    13  person  owning,  controlling, operating, managing or leasing one or more
    14  cable television systems within the state.
    15    2. "Cable television system" shall have the same meaning as set  forth
    16  in section two hundred twelve of this chapter.
    17    3.  "Combination telephone and cable corporation" shall mean any tele-
    18  phone corporation operating in New York under common  ownership  with  a
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD10591-05-6

        A. 8123--A                          2
     1  cable corporation operating in New York or any cable corporation operat-
     2  ing  in  New  York  under  common ownership with a telephone corporation
     3  operating in New York, or any successor of either corporation.
     4    4.  "Voice  over  internet  protocol  service provider" shall mean any
     5  provider of voice over internet  protocol  service,  as  defined  by  47
     6  C.F.R.  § 9.3.
     7    5. "Core customers" shall mean customers who:
     8    (a) do not have access to wireline alternatives,
     9    (b) subscribe to Lifeline service, or
    10    (c) are characterized as having special needs.
    11    § 232. Service quality standards, minimum performance levels, credits,
    12  and  reports.  The  commission shall establish quality of service stand-
    13  ards, minimum performance levels, customer-specific credits, and report-
    14  ing requirements that shall apply to each telephone  corporation,  cable
    15  corporation,  combination  telephone and cable corporation or voice over
    16  internet protocol service provider.  1. Service standards. Service stan-
    17  dards shall include, but not be limited to:  (a)  measures  relating  to
    18  repairs  for  service outages within forty-eight hours unless a customer
    19  opts otherwise;
    20    (b) a requirement that new installation  orders  be  completed  within
    21  five days unless a customer opts otherwise;
    22    (c)  a  requirement  that each corporation or service provider develop
    23  procedures to prioritize service to customers who are  Lifeline  custom-
    24  ers,  who  are  special needs customers, and for customers who utilize a
    25  medical alert system or communications equipment,  in  conjunction  with
    26  medical  devices, to monitor and transmit medical data to their treating
    27  physicians' medical sites.
    28    2. Minimum performance levels. Minimum  performance  levels  for  each
    29  service standard shall be developed to ensure that each telephone corpo-
    30  ration,  cable  corporation, combination telephone and cable corporation
    31  or voice over internet protocol service provider in  the  state  provide
    32  high  quality customer service and high quality technical service to all
    33  their customers.
    34    3. Customer credits or rebates. The commission shall establish a sche-
    35  dule of customer credits or rebates, which shall be awarded to customers
    36  that experience service outage conditions and  for  missed  installation
    37  appointments.  A  system of graduated credits or rebates shall be estab-
    38  lished for those  customers  whose  service  outage  condition  was  not
    39  cleared within forty-eight hours or installation was not completed with-
    40  in five business days unless a customer opts otherwise.
    41    4.  Service  quality  monitoring  and  reporting. The commission shall
    42  re-establish the monitoring and measurements of service quality in force
    43  on January first, two thousand ten for telephone corporations and  shall
    44  apply  those  service  quality  standards to each telephone corporation,
    45  cable corporation, combination telephone and cable corporation or  voice
    46  over  internet  protocol  service  provider offering telephone services.
    47  The commission shall apply a uniform set of  standards  when  monitoring
    48  and  measuring  the  service quality provided to all customers and shall
    49  not distinguish between core customers and non-core customers when moni-
    50  toring and measuring service quality.
    51    § 233. Administrative sanctions; recovery of penalties. 1. Every tele-
    52  phone corporation, cable corporation, combination  telephone  and  cable
    53  corporation  or  voice  over  internet  protocol  service provider shall
    54  adhere to every provision of this chapter and every order or  regulation
    55  adopted  under authority of this chapter so long as the same shall be in
    56  force.

        A. 8123--A                          3
     1    2. (a) The commission shall have  the  authority  to  assess  a  civil
     2  penalty  against each telephone corporation, cable corporation, combina-
     3  tion telephone and cable corporation or  voice  over  internet  protocol
     4  service provider and the directors, officers, agents and employees ther-
     5  eof  subject to the jurisdiction, supervision, or regulation pursuant to
     6  this chapter in an amount as set forth in this section.  In  determining
     7  the  amount  of any penalty to be assessed pursuant to this section, the
     8  commission shall consider: (i) the  seriousness  of  the  violation  for
     9  which a penalty is sought;
    10    (ii) the nature and extent of any previous violations for which penal-
    11  ties  have been assessed against the telephone corporation, cable corpo-
    12  ration, combination telephone and cable corporation, voice over internet
    13  protocol service  provider  or  such  directors,  officers,  agents  and
    14  employees thereof;
    15    (iii)  the gross revenues and financial status of the telephone corpo-
    16  ration, cable corporation, combination telephone and  cable  corporation
    17  or voice over internet protocol service provider; and
    18    (iv)  such  other  factors  as the commission may deem appropriate and
    19  relevant. The remedies provided in this subdivision are in  addition  to
    20  any other remedies provided by law.
    21    (b)  Whenever  the  commission  has reason to believe that a telephone
    22  corporation, cable corporation, combination telephone and  cable  corpo-
    23  ration  or voice over internet protocol service provider and such direc-
    24  tors, officers, agents and employees thereof may be subject  to  imposi-
    25  tion  of  a  civil  penalty  as  set forth in this subdivision, it shall
    26  provide notification and provide an opportunity  to  be  heard  to  such
    27  corporation, service provider, or person. Such notice shall include, but
    28  shall  not  be  limited  to: (i) the date and a brief description of the
    29  facts and nature of each act or failure to act for which such penalty is
    30  proposed; (ii) a list of each statute,  regulation  or  order  that  the
    31  commission  alleges  has been violated; (iii) the amount of each penalty
    32  that the commission proposes to assess; and (iv) the option to request a
    33  hearing to demonstrate why the proposed penalty or penalties should  not
    34  be assessed against such corporation, service provider, or person.
    35    3. Any telephone corporation, cable corporation, combination telephone
    36  and  cable  corporation or voice over internet protocol service provider
    37  that violates a provision  of  this  chapter,  regulation  or  an  order
    38  adopted  under authority of this chapter so long as the same shall be in
    39  force, or who fails to provide safe and adequate service shall forfeit a
    40  sum not exceeding the greater of one hundred  thousand  dollars  or  two
    41  one-hundredths  of  one percent of the annual intrastate gross operating
    42  revenue of the corporation, constituting a civil penalty  for  each  and
    43  every offense and, in the case of a continuing violation, each day shall
    44  be deemed a separate and distinct offense.
    45    4.  Notwithstanding  the  provisions  of  subdivision  three  of  this
    46  section, any such telephone corporation, cable corporation,  combination
    47  telephone  and cable corporation or voice over internet protocol service
    48  provider that violates a provision of this chapter, or an order or regu-
    49  lation adopted under the authority of this chapter specifically for  the
    50  protection  of  human safety or prevention of significant damage to real
    51  property, including, but not limited to: (a) a death or personal injury;
    52  or (b) damage to real property in  excess  of  fifty  thousand  dollars,
    53  forfeit a sum not to exceed the greater of:  (i) two hundred fifty thou-
    54  sand dollars or three one-hundredths of one percent of the annual intra-
    55  state  gross operating revenue of the corporation, whichever is greater,
    56  constituting a civil penalty for each  separate  and  distinct  offense;

        A. 8123--A                          4
     1  provided,  however,  that  for purposes of this paragraph, each day of a
     2  continuing violation  shall  not  be  deemed  a  separate  and  distinct
     3  offense.  The  total  period of a continuing violation, as well as every
     4  distinct  violation,  shall  be  similarly  treated  as  a  separate and
     5  distinct offense for purposes of this paragraph;  or  (ii)  the  maximum
     6  forfeiture  determined  in  accordance  with  subdivision  three of this
     7  section.
     8    5. Notwithstanding the provisions of subdivision three or four of this
     9  section, a telephone corporation, cable corporation,  combination  tele-
    10  phone  and  cable  corporation  or  voice over internet protocol service
    11  provider that violates a provision of this chapter, or an order or regu-
    12  lation adopted under authority of this chapter, designed to protect  the
    13  overall reliability and continuity of service, including but not limited
    14  to the restoration of service following a major outage event or emergen-
    15  cy,  shall  forfeit a sum not to exceed the greater of: (a) five hundred
    16  thousand dollars or four one-hundredths of one  percent  of  the  annual
    17  intrastate  gross  operating revenue of the telephone corporation, cable
    18  corporation, combination telephone and cable corporation or  voice  over
    19  internet protocol service provider, whichever is greater, constituting a
    20  civil penalty for each separate and distinct offense; provided, however,
    21  that  for  purposes of this paragraph each day of a continuing violation
    22  shall not be deemed a separate and distinct offense.   The total  period
    23  of  a continuing violation, as well as every distinct violation shall be
    24  similarly treated as a separate and distinct  offense  for  purposes  of
    25  this paragraph; or
    26    (b)  the  maximum forfeiture determined in accordance with subdivision
    27  three of this section.
    28    6. Any director, officer, agent, or employee  of  any  corporation  or
    29  service  provider  determined  by  the  commission  to have violated the
    30  provisions of subdivision three, four, or five of this section, and  who
    31  knowingly  violates  a provision of this chapter, regulation or an order
    32  adopted under authority of this chapter so long as the same shall be  in
    33  force,  including  a failure to provide safe and adequate service, shall
    34  forfeit a sum not to exceed one hundred thousand dollars constituting  a
    35  civil  penalty for each and every offense and, in the case of a continu-
    36  ing violation, each day shall be deemed a separate and distinct offense.
    37    7. Any such assessment may  be  compromised  or  discontinued  by  the
    38  commission. All moneys recovered pursuant to this section, together with
    39  the  costs  thereof,  shall  be  remitted to, or for the benefit of, the
    40  ratepayers in a manner to be determined by the commission.
    41    8. Upon a failure  by  a  telephone  corporation,  cable  corporation,
    42  combination  telephone  and  cable  corporation  or  voice over internet
    43  protocol service provider to remit any penalty assessed by  the  commis-
    44  sion  pursuant  to  this section, the commission, through its counsel or
    45  other appropriate designee, may institute an action or special  proceed-
    46  ing to collect the penalty in a court of competent jurisdiction.
    47    9.  Any  payment  made  by a telephone corporation, cable corporation,
    48  combination telephone and  cable  corporation  or  voice  over  internet
    49  protocol  service  provider  and  the  directors,  officers,  agents and
    50  employees thereof as a result of  an  assessment  as  provided  in  this
    51  section,  and  the  cost  of litigation and investigation related to any
    52  such assessment, shall not be recoverable from ratepayers,  subscribers,
    53  or customers.
    54    10.  In construing and enforcing the provisions of this chapter relat-
    55  ing to penalties, the act of any director, officer, agent or employee of
    56  a telephone corporation, cable corporation,  combination  telephone  and

        A. 8123--A                          5
     1  cable  corporation  or  voice  over  internet  protocol service provider
     2  acting within the scope of his or  her  official  duties  or  employment
     3  shall  be  deemed  to  be  the  act of such telephone corporation, cable
     4  corporation,  combination  telephone and cable corporation or voice over
     5  internet protocol service provider.
     6    § 2. Severability clause. If any clause, sentence, paragraph, subdivi-
     7  sion, section or part of this act shall be  adjudged  by  any  court  of
     8  competent  jurisdiction  to  be invalid, such judgment shall not affect,
     9  impair, or invalidate the remainder thereof, but shall  be  confined  in
    10  its  operation  to the clause, sentence, paragraph, subdivision, section
    11  or part thereof directly involved in the controversy in which such judg-
    12  ment shall have been rendered. It is hereby declared to be the intent of
    13  the legislature that this act would  have  been  enacted  even  if  such
    14  invalid provisions had not been included herein.
    15    § 3. This act shall take effect immediately.
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