Bill Text: NY S07222 | 2023-2024 | General Assembly | Introduced


Bill Title: Adopts the interstate teacher mobility compact to facilitate the mobility of teachers across member states, with the goal of supporting teachers through new pathways to licensure; establishes a regulatory framework to expedite and enhance the ability of teachers to move across state lines.

Spectrum: Partisan Bill (Republican 1-0)

Status: (Introduced) 2024-01-03 - REFERRED TO EDUCATION [S07222 Detail]

Download: New_York-2023-S07222-Introduced.html



                STATE OF NEW YORK
        ________________________________________________________________________

                                          7222

                               2023-2024 Regular Sessions

                    IN SENATE

                                      May 18, 2023
                                       ___________

        Introduced  by  Sen.  ORTT  --  read twice and ordered printed, and when
          printed to be committed to the Committee on Education

        AN ACT to amend the education law, in relation to  adopting  the  inter-
          state teacher mobility compact

          The  People of the State of New York, represented in Senate and Assem-
        bly, do enact as follows:

     1    Section 1. The education law is amended by adding a new article 25  to
     2  read as follows:
     3                                 ARTICLE 25
     4                     INTERSTATE TEACHER MOBILITY COMPACT
     5  Section 1300. Interstate teacher mobility compact.
     6    § 1300. Interstate teacher mobility compact. 1. The interstate teacher
     7  mobility  compact  is  hereby entered into and enacted into law with all
     8  jurisdictions legally joining therein,  in  the  form  substantially  as
     9  follows:
    10  ARTICLE I- PURPOSE
    11    The  purpose of this Compact is to facilitate the mobility of Teachers
    12  across the Member States, with the goal of supporting Teachers through a
    13  new pathway to licensure. Through this Compact, the Member  States  seek
    14  to  establish  a  collective  regulatory  framework  that  expedites and
    15  enhances the ability of Teachers to move across State lines.
    16    This Compact is intended  to  achieve  the  following  objectives  and
    17  should  be  interpreted accordingly. The Member States hereby ratify the
    18  same intentions by subscribing hereto.
    19    A. Create a streamlined pathway to licensure mobility for Teachers;
    20    B. Support the relocation of Eligible Military Spouses;
    21    C. Facilitate and enhance the exchange  of  licensure,  investigative,
    22  and disciplinary information between the Member States;
    23    D.  Enhance  the power of State and district level education officials
    24  to hire qualified,  competent  Teachers  by  removing  barriers  to  the
    25  employment of out-of-state Teachers;

         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD11375-01-3

        S. 7222                             2

     1    E.  Support  the  retention  of Teachers in the profession by removing
     2  barriers to relicensure in a new State; and
     3    F.  Maintain  State  sovereignty  in  the  regulation  of the teaching
     4  profession.
     5  ARTICLE II- DEFINITIONS
     6    As used in this Compact, and except as otherwise provided, the follow-
     7  ing definitions shall govern the terms herein:
     8    A. "Active Military Member"  means  any  person  with  full-time  duty
     9  status  in  the  armed forces of the United States, including members of
    10  the National Guard and Reserve.
    11    B. "Adverse Action" means any limitation or restriction imposed  by  a
    12  Member  State's  Licensing  Authority,  such  as revocation, suspension,
    13  reprimand, probation, or limitation on the licensee's ability to work as
    14  a Teacher.
    15    C. "Bylaws" means those bylaws established by the Commission.
    16    D. "Career and Technical Education License"  means  a  current,  valid
    17  authorization issued by a Member State's Licensing Authority allowing an
    18  individual  to serve as a Teacher in P-12 public educational settings in
    19  a specific career and technical education area.
    20    E. "Charter Member States" means  a  Member  State  that  has  enacted
    21  legislation  to  adopt  this Compact where such legislation predates the
    22  initial meeting of the  Commission  after  the  effective  date  of  the
    23  Compact.
    24    F. "Commission" means the interstate administrative body which member-
    25  ship consists of delegates of all States that have enacted this Compact,
    26  and  which  is  known as the Interstate Teacher Mobility Compact Commis-
    27  sion.
    28    G. "Commissioner" means the delegate of a Member State.
    29    H. "Eligible License" means  a  license  to  engage  in  the  teaching
    30  profession   which  requires  at  least  a  bachelor's  degree  and  the
    31  completion of a state approved program for Teacher licensure.
    32    I. "Eligible Military Spouse" means the spouse of  any  individual  in
    33  full-time  duty  status  in the active armed forces of the United States
    34  including members of the National Guard and Reserve moving as  a  result
    35  of a military mission or military career progression requirements or are
    36  on  their  terminal  move  as  a  result of separation or retirement (to
    37  include surviving spouses of deceased military members).
    38    J. "Executive Committee" means a group  of  Commissioners  elected  or
    39  appointed to act on behalf of, and within the powers granted to them by,
    40  the Commission as provided for herein.
    41    K.  "Licensing  Authority"  means an official, agency, board, or other
    42  entity of a State that is responsible for the licensing  and  regulation
    43  of Teachers authorized to teach in P-12 public educational settings.
    44    L.  "Member  State"  means  any  State  that has adopted this Compact,
    45  including all agencies and officials of such a State.
    46    M. "Receiving State" means any State where a Teacher has  applied  for
    47  licensure under this Compact.
    48    N.  "Rule"  means  any  regulation promulgated by the Commission under
    49  this Compact, which shall have the force of law in each Member State.
    50    O. "State" means a state,  territory,  or  possession  of  the  United
    51  States, and the District of Columbia.
    52    P. "State Practice Laws" means a Member State's laws, Rules, and regu-
    53  lations  that  govern  the teaching profession, define the scope of such
    54  profession, and create the methods and grounds for imposing discipline.

        S. 7222                             3

     1    Q. "State Specific Requirements" means  a  requirement  for  licensure
     2  covered  in  coursework  or  examination that includes content of unique
     3  interest to the State.
     4    R.  "Teacher" means an individual who currently holds an authorization
     5  from a Member State that forms the basis  for  employment  in  the  P-12
     6  public schools of the State to provide instruction in a specific subject
     7  area, grade level, or student population.
     8    S.  "Unencumbered License" means a current, valid authorization issued
     9  by a Member State's Licensing Authority allowing an individual to  serve
    10  as a Teacher in P-12 public educational settings. A Unencumbered License
    11  is  not a restricted, probationary, provisional, substitute or temporary
    12  credential.
    13  ARTICLE III- LICENSURE UNDER THE COMPACT
    14    A. Licensure under this Compact pertains only to the initial grant  of
    15  a  license  by the Receiving State. Nothing herein applies to any subse-
    16  quent or ongoing compliance requirements that a  Receiving  State  might
    17  require for Teachers.
    18    B.  Each  Member  State  shall,  in  accordance  with the Rules of the
    19  Commission, define, compile, and update as necessary, a list of Eligible
    20  Licenses and Career and Technical Education  Licenses  that  the  Member
    21  State  is  willing  to  consider  for equivalency under this Compact and
    22  provide the list  to  the  Commission.  The  list  shall  include  those
    23  licenses  that  a  Receiving  State is willing to grant to Teachers from
    24  other Member States, pending  a  determination  of  equivalency  by  the
    25  Receiving State's Licensing Authority.
    26    C. Upon the receipt of an application for licensure by a Teacher hold-
    27  ing  an  Unencumbered Eligible License, the Receiving State shall deter-
    28  mine which of the Receiving State's Eligible  Licenses  the  Teacher  is
    29  qualified  to  hold  and  shall  grant such a license or licenses to the
    30  applicant. Such a determination shall be made in the sole discretion  of
    31  the  Receiving  State's  Licensing  Authority and may include a determi-
    32  nation that the applicant is not  eligible  for  any  of  the  Receiving
    33  State's  Eligible  Licenses.  For  all Teachers who hold an Unencumbered
    34  License, the Receiving  State  shall  grant  one  or  more  Unencumbered
    35  License(s)  that,  in  the Receiving State's sole discretion, are equiv-
    36  alent to the license(s) held by the Teacher in any other Member State.
    37    D. For Active Military Members and Eligible Military Spouses who  hold
    38  a  license  that is not Unencumbered, the Receiving State shall grant an
    39  equivalent license or licenses  that,  in  the  Receiving  State's  sole
    40  discretion, is equivalent to the license or licenses held by the Teacher
    41  in  any  other  Member  State, except where the Receiving State does not
    42  have an equivalent license.
    43    E. For a Teacher holding an Unencumbered Career and  Technical  Educa-
    44  tion  License,  the  Receiving State shall grant an Unencumbered License
    45  equivalent to the Career and Technical Education  License  held  by  the
    46  applying  Teacher  and  issued by another Member State, as determined by
    47  the Receiving State in its sole discretion, except where  a  Career  and
    48  Technical  Education  Teacher  does not hold a bachelor's degree and the
    49  Receiving State requires a  bachelor's  degree  for  licenses  to  teach
    50  Career and Technical Education. A Receiving State may require Career and
    51  Technical  Education Teachers to meet State industry recognized require-
    52  ments, if required by law in the Receiving State.
    53  ARTICLE IV- LICENSURE NOT UNDER THE COMPACT
    54    A. Except as provided in Article III above, nothing  in  this  Compact
    55  shall  be  construed  to limit or inhibit the power of a Member State to

        S. 7222                             4

     1  regulate licensure  or  endorsements  overseen  by  the  Member  State's
     2  Licensing Authority.
     3    B.  When a Teacher is required to renew a license received pursuant to
     4  this Compact, the State granting such a license may require the  Teacher
     5  to  complete  State  Specific  Requirements  as a condition of licensure
     6  renewal or advancement in that State.
     7    C. For the purposes of determining compensation, a Receiving State may
     8  require additional information from Teachers receiving a  license  under
     9  the provisions of this Compact.
    10    D.  Nothing in this Compact shall be construed to limit the power of a
    11  Member State to  control  and  maintain  ownership  of  its  information
    12  pertaining  to  Teachers,  or  limit the application of a Member State's
    13  laws or regulations governing the ownership, use,  or  dissemination  of
    14  information pertaining to Teachers.
    15    E.  Nothing  in this Compact shall be construed to invalidate or alter
    16  any existing agreement or other cooperative arrangement which  a  Member
    17  State  may already be a party to, or limit the ability of a Member State
    18  to participate in any future agreement or other cooperative  arrangement
    19  to:
    20    1.  Award  teaching  licenses  or  other  benefits based on additional
    21  professional credentials, including, but not limited to  National  Board
    22  Certification;
    23    2.  Participate in the exchange of names of Teachers whose license has
    24  been subject to an Adverse Action by a Member State; or
    25    3. Participate in any agreement  or  cooperative  arrangement  with  a
    26  non-Member State.
    27  ARTICLE  V-  TEACHER QUALIFICATIONS AND REQUIREMENTS FOR LICENSURE UNDER
    28  THE COMPACT
    29    A. Except as provided for Active Military Members or Eligible Military
    30  Spouses in Article III.D above,  a  Teacher  may  only  be  eligible  to
    31  receive  a  license under this Compact where that Teacher holds an Unen-
    32  cumbered License in a Member State.
    33    B. A Teacher eligible to receive a license under this  Compact  shall,
    34  unless otherwise provided for herein:
    35    1.  Upon  their  application  to receive a license under this Compact,
    36  undergo a criminal background check in the Receiving State in accordance
    37  with the laws and regulations of the Receiving State; and
    38    2. Provide the Receiving State with information  in  addition  to  the
    39  information  required  for  licensure  for  the  purposes of determining
    40  compensation, if applicable.
    41  ARTICLE VI- DISCIPLINE / ADVERSE ACTIONS
    42    A. Nothing in this Compact shall be deemed or construed to  limit  the
    43  authority  of a Member State to investigate or impose disciplinary meas-
    44  ures on Teachers according to the State Practice Laws thereof.
    45    B. Member States shall be authorized to receive,  and  shall  provide,
    46  files  and  information  regarding  the investigation and discipline, if
    47  any, of Teachers in other Member States upon request. Any  Member  State
    48  receiving such information or files shall protect and maintain the secu-
    49  rity  and  confidentiality  thereof, in at least the same manner that it
    50  maintains its own investigatory or disciplinary files  and  information.
    51  Prior  to  disclosing  any  disciplinary  or  investigatory  information
    52  received from another Member State, the disclosing state shall  communi-
    53  cate  its  intention and purpose for such disclosure to the Member State
    54  which originally provided that information.
    55  ARTICLE VII- ESTABLISHMENT OF THE INTERSTATE  TEACHER  MOBILITY  COMPACT
    56  COMMISSION

        S. 7222                             5

     1    A.  The interstate compact Member States hereby create and establish a
     2  joint public agency known as the  Interstate  Teacher  Mobility  Compact
     3  Commission:
     4    1.  The Commission is a joint interstate governmental agency comprised
     5  of States that have enacted the Interstate Teacher Mobility Compact.
     6    2. Nothing in this interstate compact shall be construed to be a waiv-
     7  er of sovereign immunity.
     8    B. Membership, Voting, and Meetings
     9    1. Each Member State shall have and be limited to one (1) delegate  to
    10  the Commission, who shall be given the title of Commissioner.
    11    2. The Commissioner shall be the primary administrative officer of the
    12  State Licensing Authority or their designee.
    13    3.  Any  Commissioner  may  be  removed  or  suspended  from office as
    14  provided by the  law  of  the  state  from  which  the  Commissioner  is
    15  appointed.
    16    4. The Member State shall fill any vacancy occurring in the Commission
    17  within 90 days.
    18    5.  Each  Commissioner  shall  be  entitled  to one (1) vote about the
    19  promulgation of Rules and creation of Bylaws and shall otherwise have an
    20  opportunity to participate in the business and affairs  of  the  Commis-
    21  sion.    A  Commissioner  shall vote in person or by such other means as
    22  provided in the  Bylaws.  The  Bylaws  may  provide  for  Commissioners'
    23  participation in meetings by telephone or other means of communication.
    24    6.  The Commission shall meet at least once during each calendar year.
    25  Additional meetings shall be held as set forth in the Bylaws.
    26    7. The Commission shall establish by Rule a term of office for Commis-
    27  sioners.
    28    C. The Commission shall have the following powers and duties:
    29    1. Establish a Code of Ethics for the Commission.
    30    2. Establish the fiscal year of the Commission.
    31    3. Establish Bylaws for the Commission.
    32    4. Maintain its financial records in accordance with the Bylaws of the
    33  Commission.
    34    5. Meet and take such actions as are consistent with the provisions of
    35  this interstate compact, the Bylaws, and Rules of the Commission.
    36    6. Promulgate uniform Rules to implement and  administer  this  inter-
    37  state  compact.  The  Rules  shall  have the force and effect of law and
    38  shall be binding in all Member States. In the event the Commission exer-
    39  cises its Rulemaking authority in a manner that is beyond the  scope  of
    40  the  purposes of the compact, or the powers granted hereunder, then such
    41  an action by the Commission shall be  invalid  and  have  no  force  and
    42  effect of law.
    43    7. Bring and prosecute legal proceedings or actions in the name of the
    44  Commission,  provided  that  the  standing of any Member State Licensing
    45  Authority to sue or be sued under applicable law shall not be affected.
    46    8. Purchase and maintain insurance and bonds.
    47    9. Borrow, accept, or contract for services of  personnel,  including,
    48  but  not  limited to, employees of a Member State, or an associated non-
    49  governmental organization that is open to membership by all states.
    50    10. Hire employees, elect,  or  appoint  officers,  fix  compensation,
    51  define duties, grant such individuals appropriate authority to carry out
    52  the  purposes  of  the compact, and establish the Commission's personnel
    53  policies and programs relating to conflicts of interest,  qualifications
    54  of personnel, and other related personnel matters.
    55    11.  Lease,  purchase,  accept  appropriate  gifts or donations of, or
    56  otherwise own, hold, improve, or use, any property,  real,  personal  or

        S. 7222                             6

     1  mixed, provided that at all times the Commission shall avoid any appear-
     2  ance of impropriety.
     3    12.  Sell,  convey,  mortgage,  pledge,  lease,  exchange, abandon, or
     4  otherwise dispose of any property real, personal, or mixed.
     5    13. Establish a budget and make expenditures.
     6    14. Borrow money.
     7    15. Appoint committees,  including  standing  committees  composed  of
     8  members  and  such other interested persons as may be designated in this
     9  interstate compact, Rules, or Bylaws.
    10    16. Provide and receive information  from,  and  cooperate  with,  law
    11  enforcement agencies.
    12    17. Establish and elect an Executive Committee.
    13    18.  Establish  and  develop  a  charter  for an Executive Information
    14  Governance Committee to advise on facilitating exchange of  information;
    15  use  of  information,  data  privacy,  and  technical support needs, and
    16  provide reports as needed.
    17    19. Perform such other functions as may be necessary or appropriate to
    18  achieve the purposes of this  interstate  compact  consistent  with  the
    19  State regulation of Teacher licensure.
    20    20. Determine whether a State's adopted language is materially differ-
    21  ent from the model compact language such that the State would not quali-
    22  fy for participation in the Compact.
    23    D.  The Executive Committee of the Interstate Teacher Mobility Compact
    24  Commission
    25    1. The Executive Committee shall have the power to act  on  behalf  of
    26  the Commission according to the terms of this interstate compact.
    27    2. The Executive Committee shall be composed of eight voting members:
    28    a. The Commission chair, vice chair, and treasurer; and
    29    b.  Five  members  who  are elected by the Commission from the current
    30  membership:
    31    i. Four voting members representing geographic regions  in  accordance
    32  with Commission Rules; and
    33    ii. One at large voting member in accordance with Commission Rules.
    34    3. The Commission may add or remove members of the Executive Committee
    35  as provided in Commission Rules.
    36    4. The Executive Committee shall meet at least once annually.
    37    5. The Executive Committee shall have the following duties and respon-
    38  sibilities:
    39    a.  Recommend to the entire Commission changes to the Rules or Bylaws,
    40  changes to the compact legislation,  fees  paid  by  interstate  compact
    41  Member  States  such  as annual dues, and any compact fee charged by the
    42  Member States on behalf of the Commission.
    43    b.  Ensure  Commission  administration  services   are   appropriately
    44  provided, contractual or otherwise.
    45    c. Prepare and recommend the budget.
    46    d. Maintain financial records on behalf of the Commission.
    47    e.  Monitor  compliance  of  Member  States and provide reports to the
    48  Commission.
    49    f. Perform other duties as provided in Rules or Bylaws.
    50    6. Meetings of the Commission
    51    a. All meetings shall be open to the  public,  and  public  notice  of
    52  meetings shall be given in accordance with Commission Bylaws.
    53    b.  The  Commission  or the Executive Committee or other committees of
    54  the Commission may convene  in  a  closed,  non-public  meeting  if  the
    55  Commission  or Executive Committee or other committees of the Commission
    56  must discuss:

        S. 7222                             7

     1    i. Non-compliance of a Member State with  its  obligations  under  the
     2  compact.
     3    ii.  The  employment, compensation, discipline or other matters, prac-
     4  tices or procedures related  to  specific  employees  or  other  matters
     5  related to the Commission's internal personnel practices and procedures.
     6    iii. Current, threatened, or reasonably anticipated litigation.
     7    iv.  Negotiation  of  contracts  for  the  purchase, lease, or sale of
     8  goods, services, or real estate.
     9    v. Accusing any person of a crime or formally censuring any person.
    10    vi. Disclosure of trade secrets or commercial or financial information
    11  that is privileged or confidential.
    12    vii. Disclosure of information of a personal nature  where  disclosure
    13  would constitute a clearly unwarranted invasion of personal privacy.
    14    viii. Disclosure of investigative records compiled for law enforcement
    15  purposes.
    16    ix.  Disclosure  of  information  related to any investigative reports
    17  prepared by or on behalf of or  for  use  of  the  Commission  or  other
    18  committee  charged with responsibility of investigation or determination
    19  of compliance issues pursuant to the compact.
    20    x. Matters specifically exempted from disclosure by federal or  Member
    21  State statute.
    22    xi. Others matters as set forth by Commission Bylaws and Rules.
    23    c.  If  a meeting, or portion of a meeting, is closed pursuant to this
    24  provision, the Commission's legal counsel or designee shall certify that
    25  the meeting may be closed and shall reference  each  relevant  exempting
    26  provision.
    27    d.  The Commission shall keep minutes of Commission meetings and shall
    28  provide a full and accurate summary of actions taken,  and  the  reasons
    29  therefore, including a description of the views expressed. All documents
    30  considered  in  connection  with  an  action shall be identified in such
    31  minutes. All minutes and documents of  a  closed  meeting  shall  remain
    32  under  seal,  subject to release by a majority vote of the Commission or
    33  order of a court of competent jurisdiction.
    34    7. Financing of the Commission
    35    a. The Commission shall pay,  or  provide  for  the  payment  of,  the
    36  reasonable  expenses  of  its  establishment,  organization, and ongoing
    37  activities.
    38    b. The Commission may accept all appropriate donations and  grants  of
    39  money,  equipment,  supplies,  materials,  and  services,  and  receive,
    40  utilize, and dispose of the same, provided that at all times the Commis-
    41  sion shall avoid any appearance of impropriety or conflict of interest.
    42    c. The Commission may levy on and collect an  annual  assessment  from
    43  each  Member  State or impose fees on other parties to cover the cost of
    44  the operations and activities of the Commission, in accordance with  the
    45  Commission Rules.
    46    d.  The  Commission  shall  not incur obligations of any kind prior to
    47  securing the funds adequate to meet the same; nor shall  the  Commission
    48  pledge  the  credit  of any of the Member States, except by and with the
    49  authority of the Member State.
    50    e. The Commission shall keep accurate accounts  of  all  receipts  and
    51  disbursements. The receipts and disbursements of the Commission shall be
    52  subject  to  accounting  procedures established under Commission Bylaws.
    53  All receipts and disbursements of  funds  of  the  Commission  shall  be
    54  reviewed  annually in accordance with Commission Bylaws, and a report of
    55  the review shall be included in and become part of the annual report  of
    56  the Commission.

        S. 7222                             8

     1    8. Qualified Immunity, Defense, and Indemnification
     2    a.  The members, officers, executive director, employees and represen-
     3  tatives of the Commission shall  be  immune  from  suit  and  liability,
     4  either  personally  or  in  their  official  capacity, for any claim for
     5  damage to or loss of property or personal injury or other civil  liabil-
     6  ity  caused  by  or  arising  out of any actual or alleged act, error or
     7  omission that occurred, or that the person against  whom  the  claim  is
     8  made  had  a reasonable basis for believing occurred within the scope of
     9  Commission employment, duties or responsibilities; provided that nothing
    10  in this paragraph shall be construed to protect  any  such  person  from
    11  suit  or  liability for any damage, loss, injury, or liability caused by
    12  the intentional or willful or wanton misconduct of that person.
    13    b. The Commission shall defend any member, officer,  executive  direc-
    14  tor,  employee,  or representative of the Commission in any civil action
    15  seeking to impose liability arising out of any actual  or  alleged  act,
    16  error,  or omission that occurred within the scope of Commission employ-
    17  ment, duties, or responsibilities, or that the person against  whom  the
    18  claim  is  made had a reasonable basis for believing occurred within the
    19  scope of Commission employment, duties,  or  responsibilities;  provided
    20  that  nothing  herein  shall  be  construed to prohibit that person from
    21  retaining his or her own counsel; and provided further, that the  actual
    22  or  alleged  act,  error,  or omission did not result from that person's
    23  intentional or willful or wanton misconduct.
    24    c. The Commission shall indemnify and hold harmless any member,  offi-
    25  cer,  executive  director, employee, or representative of the Commission
    26  for the amount of any  settlement  or  judgment  obtained  against  that
    27  person  arising out of any actual or alleged act, error or omission that
    28  occurred within the scope of Commission employment, duties, or responsi-
    29  bilities, or that such person  had  a  reasonable  basis  for  believing
    30  occurred within the scope of Commission employment, duties, or responsi-
    31  bilities,  provided  that  the actual or alleged act, error, or omission
    32  did not result from the intentional or willful or wanton  misconduct  of
    33  that person.
    34  ARTICLE VIII- RULEMAKING
    35    A. The Commission shall exercise its Rulemaking powers pursuant to the
    36  criteria  set  forth  in  this  interstate compact and the Rules adopted
    37  thereunder. Rules and amendments shall become binding  as  of  the  date
    38  specified in each Rule or amendment.
    39    B.  The  Commission  shall  promulgate reasonable Rules to achieve the
    40  intent and purpose of this interstate compact. In the event the  Commis-
    41  sion  exercises  its  Rulemaking  authority  in  a manner that is beyond
    42  purpose and intent of this interstate compact,  or  the  powers  granted
    43  hereunder,  then  such  an action by the Commission shall be invalid and
    44  have no force and effect of law in the Member States.
    45    C. If a majority of the legislatures of the Member  States  rejects  a
    46  Rule, by enactment of a statute or resolution in the same manner used to
    47  adopt  the  compact within four (4) years of the date of adoption of the
    48  Rule, then such Rule shall have no  further  force  and  effect  in  any
    49  Member State.
    50    D.  Rules or amendments to the Rules shall be adopted or ratified at a
    51  regular or special meeting of the Commission in accordance with  Commis-
    52  sion Rules and Bylaws.
    53    E.  Upon  determination  that  an emergency exists, the Commission may
    54  consider and adopt an emergency Rule with 48 hours' notice, with  oppor-
    55  tunity  to  comment, provided that the usual Rulemaking procedures shall
    56  be retroactively applied to the Rule as soon as reasonably possible,  in

        S. 7222                             9

     1  no  event  later  than  ninety (90) days after the effective date of the
     2  Rule. For the purposes of this provision, an emergency Rule is one  that
     3  must be adopted immediately in order to:
     4    a. Meet an imminent threat to public health, safety, or welfare.
     5    1. Prevent a loss of Commission or Member State funds.
     6    2. Meet a deadline for the promulgation of an administrative Rule that
     7  is established by federal law or Rule; or
     8    3. Protect public health and safety.
     9  ARTICLE IX- FACILITATING INFORMATION EXCHANGE
    10    A.  The  Commission  shall  provide  for  facilitating the exchange of
    11  information to administer and implement the provisions of  this  compact
    12  in accordance with the Rules of the Commission, consistent with general-
    13  ly accepted data protection principles.
    14    B.  Nothing  in  this  compact  shall be deemed or construed to alter,
    15  limit, or inhibit the power of a Member State to  control  and  maintain
    16  ownership  of  its  licensee information or alter, limit, or inhibit the
    17  laws or regulations governing licensee information in the Member State.
    18  ARTICLE X- OVERSIGHT, DISPUTE RESOLUTION, AND ENFORCEMENT
    19    A. Oversight
    20    1. The executive and judicial branches of  State  government  in  each
    21  Member  State  shall enforce this Compact and take all actions necessary
    22  and appropriate to effectuate the Compact's  purposes  and  intent.  The
    23  provisions of this Compact shall have standing as statutory law.
    24    2.  Venue is proper and judicial proceedings by or against the Commis-
    25  sion shall be brought solely and exclusively in  a  court  of  competent
    26  jurisdiction  where  the  principal office of the Commission is located.
    27  The Commission may waive venue and jurisdictional defenses to the extent
    28  it adopts or consents to participate in alternative  dispute  resolution
    29  proceedings.  Nothing  herein  shall  affect  or  limit the selection or
    30  propriety of venue in any action against  a  licensee  for  professional
    31  malpractice, misconduct or any such similar matter.
    32    3.  All  courts  and  all  administrative agencies shall take judicial
    33  notice of the Compact, the Rules of the Commission, and any  information
    34  provided to a Member State pursuant thereto in any judicial or quasi-ju-
    35  dicial  proceeding in a Member State pertaining to the subject matter of
    36  this Compact, or which  may  affect  the  powers,  responsibilities,  or
    37  actions of the Commission.
    38    4.  The  Commission shall be entitled to receive service of process in
    39  any proceeding  regarding  the  enforcement  or  interpretation  of  the
    40  Compact  and  shall  have standing to intervene in such a proceeding for
    41  all purposes.   Failure to provide the  Commission  service  of  process
    42  shall  render  a  judgment  or  order  void  as  to the Commission, this
    43  Compact, or promulgated Rules.
    44    B. Default, Technical Assistance, and Termination
    45    1. If the Commission determines that a Member State has  defaulted  in
    46  the  performance  of  its  obligations  or  responsibilities  under this
    47  Compact or the promulgated Rules, the Commission shall:
    48    a. Provide written notice to the defaulting  State  and  other  Member
    49  States  of  the  nature of the default, the proposed means of curing the
    50  default or any other action to be taken by the Commission; and
    51    b. Provide remedial training and specific technical assistance regard-
    52  ing the default.
    53    C. If a State in default fails to cure  the  default,  the  defaulting
    54  State  may  be terminated from the Compact upon an affirmative vote of a
    55  majority of the Commissioners of the  Member  States,  and  all  rights,
    56  privileges  and  benefits conferred on that State by this Compact may be

        S. 7222                            10

     1  terminated on the effective date of termination. A cure of  the  default
     2  does  not  relieve  the  offending  State  of obligations or liabilities
     3  incurred during the period of default.
     4    D.  Termination  of  membership  in  the Compact shall be imposed only
     5  after all other  means  of  securing  compliance  have  been  exhausted.
     6  Notice  of  intent to suspend or terminate shall be given by the Commis-
     7  sion to the governor, the majority and minority leaders of the  default-
     8  ing  State's  legislature, the State Licensing Authority and each of the
     9  Member States.
    10    E. A State that has been terminated is  responsible  for  all  assess-
    11  ments,  obligations, and liabilities incurred through the effective date
    12  of termination, including obligations that extend beyond  the  effective
    13  date of termination.
    14    F.  The Commission shall not bear any costs related to a State that is
    15  found to be in default or that has been  terminated  from  the  Compact,
    16  unless  agreed upon in writing between the Commission and the defaulting
    17  State.
    18    G. The defaulting State may appeal the action  of  the  Commission  by
    19  petitioning  the U.S. District Court for the District of Columbia or the
    20  federal district where the Commission has  its  principal  offices.  The
    21  prevailing  party shall be awarded all costs of such litigation, includ-
    22  ing reasonable attorney's fees.
    23    H. Dispute Resolution
    24    1. Upon request by a Member State, the  Commission  shall  attempt  to
    25  resolve  disputes  related to the Compact that arise among Member States
    26  and between Member and non-Member States.
    27    2. The Commission shall promulgate a Rule providing for  both  binding
    28  and non-binding alternative dispute resolution for disputes as appropri-
    29  ate.
    30    I. Enforcement
    31    1. The Commission, in the reasonable exercise of its discretion, shall
    32  enforce the provisions and Rules of this Compact.
    33    2.  By  majority vote, the Commission may initiate legal action in the
    34  United States District Court for the District of Columbia or the federal
    35  district where the Commission has its principal offices against a Member
    36  State in default to  enforce  compliance  with  the  provisions  of  the
    37  Compact  and  its  promulgated  Rules  and Bylaws. The relief sought may
    38  include both injunctive  relief  and  damages.  In  the  event  judicial
    39  enforcement  is  necessary,  the  prevailing  party shall be awarded all
    40  costs of such litigation,  including  reasonable  attorney's  fees.  The
    41  remedies  herein  shall not be the exclusive remedies of the Commission.
    42  The Commission may pursue any other remedies available under federal  or
    43  State law.
    44  ARTICLE XI- EFFECTUATION, WITHDRAWAL, AND AMENDMENT
    45    A. The Compact shall come into effect on the date on which the Compact
    46  statute is enacted into law in the tenth Member State.
    47    1. On or after the effective date of the Compact, the Commission shall
    48  convene and review the enactment of each of the Charter Member States to
    49  determine  if  the  statute enacted by each such Charter Member State is
    50  materially different from the model Compact statute.
    51    2. A Charter Member State whose enactment is found  to  be  materially
    52  different  from  the  model  Compact  statute  shall  be entitled to the
    53  default process set forth in Article X.
    54    3. Member States enacting the Compact subsequent to the Charter Member
    55  States shall be subject to the process set forth in Article VII.C.20  to
    56  determine  if  their  enactments are materially different from the model

        S. 7222                            11

     1  Compact statute and  whether  they  qualify  for  participation  in  the
     2  Compact.
     3    B.  If  any Member State is later found to be in default, or is termi-
     4  nated or withdraws from the Compact,  the  Commission  shall  remain  in
     5  existence  and  the Compact shall remain in effect even if the number of
     6  Member States should be less than ten.
     7    C. Any State that joins the Compact  after  the  Commission's  initial
     8  adoption  of  the  Rules  and  Bylaws  shall be subject to the Rules and
     9  Bylaws as they exist on the date on which the  Compact  becomes  law  in
    10  that State.  Any Rule that has been previously adopted by the Commission
    11  shall  have  the  full  force  and  effect of law on the day the Compact
    12  becomes law in that State, as the Rules and Bylaws  may  be  amended  as
    13  provided in this Compact.
    14    D. Any Member State may withdraw from this Compact by enacting a stat-
    15  ute repealing the same.
    16    1.  A  Member  State's  withdrawal shall not take effect until six (6)
    17  months after enactment of the repealing statute.
    18    2. Withdrawal shall not affect the continuing requirement of the with-
    19  drawing State's Licensing Authority to comply with the investigative and
    20  Adverse Action reporting requirements of this act prior to the effective
    21  date of withdrawal.
    22    E. This Compact may be amended by the Member States. No  amendment  to
    23  this  Compact  shall  become effective and binding upon any Member State
    24  until it is enacted into the laws of all Member States.
    25  ARTICLE XII- CONSTRUCTION AND SEVERABILITY
    26    This Compact shall be liberally construed to effectuate  the  purposes
    27  thereof.  The  provisions  of this Compact shall be severable and if any
    28  phrase, clause, sentence, or provision of this Compact is declared to be
    29  contrary to the constitution of any Member  State  or  a  State  seeking
    30  membership  in the compact, or of the United States or the applicability
    31  thereof to any other government, agency, person or circumstance is  held
    32  invalid,  the validity of the remainder of this Compact and the applica-
    33  bility thereof to any government, agency, person, or circumstance  shall
    34  not  be  affected thereby. If this Compact shall be held contrary to the
    35  constitution of any Member State, the Compact shall remain in full force
    36  and effect as to the remaining Member  States  and  in  full  force  and
    37  effect as to the Member State affected as to all severable matters.
    38  ARTICLE XIII- CONSISTENT EFFECT AND CONFLICT WITH OTHER STATE LAWS
    39    A.  Nothing  herein  shall  prevent  or inhibit the enforcement of any
    40  other law of a Member State that is not inconsistent with the Compact.
    41    B. Any laws, statutes, regulations, or other legal requirements  in  a
    42  Member  State  in conflict with the Compact are superseded to the extent
    43  of the conflict.
    44    C. All permissible agreements between the Commission  and  the  Member
    45  States are binding in accordance with their terms.
    46    §  2.  Severability.  If any clause, sentence, paragraph, subdivision,
    47  section or part of this act shall be adjudged by any court of  competent
    48  jurisdiction  to  be invalid, such judgment shall not affect, impair, or
    49  invalidate the remainder thereof, but shall be confined in its operation
    50  to the clause, sentence, paragraph, subdivision, section or part thereof
    51  directly involved in the controversy in which such judgment  shall  have
    52  been rendered. It is hereby declared to be the intent of the legislature
    53  that  this  act  would have been enacted even if such invalid provisions
    54  had not been included herein.
    55    § 3. This act shall take effect immediately.
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