Votes: NY S02872 | 2019-2020 | General Assembly

Bill Title: Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice; requires signed acknowledgement of disclosure informing clients that the advisor owes no fiduciary duty.

Spectrum: Partisan Bill (Democrat 1-0)

Status: (Introduced - Dead) 2020-01-08 - REFERRED TO JUDICIARY [S02872 Detail]

Text: Latest bill text (Amended) [HTML]

Voting Records

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