Bill Text: NY A08239 | 2017-2018 | General Assembly | Amended


Bill Title: Enacts the "transformational infrastructure and revitalization project act"; defines terms; requires a two step method for any entity selected by the authorized entity to enter into a design-build contract for such project.

Spectrum: Partisan Bill (Democrat 2-0)

Status: (Introduced - Dead) 2018-01-03 - referred to cities [A08239 Detail]

Download: New_York-2017-A08239-Amended.html


                STATE OF NEW YORK
        ________________________________________________________________________
                                         8239--A
                               2017-2018 Regular Sessions
                   IN ASSEMBLY
                                      June 2, 2017
                                       ___________
        Introduced by M. of A. BENEDETTO, SIMON -- read once and referred to the
          Committee  on  Cities  --  committee discharged, bill amended, ordered
          reprinted as amended and recommitted to said committee
        AN ACT in relation to enacting the "transformational infrastructure  and
          revitalization  project  act";  and  providing  for the repeal of such
          provisions upon expiration thereof
          The People of the State of New York, represented in Senate and  Assem-
        bly, do enact as follows:
     1    Section  1. This act shall be known and may be cited as the "transfor-
     2  mational infrastructure and revitalization project act".
     3    § 2. Definitions. For the purposes of this act,  the  following  terms
     4  shall have the following meanings:
     5    (a)  "Public work" shall mean the Brooklyn-Queens Expressway, Atlantic
     6  Avenue to Sands Street or Rodman's Neck firearms and training facility.
     7    (b) "Authorized entity" shall mean the New  York  city  department  of
     8  design and construction, and the New York city department of transporta-
     9  tion.
    10    (c)  "Best  value"  shall  mean  the  basis for awarding contracts for
    11  services to a proposer that  optimizes  quality,  cost  and  efficiency,
    12  price  and  performance  criteria, which may include, but is not limited
    13  to:
    14    (1) The quality of the proposer's performance on previous projects;
    15    (2) The timeliness of the proposer's performance on previous projects;
    16    (3) The level of customer satisfaction with the proposer's performance
    17  on previous projects;
    18    (4) The proposer's record of performing previous  projects  on  budget
    19  and ability to minimize cost overruns;
    20    (5) The proposer's ability to limit change orders;
    21    (6) The proposer's ability to prepare appropriate project plans;
    22    (7) The proposer's technical capacities;
    23    (8) The individual qualifications of the proposer's key personnel;
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD10916-05-7

        A. 8239--A                          2
     1    (9) The proposer's ability to assess and manage risk and minimize risk
     2  impact;
     3    (10) The proposer's financial capability;
     4    (11)  The  proposer's  ability to comply with applicable requirements,
     5  including the provisions of articles 145, 147 and 148 of  the  education
     6  law;
     7    (12)  The proposer's past record of compliance with federal, state and
     8  local laws, rules, licensing requirements, where applicable, and  execu-
     9  tive  orders, including but not limited to compliance with the labor law
    10  and other applicable labor and prevailing wage laws, article 15-A of the
    11  executive law, and any other applicable laws  concerning  minority-  and
    12  women-owned business enterprise participation;
    13    (13) The proposer's record of complying with existing labor standards,
    14  maintaining  harmonious  labor  relations, and protecting the health and
    15  safety of workers and payment of wages above any locally-defined  living
    16  wage; and
    17    (14)  A quantitative factor to be used in evaluation of bids or offers
    18  for awarding of contracts for bidders or offerers that are certified  as
    19  minority- or women-owned business enterprises as defined in subdivisions
    20  1, 7, 15 and 20 of section 310 of the executive law, or certified pursu-
    21  ant to local law as minority- or women-owned business enterprises.
    22    Such  basis  shall reflect, wherever possible, objective and quantifi-
    23  able analysis.
    24    (d) "Cost plus" shall mean compensating a contractor for the  cost  to
    25  complete a contract by reimbursing actual costs for labor, equipment and
    26  materials plus an additional amount for overhead and profit.
    27    (e)  "Design-build  contract" shall mean a contract for the design and
    28  construction of a public work with a single entity, which may be a  team
    29  comprised of separate entities.
    30    (f)  "Project  labor  agreement"  shall  have the meaning set forth in
    31  subdivision 1 of section 222 of the labor law. A project labor agreement
    32  shall require participation in apprentice training programs  in  accord-
    33  ance with paragraph (e) of subdivision 2 of such section.
    34    §  3.  Any contract for a public work undertaken pursuant to a project
    35  labor agreement in accordance with section 222 of the labor law may be a
    36  design-build contract in accordance with this act.
    37    § 4. Notwithstanding any general, special or local law, rule or  regu-
    38  lation  to the contrary, including but not limited to article 5-A of the
    39  general municipal law, and in conformity with the requirements  of  this
    40  act,  for  any  public work that has an estimated total cost of not less
    41  than ten million dollars and is undertaken pursuant to a  project  labor
    42  agreement in accordance with section 222 of the labor law, an authorized
    43  entity  charged  with  awarding  a  contract for public work may use the
    44  alternative delivery method referred to as design-build contracts.
    45    (a) A contractor selected by such authorized entity to  enter  into  a
    46  design-build  contract  shall  be selected through a two-step method, as
    47  follows:
    48    (1) Step one. Generation of a list of responding  entities  that  have
    49  demonstrated   the   general  capability  to  perform  the  design-build
    50  contract. Such list shall consist of a specified  number  of  responding
    51  entities,  as determined by an authorized entity, and shall be generated
    52  based upon the authorized entity's review of  responses  to  a  publicly
    53  advertised  request  for qualifications. The authorized entity's request
    54  for qualifications shall include a general  description  of  the  public
    55  work,  the  maximum  number of responding entities to be included on the
    56  list, the selection criteria to be used and the relative weight of  each

        A. 8239--A                          3
     1  criteria  in generating the list.  Such selection criteria shall include
     2  the qualifications and experience of the design and  construction  team,
     3  organization,  demonstrated  responsibility, ability of the team or of a
     4  member  or  members  of the team to comply with applicable requirements,
     5  including the provisions of articles 145, 147 and 148 of  the  education
     6  law, past record of compliance with the labor law, and such other quali-
     7  fications the authorized entity deems appropriate, which may include but
     8  are  not  limited  to  project  understanding,  financial capability and
     9  record of past performance. The authorized  entity  shall  evaluate  and
    10  rate  all  responding entities to the request for qualifications.  Based
    11  upon such ratings, the authorized entity shall list the responding enti-
    12  ties that shall receive a request for proposals in accordance with para-
    13  graph two of this subdivision. To the extent consistent with  applicable
    14  federal  law,  the  authorized  entity shall consider, when awarding any
    15  contract pursuant to this section, the participation of  (i)  responding
    16  entities  that are certified as minority- or women-owned business enter-
    17  prises as defined in subdivisions 1, 7, 15 and 20 of section 310 of  the
    18  executive  law,  or  certified  pursuant  to  local  law as minority- or
    19  women-owned business enterprises; and (ii) small business concerns iden-
    20  tified pursuant to subdivision (b) of section 139-g of the state finance
    21  law; and
    22    (2) Step two. Selection of the proposal which is the best value to the
    23  authorized entity.   The authorized entity shall  issue  a  request  for
    24  proposals to the responding entities listed pursuant to paragraph one of
    25  this  subdivision.  If  such  a  responding entity consists of a team of
    26  separate entities, the entities that comprise such a  team  must  remain
    27  unchanged from the responding entity as listed pursuant to paragraph one
    28  of  this subdivision unless otherwise approved by the authorized entity.
    29  The request for proposals shall set forth the  public  work's  scope  of
    30  work,  and  other  requirements, as determined by the authorized entity,
    31  which may include separate goals for  work  under  the  contract  to  be
    32  performed  by  businesses certified as minority- or women-owned business
    33  enterprises as defined in subdivisions 1, 7, 15 and 20 of section 310 of
    34  the executive law, or certified pursuant to local law  as  minority-  or
    35  women-owned  business  enterprises. The request for proposals shall also
    36  specify the criteria to be used to evaluate the responses and the  rela-
    37  tive  weight  of  each of such criteria. Such criteria shall include the
    38  proposal's cost, the quality of the proposal's solution, the  qualifica-
    39  tions and experience of the proposer, and other factors deemed pertinent
    40  by  the  authorized  entity, which may include, but shall not be limited
    41  to, the proposal's manner and schedule of  project  implementation,  the
    42  proposer's  ability  to  complete  the work in a timely and satisfactory
    43  manner, maintenance costs of the completed public work,  maintenance  of
    44  traffic approach, and community impact. Any contract awarded pursuant to
    45  this  act  shall  be  awarded  to a responsive and responsible proposer,
    46  which, in consideration of these and  other  specified  criteria  deemed
    47  pertinent,  offers the best value, as determined by the authorized enti-
    48  ty. The request for proposals shall include a statement  that  proposers
    49  shall  designate  in writing those portions of the proposal that contain
    50  trade secrets or other proprietary information that are to remain confi-
    51  dential; that the material designated as confidential shall  be  readily
    52  separable  from  the  proposal.  Nothing  in  this  subdivision shall be
    53  construed to prohibit  the  authorized  entity  from  negotiating  final
    54  contract  terms  and  conditions including cost. All proposals submitted
    55  shall be scored according to the criteria  listed  in  the  request  for

        A. 8239--A                          4
     1  proposals  and  such  final  scores shall be published on the authorized
     2  entity's website.
     3    (b)  An  authorized  entity  awarding  a  design-build  contract  to a
     4  contractor offering the best value may but shall not be required to  use
     5  the following types of contracts:
     6    (1)  A  cost-plus  not  to  exceed  guaranteed  maximum  price form of
     7  contract in which the authorized entity shall be entitled to monitor and
     8  audit all costs. In establishing the schedule and process for  determin-
     9  ing  a  guaranteed  maximum  price,  the contract between the authorized
    10  entity and the contractor shall:
    11    (i) Describe the scope of the work and the  cost  of  performing  such
    12  work,
    13    (ii) Include a detailed line item cost breakdown,
    14    (iii)  Include a list of all drawings, specifications and other infor-
    15  mation on which the guaranteed maximum price is based,
    16    (iv) Include the dates of substantial and final  completion  on  which
    17  the guaranteed maximum price is based, and
    18    (v) Include a schedule of unit prices; or
    19    (2) A lump sum contract in which the contractor agrees to accept a set
    20  dollar  amount  for  a  contract  which  comprises  a single bid without
    21  providing a cost breakdown for all costs such as for  equipment,  labor,
    22  materials,  as well as such contractor's profit for completing all items
    23  of work comprising the public work.
    24    § 5. Any contract entered into pursuant to this act  shall  include  a
    25  clause  requiring  that  any professional services regulated by articles
    26  145, 147 and 148 of the education law shall be performed and stamped and
    27  sealed, where appropriate, by a professional licensed in accordance with
    28  the appropriate article.
    29    § 6. Construction with respect to each contract  entered  into  by  an
    30  authorized  entity  pursuant to this act shall be deemed a "public work"
    31  to be performed in accordance with the provisions of article  8  of  the
    32  labor  law, as well as subject to sections 200, 240, 241 and 242 of such
    33  law and enforcement of prevailing wage requirements pursuant to applica-
    34  ble law or, for projects or public works receiving federal aid, applica-
    35  ble federal requirements for prevailing wage. Any contract entered  into
    36  pursuant  to  this  act  shall  include  a clause requiring the selected
    37  design builder to obligate every  tier  of  contractor  working  on  the
    38  public  work  to  comply  with the project labor agreement referenced in
    39  section three of this act, and shall  include  project  labor  agreement
    40  compliance  monitoring  and  enforcement  provisions consistent with the
    41  applicable project labor agreement.
    42    § 7. Each contract entered into by an authorized  entity  pursuant  to
    43  this  act  shall  comply  with  the  objectives and goals with regard to
    44  minority- and women-owned business enterprises pursuant to, as  applica-
    45  ble,  section  6-129  of the administrative code of the city of New York
    46  or, for projects or  public  works  receiving  federal  aid,  applicable
    47  federal requirements for disadvantaged business enterprises or minority-
    48  and women-owned business enterprises.
    49    §  8. Public works undertaken by an authorized entity pursuant to this
    50  act shall be subject to the requirements of article 8  of  the  environ-
    51  mental  conservation law, and, where applicable, the requirements of the
    52  National Environmental Policy Act.
    53    § 9. (a) Notwithstanding any provision of law  to  the  contrary,  all
    54  rights  or  benefits,  including terms and conditions of employment, and
    55  protection of civil service and  collective  bargaining  status  of  all
    56  employees  of  authorized  entities solely in connection with the public

        A. 8239--A                          5
     1  works identified in subdivision (a) of section two of this act, shall be
     2  preserved and protected.
     3    (b)  Nothing  in this act shall result in the: (1) displacement of any
     4  currently  employed  worker  or  loss  of  position  (including  partial
     5  displacement  such  as  a  reduction  in the hours of non-overtime work,
     6  wages or employment benefits), or result in the impairment  of  existing
     7  collective  bargaining  agreements;  and (2) transfer of existing duties
     8  and functions related to maintenance and operations currently  performed
     9  by existing employees of authorized entities to a contractor.
    10    (c)  Employees  of  authorized  entities  using design-build contracts
    11  serving in positions in newly created titles shall be  assigned  to  the
    12  appropriate  bargaining  unit.  Nothing  contained  in this act shall be
    13  construed to affect (1) the existing rights of employees of  such  enti-
    14  ties  pursuant  to  an existing collective bargaining agreement, (2) the
    15  existing representational  relationships  among  employee  organizations
    16  representing employees of such entities, or (3) the bargaining relation-
    17  ships between such entities and such employee organizations.
    18    §  10. The submission of a proposal or responses or the execution of a
    19  design-build contract pursuant to this act shall not be construed to  be
    20  a violation of section 6512 of the education law.
    21    §  11.  Nothing  contained  in this act shall limit the right or obli-
    22  gation of any authorized entity to comply with  the  provisions  of  any
    23  existing contract or to award contracts as otherwise provided by law.
    24    §  12.  This act shall take effect immediately and shall expire and be
    25  deemed repealed 4 years after such date;  provided  that,  public  works
    26  with  requests  for  qualifications issued prior to such repeal shall be
    27  permitted to continue under this act notwithstanding such repeal.
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