Bill Text: NY A03006 | 2023-2024 | General Assembly | Amended

NOTE: There are more recent revisions of this legislation. Read Latest Draft
Bill Title: Enacts into law major components of legislation necessary to implement the state education, labor, housing and family assistance budget for the 2023-2024 state fiscal year; relates to contracts for excellence; relates to maintenance of equity aid; provides a state subsidy for the federal community eligibility provision program; relates to the number of charters issued; relates to actual valuation; relates to average daily attendance; relates to supplemental public excess cost aid; relates to building aid for metal detectors, and safety devices for electrically operated partitions, room dividers and doors; relates to academic enhancement aid; relates to high tax aid; relates to prospective prekindergarten enrollment reporting; provides for guidance on utilizing building aid to support-district operated universal prekindergarten programs; extends provisions of the statewide universal full-day pre-kindergarten program; increases aid for certain transportation costs; requires zero emission bus progress reporting; relates to funding a program for work force education conducted by the consortium for worker education in New York city, in relation to reimbursement for the 2022-2023 school year, withholding a portion of employment preparation education aid and in relation to the effectiveness thereof; extends aid for employment preparation education for certain persons age twenty-one and older; relates to conditional appointment of school district, charter school or BOCES employees, in relation to the effectiveness thereof; directs the commissioner of education to appoint a monitor for the Rochester city school district; establishes the powers and duties of such monitor and certain other officers; relates to the apportionment of aid to such school district, in relation to the effectiveness thereof; relates to the support of education, in relation to the effectiveness thereof; directs the education department to conduct a comprehensive study of alternative tuition rate-setting methodologies for approved providers operating school age programs receiving funding; provides for special apportionment for salary expenses; provides for special apportionment for public pension accruals; extends the school years to which apportionment for salary expenses apply; provides for an accelerated schedule for certain apportionments payable to Mount Vernon city school district; provides for set-asides from the state funds which certain districts are receiving from the total foundation aid; provides for support of public libraries; relates to the financial stability of the Rochester city school district, in relation to the effectiveness thereof; provides for the repeal of certain provisions upon expiration thereof (Part A); relates to tuition authorization at the state university of New York and the city university of New York (Part B); removes the maximum award caps for the liberty partnerships program (Part D); utilizes reserves in the mortgage insurance fund for the neighborhood preservation program, the rural preservation program, the rural rental assistance program, and the New York state supportive housing program (Part Q); relates to providing for increases in minimum wage requirements (Part S); expands eligibility for child care assistance; makes related provisions (Part U); extends provisions of law related to restructuring financing for residential school placements (Part V); extends certain provisions of law relating to the juvenile justice services close to home initiative (Part W); eliminates the requirement for combined education and other work/activity assignments; directs approval of certain education and vocational training activities up to two-year post-secondary degree programs; provides for a disregard of earned income received by a recipient of public assistance derived from participating in a qualified work activity or training program; provides for a one-time disregard of earned income following job entry for up to six consecutive months under certain circumstances (Part X); provides reimbursement to victims of public assistance fraud to include additional benefits (Part Y); increases the standards of monthly need for aged, blind and disabled persons living in the community (Part Z); requires the state university of New York trustees and the city university of New York trustees to develop long-term plans to address the impact fluctuations in student enrollment have on the academic and financial sustainability of state-operated institutions and community colleges (Part AA); increases the rent subsidy payable to a foster child living independently (Part BB); extends certain provisions relating to the calculation of weekly employment insurance benefits for workers who are partially unemployed (Part CC); establishes a statewide presumptive eligibility standard for child care assistance (Part DD); makes certain part-time students enrolled at a public agricultural and technical college eligible to receive part-time tuition assistance program awards (Part EE); relates to conducting a study of public and private museums in New York state (Part FF); increases fees for assigned counsel; increases the amount in extraordinary circumstances that the court may provide for compensation in excess of three thousand dollars per investigative, expert of other service provider (Part GG); expands eligibility for the empire state child credit (Part HH); expands the scope of scholarships for the state university of New York maritime college (Part II); relates to the appointment of the western regional off-track betting board of directors (Part JJ); provides state matching contributions to the endowments of the four university centers of the state university of New York; provides for the repeal of certain provisions upon expiration thereof (Part KK); authorizes the department of corrections to use body scanners for employees at state correctional facilities, visitors, and incarcerated individuals (Part LL); relates to bus operation-related traffic restrictions and parking infractions; establishes a bus rapid transit demonstration program; extends the effectiveness of certain provisions relating thereto; repeals certain provisions relating thereto (Part MM); directs the Metropolitan Transportation Authority to establish and implement a fare-free bus pilot program within the City of New York to understand certain impacts of fare-free bus routes (Part NN); relates to the utilization of funds in the Capital region off-track betting corporations capital acquisition funds (Part OO); provides for the administration of certain funds and accounts related to the 2023-2024 budget, authorizing certain payments and transfers; extends certain provisions of law; authorizes the issuance of certain bonds and notes (Part PP); advances renewable energy development; establishes the renewable energy access and community help program; provides funding to help prepare workers for employment in the renewable energy field (Part QQ); prohibits fossil-fuel equipment and building systems in certain new construction; provides exceptions for emergency power, manufactured homes and certain commercial buildings; establishes decarbonization action plans for state-owned facilities (Part RR); extends certain provisions relating to the provision of renewable power and energy by the Power Authority of the state of New York (Part SS); creates the New York climate action fund; makes provisions related to climate action fund revenues and accounts; provides wage requirements and a job transition plan for certain climate risk-related and energy transition projects (Part TT); relates to collection of tax revenue on adult-use cannabis products; imposes penalties on retailers and distributors for unauthorized sale of adult-use cannabis products; provides for emergency relief following service of a notice of violation; adds additional regulations to curb illegal cannabis retail establishments; permits removal of commercial tenants for unlicensed cannabis retail sale; authorizes investigators appointed by the cannabis control board to carry, possess, repair, or dispose of a firearm; makes related provisions (Part UU); relates to setting bail (Subpart A); relates to appearances for pretrial proceedings for arrests made without a warrant (Subpart B); requires the chief administrator of the courts to report on certain pretrial commitments to local correctional facilities (Subpart C) (Part VV).

Spectrum: Committee Bill

Status: (Passed) 2023-05-03 - signed chap.56 [A03006 Detail]

Download: New_York-2023-A03006-Amended.html



                STATE OF NEW YORK
        ________________________________________________________________________

            S. 4006--A                                            A. 3006--A

                SENATE - ASSEMBLY

                                    February 1, 2023
                                       ___________

        IN  SENATE -- A BUDGET BILL, submitted by the Governor pursuant to arti-
          cle seven of the Constitution -- read twice and ordered  printed,  and
          when  printed to be committed to the Committee on Finance -- committee
          discharged, bill amended, ordered reprinted as amended and recommitted
          to said committee

        IN ASSEMBLY -- A BUDGET BILL, submitted  by  the  Governor  pursuant  to
          article  seven  of  the  Constitution -- read once and referred to the
          Committee on Ways and Means --  committee  discharged,  bill  amended,
          ordered reprinted as amended and recommitted to said committee

        AN  ACT  to amend the education law, in relation to contracts for excel-
          lence; in relation to the high-impact tutoring set-aside; to amend the
          education law, in relation to foundation aid; to amend  the  education
          law, in relation to the number of charters issued; to amend the educa-
          tion law, in relation to actual valuation; to amend the education law,
          in  relation  to average daily attendance; to amend the education law,
          in relation to supplemental public  excess  cost  aid;  to  amend  the
          education  law,  in  relation to building aid for metal detectors, and
          safety devices for electrically operated partitions, room dividers and
          doors; to amend the education law, in relation to academic enhancement
          aid; to amend the education law, in relation to high tax aid; to amend
          the education law, in relation to prospective prekindergarten  enroll-
          ment  reporting;  to  amend  the education law, in relation to transi-
          tional guidelines and rules; to amend the education law,  in  relation
          to  universal  prekindergarten expansions; to amend the education law,
          in relation to extending provisions of the statewide  universal  full-
          day  pre-kindergarten program; to amend the education law, in relation
          to state aid adjustments; to amend the education law, in  relation  to
          certain moneys apportioned; to amend the education law, in relation to
          zero emission bus progress reporting; to amend chapter 756 of the laws
          of  1992  relating  to  funding  a  program  for  work force education
          conducted by the consortium for worker education in New York city,  in
          relation to reimbursement for the 2023-2024 school year, withholding a
          portion of employment preparation education aid and in relation to the
          effectiveness  thereof; to amend part CCC of chapter 59 of the laws of
          2018 amending the education law relating to a statement of  the  total
          funding allocation, in relation to the effectiveness thereof; to amend

         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD12572-02-3

        S. 4006--A                          2                         A. 3006--A

          chapter 147 of the laws of 2001 amending the education law relating to
          conditional  appointment  of  school district, charter school or BOCES
          employees, in relation to the effectiveness thereof; to amend  part  C
          of chapter 56 of the laws of 2020 directing the commissioner of educa-
          tion  to  appoint  a  monitor  for the Rochester city school district,
          establishing the powers and duties of such monitor and  certain  other
          officers  and  relating  to  the  apportionment  of aid to such school
          district, in relation to the effectiveness thereof; part C of  chapter
          57  of  the  laws  of  2004  relating  to the support of education, in
          relation to the effectiveness thereof; directing the education depart-
          ment to conduct a comprehensive study of alternative tuition rate-set-
          ting methodologies for approved  providers  operating  school-age  and
          preschool  programs  receiving  funding; to amend chapter  507  of the
          laws  of  1974  relating  to providing for the apportionment of  state
          monies  to certain nonpublic  schools,  to reimburse  them  for  their
          expenses in complying with certain state requirements for the adminis-
          tration of state testing and evaluation programs and for participation
          in  state  programs  for  the  reporting of basic educational data, in
          relation to the  calculation  of   nonpublic schools'  eligibility  to
          receive  aid; providing for special apportionment for salary expenses;
          providing  for  special  apportionment  for  public  pension accruals;
          providing for set-asides from the state funds which certain  districts
          are  receiving from the total foundation aid; providing for support of
          public libraries; to amend chapter 94 of the laws of 2002 relating  to
          the  financial  stability  of  the  Rochester city school district, in
          relation to the effectiveness thereof; and providing for the repeal of
          certain provisions upon expiration thereof  (Part  A);  to  amend  the
          education  law,  in  relation  to  tuition  authorization at the state
          university of New York and the city university of New York  (Part  B);
          to amend the education law, in relation to providing access to medica-
          tion  abortion  prescription drugs at the state university of New York
          and the city university of New York (Part C); to amend  the  education
          law,  in  relation  to removing the maximum award caps for the liberty
          partnerships program (Part D); to amend the business corporation  law,
          the partnership law and the limited liability company law, in relation
          to certified public accountants (Part E); to amend the general munici-
          pal  law  and  the public housing law, in relation to enacting the new
          homes targets and fast-track approval  act  (Part  F);  to  amend  the
          general  city  law,  the  town law and the village law, in relation to
          requiring certain densities  of  residential  dwellings  near  transit
          stations  (Part  G);  to  amend the public housing law, in relation to
          requiring certain housing production information to be reported to the
          division of housing and community renewal (Part H); to amend the  real
          property  actions and proceedings law, in relation to determining when
          a dwelling is abandoned (Part I); to amend the multiple dwelling  law,
          in  relation  to  modernizing  regulations for office building conver-
          sions; and providing for the repeal of certain provisions of such  law
          relating  thereto (Part J); to amend the multiple dwelling law and the
          private housing finance law, in relation to establishing a program  to
          address  the legalization of specified basement dwelling units and the
          conversion of other specified basement dwelling units in a city with a
          population of one million or more (Part  K);  to  amend  the  multiple
          dwelling law, in relation to authorizing a city of one million or more
          to  remove  the cap on the floor area ratio of certain dwellings (Part
          L); to amend the real property tax law, in relation to  authorizing  a
          tax  abatement  for alterations and improvements to multiple dwellings

        S. 4006--A                          3                         A. 3006--A

          for purposes of preserving habitability in  affordable  housing  (Part
          M);  to  amend the real property tax law, in relation to authorizing a
          city, town or village other than a  city  with  a  population  of  one
          million  or  more  to provide by local law for a tax exemption for new
          construction of eligible rental multiple dwellings (Part N); to  amend
          the real property tax law, in relation to providing a tax exemption on
          the  increase  in  value of property resulting from the addition of an
          accessory dwelling unit (Part O); to amend the labor law and the  real
          property  tax  law,  in  relation  to the exemption from real property
          taxation of certain multiple dwellings in a city having  a  population
          of  one  million or more (Part P); to utilize reserves in the mortgage
          insurance fund for various housing purposes (Part  Q);  to  amend  the
          real  property  tax  law,  in  relation to eligible multiple dwellings
          (Part R); to amend the  labor  law  and  the  public  health  law,  in
          relation  to indexing the minimum wage to inflation (Part S); to amend
          the New York city charter, the education law,  the  general  municipal
          law,  the  labor  law, the public authorities law, chapter 1016 of the
          laws of 1969 constituting the  New  York  city  health  and  hospitals
          corporation  act, and chapter 749 of the laws of 2019 constituting the
          New York city public works investment act, in  relation  to  providing
          for employment opportunities for economically disadvantaged candidates
          and  economically  disadvantaged  region candidates and apprenticeship
          utilization on public transactions; and providing for  the  repeal  of
          such  provisions upon expiration thereof (Part T); to amend the social
          services law, in relation to eligibility for  child  care  assistance;
          and  to  repeal  certain provisions of such law relating thereto (Part
          U); to amend part N of chapter 56 of the laws of  2020,  amending  the
          social  services  law relating to restructuring financing for residen-
          tial school placements, in relation to the effectiveness thereof (Part
          V); to amend subpart A of chapter 57 of the laws of 2012 amending  the
          social  services law and the family court act relating to establishing
          a juvenile justice services close to home  initiative,  and  to  amend
          subpart  B  of  part  G of chapter 57 of the laws of 2012 amending the
          social services law, the family court act and the executive law relat-
          ing to juvenile delinquents, in relation  to  making  such  provisions
          permanent  (Part  W); to amend the social services law, in relation to
          eliminating  the  requirement  for  combined   education   and   other
          work/activity assignments, directing approval of certain education and
          vocational  training  activities  up to two-year post-secondary degree
          programs and providing for a disregard of earned income received by  a
          recipient  of public assistance derived from participating in a quali-
          fied work activity or training program, and further  providing  for  a
          one-time  disregard of earned income following job entry for up to six
          consecutive months under certain circumstances (Part X); to amend  the
          social  services  law, in relation to the replacement of stolen public
          assistance (Part Y); and to amend the social services law, in relation
          to increasing the standards of monthly need for aged, blind and  disa-
          bled persons living in the community (Part Z)

          The  People of the State of New York, represented in Senate and Assem-
        bly, do enact as follows:

     1    Section 1. This act enacts into law major  components  of  legislation
     2  necessary  to  implement  the state education, labor, housing and family
     3  assistance budget for the 2023-2024 state fiscal year. Each component is

        S. 4006--A                          4                         A. 3006--A

     1  wholly contained within a Part identified as  Parts  A  through  Z.  The
     2  effective  date for each particular provision contained within such Part
     3  is set forth in the last section of such  Part.  Any  provision  in  any
     4  section  contained  within  a  Part, including the effective date of the
     5  Part, which makes a reference to a section "of this act", when  used  in
     6  connection  with  that particular component, shall be deemed to mean and
     7  refer to the corresponding section of the Part in  which  it  is  found.
     8  Section  three of this act sets forth the general effective date of this
     9  act.

    10                                   PART A

    11    Section 1. Paragraph e of subdivision 1 of section 211-d of the educa-
    12  tion law, as amended by chapter 556 of the laws of 2022, is  amended  to
    13  read as follows:
    14    e.  Notwithstanding  paragraphs  a and b of this subdivision, a school
    15  district that submitted a contract for excellence for the  two  thousand
    16  eight--two  thousand nine school year shall submit a contract for excel-
    17  lence for the  two  thousand  nine--two  thousand  ten  school  year  in
    18  conformity  with the requirements of subparagraph (vi) of paragraph a of
    19  subdivision two of this section unless all schools in the  district  are
    20  identified  as  in  good  standing  and  provided further that, a school
    21  district that submitted a contract for excellence for the  two  thousand
    22  nine--two  thousand  ten school year, unless all schools in the district
    23  are identified as in good standing, shall submit a contract  for  excel-
    24  lence for the two thousand eleven--two thousand twelve school year which
    25  shall,  notwithstanding  the  requirements of subparagraph (vi) of para-
    26  graph a of subdivision two of this section, provide for the  expenditure
    27  of  an  amount  which  shall  be not less than the product of the amount
    28  approved by the commissioner in the contract for excellence for the  two
    29  thousand   nine--two   thousand  ten  school  year,  multiplied  by  the
    30  district's gap elimination adjustment percentage  and  provided  further
    31  that, a school district that submitted a contract for excellence for the
    32  two thousand eleven--two thousand twelve school year, unless all schools
    33  in  the  district  are  identified  as  in good standing, shall submit a
    34  contract for excellence for the two thousand twelve--two thousand  thir-
    35  teen  school  year  which  shall,  notwithstanding  the  requirements of
    36  subparagraph (vi) of paragraph a of subdivision  two  of  this  section,
    37  provide  for  the  expenditure of an amount which shall be not less than
    38  the amount approved by the commissioner in the contract  for  excellence
    39  for  the  two  thousand  eleven--two  thousand  twelve  school  year and
    40  provided further that, a school district that submitted a  contract  for
    41  excellence  for  the  two  thousand twelve--two thousand thirteen school
    42  year, unless all schools in the  district  are  identified  as  in  good
    43  standing,  shall  submit  a contract for excellence for the two thousand
    44  thirteen--two thousand fourteen school year which shall, notwithstanding
    45  the requirements of subparagraph (vi) of paragraph a of subdivision  two
    46  of this section, provide for the expenditure of an amount which shall be
    47  not  less  than  the amount approved by the commissioner in the contract
    48  for excellence for the two thousand twelve--two thousand thirteen school
    49  year and provided further that,  a  school  district  that  submitted  a
    50  contract  for  excellence  for  the  two thousand thirteen--two thousand
    51  fourteen school year, unless all schools in the district are  identified
    52  as  in good standing, shall submit a contract for excellence for the two
    53  thousand  fourteen--two  thousand  fifteen  school  year  which   shall,
    54  notwithstanding  the requirements of subparagraph (vi) of paragraph a of

        S. 4006--A                          5                         A. 3006--A

     1  subdivision two of this section,  provide  for  the  expenditure  of  an
     2  amount  which  shall be not less than the amount approved by the commis-
     3  sioner in the contract for excellence for the two thousand thirteen--two
     4  thousand  fourteen  school  year;  and  provided  further that, a school
     5  district that submitted a contract for excellence for the  two  thousand
     6  fourteen--two  thousand  fifteen  school year, unless all schools in the
     7  district are identified as in good standing, shall submit a contract for
     8  excellence for the two thousand  fifteen--two  thousand  sixteen  school
     9  year  which shall, notwithstanding the requirements of subparagraph (vi)
    10  of paragraph a of subdivision two  of  this  section,  provide  for  the
    11  expenditure  of  an  amount  which  shall  be  not  less than the amount
    12  approved by the commissioner in the contract for excellence for the  two
    13  thousand  fourteen--two  thousand  fifteen  school  year;  and  provided
    14  further that a school district that submitted a contract for  excellence
    15  for  the  two thousand fifteen--two thousand sixteen school year, unless
    16  all schools in the district are identified as in  good  standing,  shall
    17  submit a contract for excellence for the two thousand sixteen--two thou-
    18  sand seventeen school year which shall, notwithstanding the requirements
    19  of  subparagraph (vi) of paragraph a of subdivision two of this section,
    20  provide for the expenditure of an amount which shall be  not  less  than
    21  the  amount  approved by the commissioner in the contract for excellence
    22  for the two thousand fifteen--two  thousand  sixteen  school  year;  and
    23  provided  further  that, a school district that submitted a contract for
    24  excellence for the two thousand sixteen--two thousand  seventeen  school
    25  year,  unless  all  schools  in  the  district are identified as in good
    26  standing, shall submit a contract for excellence for  the  two  thousand
    27  seventeen--two  thousand eighteen school year which shall, notwithstand-
    28  ing the requirements of subparagraph (vi) of paragraph a of  subdivision
    29  two  of  this  section,  provide  for the expenditure of an amount which
    30  shall be not less than the amount approved by the  commissioner  in  the
    31  contract  for  excellence  for  the  two  thousand sixteen--two thousand
    32  seventeen school year; and provided further that a school district  that
    33  submitted  a contract for excellence for the two thousand seventeen--two
    34  thousand eighteen school year, unless all schools in  the  district  are
    35  identified  as  in good standing, shall submit a contract for excellence
    36  for the two thousand eighteen--two thousand nineteen school  year  which
    37  shall,  notwithstanding  the  requirements of subparagraph (vi) of para-
    38  graph a of subdivision two of this section, provide for the  expenditure
    39  of  an  amount  which  shall be not less than the amount approved by the
    40  commissioner in the contract for excellence for the two thousand  seven-
    41  teen--two  thousand  eighteen  school year; and provided further that, a
    42  school district that submitted a contract for  excellence  for  the  two
    43  thousand eighteen--two thousand nineteen school year, unless all schools
    44  in  the  district  are  identified  as  in good standing, shall submit a
    45  contract for excellence for  the  two  thousand  nineteen--two  thousand
    46  twenty  school  year  which  shall,  notwithstanding the requirements of
    47  subparagraph (vi) of paragraph a of subdivision  two  of  this  section,
    48  provide  for  the  expenditure of an amount which shall be not less than
    49  the amount approved by the commissioner in the contract  for  excellence
    50  for  the  two  thousand eighteen--two thousand nineteen school year; and
    51  provided further that, a school district that submitted a  contract  for
    52  excellence  for  the  two  thousand nineteen--two thousand twenty school
    53  year, unless all schools in the  district  are  identified  as  in  good
    54  standing,  shall  submit  a contract for excellence for the two thousand
    55  twenty--two thousand twenty-one school year which shall, notwithstanding
    56  the requirements of subparagraph (vi) of paragraph a of subdivision  two

        S. 4006--A                          6                         A. 3006--A

     1  of this section, provide for the expenditure of an amount which shall be
     2  not  less  than  the amount approved by the commissioner in the contract
     3  for excellence for the two thousand nineteen--two thousand twenty school
     4  year;  and  provided  further  that,  a school district that submitted a
     5  contract for excellence for the two thousand twenty--two thousand  twen-
     6  ty-one school year, unless all schools in the district are identified as
     7  in  good  standing,  shall  submit a contract for excellence for the two
     8  thousand twenty-one--two thousand twenty-two school  year  which  shall,
     9  notwithstanding  the requirements of subparagraph (vi) of paragraph a of
    10  subdivision two of this section,  provide  for  the  expenditure  of  an
    11  amount  which  shall be not less than the amount approved by the commis-
    12  sioner in the contract for excellence for the two  thousand  twenty--two
    13  thousand  twenty-one  school  year;  and provided further that, a school
    14  district that submitted a contract for excellence for the  two  thousand
    15  twenty-one--two  thousand  twenty-two school year, unless all schools in
    16  the district are identified as in good standing, shall submit a contract
    17  for excellence for the two  thousand  twenty-two--two  thousand  twenty-
    18  three  school  year  which  shall,  notwithstanding  the requirements of
    19  subparagraph (vi) of paragraph a of subdivision  two  of  this  section,
    20  provide  for  the  expenditure of an amount which shall be not less than
    21  the amount approved by the commissioner in the contract  for  excellence
    22  for  the  two  thousand twenty-one--two thousand twenty-two school year;
    23  and provided further that, a school district that submitted  a  contract
    24  for  excellence  for  the  two thousand twenty-two--two thousand twenty-
    25  three school year, unless all schools in the district are identified  as
    26  in  good  standing,  shall  submit a contract for excellence for the two
    27  thousand twenty-three--two thousand twenty-four school year which shall,
    28  notwithstanding the requirements of subparagraph (vi) of paragraph a  of
    29  subdivision  two  of  this  section,  provide  for the expenditure of an
    30  amount which shall be not less than the amount approved by  the  commis-
    31  sioner  in the contract for excellence for the two thousand twenty-two--
    32  two thousand twenty-three school year; provided,  however,  that,  in  a
    33  city  school  district  in  a city having a population of one million or
    34  more, notwithstanding the requirements of subparagraph (vi) of paragraph
    35  a of subdivision two of this section, the contract for excellence  shall
    36  provide  for  the  expenditure as set forth in subparagraph (v) of para-
    37  graph a of subdivision two of this section. For purposes of  this  para-
    38  graph,  the  "gap elimination adjustment percentage" shall be calculated
    39  as the sum of one minus the quotient of the sum of the school district's
    40  net gap elimination adjustment for two thousand ten--two thousand eleven
    41  computed pursuant to chapter fifty-three of the  laws  of  two  thousand
    42  ten,  making  appropriations  for  the  support  of government, plus the
    43  school district's gap elimination adjustment for two  thousand  eleven--
    44  two  thousand  twelve as computed pursuant to chapter fifty-three of the
    45  laws of two thousand eleven, making appropriations for  the  support  of
    46  the  local  assistance budget, including support for general support for
    47  public schools, divided by the total aid for adjustment computed  pursu-
    48  ant  to  chapter  fifty-three of the laws of two thousand eleven, making
    49  appropriations for the local assistance budget,  including  support  for
    50  general  support for public schools. Provided, further, that such amount
    51  shall be expended to support and maintain allowable programs and  activ-
    52  ities approved in the two thousand nine--two thousand ten school year or
    53  to  support  new  or  expanded  allowable programs and activities in the
    54  current year.
    55    § 2. Subdivision 4 of section 3602 of the education law is amended  by
    56  adding a new paragraph k to read as follows:

        S. 4006--A                          7                         A. 3006--A

     1    k.  Foundation aid payable in the two thousand twenty-three--two thou-
     2  sand twenty-four school year. Notwithstanding any provision  of  law  to
     3  the  contrary, foundation aid payable in the two thousand twenty-three--
     4  two thousand twenty-four school year shall be equal to the  sum  of  the
     5  total  foundation  aid base computed pursuant to paragraph j of subdivi-
     6  sion one of this section plus the greater of (a)  the  positive  differ-
     7  ence, if any, of (i) total foundation aid computed pursuant to paragraph
     8  a  of  this subdivision less (ii) the total foundation aid base computed
     9  pursuant to paragraph j of subdivision one of this section, or  (b)  the
    10  product  of  three  hundredths (0.03) multiplied by the total foundation
    11  aid base computed pursuant to paragraph j of  subdivision  one  of  this
    12  section.
    13    §  3.  Subdivision  4  of  section 3602 of education law is amended by
    14  adding a new paragraph e-1 to read as follows:
    15    e-1. High-impact tutoring set-aside.  For  the  two  thousand  twenty-
    16  three--two  thousand twenty-four school year, each school district shall
    17  set aside from its total foundation aid the amount set  forth  for  each
    18  school  district  as  "HIGH-IMPACT TUTORING SET-ASIDE" under the heading
    19  "2023-24 ESTIMATED AIDS" in the school aid computer listing produced  by
    20  the  commissioner in support of the executive budget request for the two
    21  thousand twenty-three--two thousand twenty-four school year and entitled
    22  "BT232-4", as computed pursuant to this paragraph. Each school  district
    23  shall  use  such  high-impact tutoring set-aside amount to deliver small
    24  group or individual tutoring sessions  in  reading  and  mathematics  to
    25  students  in  grades  three  through  eight  designated  by  each school
    26  district as at risk of falling below state standards. Such services  and
    27  sessions  may be provided during the school day, before or after school,
    28  or on the weekend and must occur no less than twice per week for no less
    29  than thirty minutes until the student is  no  longer  designated  as  at
    30  risk.  The  funds  set  aside  under  this section shall only be used to
    31  supplement current federal, state and local funding and in no case shall
    32  supplant current district expenditures of federal, state or local  funds
    33  on high-impact tutoring.
    34    (1) For the two thousand twenty-three--two thousand twenty-four school
    35  year,  for  districts  subject to a high-impact tutoring set-aside, this
    36  set-aside shall equal the greater of: (i) one hundred  thousand  dollars
    37  or  (ii)  the product of (A) one thousand one hundred seventy-seven ten-
    38  thousandths (0.1177) multiplied by (B) the foundation aid increase base.
    39    (2) A district shall be subject to the high-impact tutoring  set-aside
    40  for  the two thousand twenty-three--two thousand twenty-four school year
    41  if (i) the quotient arrived at when dividing the foundation aid increase
    42  by the foundation aid base is greater than three hundredths  (0.03)  and
    43  (ii)  the foundation aid increase base is greater than one hundred thou-
    44  sand dollars ($100,000).
    45    (3) For purposes of this paragraph, "foundation  aid  increase"  shall
    46  equal  the  positive difference of the amounts set forth for each school
    47  district as "FOUNDATION AID" under the heading "2023-24 ESTIMATED  AIDS"
    48  in  the  school  aid  computer  listing  produced by the commissioner in
    49  support of the executive budget request for  the  two  thousand  twenty-
    50  three--two  thousand twenty-four school year and entitled "BT232-4" less
    51  the amounts set forth for each school district as "FOUNDATION AID" under
    52  the heading "2022-23 BASE YEAR AIDS" in such computer listing.
    53    (4) For purposes of this paragraph,  "foundation  aid  increase  base"
    54  shall  equal the positive difference of the foundation aid increase less
    55  the product of three hundredths (0.03) multiplied by the  total  founda-
    56  tion aid base.

        S. 4006--A                          8                         A. 3006--A

     1    §  4.   Subdivision 9 of section 2852 of the education law, as amended
     2  by section 2 of subpart A of part B of chapter 20 of the laws  of  2015,
     3  is amended to read as follows:
     4    9. The total number of charters issued pursuant to this article state-
     5  wide  shall not exceed four hundred sixty. (a) All charters issued on or
     6  after July first, two thousand fifteen and counted toward the  numerical
     7  limits  established  by this subdivision shall be issued by the board of
     8  regents upon application directly to the board  of  regents  or  on  the
     9  recommendation  of  the board of trustees of the state university of New
    10  York pursuant to a competitive process in  accordance  with  subdivision
    11  nine-a  of this section. [Fifty of such charters issued on or after July
    12  first, two thousand fifteen, and no more, shall be granted to a  charter
    13  for  a school to be located in a city having a population of one million
    14  or more.] The failure of any body to issue  the  regulations  authorized
    15  pursuant  to  this  article  shall not affect the authority of a charter
    16  entity to propose a charter to the board of  regents  or  the  board  of
    17  regents'  authority  to  grant such charter. A conversion of an existing
    18  public school to a charter school, or the  renewal  or  extension  of  a
    19  charter  approved  by any charter entity, or the reissuance of a surren-
    20  dered, revoked or terminated charter pursuant to paragraph (b) or  (b-1)
    21  of  this  subdivision  shall  not be counted toward the numerical limits
    22  established by this subdivision.
    23    (b) A charter that has been surrendered, revoked or terminated  on  or
    24  before  July  first,  two thousand fifteen, including a charter that has
    25  not been renewed by action of its charter entity, may be reissued pursu-
    26  ant to paragraph (a) of this subdivision by the board of regents  either
    27  upon  application directly to the board of regents or on the recommenda-
    28  tion of the board of trustees of the state university of New York pursu-
    29  ant to a competitive process in accordance with  subdivision  nine-a  of
    30  this  section. Provided that such reissuance shall not be counted toward
    31  the statewide numerical  limit  established  by  this  subdivision,  and
    32  provided  further  that no more than twenty-two charters may be reissued
    33  pursuant to this paragraph.
    34    (b-1) Notwithstanding any provision of law to the contrary, a  charter
    35  that  has  been surrendered, revoked or terminated after July first, two
    36  thousand fifteen, including a charter  that  has  not  been  renewed  by
    37  action  of its charter entity, may be reissued pursuant to paragraph (a)
    38  of this subdivision by the board  of  regents  either  upon  application
    39  directly  to  the board of regents or on the recommendation of the board
    40  of trustees of the state university of New York pursuant  to  a  compet-
    41  itive  process  in  accordance  with subdivision nine-a of this section.
    42  Provided that such reissuance shall not be counted toward the  statewide
    43  numerical limit established by this subdivision.
    44    (c)  For  purposes  of determining the total number of charters issued
    45  within  the  numerical  limits  established  by  this  subdivision,  the
    46  approval date of the charter entity shall be the determining factor.
    47    (d) Notwithstanding any provision of this article to the contrary, any
    48  charter  authorized  to  be issued by chapter fifty-seven of the laws of
    49  two thousand seven effective July first, two thousand  seven,  and  that
    50  remains  unissued  as of July first, two thousand fifteen, may be issued
    51  pursuant to the provisions of law applicable to a charter authorized  to
    52  be  issued  by such chapter in effect as of June fifteenth, two thousand
    53  fifteen[; provided however that  nothing  in  this  paragraph  shall  be
    54  construed  to increase the numerical limit applicable to a city having a
    55  population of one million or more as provided in paragraph (a)  of  this

        S. 4006--A                          9                         A. 3006--A

     1  subdivision, as amended by a chapter of the laws of two thousand fifteen
     2  which added this paragraph].
     3    §  5.  Paragraph  c  of subdivision 1 of section 3602 of the education
     4  law, as amended by section 11 of part B of chapter 57  of  the  laws  of
     5  2007, is amended to read as follows:
     6    c. "Actual valuation" shall mean the valuation of taxable real proper-
     7  ty  in  a  school  district obtained by taking the assessed valuation of
     8  taxable real property within  such  district  as  it  appears  upon  the
     9  assessment  roll  of  the  town,  city, village, or county in which such
    10  property is located, for the calendar year two years prior to the calen-
    11  dar year in which the base year commenced, after revision as provided by
    12  law, plus any assessed valuation that was exempted from taxation  pursu-
    13  ant  to  the class one reassessment exemption authorized by section four
    14  hundred eighty-five-u of the real property tax law  or  the  residential
    15  revaluation  exemption  authorized by section four hundred eighty-five-v
    16  of such law as added by chapter five hundred sixty of the  laws  of  two
    17  thousand  twenty-one,  and dividing it by the state equalization rate as
    18  determined by the [state board of equalization and  assessment]  commis-
    19  sioner  of  taxation  and finance, for the assessment roll of such town,
    20  city, village, or county completed during such preceding calendar  year.
    21  The  actual valuation of a central high school district shall be the sum
    22  of such valuations of its component  districts.  Such  actual  valuation
    23  shall  include  any  actual  valuation equivalent of payments in lieu of
    24  taxes determined pursuant to section four  hundred  eighty-five  of  the
    25  real property tax law. "Selected actual valuation" shall mean the lesser
    26  of  actual  valuation  calculated for aid payable in the current year or
    27  the two-year average of the actual valuation calculated for aid  payable
    28  in  the current year and the actual valuation calculated for aid payable
    29  in the base year.
    30    § 6. Paragraph d of subdivision 1 of section  3602  of  the  education
    31  law,  as  amended  by  section 11 of part B of chapter 57 of the laws of
    32  2007, is amended to read as follows:
    33    d. "Average daily attendance" shall mean the total number  of  attend-
    34  ance  days  of pupils in a public school of a school district in kinder-
    35  garten through grade twelve, or equivalent ungraded programs,  plus  the
    36  total  number  of  instruction  days for such pupils receiving homebound
    37  instruction including pupils receiving [instruction  through  a  two-way
    38  telephone  communication  system]  remote  instruction as defined in the
    39  regulations of the commissioner, divided  by  the  number  of  days  the
    40  district  school was in session as provided in this section. The attend-
    41  ance of pupils with disabilities attending under the provisions of para-
    42  graph c of subdivision two of section forty-four  hundred  one  of  this
    43  chapter shall be added to average daily attendance.
    44    §  7.  Paragraph  l  of subdivision 1 of section 3602 of the education
    45  law, as amended by section 11 of part B of chapter 57  of  the  laws  of
    46  2007, is amended to read as follows:
    47    l.  "Average  daily  membership"  shall  mean  the  possible aggregate
    48  attendance of all pupils in attendance in a public school of the  school
    49  district  in  kindergarten  through grade twelve, or equivalent ungraded
    50  programs,  including  possible  aggregate  attendance  for  such  pupils
    51  receiving homebound instruction, including pupils receiving [instruction
    52  through  a two-way telephone communication system] remote instruction as
    53  defined in the regulations of the commissioner, with the possible aggre-
    54  gate attendance of such pupils in one-half day kindergartens  multiplied
    55  by  one-half,  divided  by the number of days the district school was in
    56  session as provided in this section. The full time equivalent enrollment

        S. 4006--A                         10                         A. 3006--A

     1  of pupils with disabilities attending under the provisions of  paragraph
     2  c  of  subdivision two of section forty-four hundred one of this chapter
     3  shall be added to average daily membership.   Average  daily  membership
     4  shall  include  the  equivalent  attendance  of  the school district, as
     5  computed pursuant to paragraph d of this subdivision.  In  any  instance
     6  where  a  pupil  is  a resident of another state or an Indian pupil is a
     7  resident of any portion of a reservation located wholly or partly within
     8  the borders of the state pursuant to subdivision four of section  forty-
     9  one  hundred one of this chapter or a pupil is living on federally owned
    10  land or property, such pupil's possible aggregate  attendance  shall  be
    11  counted  as  part  of  the  possible  aggregate attendance of the school
    12  district in which such pupil is enrolled.
    13    § 8. The closing paragraph of subdivision 5-a of section 3602  of  the
    14  education  law,  as amended by section 14 of part A of chapter 56 of the
    15  laws of 2022, is amended to read as follows:
    16    For the two thousand eight--two thousand nine school year, each school
    17  district shall be entitled to an apportionment equal to the  product  of
    18  fifteen  percent  and  the additional apportionment computed pursuant to
    19  this subdivision for the two thousand seven--two thousand  eight  school
    20  year.  For the two thousand nine--two thousand ten [through two thousand
    21  twenty-two--two thousand twenty-three] school [years] year and thereaft-
    22  er each school district shall be entitled to an apportionment  equal  to
    23  the  amount  set  forth  for  such  school district as "SUPPLEMENTAL PUB
    24  EXCESS COST" under the heading "2008-09 BASE YEAR AIDS"  in  the  school
    25  aid  computer  listing  produced  by  the commissioner in support of the
    26  budget for the two thousand nine--two thousand ten school year and enti-
    27  tled "SA0910".
    28    § 9. Paragraph b of subdivision 6-c of section 3602 of  the  education
    29  law,  as  amended by section 11 of part CCC of chapter 59 of the laws of
    30  2018, is amended to read as follows:
    31    b. For projects approved by the  commissioner  authorized  to  receive
    32  additional building aid pursuant to this subdivision for the purchase of
    33  stationary  metal  detectors, security cameras or other security devices
    34  approved by the commissioner that increase the safety  of  students  and
    35  school  personnel,  provided  that  for  purposes of this paragraph such
    36  other security devices shall be limited to electronic  security  systems
    37  and  hardened  doors,  and  provided  that  for projects approved by the
    38  commissioner on or after the first day of  July  two  thousand  thirteen
    39  [and  before the first day of July two thousand twenty-three] such addi-
    40  tional aid shall equal  the  product  of  (i)  the  building  aid  ratio
    41  computed for use in the current year pursuant to paragraph c of subdivi-
    42  sion  six  of this section plus ten percentage points, except that in no
    43  case shall this amount exceed one hundred percent, and (ii)  the  actual
    44  approved  expenditures incurred in the base year pursuant to this subdi-
    45  vision, provided that the limitations on cost allowances  prescribed  by
    46  paragraph  a  of  subdivision  six  of this section shall not apply, and
    47  provided further that any projects aided under this  paragraph  must  be
    48  included  in  a  district's  school  safety plan. The commissioner shall
    49  annually prescribe a special cost allowance  for  metal  detectors,  and
    50  security  cameras,  and  the approved expenditures shall not exceed such
    51  cost allowance.
    52    § 10. Paragraph i of subdivision 12 of section 3602 of  the  education
    53  law,  as  amended  by  section 15 of part A of chapter 56 of the laws of
    54  2022, is amended to read as follows:
    55    i. For the two thousand  twenty-one--two  thousand  twenty-two  school
    56  year [and] through the two thousand [twenty-two] twenty-three--two thou-

        S. 4006--A                         11                         A. 3006--A

     1  sand  [twenty-three] twenty-four school year, each school district shall
     2  be entitled to an apportionment equal to the amount set forth  for  such
     3  school  district  as  "ACADEMIC  ENHANCEMENT" under the heading "2020-21
     4  ESTIMATED  AIDS"  in  the  school  aid  computer listing produced by the
     5  commissioner in support of the budget for the two  thousand  twenty--two
     6  thousand  twenty-one school year and entitled "SA202-1", and such appor-
     7  tionment shall be deemed to satisfy the state obligation to  provide  an
     8  apportionment  pursuant  to  subdivision  eight  of  section  thirty-six
     9  hundred forty-one of this article.
    10    § 11. The opening paragraph of subdivision 16 of section 3602  of  the
    11  education  law,  as amended by section 16 of part A of chapter 56 of the
    12  laws of 2022, is amended to read as follows:
    13    Each school district shall be eligible  to  receive  a  high  tax  aid
    14  apportionment  in the two thousand eight--two thousand nine school year,
    15  which shall equal the greater of (i) the sum of the tier 1 high tax  aid
    16  apportionment, the tier 2 high tax aid apportionment and the tier 3 high
    17  tax  aid apportionment or (ii) the product of the apportionment received
    18  by the school district pursuant to this subdivision in the two  thousand
    19  seven--two  thousand  eight  school  year, multiplied by the due-minimum
    20  factor, which shall equal, for districts with an alternate pupil  wealth
    21  ratio  computed  pursuant  to  paragraph  b of subdivision three of this
    22  section that is less than two, seventy percent (0.70), and for all other
    23  districts, fifty percent (0.50). Each school district shall be  eligible
    24  to  receive  a  high tax aid apportionment in the two thousand nine--two
    25  thousand ten through two thousand twelve--two thousand  thirteen  school
    26  years in the amount set forth for such school district as "HIGH TAX AID"
    27  under  the  heading  "2008-09 BASE YEAR AIDS" in the school aid computer
    28  listing produced by the commissioner in support of the  budget  for  the
    29  two  thousand  nine--two thousand ten school year and entitled "SA0910".
    30  Each school district shall be eligible to receive a high tax aid  appor-
    31  tionment in the two thousand thirteen--two thousand fourteen through two
    32  thousand  [twenty-two] twenty-three--two thousand [twenty-three] twenty-
    33  four school years equal to the greater of (1) the amount set  forth  for
    34  such  school  district as "HIGH TAX AID" under the heading "2008-09 BASE
    35  YEAR AIDS" in the school aid computer listing produced  by  the  commis-
    36  sioner  in support of the budget for the two thousand nine--two thousand
    37  ten school year and entitled "SA0910" or (2) the amount  set  forth  for
    38  such  school district as "HIGH TAX AID" under the heading "2013-14 ESTI-
    39  MATED AIDS" in the school aid computer listing produced by  the  commis-
    40  sioner  in  support  of the executive budget for the 2013-14 fiscal year
    41  and entitled "BT131-4".
    42    § 12. Section 3602-e of the education law is amended by adding  a  new
    43  subdivision 3 to read as follows:
    44    3.  Prospective  prekindergarten enrollment reporting. a. Beginning in
    45  the two thousand twenty-three--two thousand twenty-four school year, all
    46  school districts eligible to receive an apportionment under this section
    47  or section thirty-six hundred two-ee of this part shall annually  report
    48  to  the  commissioner:  (i)  the number of four-year-old prekindergarten
    49  students the district intends to serve in full-day and half-day slots in
    50  district-operated programs in the current year; (ii) the number of four-
    51  year-old prekindergarten students the district intends to serve in full-
    52  day and half-day slots in programs operated by community-based organiza-
    53  tions  in  the  current  year;  (iii)  the   number   of   four-year-old
    54  prekindergarten students whose parent or guardian has applied for a seat
    55  for them in the current year, but to whom the district lacks capacity to
    56  offer  a  seat; (iv) the total number of four-year-old children residing

        S. 4006--A                         12                         A. 3006--A

     1  in the district who are eligible to be served  under  this  section  and
     2  section thirty-six hundred two-ee of this part, including students whose
     3  parent  or guardian did not apply, where such information can be reason-
     4  ably  ascertained;  (v) the total number of students who are eligible to
     5  enroll in  four-year-old  prekindergarten  but  are  served  in  private
     6  settings  or  whose  parent  or  guardian  has  not chosen to enroll the
     7  student in a prekindergarten  program  where  such  information  can  be
     8  reasonably  ascertained;  and  (vi)  any  other information available to
     9  districts and necessary to accurately  estimate  the  unmet  demand  for
    10  four-year-old  prekindergarten services within the district. This report
    11  shall be due no later than September first of each  year  and  shall  be
    12  collected  as  part of the application specified pursuant to subdivision
    13  five of this section. Beginning November  first,  two  thousand  twenty-
    14  three,  the  commissioner  shall  annually submit a report to the chair-
    15  person of the assembly ways and means committee, the chairperson of  the
    16  senate  finance  committee  and  the  director of the budget which shall
    17  include but not be limited to  the  information  reported  by  districts
    18  under this subdivision.
    19    § 13. Subdivision 20 of section 3602-e of the education law is amended
    20  by adding a new paragraph b to read as follows:
    21    b. Two thousand twenty-three--two thousand twenty-four school year.
    22    (i) The universal prekindergarten expansion for the two thousand twen-
    23  ty-three--two  thousand  twenty-four school year shall be equal to twice
    24  the product of (1) expansion slots multiplied by (2)  selected  aid  per
    25  prekindergarten  pupil  calculated pursuant to subparagraph (i) of para-
    26  graph b of subdivision ten of this section for the two thousand  twenty-
    27  three--two thousand twenty-four school year.
    28    (ii)  For purposes of this paragraph, "expansion slots" shall be slots
    29  for new full-day four-year-old prekindergarten pupils  for  purposes  of
    30  subparagraph  (ii)  of  paragraph  b of subdivision ten of this section.
    31  Expansion slots shall be equal to the positive difference,  if  any,  of
    32  (1) the product of eight hundred ninety-seven thousandths (0.897) multi-
    33  plied  by  unserved  four-year-old  prekindergarten pupils as defined in
    34  subparagraph (iv) of paragraph b of subdivision ten of this section less
    35  (2) the sum of four-year-old students served plus the underserved count.
    36  If such expansion slots are greater than or equal to ten but  less  than
    37  twenty, the expansion slots shall be twenty; if such expansion slots are
    38  less  than ten, the expansion slots shall be zero; and for a city school
    39  district in a city having a population  of  one  million  or  more,  the
    40  expansion slots shall be zero.
    41    (iii)  For purposes of this paragraph, "four-year-old students served"
    42  shall be equal to the sum of (1) the number  of  four-year-old  students
    43  served in full-day and half-day settings in a state funded program which
    44  must meet the requirements of this section as reported to the department
    45  for  the  two  thousand twenty-one--two thousand twenty-two school year,
    46  plus (2)  the  number  of  four-year-old  students  served  in  full-day
    47  settings  in  a state funded program which must meet the requirements of
    48  section thirty-six hundred two-ee of this part and for which grants were
    49  awarded prior to the two thousand twenty--two thousand twenty-one school
    50  year, plus (3) the number of expansion slots allocated pursuant to para-
    51  graph b of subdivision nineteen of this section, plus (4) the number  of
    52  expansion  slots  allocated pursuant to paragraph a of this subdivision,
    53  plus (5) the maximum number of students that may be served  in  full-day
    54  prekindergarten  programs  funded by grants which must meet the require-
    55  ments of section thirty-six hundred  two-ee  of  this  part  for  grants

        S. 4006--A                         13                         A. 3006--A

     1  awarded  in  the two thousand twenty-one--two thousand twenty-two or two
     2  thousand twenty-two--two thousand twenty-three school year.
     3    (iv)  For  purposes  of this paragraph, the underserved count shall be
     4  equal to the positive difference, if any, of (1) the sum of (a) eligible
     5  full-day four-year-old prekindergarten pupils as defined in subparagraph
     6  (ii) of paragraph b of subdivision ten of this section for the two thou-
     7  sand twenty-one--two thousand twenty-two school year, plus (b) the prod-
     8  uct of five-tenths (0.5) and the eligible half-day four-year-old prekin-
     9  dergarten pupils as defined in subparagraph  (iii)  of  paragraph  b  of
    10  subdivision  ten  of  this  section for the two thousand twenty-one--two
    11  thousand twenty-two school year, less (2) the positive difference of (a)
    12  the number of four-year-old students served  in  full-day  and  half-day
    13  settings  in  a state-funded program which must meet the requirements of
    14  this section as reported to the department for the two thousand  twenty-
    15  one--two  thousand twenty-two school year, with students served in half-
    16  day settings multiplied by five-tenths (0.5), less  (b)  the  number  of
    17  pupils  served  in  a  conversion  slot  pursuant  to section thirty-six
    18  hundred two-ee of this part in the two thousand twenty-one--two thousand
    19  twenty-two school year multiplied by five-tenths (0.5).
    20    § 14. Paragraph d of subdivision 12 of section 3602-e of the education
    21  law, as amended by section 17-b of part A of chapter 56 of the  laws  of
    22  2022, is amended to read as follows:
    23    d. transitional guidelines and rules which allow a program to meet the
    24  required  staff  qualifications  and  any  other  requirements set forth
    25  pursuant to this section and regulations adopted by the board of regents
    26  and the commissioner; provided that such guidelines  include  an  annual
    27  process  by  which  a district may apply to the commissioner by [August]
    28  September first of the current school year for a waiver that would allow
    29  personnel employed by an eligible agency that is  collaborating  with  a
    30  school  district  to provide prekindergarten services and licensed by an
    31  agency other than the  department,  to  meet  the  staff  qualifications
    32  prescribed  by  the  licensing or registering agency. Provided, further,
    33  that the commissioner shall annually  submit  a  report  by  [September]
    34  November first to the chairperson of the assembly ways and means commit-
    35  tee, the chairperson of the senate finance committee and the director of
    36  the  budget which shall include but not be limited to the following: (a)
    37  a listing of the school districts receiving a waiver  pursuant  to  this
    38  paragraph  from  the  commissioner  for the current school year; (b) the
    39  number and proportion of students within each district receiving a waiv-
    40  er pursuant to this paragraph for  the  current  school  year  that  are
    41  receiving instruction from personnel employed by an eligible agency that
    42  is  collaborating  with  a  school  district  to provide prekindergarten
    43  services and licensed by an agency other than the  department;  and  (c)
    44  the  number  and  proportion of total prekindergarten personnel for each
    45  school district that are providing instructional  services  pursuant  to
    46  this  paragraph  that are employed by an eligible agency that is collab-
    47  orating with a school district to provide prekindergarten  services  and
    48  licensed by an agency other than the department, to meet the staff qual-
    49  ifications prescribed by the licensing or registering agency.
    50    § 15. Paragraph c of subdivision 8 of section 3602-ee of the education
    51  law,  as  amended by section 17-a of part A of chapter 56 of the laws of
    52  2022, is amended to read as follows:
    53    (c) for eligible agencies as defined in paragraph b of subdivision one
    54  of section thirty-six hundred two-e of this part that are not schools, a
    55  bachelor's degree in early childhood education. Provided however, begin-
    56  ning with the two thousand twenty-two--two thousand twenty-three  school

        S. 4006--A                         14                         A. 3006--A

     1  year,  a  school  district  may  annually  apply  to the commissioner by
     2  [August] September first of the current school year for  a  waiver  that
     3  would allow personnel employed by an eligible agency that is collaborat-
     4  ing  with  a  school  district  to  provide prekindergarten services and
     5  licensed by an agency other than the department, to meet the staff qual-
     6  ifications prescribed by the licensing or registering  agency.  Provided
     7  further that the commissioner shall annually submit a report by [Septem-
     8  ber]  November  first  to the chairperson of the assembly ways and means
     9  committee, the chairperson of  the  senate  finance  committee  and  the
    10  director  of  the  budget  which shall include but not be limited to the
    11  following: (a) a listing of the  school  districts  receiving  a  waiver
    12  pursuant  to this paragraph from the commissioner for the current school
    13  year; (b) the number and proportion of  students  within  each  district
    14  receiving  a  waiver  pursuant  to this paragraph for the current school
    15  year that are receiving instruction from personnel employed by an eligi-
    16  ble agency that is collaborating with a school district to provide prek-
    17  indergarten services and licensed by an agency other  than  the  depart-
    18  ment;  and  (c)  the  number  and  proportion  of  total prekindergarten
    19  personnel for each school  district  that  are  providing  instructional
    20  services  pursuant  to  this  paragraph that are employed by an eligible
    21  agency that is collaborating with a school district to  provide  prekin-
    22  dergarten  services and licensed by an agency other than the department,
    23  to meet the staff qualifications prescribed by the licensing  or  regis-
    24  tering agency.
    25    §  16.  Subdivision  16  of  section  3602-ee of the education law, as
    26  amended by section 17 of part A of chapter 56 of the laws  of  2022,  is
    27  amended to read as follows:
    28    16.  The authority of the department to administer the universal full-
    29  day pre-kindergarten program shall expire June thirtieth,  two  thousand
    30  [twenty-three] twenty-four; provided that the program shall continue and
    31  remain in full effect.
    32    §  17.  Paragraph  a of subdivision 5 of section 3604 of the education
    33  law, as amended by chapter 161 of the laws of 2005, is amended  to  read
    34  as follows:
    35    a. State aid adjustments. All errors or omissions in the apportionment
    36  shall  be  corrected by the commissioner. Whenever a school district has
    37  been apportioned less money than that  to  which  it  is  entitled,  the
    38  commissioner may allot to such district the balance to which it is enti-
    39  tled.  Whenever  a  school district has been apportioned more money than
    40  that to which it is entitled, the commissioner may, by an order,  direct
    41  such  moneys  to be paid back to the state to be credited to the general
    42  fund local assistance account for state  aid  to  the  schools,  or  may
    43  deduct  such  amount  from  the  next  apportionment  to be made to said
    44  district, provided, however, that, upon notification of excess  payments
    45  of  aid for which a recovery must be made by the state through deduction
    46  of future aid payments, a school district may request that  such  excess
    47  payments  be  recovered  by  deducting  such  excess  payments  from the
    48  payments due to such school district and payable in the month of June in
    49  (i) the school year in which such notification was received and (ii) the
    50  two succeeding school years, provided further that  there  shall  be  no
    51  interest  penalty  assessed  against  such  district or collected by the
    52  state. Such request shall be made to the commissioner in  such  form  as
    53  the  commissioner  shall  prescribe, and shall be based on documentation
    54  that the total amount to be recovered is in excess of one percent of the
    55  district's total general fund  expenditures  for  the  preceding  school
    56  year.  The  amount to be deducted in the first year shall be the greater

        S. 4006--A                         15                         A. 3006--A

     1  of (i) the sum of the amount of such excess payments that is  recognized
     2  as  a liability due to other governments by the district for the preced-
     3  ing school year and the positive remainder of the district's  unreserved
     4  fund  balance at the close of the preceding school year less the product
     5  of the district's total general  fund  expenditures  for  the  preceding
     6  school year multiplied by five percent, or (ii) one-third of such excess
     7  payments.  The amount to be recovered in the second year shall equal the
     8  lesser of the remaining amount of such excess payments to  be  recovered
     9  or  one-third  of such excess payments, and the remaining amount of such
    10  excess payments shall be recovered in the third year.  Provided  further
    11  that,  notwithstanding  any  other  provisions  of this subdivision, any
    12  pending payment of moneys due to such district as a prior  year  adjust-
    13  ment  payable pursuant to paragraph c of this subdivision for aid claims
    14  that had been previously paid as current year aid payments in excess  of
    15  the  amount  to which the district is entitled and for which recovery of
    16  excess payments is to be made  pursuant  to  this  paragraph,  shall  be
    17  reduced  at  the  time  of  actual  payment by any remaining unrecovered
    18  balance of such excess payments, and the remaining scheduled  deductions
    19  of  such  excess payments pursuant to this paragraph shall be reduced by
    20  the commissioner to reflect the amount so recovered.  [The  commissioner
    21  shall certify no payment to a school district based on a claim submitted
    22  later  than three years after the close of the school year in which such
    23  payment was first to be made.  For claims for which payment is first  to
    24  be  made  in  the nineteen hundred ninety-six--ninety-seven school year,
    25  the commissioner shall certify no payment to a school district based  on
    26  a  claim  submitted  later than two years after the close of such school
    27  year.] For claims for which payment is first to be made [in the nineteen
    28  hundred ninety-seven--ninety-eight school year and thereafter] prior  to
    29  the  two thousand twenty-two--two thousand twenty-three school year, the
    30  commissioner shall certify no payment to a school district  based  on  a
    31  claim submitted later than one year after the close of such school year.
    32  For  claims  for  which  payment is first to be made in the two thousand
    33  twenty-two--two thousand twenty-three school year  and  thereafter,  the
    34  commissioner  shall  certify  no payment to a school district based on a
    35  claim submitted later than the first of November of  such  school  year.
    36  Provided,  however,  no  payments  shall be barred or reduced where such
    37  payment is required as a result of a final audit of the  state.  [It  is
    38  further  provided  that,  until June thirtieth, nineteen hundred ninety-
    39  six, the commissioner may grant a waiver from  the  provisions  of  this
    40  section  for any school district if it is in the best educational inter-
    41  ests of the district pursuant to guidelines developed by the commission-
    42  er and approved by the director of the budget.] It is  further  provided
    43  that, for any apportionments provided pursuant to sections seven hundred
    44  one,  seven  hundred  eleven,  seven  hundred  fifty-one,  seven hundred
    45  fifty-three, nineteen hundred fifty, thirty-six hundred two,  thirty-six
    46  hundred  two-b,  thirty-six  hundred two-c, thirty-six hundred two-e and
    47  forty-four hundred five of this chapter for the two thousand twenty-two-
    48  -two thousand twenty-three and two thousand  twenty-three--two  thousand
    49  twenty-four school years, the commissioner shall certify no payment to a
    50  school  district,  other  than  payments  pursuant to subdivisions four,
    51  six-a, eleven, thirteen and fifteen of section thirty-six hundred two of
    52  this part, in excess of the payment computed based on an electronic data
    53  file used to produce the school aid computer  listing  produced  by  the
    54  commissioner  in  support  of the executive budget request submitted for
    55  the two thousand twenty-three--two  thousand  twenty-four  state  fiscal
    56  year  and  entitled  "BT232-4", and further provided that for any appor-

        S. 4006--A                         16                         A. 3006--A

     1  tionments provided pursuant to sections seven hundred one, seven hundred
     2  eleven, seven hundred fifty-one,  seven  hundred  fifty-three,  nineteen
     3  hundred  fifty,  thirty-six hundred two, thirty-six hundred two-b, thir-
     4  ty-six  hundred  two-c,  thirty-six hundred two-e and forty-four hundred
     5  five of this chapter for  the  two  thousand  twenty-four--two  thousand
     6  twenty-five  school  year and thereafter, the commissioner shall certify
     7  no payment to a school district, other than payments pursuant to  subdi-
     8  visions  four, six-a, eleven, thirteen and fifteen of section thirty-six
     9  hundred two of this part, in excess of the payment computed based on  an
    10  electronic  data  file  used  to produce the school aid computer listing
    11  produced by the commissioner in support of the executive budget  request
    12  submitted for the state fiscal year in which the school year commences.
    13    § 18. The opening paragraph of section 3609-a of the education law, as
    14  amended  by  section  19 of part A of chapter 56 of the laws of 2022, is
    15  amended to read as follows:
    16    For aid payable in the two thousand seven--two thousand  eight  school
    17  year  through  the  two  thousand  twenty-two--two thousand twenty-three
    18  school year, "moneys apportioned" shall mean the lesser of (i)  the  sum
    19  of  one  hundred  percent  of  the  respective amount set forth for each
    20  school district as payable pursuant to this section in  the  school  aid
    21  computer  listing  for  the current year produced by the commissioner in
    22  support of the budget which includes the appropriation for  the  general
    23  support  for  public schools for the prescribed payments and individual-
    24  ized payments due prior to April first for the  current  year  plus  the
    25  apportionment  payable during the current school year pursuant to subdi-
    26  vision six-a and subdivision fifteen of section thirty-six  hundred  two
    27  of  this  part  minus  any  reductions  to current year aids pursuant to
    28  subdivision seven of section thirty-six hundred four of this part or any
    29  deduction from  apportionment  payable  pursuant  to  this  chapter  for
    30  collection  of a school district basic contribution as defined in subdi-
    31  vision eight of section forty-four hundred one of this chapter, less any
    32  grants provided pursuant to subparagraph two-a of paragraph b of  subdi-
    33  vision  four  of section ninety-two-c of the state finance law, less any
    34  grants provided pursuant to subdivision five  of  section  ninety-seven-
    35  nnnn  of  the  state  finance  law, less any grants provided pursuant to
    36  subdivision twelve of section thirty-six hundred forty-one of this arti-
    37  cle, or (ii) the apportionment calculated by the commissioner  based  on
    38  data  on  file  at  the time the payment is processed; provided however,
    39  that for the purposes of any payments  made  pursuant  to  this  section
    40  prior  to  the  first  business  day of June of the current year, moneys
    41  apportioned shall not include any aids payable pursuant to  subdivisions
    42  six  and  fourteen,  if applicable, of section thirty-six hundred two of
    43  this part as current year aid for  debt  service  on  bond  anticipation
    44  notes  and/or bonds first issued in the current year or any aids payable
    45  for full-day kindergarten for the current year pursuant  to  subdivision
    46  nine  of section thirty-six hundred two of this part. The definitions of
    47  "base year" and "current year"  as  set  forth  in  subdivision  one  of
    48  section thirty-six hundred two of this part shall apply to this section.
    49  [For  aid  payable  in the two thousand twenty-two--two thousand twenty-
    50  three school year, reference to such "school aid  computer  listing  for
    51  the  current year" shall mean the printouts entitled "SA222-3".] For aid
    52  payable in  the  two  thousand  twenty-three--two  thousand  twenty-four
    53  school  year  and thereafter, "moneys apportioned" shall mean the sum of
    54  apportionments provided pursuant to subdivision four of section  thirty-
    55  six  hundred two of this article plus the lesser of:  (i) the sum of one
    56  hundred percent of the respective  amount  set  forth  for  each  school

        S. 4006--A                         17                         A. 3006--A

     1  district  as payable pursuant to this section in the school aid computer
     2  listing for the current year produced by the commissioner in support  of
     3  the  executive  budget  request which includes the appropriation for the
     4  general support for public schools for the prescribed payments and indi-
     5  vidualized  payments  due prior to April first for the current year plus
     6  the apportionment payable during the current  school  year  pursuant  to
     7  subdivisions six-a and fifteen of section thirty-six hundred two of this
     8  part  minus  any reductions to current year aids pursuant to subdivision
     9  seven of section thirty-six hundred four of this part or  any  deduction
    10  from  apportionment payable pursuant to this chapter for collection of a
    11  school district basic contribution as defined in  subdivision  eight  of
    12  section forty-four hundred one of this chapter, less any grants provided
    13  pursuant  to  subparagraph  two-a  of paragraph b of subdivision four of
    14  section ninety-two-c of the state finance law, less any grants  provided
    15  pursuant  to  subdivision  six of section ninety-seven-nnnn of the state
    16  finance law, less any grants provided pursuant to subdivision twelve  of
    17  section  thirty-six  hundred  forty-one of this article, less apportion-
    18  ments provided  pursuant  to  subdivision  four  of  section  thirty-six
    19  hundred two of this article, or (ii) the apportionment calculated by the
    20  commissioner based on data on file at the time the payment is processed,
    21  excluding  apportionments  provided  pursuant  to  subdivision  four  of
    22  section thirty-six hundred two of this article; provided  however,  that
    23  for  the purposes of any payments made pursuant to this section prior to
    24  the first business day of June of the current year,  moneys  apportioned
    25  shall  not  include  any  aids  payable pursuant to subdivisions six and
    26  fourteen, if applicable, of section thirty-six hundred two of this  part
    27  as  current  year aid for debt service on bond anticipation notes and/or
    28  bonds first issued in the current year or any aids payable for  full-day
    29  kindergarten  for  the  current  year  pursuant  to  subdivision nine of
    30  section thirty-six hundred two of this part. For aid payable in the  two
    31  thousand  twenty-three--two  thousand twenty-four school year, reference
    32  to such "school aid computer listing for the current  year"  shall  mean
    33  the printouts entitled "BT232-4".
    34    §  19.  Section  3638  of the education law is amended by adding a new
    35  subdivision 7 to read as follows:
    36    7. Zero-emission bus progress reporting. a. Beginning in the two thou-
    37  sand twenty-three--two thousand  twenty-four  school  year,  all  school
    38  districts  eligible  to receive an apportionment under subdivision seven
    39  of section thirty-six hundred two of this article shall annually  submit
    40  to  the commissioner a progress report on the implementation of zero-em-
    41  ission buses as required under this section in a  format  prescribed  by
    42  the commissioner and approved by the director of the budget.  The report
    43  shall  include,  but  not be limited to, (i) sufficiency of the electric
    44  grid to support anticipated electrical needs, (ii) the availability  and
    45  installation  of  charging  stations  and  other  components required to
    46  support the anticipated full needs for zero-emission school buses, (iii)
    47  progress of the training and workforce development  needed  to  support,
    48  maintain,  and  service zero-emission buses, (iv) the number and propor-
    49  tion of zero-emission buses purchased, leased, or utilized by  districts
    50  providing  transportation services currently in use and the total antic-
    51  ipated number for the next two years, and (v) the number and  proportion
    52  of  zero-emission  buses  purchased,  leased, or utilized by contractors
    53  providing transportation services currently in use and the total  antic-
    54  ipated  number  for  the next two years.   These reports shall be due no
    55  later than August first of each year.    Beginning  October  first,  two
    56  thousand  twenty-three,  the commissioner shall annually submit a report

        S. 4006--A                         18                         A. 3006--A

     1  to the chairperson of the assembly ways and means committee, the  chair-
     2  person  of  the  senate finance committee and the director of the budget
     3  which shall include but not be limited to the  information  reported  by
     4  districts under this subdivision.
     5    §  20.  Subdivision b of section 2 of chapter 756 of the laws of 1992,
     6  relating to funding a program for work force education conducted by  the
     7  consortium  for worker education in New York city, as amended by section
     8  20 of part A of chapter 56 of the laws of 2022, is amended  to  read  as
     9  follows:
    10    b.  Reimbursement for programs approved in accordance with subdivision
    11  a of this section for the reimbursement for the 2018--2019  school  year
    12  shall not exceed 59.4 percent of the lesser of such approvable costs per
    13  contact hour or fourteen dollars and ninety-five cents per contact hour,
    14  reimbursement  for  the  2019--2020  school  year  shall not exceed 57.7
    15  percent of the lesser of such  approvable  costs  per  contact  hour  or
    16  fifteen  dollars  sixty  cents  per  contact hour, reimbursement for the
    17  2020--2021 school year shall not exceed 56.9 percent of  the  lesser  of
    18  such  approvable  costs  per contact hour or sixteen dollars and twenty-
    19  five cents per contact hour, reimbursement  for  the  2021--2022  school
    20  year  shall  not  exceed  56.0  percent of the lesser of such approvable
    21  costs per contact hour or sixteen dollars and forty  cents  per  contact
    22  hour,  [and]  reimbursement  for  the  2022--2023  school year shall not
    23  exceed 55.7 percent of the lesser of such approvable costs  per  contact
    24  hour or sixteen dollars and sixty cents per contact hour, and reimburse-
    25  ment for the 2023--2024 school year shall not exceed 54.7 percent of the
    26  lesser of such approvable costs per contact hour or eighteen dollars per
    27  contact  hour,  and  where  a  contact  hour represents sixty minutes of
    28  instruction services provided to an eligible adult.  Notwithstanding any
    29  other provision of law to the contrary, for the 2018--2019  school  year
    30  such contact hours shall not exceed one million four hundred sixty-three
    31  thousand nine hundred sixty-three (1,463,963); for the 2019--2020 school
    32  year  such  contact  hours  shall  not  exceed  one million four hundred
    33  forty-four  thousand  four  hundred  forty-four  (1,444,444);  for   the
    34  2020--2021  school  year such contact hours shall not exceed one million
    35  four hundred six thousand nine hundred twenty-six (1,406,926);  for  the
    36  2021--2022  school  year such contact hours shall not exceed one million
    37  four hundred sixteen thousand one hundred twenty-two (1,416,122);  [and]
    38  for  the  2022--2023 school year such contact hours shall not exceed one
    39  million four hundred six thousand nine hundred  twenty-six  (1,406,926);
    40  and  for  the 2023--2024 school year such contact hours shall not exceed
    41  one million one hundred sixty-eight  thousand  six  hundred  ninety-nine
    42  (1,168,699). Notwithstanding any other provision of law to the contrary,
    43  the apportionment calculated for the city school district of the city of
    44  New York pursuant to subdivision 11 of section 3602 of the education law
    45  shall  be  computed  as if such contact hours provided by the consortium
    46  for worker education, not to exceed the contact hours set forth  herein,
    47  were eligible for aid in accordance with the provisions of such subdivi-
    48  sion 11 of section 3602 of the education law.
    49    §  21. Section 4 of chapter 756 of the laws of 1992, relating to fund-
    50  ing a program for work force education conducted by the  consortium  for
    51  worker  education  in New York city, is amended by adding a new subdivi-
    52  sion bb to read as follows:
    53    bb. The provisions of this  subdivision  shall  not  apply  after  the
    54  completion of payments for the 2023--24 school year. Notwithstanding any
    55  inconsistent  provisions  of  law,  the  commissioner of education shall
    56  withhold a portion of employment preparation education aid  due  to  the

        S. 4006--A                         19                         A. 3006--A

     1  city school district of the city of New York to support a portion of the
     2  costs of the work force education program. Such moneys shall be credited
     3  to  the elementary and secondary education fund-local assistance account
     4  and  shall  not  exceed  eleven  million  five  hundred thousand dollars
     5  ($11,500,000).
     6    § 22. Section 6 of chapter 756 of the laws of 1992, relating to  fund-
     7  ing  a  program for work force education conducted by the consortium for
     8  worker education in New York city, as amended by section 22 of part A of
     9  chapter 56 of the laws of 2022, is amended to read as follows:
    10    § 6. This act shall take effect July 1,  1992,  and  shall  be  deemed
    11  repealed [on] June 30, [2023] 2024.
    12    §  23.  Subdivision  2  of section 44 of part CCC of chapter 59 of the
    13  laws of 2018 amending the education law, relating to a statement of  the
    14  total funding allocation, is amended to read as follows:
    15    2.  Sections  four  and  four-a of this act shall expire and be deemed
    16  repealed June 30, [2023] 2028; and
    17    § 24. Section 12 of chapter 147 of  the  laws  of  2001  amending  the
    18  education  law  relating  to conditional appointment of school district,
    19  charter school or BOCES employees, as amended by section 24 of part A of
    20  chapter 56 of the laws of 2022, is amended to read as follows:
    21    § 12. This act shall take effect on the same date as  chapter  180  of
    22  the  laws of 2000 takes effect[, and shall expire July 1, 2023 when upon
    23  such date the provisions of this act shall be deemed repealed].
    24    § 25. Section 12 of part C of chapter 56 of the laws of 2020   direct-
    25  ing  the  commissioner  of education to appoint   a   monitor   for  the
    26  Rochester city  school district,  establishing  the  powers  and  duties
    27  of such monitor and certain other officers and relating to the    appor-
    28  tionment    of  aid   to such   school   district, is amended to read as
    29  follows:
    30    § 12. This act shall take effect immediately, provided, however,  that
    31  sections two, three, four, five, six, seven, eight, nine and ten of this
    32  act  shall  expire  and  be  deemed  repealed  June 30, [2023] 2025; and
    33  provided further, however that sections one and eleven of this act shall
    34  expire and be deemed repealed June 30, 2049.
    35    § 26. Subdivision 11 of section 94 of part C of chapter 57 of the laws
    36  of 2004 relating to the support of education, as amended by  section  37
    37  of  part  A  of  chapter  56  of the laws of 2020, is amended to read as
    38  follows:
    39    11. section seventy-one  of  this  act  shall  expire  and  be  deemed
    40  repealed June 30, [2023] 2028;
    41    §  27. 1. The education department shall conduct a comprehensive study
    42  of alternative tuition rate-setting methodologies for approved providers
    43  operating school-age programs receiving funding  under  article  81  and
    44  article  89  of  the  education  law  and  providers  operating approved
    45  preschool special education programs under section 4410 of the education
    46  law. The department shall ensure that such  study  consider  stakeholder
    47  feedback  and  include, but not be limited to, a comparative analysis of
    48  rate-setting methodologies utilized by other agencies of  the  state  of
    49  New  York, including the rate-setting methodology utilized by the office
    50  of children and family services for private residential school programs;
    51  options and recommendations for an alternative rate-setting  methodology
    52  or methodologies; cost estimates for such alternative methodologies; and
    53  an  analysis of current provider tuition rates compared to tuition rates
    54  that would be established under such alternative methodologies.
    55    2. At a minimum, any recommended alternative rate-setting  methodology
    56  or  methodologies  proposed  for such preschool and school-age providers

        S. 4006--A                         20                         A. 3006--A

     1  shall: (a)  in total, be cost neutral to the state, school districts and
     2  counties; (b) substantially restrict or eliminate tuition rate  appeals;
     3  (c)  establish  tuition  rates that are calculated based on standardized
     4  parameters  and criteria, including, but not limited to, defined program
     5  and staffing models, regional costs,  and  minimum  required  enrollment
     6  levels  as  a  percentage of program operating capacities; (d) include a
     7  schedule to phase in new tuition rates in  accordance  with  the  recom-
     8  mended  methodology  or  methodologies; and (e) ensure tuition rates for
     9  all programs can be calculated no  later  than  the  beginning  of  each
    10  school year.
    11    3.  The  education  department  shall  present its recommendations and
    12  analysis to the division of the budget  no  later  than  July  1,  2025,
    13  provided,  however, that the department shall regularly consult with the
    14  division of the budget throughout completion of its study.  Adoption  of
    15  any  alternative  rate-setting  methodologies  shall  be  subject to the
    16  approval of the director of the division of the budget.
    17    § 28. Section 3 of chapter 507  of  the  laws  of  1974,  relating  to
    18  providing  for  the  apportionment  of state monies to certain nonpublic
    19  schools, to reimburse them for their expenses in complying with  certain
    20  state  requirements  for  the administration of state testing and evalu-
    21  ation programs and for participation in state programs for the reporting
    22  of basic educational data, as amended by section 38 of part A of chapter
    23  56 of the laws of 2021, is amended to read as follows:
    24    § 3. Apportionment. a. The commissioner shall  annually  apportion  to
    25  each  qualifying  school,  for  school years beginning on and after July
    26  first, nineteen hundred seventy-four, an amount equal to the actual cost
    27  incurred by each such  school  during  the  preceding  school  year  for
    28  providing  services  required  by  law  to  be  rendered to the state in
    29  compliance  with  the  requirements  of  the  state's  pupil  evaluation
    30  program,  the  basic  educational data system, regents examinations, the
    31  statewide evaluation plan, the uniform procedure  for  pupil  attendance
    32  reporting,  the  state's  immunization  program  and other similar state
    33  prepared examinations and reporting  procedures.    Provided  that  each
    34  nonpublic  school that seeks aid payable in the two thousand twenty--two
    35  thousand twenty-one school year to reimburse two thousand  nineteen--two
    36  thousand  twenty  school year expenses shall submit a claim for such aid
    37  to the state education department no later than May fifteenth, two thou-
    38  sand twenty-one and such claims shall be paid  by  the  state  education
    39  department  no  later  than  June  thirtieth,  two  thousand twenty-one.
    40  Provided further that each nonpublic school that seeks  aid  payable  in
    41  the  two  thousand  twenty-one--two  thousand twenty-two school year and
    42  thereafter shall submit a claim for such  aid  to  the  state  education
    43  department  no later than April first of the school year in which aid is
    44  payable and such claims shall be paid by the state education  department
    45  no  later  than  May thirty-first of such school year.  Provided further
    46  that, for aid payable in the  two  thousand  twenty-three--two  thousand
    47  twenty-four school year and thereafter, the state's liability under this
    48  section  shall  be  limited  to  the annual amount appropriated for such
    49  purpose. In the event that total claims submitted exceed  the  appropri-
    50  ation  available for such aid, each claimant shall only be reimbursed an
    51  amount equal to the percentage that each such claimant represents to the
    52  total of all claims submitted.
    53    b. Such nonpublic schools shall be eligible to receive  aid  based  on
    54  the  number  of days or portion of days attendance is taken and either a
    55  5.0/5.5 hour standard instructional day, or another work day  as  certi-
    56  fied by the nonpublic school officials, in accordance with the methodol-

        S. 4006--A                         21                         A. 3006--A

     1  ogy  for  computing  salary  and  benefits  applied by the department in
     2  paying aid for the two thousand twelve--two thousand thirteen and  prior
     3  school years.
     4    c. The commissioner shall annually apportion to each qualifying school
     5  in  the  cities  of  New  York,  Buffalo and Rochester, for school years
     6  beginning on or after July first two thousand sixteen, an  amount  equal
     7  to  the  actual  cost  incurred by each such school during the preceding
     8  school year in meeting the recording and reporting requirements  of  the
     9  state  school  immunization program, provided that the state's liability
    10  shall be limited to the amount appropriated for this purpose.
    11    § 29. Special apportionment for salary  expenses.  1.  Notwithstanding
    12  any  other  provision  of  law,  upon application to the commissioner of
    13  education, not sooner than the first day of  the  second  full  business
    14  week  of  June  2024  and  not later than the last day of the third full
    15  business week of June 2024, a school district eligible for an apportion-
    16  ment pursuant to section 3602 of the education law shall be eligible  to
    17  receive  an  apportionment pursuant to this section, for the school year
    18  ending June 30, 2024, for salary expenses incurred between April  1  and
    19  June 30, 2023 and such apportionment shall not exceed the sum of (a) the
    20  deficit  reduction assessment of 1990--1991 as determined by the commis-
    21  sioner of education, pursuant to paragraph f of subdivision 1 of section
    22  3602 of the education law, as in effect through June 30, 1993, plus  (b)
    23  186  percent  of such amount for a city school district in a city with a
    24  population in excess of 1,000,000 inhabitants, plus (c) 209  percent  of
    25  such  amount  for  a city school district in a city with a population of
    26  more than 195,000 inhabitants and less than 219,000 inhabitants  accord-
    27  ing  to  the  latest  federal  census,  plus (d) the net gap elimination
    28  adjustment for 2010--2011, as determined by the commissioner  of  educa-
    29  tion pursuant to chapter 53 of the laws of 2010, plus (e) the gap elimi-
    30  nation  adjustment  for 2011-- 2012 as determined by the commissioner of
    31  education pursuant to subdivision 17 of section 3602  of  the  education
    32  law,  and provided further that such apportionment shall not exceed such
    33  salary expenses.  Such application shall be made by a  school  district,
    34  after the board of education or trustees have adopted a resolution to do
    35  so and in the case of a city school district in a city with a population
    36  in excess of 125,000 inhabitants, with the approval of the mayor of such
    37  city.
    38    2.  The  claim  for  an  apportionment to be paid to a school district
    39  pursuant to subdivision 1 of this section  shall  be  submitted  to  the
    40  commissioner  of  education  on  a form prescribed for such purpose, and
    41  shall be payable upon determination by such commissioner that  the  form
    42  has been submitted as prescribed. Such approved amounts shall be payable
    43  on  the  same  day in September of the school year following the year in
    44  which application was made as funds provided pursuant to subparagraph  4
    45  of  paragraph  b  of  subdivision 4 of section 92-c of the state finance
    46  law, on the audit and warrant  of  the  state  comptroller  on  vouchers
    47  certified  or  approved  by  the commissioner of education in the manner
    48  prescribed by law from moneys in the state lottery  fund  and  from  the
    49  general  fund  to  the  extent that the amount paid to a school district
    50  pursuant to this section exceeds the amount, if  any,  due  such  school
    51  district  pursuant  to subparagraph 2 of paragraph a of subdivision 1 of
    52  section 3609-a of the education law in the  school  year  following  the
    53  year in which application was made.
    54    3.  Notwithstanding  the provisions of section 3609-a of the education
    55  law, an amount equal to the amount paid to a school district pursuant to
    56  subdivisions 1 and 2 of this section shall first be  deducted  from  the

        S. 4006--A                         22                         A. 3006--A

     1  following  payments  due  the  school  district  during  the school year
     2  following the year in which application was made  pursuant  to  subpara-
     3  graphs  1,  2,  3,  4  and  5 of paragraph a of subdivision 1 of section
     4  3609-a  of  the education law in the following order: the lottery appor-
     5  tionment payable pursuant to subparagraph 2 of such  paragraph  followed
     6  by  the  fixed  fall payments payable pursuant to subparagraph 4 of such
     7  paragraph and then followed by the district's payments to the  teachers'
     8  retirement  system pursuant to subparagraph 1 of such paragraph, and any
     9  remainder to be  deducted  from  the  individualized  payments  due  the
    10  district  pursuant  to paragraph b of such subdivision shall be deducted
    11  on a chronological basis starting with  the  earliest  payment  due  the
    12  district.
    13    §  30. Special apportionment for public pension accruals. 1.  Notwith-
    14  standing any other provision of law, upon application to the commission-
    15  er of education, not later than June 30, 2024, a school district  eligi-
    16  ble  for  an apportionment pursuant to section 3602 of the education law
    17  shall be eligible to receive an apportionment pursuant to this  section,
    18  for  the  school  year ending June 30, 2024 and such apportionment shall
    19  not exceed the  additional  accruals  required  to  be  made  by  school
    20  districts  in the 2004--2005 and 2005--2006 school years associated with
    21  changes for such public pension liabilities. The amount  of  such  addi-
    22  tional  accrual  shall  be certified to the commissioner of education by
    23  the president of the board of education or the trustees or, in the  case
    24  of  a  city  school  district  in  a city with a population in excess of
    25  125,000 inhabitants, the mayor of such city. Such application  shall  be
    26  made by a school district, after the board of education or trustees have
    27  adopted  a resolution to do so and in the case of a city school district
    28  in a city with a population in excess of 125,000 inhabitants,  with  the
    29  approval of the mayor of such city.
    30    2.  The  claim  for  an  apportionment to be paid to a school district
    31  pursuant to subdivision 1 of this section  shall  be  submitted  to  the
    32  commissioner  of  education  on  a form prescribed for such purpose, and
    33  shall be payable upon determination by such commissioner that  the  form
    34  has been submitted as prescribed. Such approved amounts shall be payable
    35  on  the  same  day in September of the school year following the year in
    36  which application was made as funds provided pursuant to subparagraph  4
    37  of  paragraph  b  of  subdivision 4 of section 92-c of the state finance
    38  law, on the audit and warrant  of  the  state  comptroller  on  vouchers
    39  certified  or  approved  by  the commissioner of education in the manner
    40  prescribed by law from moneys in the state lottery  fund  and  from  the
    41  general  fund  to  the  extent that the amount paid to a school district
    42  pursuant to this section exceeds the amount, if  any,  due  such  school
    43  district  pursuant  to subparagraph 2 of paragraph a of subdivision 1 of
    44  section 3609-a of the education law in the  school  year  following  the
    45  year in which application was made.
    46    3.  Notwithstanding  the provisions of section 3609-a of the education
    47  law, an amount equal to the amount paid to a school district pursuant to
    48  subdivisions 1 and 2 of this section shall first be  deducted  from  the
    49  following  payments  due  the  school  district  during  the school year
    50  following the year in which application was made  pursuant  to  subpara-
    51  graphs  1,  2,  3,  4  and  5 of paragraph a of subdivision 1 of section
    52  3609-a of the education law in the following order: the  lottery  appor-
    53  tionment  payable  pursuant to subparagraph 2 of such paragraph followed
    54  by the fixed fall payments payable pursuant to subparagraph  4  of  such
    55  paragraph  and then followed by the district's payments to the teachers'
    56  retirement system pursuant to subparagraph 1 of such paragraph, and  any

        S. 4006--A                         23                         A. 3006--A

     1  remainder  to  be  deducted  from  the  individualized  payments due the
     2  district pursuant to paragraph b of such subdivision shall  be  deducted
     3  on  a  chronological  basis  starting  with the earliest payment due the
     4  district.
     5    §  31. The amounts specified in this section shall be a set-aside from
     6  the state funds which each such district is  receiving  from  the  total
     7  foundation aid:
     8    1.  for the development, maintenance or expansion of magnet schools or
     9  magnet school programs for the 2023--2024  school  year.  For  the  city
    10  school  district  of  the city of New York there shall be a set-aside of
    11  foundation aid equal to forty-eight  million  one  hundred  seventy-five
    12  thousand  dollars  ($48,175,000) including five hundred thousand dollars
    13  ($500,000) for the Andrew Jackson High  School;  for  the  Buffalo  city
    14  school   district,   twenty-one  million  twenty-five  thousand  dollars
    15  ($21,025,000); for the Rochester city school district,  fifteen  million
    16  dollars  ($15,000,000);  for the Syracuse city school district, thirteen
    17  million dollars ($13,000,000); for the  Yonkers  city  school  district,
    18  forty-nine  million five hundred thousand dollars ($49,500,000); for the
    19  Newburgh city school district, four million six hundred forty-five thou-
    20  sand dollars ($4,645,000); for the Poughkeepsie  city  school  district,
    21  two million four hundred seventy-five thousand dollars ($2,475,000); for
    22  the Mount Vernon city school district, two million dollars ($2,000,000);
    23  for  the New Rochelle city school district, one million four hundred ten
    24  thousand dollars ($1,410,000); for the Schenectady city school district,
    25  one million eight hundred thousand dollars ($1,800,000);  for  the  Port
    26  Chester  city  school  district,  one million one hundred fifty thousand
    27  dollars ($1,150,000); for the White Plains city  school  district,  nine
    28  hundred  thousand  dollars ($900,000); for the Niagara Falls city school
    29  district, six hundred thousand dollars ($600,000); for the  Albany  city
    30  school  district,  three  million  five  hundred  fifty thousand dollars
    31  ($3,550,000); for the Utica city school district,  two  million  dollars
    32  ($2,000,000);  for  the Beacon city school district, five hundred sixty-
    33  six  thousand  dollars  ($566,000);  for  the  Middletown  city   school
    34  district,  four  hundred  thousand  dollars ($400,000); for the Freeport
    35  union free school district, four hundred  thousand  dollars  ($400,000);
    36  for  the  Greenburgh  central  school  district,  three hundred thousand
    37  dollars ($300,000);  for  the  Amsterdam  city  school  district,  eight
    38  hundred  thousand  dollars  ($800,000);  for  the  Peekskill city school
    39  district, two hundred thousand dollars ($200,000); and  for  the  Hudson
    40  city school district, four hundred thousand dollars ($400,000).
    41    2.  Notwithstanding any inconsistent provision of law to the contrary,
    42  a school district setting aside such foundation  aid  pursuant  to  this
    43  section  may  use  such  set-aside  funds  for: (a) any instructional or
    44  instructional support costs associated with the operation  of  a  magnet
    45  school;  or (b) any instructional or instructional support costs associ-
    46  ated with implementation of an alternative approach to promote diversity
    47  and/or enhancement of the instructional program and raising of standards
    48  in elementary and secondary schools of school districts having  substan-
    49  tial concentrations of minority students.
    50    3.  The  commissioner of education shall not be authorized to withhold
    51  foundation aid from a school district that used such funds in accordance
    52  with this subdivision, notwithstanding any inconsistency with a  request
    53  for  proposals issued by such commissioner for the purpose of attendance
    54  improvement and dropout prevention for the 2023--2024 school  year,  and
    55  for  any city school district in a city having a population of more than
    56  one million,  the  set-aside  for  attendance  improvement  and  dropout

        S. 4006--A                         24                         A. 3006--A

     1  prevention  shall  equal  the amount set aside in the base year. For the
     2  2023--2024 school year, it is further  provided  that  any  city  school
     3  district  in  a  city having a population of more than one million shall
     4  allocate  at  least  one-third  of any increase from base year levels in
     5  funds set aside pursuant to the requirements of this section to communi-
     6  ty-based organizations. Any increase required pursuant to  this  section
     7  to  community-based  organizations  must  be  in addition to allocations
     8  provided to community-based organizations in the base year.
     9    4. For the purpose of teacher support for the 2023--2024 school  year:
    10  for  the city school district of the city of New York, sixty-two million
    11  seven hundred seven thousand dollars ($62,707,000); for the Buffalo city
    12  school district, one million seven hundred  forty-one  thousand  dollars
    13  ($1,741,000); for the Rochester city school district, one million seven-
    14  ty-six  thousand  dollars  ($1,076,000);  for  the  Yonkers  city school
    15  district,  one  million  one  hundred   forty-seven   thousand   dollars
    16  ($1,147,000);  and  for the Syracuse city school district, eight hundred
    17  nine thousand dollars ($809,000). All funds made available to  a  school
    18  district  pursuant  to  this section shall be distributed among teachers
    19  including prekindergarten teachers and teachers of adult vocational  and
    20  academic  subjects in accordance with this section and shall be in addi-
    21  tion to salaries heretofore or hereafter negotiated or  made  available;
    22  provided,  however,  that all funds distributed pursuant to this section
    23  for the current year shall be deemed to incorporate all  funds  distrib-
    24  uted  pursuant to former subdivision 27 of section 3602 of the education
    25  law for prior years. In school districts where the teachers are  repres-
    26  ented  by  certified  or  recognized  employee organizations, all salary
    27  increases funded pursuant to this section shall be determined  by  sepa-
    28  rate  collective  negotiations  conducted pursuant to the provisions and
    29  procedures of article 14 of the civil service law,  notwithstanding  the
    30  existence  of  a  negotiated  agreement  between a school district and a
    31  certified or recognized employee organization.
    32    § 32. Support of public libraries. The  moneys  appropriated  for  the
    33  support  of  public  libraries by a chapter of the laws of 2023 enacting
    34  the aid to localities budget shall  be  apportioned  for  the  2023-2024
    35  state  fiscal  year  in  accordance with the provisions of sections 271,
    36  272, 273, 282, 284, and 285 of the  education  law  as  amended  by  the
    37  provisions  of such chapter and the provisions of this section, provided
    38  that library construction aid pursuant to section 273-a of the education
    39  law shall not be payable from the  appropriations  for  the  support  of
    40  public libraries and provided further that no library, library system or
    41  program, as defined by the commissioner of education, shall receive less
    42  total  system  or  program  aid  than it received for the year 2001-2002
    43  except as a result of a reduction adjustment necessary to conform to the
    44  appropriations for support of public libraries.
    45    Notwithstanding any other provision of law to the contrary the  moneys
    46  appropriated  for the support of public libraries for the year 2023-2024
    47  by a chapter of the laws of 2023 enacting the aid to  localities  budget
    48  shall  fulfill  the state's obligation to provide such aid and, pursuant
    49  to a plan developed by the commissioner of education and approved by the
    50  director of the budget, the aid payable to libraries and library systems
    51  pursuant to such appropriations  shall  be  reduced  proportionately  to
    52  ensure  that  the  total amount of aid payable does not exceed the total
    53  appropriations for such purpose.
    54    § 33. Subparagraph 2 of paragraph a of section 1 of chapter 94 of  the
    55  laws  of  2002 relating to the financial stability of the Rochester city
    56  school district, is amended to read as follows:

        S. 4006--A                         25                         A. 3006--A

     1    (2) Notwithstanding any other provisions of law, for  aid  payable  in
     2  the  2002-03  through [2022-23] 2027-28 school years, an amount equal to
     3  twenty million dollars  ($20,000,000)  of  general  support  for  public
     4  schools  otherwise due and payable to the Rochester city school district
     5  on  or before September first of the applicable school year shall be for
     6  an entitlement period ending the immediately preceding June thirtieth.
     7    § 34. Severability. The provisions of this act shall be severable, and
     8  if the application of  any  clause,  sentence,  paragraph,  subdivision,
     9  section  or  part  of  this  act  to any person or circumstance shall be
    10  adjudged by any court of competent  jurisdiction  to  be  invalid,  such
    11  judgment shall not necessarily affect, impair or invalidate the applica-
    12  tion of any such clause, sentence, paragraph, subdivision, section, part
    13  of  this  act  or  remainder  thereof,  as the case may be, to any other
    14  person or circumstance, but shall be confined in its  operation  to  the
    15  clause,  sentence,  paragraph,  subdivision,  section  or  part  thereof
    16  directly involved in the controversy in which such judgment  shall  have
    17  been rendered.
    18    §  35.  This act shall take effect immediately, and shall be deemed to
    19  have been in full force and effect on and after April 1, 2023, provided,
    20  however, that:
    21    1. Sections one, two, three, five, eight, nine, ten, eleven, fourteen,
    22  fifteen, sixteen, eighteen, twenty-two, thirty-one, and thirty-three  of
    23  this act shall take effect July 1, 2023;
    24    2.  Section three of this act shall expire and be deemed repealed June
    25  30, 2024;
    26    3. Section nineteen of this act shall expire and  be  deemed  repealed
    27  June 30, 2036; and
    28    4. The amendments to chapter 756 of the laws of 1992 relating to fund-
    29  ing  a  program  for  work force education conducted by a consortium for
    30  worker education in New York city made by sections twenty and twenty-one
    31  of this act shall not affect the repeal of such  chapter  and  shall  be
    32  deemed repealed therewith.

    33                                   PART B

    34    Section  1.  The opening paragraph of subparagraph 4 of paragraph h of
    35  subdivision 2 of section 355 of the education law, as amended by section
    36  1 of part JJJ of chapter 59 of the laws of 2017, is amended to  read  as
    37  follows:
    38    The trustees shall not impose a differential tuition charge based upon
    39  need or income. Except as hereinafter provided, all students enrolled in
    40  programs  leading  to like degrees at state-operated institutions of the
    41  state university shall be charged a uniform rate of tuition  except  for
    42  differential tuition rates based on state residency.  Provided, however,
    43  that  the trustees may authorize the presidents of the colleges of tech-
    44  nology and the colleges of agriculture and technology to  set  differing
    45  rates  of  tuition  for  each  of  the colleges for students enrolled in
    46  degree-granting programs leading to an associate degree  and  non-degree
    47  granting  programs  so  long  as  such  tuition rate does not exceed the
    48  tuition rate charged  to  students  who  are  enrolled  in  like  degree
    49  programs  or  degree-granting undergraduate programs leading to a bacca-
    50  laureate degree  at  other  state-operated  institutions  of  the  state
    51  university  of New York.  Provided further, that the trustees may estab-
    52  lish a differential tuition charge for students attending the university
    53  centers at Albany, Binghamton, Buffalo,  and  Stony  Brook  pursuant  to
    54  subdivision  four-c of this section. Notwithstanding any other provision

        S. 4006--A                         26                         A. 3006--A

     1  of this subparagraph, the trustees may authorize the setting of a  sepa-
     2  rate  category  of  tuition rate, that shall be greater than the tuition
     3  rate for resident students and less than the tuition rate for  non-resi-
     4  dent  students,  only for students enrolled in distance learning courses
     5  who are not residents of the state. Except as  otherwise  authorized  in
     6  this  subparagraph,  the  trustees  shall  not  adopt  changes affecting
     7  tuition charges prior to the enactment of the  annual  budget,  provided
     8  however that:
     9    §  2. Subparagraph 4 of paragraph h of subdivision 2 of section 355 of
    10  the education law, as amended by section 2 of chapter 437 of the laws of
    11  2015, is amended to read as follows:
    12    (4) The trustees shall not impose a differential tuition charge  based
    13  upon  need  or income. All students enrolled in programs leading to like
    14  degrees at state-operated institutions of the state university shall  be
    15  charged  a uniform rate of tuition except for differential tuition rates
    16  based on state residency.  Provided,  however,  that  the  trustees  may
    17  authorize  the presidents of the colleges of technology and the colleges
    18  of agriculture and technology to set differing rates of tuition for each
    19  of the colleges for students enrolled in degree-granting programs  lead-
    20  ing  to  an associate degree and non-degree granting programs so long as
    21  such tuition rate does not exceed the tuition rate charged  to  students
    22  who  are enrolled in like degree programs or degree-granting undergradu-
    23  ate programs leading to a baccalaureate degree at  other  state-operated
    24  institutions  of  the  state  university of New York.  Provided further,
    25  that the trustees  may  establish  a  differential  tuition  charge  for
    26  students   attending  the  university  centers  at  Albany,  Binghamton,
    27  Buffalo, and Stony Brook pursuant to subdivision four-c of this section.
    28  Notwithstanding any other provision of this subparagraph,  the  trustees
    29  may  authorize  the setting of a separate category of tuition rate, that
    30  shall be greater than the tuition rate for resident  students  and  less
    31  than  the  tuition  rate  for  non-resident  students, only for students
    32  enrolled in distance learning courses  who  are  not  residents  of  the
    33  state.  The  trustees  shall not adopt changes affecting tuition charges
    34  prior to the enactment of the annual budget.
    35    § 3. Paragraph h of subdivision 2 of section 355 of the education  law
    36  is  amended  by  adding  two  new subparagraphs 4-a-1 and 4-c to read as
    37  follows:
    38    (4-a-1) Commencing in  the  two  thousand  twenty-three--two  thousand
    39  twenty-four  academic  year  through  the two thousand twenty-seven--two
    40  thousand twenty-eight academic year, following the review  and  approval
    41  of  the  chancellor  of  the state university or his or her designee the
    42  board of trustees may annually raise non-resident undergraduate rates of
    43  tuition for the four university centers at Albany, Binghamton,  Buffalo,
    44  and  Stony Brook if the board shall determine that such rate increase is
    45  competitive with the rates of  tuition  charged  by  peer  institutions,
    46  provided  however  that in no year shall such rate of tuition exceed one
    47  hundred and ten percent of the tuition rate for the  university  centers
    48  in the prior academic year.
    49    (4-c)  Commencing  with  the  two  thousand twenty-three--two thousand
    50  twenty-four academic year and thereafter,  the  board  of  trustees  may
    51  raise  resident  undergraduate rates of tuition in excess of the tuition
    52  rates of the prior academic year by as much as  the  lower  of  (i)  the
    53  general  higher  education  price  index (HEPI) released annually by the
    54  Commonfund Asset Management Company, Inc.  founded  in  1971,  or  other
    55  alternative  entity  that  may  be  responsible  for this index into the
    56  future, released most recently prior to the start of each academic year,

        S. 4006--A                         27                         A. 3006--A

     1  or (ii) three percent.   Notwithstanding the  preceding,  and  upon  the
     2  approval  of  the  state  university  of New York board of trustees, the
     3  following institutions may have additional  increases  to  the  resident
     4  rates  of  undergraduate tuition that are in addition to any impact from
     5  the preceding; for the  university  center  at  Albany,  the  university
     6  center  at Binghamton, the university center at Buffalo, and the univer-
     7  sity center at Stony Brook such annual increase may  include  up  to  an
     8  additional  six  percentage  points.   Notwithstanding the preceding, no
     9  such additional annual increase shall result in  a  rate  in  excess  of
    10  thirty percent higher than the rate charged in such year for state-oper-
    11  ated  institutions  other  than  the  university  center  at Albany, the
    12  university center at Binghamton, the university center at  Buffalo,  and
    13  the university center at Stony Brook. Monies generated by these prospec-
    14  tive increases shall be used directly to support student access, student
    15  services,  research  and  discovery,  and  the success of the university
    16  system.
    17    § 4. Paragraph (a) of subdivision 7 of section 6206 of  the  education
    18  law is amended by adding a new subparagraph (vi) to read as follows:
    19    (vi) Commencing with the two thousand twenty-three--two thousand twen-
    20  ty-four  academic  year  and thereafter, the city university of New York
    21  board of trustees may raise resident undergraduate rates of  tuition  in
    22  excess of the tuition rates of the prior academic year by as much as the
    23  lower  of  (A)  the general higher education price index (HEPI) released
    24  annually by the Commonfund Asset Management  Company,  Inc.  founded  in
    25  1971, or other alternative entity that may be responsible for this index
    26  into  the  future,  released  most  recently  prior to the start of each
    27  academic year, or (B) three percent. Monies generated by these  prospec-
    28  tive increases shall be used directly to support student access, student
    29  services,  research  and  discovery,  and  the success of the university
    30  system.
    31    § 5. Paragraph (a) of subdivision 7 of section 6206 of  the  education
    32  law,  as  amended by chapter 669 of the laws of 2022, is amended to read
    33  as follows:
    34    (a) (i) The board of trustees shall establish positions,  departments,
    35  divisions  and  faculties; appoint and in accordance with the provisions
    36  of law fix salaries of  instructional  and  non-instructional  employees
    37  therein;  establish  and conduct courses and curricula; prescribe condi-
    38  tions of student admission, attendance and discharge; and shall have the
    39  power to determine in its discretion whether tuition  shall  be  charged
    40  and  to  regulate  tuition  charges, and other instructional and non-in-
    41  structional fees and other fees and charges at the educational units  of
    42  the  city  university.  The trustees shall review any proposed community
    43  college tuition increase and the justification for  such  increase.  The
    44  justification  provided by the community college for such increase shall
    45  include a detailed analysis of ongoing operating  costs,  capital,  debt
    46  service  expenditures, and all revenues. The trustees shall not impose a
    47  differential tuition charge based upon  need  or  income.  All  students
    48  enrolled  in  programs  leading  to  like degrees at the senior colleges
    49  shall be charged a uniform rate  of  tuition,  except  for  differential
    50  tuition  rates  based  on  state  residency.  Notwithstanding  any other
    51  provision of this paragraph, the trustees may authorize the setting of a
    52  separate category of tuition  rate,  that  shall  be  greater  than  the
    53  tuition  rate  for  resident students and less than the tuition rate for
    54  non-resident students, only for students enrolled in  distance  learning
    55  courses  who  are not residents of the state. The trustees shall further
    56  provide that the payment of tuition and fees by any student who is not a

        S. 4006--A                         28                         A. 3006--A

     1  resident of New York state, other than a non-immigrant noncitizen within
     2  the meaning of paragraph (15) of subsection (a) of section 1101 of title
     3  8 of the United States Code, shall be paid at a rate or charge no great-
     4  er than that imposed for students who are residents of the state if such
     5  student:
     6    [(i)]  (1)  attended  an approved New York high school for two or more
     7  years, graduated from an approved New York high school and  applied  for
     8  attendance  at an institution or educational unit of the city university
     9  within five years of receiving a New York state high school diploma; or
    10    [(ii)] (2) attended an approved New York  state  program  for  general
    11  equivalency  diploma  exam  preparation,  received a general equivalency
    12  diploma issued within New York state and applied for  attendance  at  an
    13  institution or educational unit of the city university within five years
    14  of receiving a general equivalency diploma issued within New York state;
    15  or
    16    [(iii)]  (3) was enrolled in an institution or educational unit of the
    17  city university in the fall semester or  quarter  of  the  two  thousand
    18  one--two  thousand two academic year and was authorized by such institu-
    19  tion or educational unit to pay tuition at the rate  or  charge  imposed
    20  for students who are residents of the state.
    21    A  student without lawful immigration status shall also be required to
    22  file an affidavit with such institution or educational unit stating that
    23  the student has filed an application to legalize his or her  immigration
    24  status,  or will file such an application as soon as he or she is eligi-
    25  ble to do so. The trustees shall not adopt changes  in  tuition  charges
    26  prior  to  the enactment of the annual budget. The board of trustees may
    27  accept as partial reimbursement for the education  of  veterans  of  the
    28  armed  forces of the United States who are otherwise qualified such sums
    29  as may be authorized by federal legislation to be paid for  such  educa-
    30  tion. The board of trustees may conduct on a fee basis extension courses
    31  and  courses  for  adult  education  appropriate  to the field of higher
    32  education.  In  all  courses  and  courses  of  study  it  may,  in  its
    33  discretion,  require students to pay library, laboratory, locker, break-
    34  age and other instructional and non-instructional fees and meet the cost
    35  of books and consumable supplies. In addition to the foregoing fees  and
    36  charges,  the  board of trustees may impose and collect fees and charges
    37  for student government and other  student  activities  and  receive  and
    38  expend them as agent or trustee.
    39    (ii) Commencing with the two thousand twenty-three--two thousand twen-
    40  ty-four  academic  year  and thereafter, the city university of New York
    41  board of trustees may raise resident undergraduate rates of  tuition  in
    42  excess of the tuition rates of the prior academic year by as much as the
    43  lower  of  (1)  the general higher education price index (HEPI) released
    44  annually by the Commonfund Asset Management  Company,  Inc.  founded  in
    45  1971, or other alternative entity that may be responsible for this index
    46  into  the  future,  released  most  recently  prior to the start of each
    47  academic year, or (2) three percent. Monies generated by these  prospec-
    48  tive increases shall be used directly to support student access, student
    49  services,  research  and  discovery,  and  the success of the university
    50  system.
    51    § 6. This act shall take effect immediately; provided however:
    52    a. the amendments to subparagraph 4 of paragraph h of subdivision 2 of
    53  section 355 of the education law made by section one of this  act  shall
    54  be subject to the expiration and reversion of such subparagraph pursuant
    55  to  section  16 of chapter 260 of the laws of 2011 as amended, when upon

        S. 4006--A                         29                         A. 3006--A

     1  such date the provisions of section two of this act shall  take  effect;
     2  and
     3    b. the amendments to paragraph (a) of subdivision 7 of section 6206 of
     4  the  education  law made by section four of this act shall be subject to
     5  the expiration and reversion of such paragraph pursuant to section 16 of
     6  chapter 260 of the laws of 2011 as amended,  when  upon  such  date  the
     7  provisions of section five of this act shall take effect.

     8                                   PART C

     9    Section 1. The education law is amended by adding a new section 6438-b
    10  to read as follows:
    11    §  6438-b.  Access to medication abortion prescription drugs. 1. Every
    12  campus of the state university of New York and every campus of the  city
    13  university  of  New  York,  which  shall  include  the community college
    14  campuses of  such  institutions,  shall  provide  access  to  medication
    15  abortion  prescription  drugs  for  all students enrolled at such insti-
    16  tutions.
    17    2. For purposes  of  this  section,  "access  to  medication  abortion
    18  prescription drugs" means either:
    19    (a) the prescribing and dispensing of medication abortion prescription
    20  drugs  directly to a student, performed by individuals legally certified
    21  to prescribe and dispense such medication  employed  by  or  working  on
    22  behalf of the campus; or
    23    (b)  referral  to  a  healthcare provider or pharmacy in the community
    24  certified to dispense such medication.
    25    3. The trustees of the state university of New York and  the  trustees
    26  of  the city university of New York shall adopt uniform polices for each
    27  university ensuring effective access to medication abortion prescription
    28  drugs pursuant to this section.
    29    § 2. This act shall take effect August 1, 2023. Effective immediately,
    30  the addition, amendment and/or repeal of any rule or  regulation  neces-
    31  sary  for  the  implementation  of  this  act  on its effective date are
    32  authorized to be made and completed on or before such effective date.

    33                                   PART D

    34    Section 1. Paragraphs b and c of subdivision 4 of section 612  of  the
    35  education  law, as added by chapter 425 of the laws of 1988, are amended
    36  to read as follows:
    37    [b. A grant to a recipient of an award under this  section  shall  not
    38  exceed  the amount of three hundred thousand dollars for any grant year,
    39  provided that a recipient may receive a grant in excess of  such  amount
    40  at  the rate of twelve hundred fifty dollars for each student, in excess
    41  of two hundred forty students, who is provided compensatory and  support
    42  services by the recipient during such grant year.
    43    c.]  b.  The  grant  recipients  shall  provide students at public and
    44  nonpublic schools the opportunity to receive  compensatory  and  support
    45  services  in  an equitable manner consistent with the number and need of
    46  the children in such schools.
    47    § 2. This act shall take effect immediately.

    48                                   PART E

    49    Section 1. Section 1503 of the business corporation law is amended  by
    50  adding a new paragraph (h) to read as follows:

        S. 4006--A                         30                         A. 3006--A

     1    (h)  Any firm established for the business purpose of incorporating as
     2  a professional service corporation formed  to  lawfully  engage  in  the
     3  practice  of public accountancy, as such practice is defined under arti-
     4  cle 149 of the education law shall be required to show (i) that a simple
     5  majority  of  the ownership of the firm, in terms of financial interests
     6  and voting rights held by the  firm's  owners,  belongs  to  individuals
     7  licensed to practice public accountancy in some state, and (ii) that all
     8  shareholders of a professional service corporation whose principal place
     9  of  business  is  in  this state, and who are engaged in the practice of
    10  public accountancy in this state, hold  a  valid  license  issued  under
    11  section  7404  of  the  education  law.  For purposes of this paragraph,
    12  "financial interest" means  capital  stock,  capital  accounts,  capital
    13  contributions,  capital  interest, or interest in undistributed earnings
    14  of a business entity.  Although  firms  registered  with  the  education
    15  department  may  include  non-licensee owners, a registered firm and its
    16  owners must comply with rules promulgated by the state board of regents.
    17  Notwithstanding the foregoing, a firm incorporated  under  this  section
    18  may  not  have non-licensee owners if the firm's name includes the words
    19  "certified public accountant," or "certified public accountants," or the
    20  abbreviations "CPA" or "CPAs".  Each non-licensee owner of a  firm  that
    21  is incorporated under this section shall be a natural person who active-
    22  ly  participates in the business of the firm or its affiliated entities.
    23  For purposes  of  this  subdivision,  "actively  participate"  means  to
    24  provide  services  to  clients or to otherwise individually take part in
    25  the day-to-day business or management of the firm or an affiliated enti-
    26  ty. Such a firm shall have attached to its certificate of  incorporation
    27  a  certificate  or certificates demonstrating the firm's compliance with
    28  this paragraph, in lieu of the certificate or certificates  required  by
    29  subparagraph (ii) of paragraph (b) of this section.
    30    § 2. Section 1507 of the business corporation law is amended by adding
    31  a new paragraph (c) to read as follows:
    32    (c)  Any firm established for the business purpose of incorporating as
    33  a professional service corporation pursuant to paragraph (h) of  section
    34  1503  of this article may issue shares to individuals who are authorized
    35  by law to practice in this state the profession which  such  corporation
    36  is  authorized  to  practice  or who will engage in the practice of such
    37  profession in such corporation within  thirty  days  of  the  date  such
    38  shares  are  issued and may also issue shares to employees of the corpo-
    39  ration not licensed as certified public accountants, provided that:
    40    (i) at least a simple majority of the outstanding shares of  stock  of
    41  the corporation are owned by certified public accountants,
    42    (ii)  at least a simple majority of the directors are certified public
    43  accountants, and
    44    (iii) at least a simple majority of the officers are certified  public
    45  accountants, and
    46    (iv)  the president, the chairperson of the board of directors and the
    47  chief executive officer or officers are  certified  public  accountants.
    48  No  shareholder of a professional service corporation established pursu-
    49  ant to paragraph (h) of section 1503 of this article shall enter into  a
    50  voting  trust agreement, proxy or any other type of agreement vesting in
    51  another person, the authority to exercise voting power of any or all  of
    52  his  or  her shares. All agreements made or proxies granted in violation
    53  of this section shall be void.
    54    § 3. Section 1508 of the business corporation law is amended by adding
    55  a new paragraph (c) to read as follows:

        S. 4006--A                         31                         A. 3006--A

     1    (c) The directors and officers of any firm established for  the  busi-
     2  ness  purpose  of  incorporating  as  a professional service corporation
     3  pursuant to paragraph (h) of section 1503 of this  article  may  include
     4  individuals  who  are not licensed to practice public accountancy in any
     5  state,  provided  however  that at least a simple majority of the direc-
     6  tors, at least a simple majority of the officers and the president,  the
     7  chairperson of the board of directors and the chief executive officer or
     8  officers  are  authorized by law to practice in any state the profession
     9  which such corporation is authorized to practice, and are either  share-
    10  holders  of  such  corporation  or  engaged  in  the  practice  of their
    11  professions in such corporation.
    12    § 4. Section 1509 of the business corporation law, as amended by chap-
    13  ter 550 of the laws of 2011, is amended to read as follows:
    14  § 1509. Disqualification  of  shareholders,  directors,   officers   and
    15            employees.
    16    If  any  shareholder,  director, officer or employee of a professional
    17  service corporation, including  a  design  professional  service  corpo-
    18  ration,  who  has  been  rendering  professional  service  to the public
    19  becomes legally disqualified to practice his or  her  profession  within
    20  this  state,  he  or  she shall sever all employment with, and financial
    21  interests (other than interests as  a  creditor)  in,  such  corporation
    22  forthwith  or as otherwise provided in section 1510 of this article. All
    23  provisions of law regulating the rendering of professional services by a
    24  person elected or appointed to a public office shall be applicable to  a
    25  shareholder,  director,  officer and employee of such corporation in the
    26  same manner and to the same extent as if fully set  forth  herein.  Such
    27  legal  disqualification  to  practice  his or her profession within this
    28  state shall be deemed to constitute an irrevocable offer by the disqual-
    29  ified shareholder to sell his or her shares to the corporation, pursuant
    30  to the provisions of section 1510 of this article or of the  certificate
    31  of  incorporation,  by-laws  or  agreement among the corporation and all
    32  shareholders, whichever is applicable. Compliance with the terms of such
    33  offer shall be specifically enforceable in the courts of this  state.  A
    34  professional  service  corporation's  failure to enforce compliance with
    35  this provision shall constitute a ground for forfeiture of  its  certif-
    36  icate of incorporation and its dissolution.
    37    § 5. Paragraph (a) of section 1511 of the business corporation law, as
    38  amended  by  chapter 550 of the laws of 2011, is amended and a new para-
    39  graph (c) is added to read as follows:
    40    (a) No shareholder of a professional service corporation [or], includ-
    41  ing a design professional service corporation, may sell or transfer  his
    42  or  her  shares  in such corporation except to another individual who is
    43  eligible to have shares issued to him or  her  by  such  corporation  or
    44  except  in  trust to another individual who would be eligible to receive
    45  shares if he or she were employed by  the  corporation.  Nothing  herein
    46  contained shall be construed to prohibit the transfer of shares by oper-
    47  ation  of  law or by court decree.  No transferee of shares by operation
    48  of law or court decree may vote the shares for  any  purpose  whatsoever
    49  except  with  respect to corporate action under sections 909 and 1001 of
    50  this chapter. The restriction in the preceding sentence shall not apply,
    51  however, where such transferee would be eligible to have  shares  issued
    52  to  him  or her if he or she were an employee of the corporation and, if
    53  there are other shareholders, a  majority  of  such  other  shareholders
    54  shall fail to redeem the shares so transferred, pursuant to section 1510
    55  of  this  article, within sixty days of receiving written notice of such
    56  transfer. Any sale or transfer, except by  operation  of  law  or  court

        S. 4006--A                         32                         A. 3006--A

     1  decree  or  except for a corporation having only one shareholder, may be
     2  made only after the same shall have been approved by the board of direc-
     3  tors, or at a shareholders' meeting specially called for such purpose by
     4  such  proportion, not less than a majority, of the outstanding shares as
     5  may be provided in the certificate of incorporation or in the by-laws of
     6  such professional service corporation. At such shareholders' meeting the
     7  shares held by the shareholder proposing to sell or transfer his or  her
     8  shares  may  not  be voted or counted for any purpose, unless all share-
     9  holders consent that such shares be voted or counted. The certificate of
    10  incorporation or the by-laws of the professional service corporation, or
    11  the professional service corporation and  the  shareholders  by  private
    12  agreement,  may  provide,  in  lieu  of  or in addition to the foregoing
    13  provisions, for the alienation of shares and may require the  redemption
    14  or purchase of such shares by such corporation at prices and in a manner
    15  specifically set forth therein. The existence of the restrictions on the
    16  sale  or transfer of shares, as contained in this article and, if appli-
    17  cable, in the certificate of incorporation, by-laws, stock  purchase  or
    18  stock  redemption agreement, shall be noted conspicuously on the face or
    19  back of every certificate for shares issued by  a  professional  service
    20  corporation.  Any  sale  or  transfer  in violation of such restrictions
    21  shall be void.
    22    (c) A firm established for the business purpose of incorporating as  a
    23  professional  service  corporation  pursuant to paragraph (h) of section
    24  1503 of this article, shall purchase or redeem the shares of  a  non-li-
    25  censed professional shareholder in the case of his or her termination of
    26  employment  within  thirty  days after such termination.   A firm estab-
    27  lished for the business  purpose  of  incorporating  as  a  professional
    28  service  corporation  pursuant  to paragraph (h) of section 1503 of this
    29  article, shall not be required to purchase or redeem  the  shares  of  a
    30  terminated non-licensed professional share-holder if such shares, within
    31  thirty  days  after such termination, are sold or transferred to another
    32  employee of the corporation pursuant to this article.
    33    § 6. Section 1514 of the business corporation law is amended by adding
    34  a new paragraph (c) to read as follows:
    35    (c) Each firm established for the business purpose of incorporating as
    36  a professional service corporation pursuant to paragraph (h) of  section
    37  1503 of this article shall, at least once every three years on or before
    38  the  date  prescribed by the licensing authority, furnish a statement to
    39  the licensing authority listing the names  and  residence  addresses  of
    40  each  shareholder,  director and officer of such corporation and certify
    41  as the date of certification and at all times over the entire three year
    42  period that:
    43    (i) at least a simple majority of the outstanding shares of  stock  of
    44  the corporation are and were owned by certified public accountants,
    45    (ii)  at  least a simple majority of the directors are and were certi-
    46  fied public accountants,
    47    (iii) at least a simple majority of the officers are and  were  certi-
    48  fied public accountants, and
    49    (iv)  the president, the chairperson of the board of directors and the
    50  chief executive officer  or  officers  are  and  were  certified  public
    51  accountants.
    52  The  statement  shall be signed by the president or any certified public
    53  accountant vice-president and  attested  to  by  the  secretary  or  any
    54  assistant secretary of the corporation.
    55    § 7. Paragraph (d) of section 1525 of the business corporation law, as
    56  added by chapter 505 of the laws of 1983, is amended to read as follows:

        S. 4006--A                         33                         A. 3006--A

     1    (d)  "Foreign  professional  service corporation" means a professional
     2  service corporation, whether or not denominated as such, organized under
     3  the laws of a jurisdiction other than this state, all of the  sharehold-
     4  ers,  directors  and  officers  of  which are authorized and licensed to
     5  practice  the  profession  for  which such corporation is licensed to do
     6  business; except that all shareholders,  directors  and  officers  of  a
     7  foreign  professional service corporation which provides health services
     8  in this state shall be licensed in this state.  A  foreign  professional
     9  service  corporation formed to lawfully engage in the practice of public
    10  accountancy as a firm, as such practice is defined under article 149  of
    11  the  education  law,  or equivalent state law, shall be required to show
    12  (i) that a simple majority of the ownership of the  firm,  in  terms  of
    13  financial interests and voting rights held by the firm's owners, belongs
    14  to  individuals  licensed  to practice public accountancy in some state,
    15  and (ii) that all shareholders of a foreign professional service  corpo-
    16  ration  whose  principal place of business is in this state, and who are
    17  engaged in the practice of public accountancy  in  this  state,  hold  a
    18  valid  license  issued  under  section  7404  of  the education law. For
    19  purposes of this paragraph, "financial interest"  means  capital  stock,
    20  capital  accounts,  capital contributions, capital interest, or interest
    21  in undistributed earnings of a business entity.  Although  firms  regis-
    22  tered  with  the education department may include non-licensee owners, a
    23  registered firm and its owners must comply with rules promulgated by the
    24  state board of regents. Notwithstanding the foregoing, a firm registered
    25  with the education department may not have non-licensee  owners  if  the
    26  firm's name includes the words "certified public accountant," or "certi-
    27  fied  public  accountants,"  or  the abbreviations "CPA" or "CPAs". Each
    28  non-licensee owner of a firm that is operating under this section  shall
    29  be  a  natural  person  who actively participates in the business of the
    30  firm or its affiliated entities, provided each beneficial  owner  of  an
    31  equity  interest in such entity is a natural person who actively partic-
    32  ipates in the business conducted by the firm or its affiliated entities.
    33  For purposes of this paragraph, "actively participate" means to  provide
    34  services  to  clients or to otherwise individually take part in the day-
    35  to-day business or management of the firm or an affiliated entity.
    36    § 8. Subdivision (q) of section 121-1500 of the  partnership  law,  as
    37  amended  by  chapter  475  of  the  laws  of 2014, is amended to read as
    38  follows:
    39    (q) Each partner of a registered limited liability partnership  formed
    40  to  provide  medical services in this state must be licensed pursuant to
    41  article 131 of the education law to practice medicine in this state  and
    42  each  partner  of  a  registered limited liability partnership formed to
    43  provide dental services in this state must be licensed pursuant to arti-
    44  cle 133 of the education law to practice dentistry in this state.   Each
    45  partner  of a registered limited liability partnership formed to provide
    46  veterinary services in this state must be licensed pursuant  to  article
    47  135  of the education law to practice veterinary medicine in this state.
    48  Each partner of a registered limited  liability  partnership  formed  to
    49  provide  public accountancy services as a firm, whose principal place of
    50  business is in this state and who provides public accountancy  services,
    51  must  be licensed pursuant to article  149 of the education law to prac-
    52  tice public accountancy in this state.  Each  partner  of  a  registered
    53  limited  liability  partnership formed to provide professional engineer-
    54  ing, land surveying, geological services, architectural and/or landscape
    55  architectural services in this state must be licensed pursuant to  arti-
    56  cle 145, article 147 and/or article 148 of the education law to practice

        S. 4006--A                         34                         A. 3006--A

     1  one  or more of such professions in this state. Each partner of a regis-
     2  tered limited liability partnership formed to provide licensed  clinical
     3  social  work services in this state must be licensed pursuant to article
     4  154 of the education law to practice clinical social work in this state.
     5  Each  partner  of  a  registered limited liability partnership formed to
     6  provide creative arts therapy services in this state  must  be  licensed
     7  pursuant  to  article 163 of the education law to practice creative arts
     8  therapy in this state. Each partner of a  registered  limited  liability
     9  partnership  formed  to  provide marriage and family therapy services in
    10  this state must be licensed pursuant to article 163 of the education law
    11  to practice marriage and family therapy in this state. Each partner of a
    12  registered limited liability partnership formed to provide mental health
    13  counseling services in this state must be licensed pursuant  to  article
    14  163  of  the  education law to practice mental health counseling in this
    15  state. Each partner of a registered limited liability partnership formed
    16  to provide psychoanalysis services in this state must be licensed pursu-
    17  ant to article 163 of the education law to  practice  psychoanalysis  in
    18  this  state.  Each partner of a registered limited liability partnership
    19  formed to provide applied behavior analysis service in this  state  must
    20  be licensed or certified pursuant to article 167 of the education law to
    21  practice  applied  behavior analysis in this state. A registered limited
    22  liability partnership formed to  lawfully  engage  in  the  practice  of
    23  public  accountancy as a firm, as such practice is defined under article
    24  149 of the education law, shall be required to show (i)  that  a  simple
    25  majority  of  the ownership of the firm, in terms of financial interests
    26  and voting rights held by the  firm's  owners,  belongs  to  individuals
    27  licensed to practice public accountancy in some state, and (ii) that all
    28  partners  of  a  limited  liability partnership whose principal place of
    29  business is in this state, and who are engaged in the practice of public
    30  accountancy in this state, hold a valid  license  issued  under  section
    31  7404  of the education law. For purposes of this subdivision, "financial
    32  interest" means capital stock, capital accounts, capital  contributions,
    33  capital  interest,  or  interest in undistributed earnings of a business
    34  entity. Although firms registered  with  the  education  department  may
    35  include  non-licensee  owners,  a  registered  firm  and its owners must
    36  comply with rules promulgated by the state board  of  regents.  Notwith-
    37  standing  the foregoing, a firm registered with the education department
    38  may not have non-licensee owners if the firm's name includes  the  words
    39  "certified public accountant," or "certified public accountants," or the
    40  abbreviations "CPA" or "CPAs". Each non-licensee owner of a firm that is
    41  formed  under  this  section  shall be (i) a natural person who actively
    42  participates in the business of the firm or its affiliated entities,  or
    43  (ii)  an entity, including, but not limited to, a partnership or profes-
    44  sional corporation, provided each beneficial owner of an equity interest
    45  in such entity is a natural person  who  actively  participates  in  the
    46  business  conducted by the firm or its affiliated entities. For purposes
    47  of this subdivision, "actively participate" means to provide services to
    48  clients or to otherwise individually take part in the  day-to-day  busi-
    49  ness or management of the firm or an affiliated entity.
    50    §  9.  Subdivision  (q) of section 121-1502 of the partnership law, as
    51  amended by chapter 475 of the laws  of  2014,  is  amended  to  read  as
    52  follows:
    53    (q)  Each  partner  of  a  foreign limited liability partnership which
    54  provides medical services in this state must  be  licensed  pursuant  to
    55  article  131  of the education law to practice medicine in the state and
    56  each partner of a foreign limited liability partnership  which  provides

        S. 4006--A                         35                         A. 3006--A

     1  dental services in the state must be licensed pursuant to article 133 of
     2  the education law to practice dentistry in this state. Each partner of a
     3  foreign  limited liability partnership which provides veterinary service
     4  in  the state shall be licensed pursuant to article 135 of the education
     5  law to practice veterinary medicine in this state.  Each  partner  of  a
     6  foreign  limited liability partnership which provides professional engi-
     7  neering, land surveying, geological services, architectural and/or land-
     8  scape architectural services in this state must be licensed pursuant  to
     9  article  145,  article  147  and/or  article 148 of the education law to
    10  practice one or more of such professions.  Each  partner  of  a  foreign
    11  limited  liability  partnership  formed  to  provide  public accountancy
    12  services as a firm, whose principal place of business is in  this  state
    13  and  who provides public accountancy services, must be licensed pursuant
    14  to article 149 of the education law to practice  public  accountancy  in
    15  this  state.  Each  partner  of  a foreign limited liability partnership
    16  which provides licensed clinical social work services in this state must
    17  be licensed pursuant to article 154 of the  education  law  to  practice
    18  licensed  clinical  social work in this state. Each partner of a foreign
    19  limited liability  partnership  which  provides  creative  arts  therapy
    20  services  in  this state must be licensed pursuant to article 163 of the
    21  education law to practice creative arts  therapy  in  this  state.  Each
    22  partner  of  a  foreign  limited  liability  partnership  which provides
    23  marriage and family therapy services in  this  state  must  be  licensed
    24  pursuant  to  article  163 of the education law to practice marriage and
    25  family therapy in this state. Each partner of a foreign limited  liabil-
    26  ity partnership which provides mental health counseling services in this
    27  state  must  be licensed pursuant to article 163 of the education law to
    28  practice mental health counseling in  this  state.  Each  partner  of  a
    29  foreign  limited  liability  partnership  which  provides psychoanalysis
    30  services in this state must be licensed pursuant to article 163  of  the
    31  education  law to practice psychoanalysis in this state. Each partner of
    32  a foreign limited liability partnership which provides applied  behavior
    33  analysis  services  in this state must be licensed or certified pursuant
    34  to article 167 of the education law to practice applied behavior  analy-
    35  sis  in  this  state.  A foreign limited liability partnership formed to
    36  lawfully engage in the practice of public accountancy as a firm, as such
    37  practice is defined under article 149 of the  education  law,  shall  be
    38  required  to  show  (i)  that  a simple majority of the ownership of the
    39  firm, in terms of financial interests and  voting  rights  held  by  the
    40  firm's  owners,  belongs  to  individuals  licensed  to  practice public
    41  accountancy in some state, and (ii) that all  partners  of  the  foreign
    42  limited  liability  partnership  whose principal place of business is in
    43  this state, and who are engaged in the practice of public accountancy in
    44  this state, hold a valid license issued under section 7404 of the educa-
    45  tion law. For purposes of this subdivision, "financial  interest"  means
    46  capital  stock,  capital accounts, capital contributions, capital inter-
    47  est, or  interest  in  undistributed  earnings  of  a  business  entity.
    48  Although  firms  registered  with  the  education department may include
    49  non-licensee owners, a registered firm and its owners must  comply  with
    50  rules  promulgated  by  the  state board of regents. Notwithstanding the
    51  foregoing, a firm registered with the education department may not  have
    52  non-licensee  owners  if  the  firm's name includes the words "certified
    53  public accountant," or "certified public accountants," or  the  abbrevi-
    54  ations  "CPA"  or  "CPAs".    Each  non-licensee owner of a firm that is
    55  formed under this section shall be (i) a  natural  person  who  actively
    56  participates  in the business of the firm or its affiliated entities, or

        S. 4006--A                         36                         A. 3006--A

     1  (ii) an entity, including, but not limited to, a partnership or  profes-
     2  sional  corporation,  provided  that  each beneficial owner of an equity
     3  interest in such entity is a natural person who actively participates in
     4  the  business  conducted  by  the  firm  or its affiliated entities. For
     5  purposes of this subdivision, "actively participate"  means  to  provide
     6  services  to  clients or to otherwise individually take part in the day-
     7  to-day business or management of the firm or an affiliated entity.
     8    § 10. Subdivision (b) of section 1207 of the limited liability company
     9  law, as amended by chapter 475 of the laws of 2014, is amended  to  read
    10  as follows:
    11    (b)  With  respect to a professional service limited liability company
    12  formed to provide medical services as such services are defined in arti-
    13  cle 131 of the education law, each  member  of  such  limited  liability
    14  company must be licensed pursuant to article 131 of the education law to
    15  practice  medicine in this state. With respect to a professional service
    16  limited liability company formed to  provide  dental  services  as  such
    17  services are defined in article 133 of the education law, each member of
    18  such  limited liability company must be licensed pursuant to article 133
    19  of the education law to practice dentistry in this state.  With  respect
    20  to  a  professional  service limited liability company formed to provide
    21  veterinary services as such services are defined in article 135  of  the
    22  education  law,  each  member  of such limited liability company must be
    23  licensed pursuant to article 135 of the education law to practice veter-
    24  inary medicine in this state. With respect  to  a  professional  service
    25  limited  liability  company  formed to provide professional engineering,
    26  land surveying, architectural, landscape architectural and/or geological
    27  services as such services are defined in article 145,  article  147  and
    28  article  148 of the education law, each member of such limited liability
    29  company must be licensed pursuant to article  145,  article  147  and/or
    30  article  148  of  the  education  law  to  practice  one or more of such
    31  professions in this state. With respect to a professional service limit-
    32  ed liability company formed to provide public  accountancy  services  as
    33  such  services  are  defined  in  article  149 of the education law each
    34  member of such limited liability company whose principal place of  busi-
    35  ness is in this state and who provides public accountancy services, must
    36  be  licensed  pursuant  to  article 149 of the education law to practice
    37  public accountancy in this state. With respect to a professional service
    38  limited liability company formed to  provide  licensed  clinical  social
    39  work  services as such services are defined in article 154 of the educa-
    40  tion law, each  member  of  such  limited  liability  company  shall  be
    41  licensed  pursuant  to  article  154  of  the  education law to practice
    42  licensed clinical social work in this state. With respect to  a  profes-
    43  sional service limited liability company formed to provide creative arts
    44  therapy  services  as  such  services  are defined in article 163 of the
    45  education law, each member of such limited  liability  company  must  be
    46  licensed  pursuant to article 163 of the education law to practice crea-
    47  tive arts therapy in this state. With respect to a professional  service
    48  limited  liability company formed to provide marriage and family therapy
    49  services as such services are defined in article 163  of  the  education
    50  law,  each  member  of  such  limited liability company must be licensed
    51  pursuant to article 163 of the education law to  practice  marriage  and
    52  family  therapy  in  this  state. With respect to a professional service
    53  limited liability company formed to  provide  mental  health  counseling
    54  services  as  such  services are defined in article 163 of the education
    55  law, each member of such limited  liability  company  must  be  licensed
    56  pursuant  to  article 163 of the education law to practice mental health

        S. 4006--A                         37                         A. 3006--A

     1  counseling in this state. With respect to a professional service limited
     2  liability company formed to  provide  psychoanalysis  services  as  such
     3  services are defined in article 163 of the education law, each member of
     4  such  limited liability company must be licensed pursuant to article 163
     5  of the education law to practice  psychoanalysis  in  this  state.  With
     6  respect  to  a  professional service limited liability company formed to
     7  provide applied behavior analysis services as such services are  defined
     8  in article 167 of the education law, each member of such limited liabil-
     9  ity company must be licensed or certified pursuant to article 167 of the
    10  education  law  to  practice  applied behavior analysis in this state. A
    11  professional service limited liability company formed to lawfully engage
    12  in the practice of public accountancy as a firm,  as  such  practice  is
    13  defined under article 149 of the education law shall be required to show
    14  (i)  that  a  simple  majority of the ownership of the firm, in terms of
    15  financial interests, and  voting  rights  held  by  the  firm's  owners,
    16  belongs  to  individuals licensed to practice public accountancy in some
    17  state, and (ii) that all  members  of  a  limited  professional  service
    18  limited  liability company, whose principal place of business is in this
    19  state, and who are engaged in the practice of public accountancy in this
    20  state, hold a valid license issued under section 7404 of  the  education
    21  law.  For purposes of this subdivision, "financial interest" means capi-
    22  tal stock, capital accounts, capital contributions, capital interest, or
    23  interest in undistributed earnings of a business entity. Although  firms
    24  registered  with  the  education  department  may  include  non-licensee
    25  owners, a registered firm and its owners must comply with rules  promul-
    26  gated  by  the  state board of regents. Notwithstanding the foregoing, a
    27  firm registered with the education department may not have  non-licensee
    28  owners  if the firm's name includes the words "certified public account-
    29  ant," or "certified public accountants," or the abbreviations  "CPA"  or
    30  "CPAs".  Each non-licensee owner of a firm that is registered under this
    31  section  shall  be (i) a natural person who actively participates in the
    32  business of the firm or its affiliated  entities,  or  (ii)  an  entity,
    33  including,  but  not  limited  to,  a partnership or professional corpo-
    34  ration, provided each beneficial owner of an  equity  interest  in  such
    35  entity  is  a  natural  person who actively participates in the business
    36  conducted by the firm or its affiliated entities. For purposes  of  this
    37  subdivision, "actively participate" means to provide services to clients
    38  or  to  otherwise  individually  take part in the day-to-day business or
    39  management of the firm or an affiliated entity.
    40    § 11. Subdivision (a) of section 1301 of the limited liability company
    41  law, as amended by chapter 475 of the laws of 2014, is amended  to  read
    42  as follows:
    43    (a)  "Foreign  professional service limited liability company" means a
    44  professional service limited liability company, whether or  not  denomi-
    45  nated  as  such,  organized  under the laws of a jurisdiction other than
    46  this state, (i) each of whose members and managers, if any, is a profes-
    47  sional authorized by law to render a professional  service  within  this
    48  state  and who is or has been engaged in the practice of such profession
    49  in such professional service limited liability company or a  predecessor
    50  entity, or will engage in the practice of such profession in the profes-
    51  sional  service limited liability company within thirty days of the date
    52  such professional becomes a member, or each of whose members and  manag-
    53  ers,  if  any, is a professional at least one of such members is author-
    54  ized by law to render a professional service within this state  and  who
    55  is  or  has  been  engaged  in  the  practice of such profession in such
    56  professional service limited liability company or a predecessor  entity,

        S. 4006--A                         38                         A. 3006--A

     1  or  will  engage  in the practice of such profession in the professional
     2  service limited liability company within thirty days of  the  date  such
     3  professional  becomes  a  member,  or  (ii)  authorized by, or holding a
     4  license,  certificate,  registration  or  permit issued by the licensing
     5  authority pursuant to,  the  education  law  to  render  a  professional
     6  service within this state; except that all members and managers, if any,
     7  of  a  foreign  professional  service  limited  liability  company  that
     8  provides health services in this state shall be licensed in this  state.
     9  With respect to a foreign professional service limited liability company
    10  which provides veterinary services as such services are defined in arti-
    11  cle  135  of the education law, each member of such foreign professional
    12  service limited liability company shall be licensed pursuant to  article
    13  135  of  the education law to practice veterinary medicine. With respect
    14  to a  foreign  professional  service  limited  liability  company  which
    15  provides medical services as such services are defined in article 131 of
    16  the  education  law,  each  member  of such foreign professional service
    17  limited liability company must be licensed pursuant to  article  131  of
    18  the education law to practice medicine in this state.  With respect to a
    19  foreign  professional  service  limited liability company which provides
    20  dental services as such services are  defined  in  article  133  of  the
    21  education  law, each member of such foreign professional service limited
    22  liability company must be licensed pursuant to article 133 of the educa-
    23  tion law to practice dentistry in this state. With respect to a  foreign
    24  professional  service  limited  liability company which provides profes-
    25  sional engineering, land surveying, geologic, architectural and/or land-
    26  scape architectural services as such services  are  defined  in  article
    27  145,  article  147  and article 148 of the education law, each member of
    28  such foreign professional service  limited  liability  company  must  be
    29  licensed  pursuant to article 145, article 147 and/or article 148 of the
    30  education law to practice one or more of such professions in this state.
    31  With respect to a foreign professional service limited liability company
    32  which provides public accountancy services as such services are  defined
    33  in article 149 of the education law, each member of such foreign profes-
    34  sional  service limited liability company whose principal place of busi-
    35  ness is in this state and  who  provides  public  accountancy  services,
    36  shall  be licensed pursuant to article 149 of the education law to prac-
    37  tice public accountancy in this state. With respect to a foreign profes-
    38  sional service limited liability company which provides  licensed  clin-
    39  ical social work services as such services are defined in article 154 of
    40  the  education  law,  each  member  of such foreign professional service
    41  limited liability company shall be licensed pursuant to article  154  of
    42  the  education  law to practice clinical social work in this state. With
    43  respect to a foreign  professional  service  limited  liability  company
    44  which  provides  creative  arts  therapy  services  as such services are
    45  defined in article 163 of the education law, each member of such foreign
    46  professional service limited liability company must be licensed pursuant
    47  to article 163 of the education law to practice creative arts therapy in
    48  this state. With respect  to  a  foreign  professional  service  limited
    49  liability company which provides marriage and family therapy services as
    50  such  services  are  defined  in  article 163 of the education law, each
    51  member of such foreign professional service  limited  liability  company
    52  must  be  licensed pursuant to article 163 of the education law to prac-
    53  tice marriage and family therapy  in  this  state.  With  respect  to  a
    54  foreign  professional  service  limited liability company which provides
    55  mental health counseling services as such services are defined in  arti-
    56  cle  163  of the education law, each member of such foreign professional

        S. 4006--A                         39                         A. 3006--A

     1  service limited liability company must be licensed pursuant  to  article
     2  163  of  the  education law to practice mental health counseling in this
     3  state. With respect to a foreign professional service limited  liability
     4  company  which  provides  psychoanalysis  services  as such services are
     5  defined in article 163 of the education law, each member of such foreign
     6  professional service limited liability company must be licensed pursuant
     7  to article 163 of the education law to practice psychoanalysis  in  this
     8  state.  With respect to a foreign professional service limited liability
     9  company which  provides  applied  behavior  analysis  services  as  such
    10  services are defined in article 167 of the education law, each member of
    11  such  foreign  professional  service  limited  liability company must be
    12  licensed or certified pursuant to article 167 of the  education  law  to
    13  practice applied behavior analysis in this state. A foreign professional
    14  service limited liability company formed to lawfully engage in the prac-
    15  tice  of public accountancy as a firm, as such practice is defined under
    16  article 149 of the education law shall be required to show  (i)  that  a
    17  simple  majority  of  the  ownership  of the firm, in terms of financial
    18  interests, and voting rights held by the firm's owners, belongs to indi-
    19  viduals licensed to practice public accountancy in some state, and  (ii)
    20  that  all  members  of  a  foreign  limited professional service limited
    21  liability company, whose principal place of business is in  this  state,
    22  and who are engaged in the practice of public accountancy in this state,
    23  hold a valid license issued under section 7404 of the education law. For
    24  purposes  of this subdivision, "financial interest" means capital stock,
    25  capital accounts, capital contributions, capital interest,  or  interest
    26  in  undistributed  earnings  of a business entity. Although firms regis-
    27  tered with the education department may include non-licensee  owners,  a
    28  registered firm and its owners must comply with rules promulgated by the
    29  state  board  of regents.   Notwithstanding the foregoing, a firm regis-
    30  tered with the education department may not have non-licensee owners  if
    31  the  firm's  name  includes  the words "certified public accountant," or
    32  "certified public accountants," or the abbreviations  "CPA"  or  "CPAs".
    33  Each  non-licensee owner of a firm that is registered under this section
    34  shall be (i) a natural person who actively participates in the  business
    35  of  the  firm  or its affiliated entities, or (ii) an entity, including,
    36  but not limited to, a partnership or professional corporation,  provided
    37  each  beneficial owner of an equity interest in such entity is a natural
    38  person who actively participates in the business conducted by  the  firm
    39  or  its affiliated entities. For purposes of this subdivision, "actively
    40  participate" means to provide services to clients or to otherwise  indi-
    41  vidually  take part in the day-to-day business or management of the firm
    42  or an affiliated entity.
    43    § 12. Notwithstanding any other provision of law to the contrary, if a
    44  firm which is registered  with  the  education  department  to  lawfully
    45  engage  in the practice of public accountancy has one or more non-licen-
    46  see owners, each such non-licensee owner of  the  firm  whose  principal
    47  place  of  business is in New York state shall pay a fee of nine hundred
    48  dollars to the department of education on a triennial basis.
    49    § 13. This act shall take effect immediately.

    50                                   PART F

    51    Section 1. Short title. This article shall be known and cited  as  the
    52  "new homes targets and fast-track approval act".

        S. 4006--A                         40                         A. 3006--A

     1    § 2. Article 20 of the general municipal law is renumbered to be arti-
     2  cle  21,  sections  1000 and 1001 are renumbered to be sections 1020 and
     3  1021, and a new article 20 is added to read as follows:

     4                                 ARTICLE 20
     5                  NEW HOMES TARGETS AND FAST TRACK APPROVAL

     6  Section 1000. Legislative findings and declarations.
     7          1001. Definitions.
     8          1002. Applicability.
     9          1003. Safe harbor.
    10          1004. Local  procedures  outside  of  safe harbor/general appeal
    11                  process.
    12          1005. Housing review board.
    13          1006. Land use appeals before the supreme court.
    14    § 1000. Legislative findings and declarations. The legislature  hereby
    15  finds, determines, and declares that:
    16    1.  The lack of housing, especially affordable and supportive housing,
    17  is a critical problem that threatens the  economic,  environmental,  and
    18  social  quality of life throughout New York state and disproportionately
    19  burdens various vulnerable populations that disproportionately need more
    20  affordable housing options including,  but  not  limited  to,  low-  and
    21  moderate-income, racial and ethnic minority, and elderly households.
    22    2. Housing in the state of New York is among the most expensive in the
    23  nation.  The  excessive  cost of the state's housing supply is partially
    24  caused by a lack of new housing production  due  to  the  prevalence  of
    25  local  governmental  land  use policies that limit the opportunities for
    26  and place procedural impediments on the approval of housing developments
    27  and thereby increase development costs and restrict the housing supply.
    28    3. Local governmental limitations on and barriers to housing  develop-
    29  ment  are  especially common for multi-family housing development, which
    30  constrains the supply of affordable and supportive  housing  that  often
    31  require multi-family development to be economically feasible.
    32    4.  Among  the consequences of the prevalence of local restrictions on
    33  housing development are  the  lack  of  housing  to  support  employment
    34  growth;  imbalance in number of jobs and housing supply, with the former
    35  outstripping the latter; sprawl; excessive commuting; and the  potential
    36  for  discrimination  against  low-income  and  minority  households  who
    37  disproportionately require affordable housing opportunities.
    38    5. Many local governments do not give adequate attention to the  local
    39  and  broader regional economic, environmental, and social costs of local
    40  policies and actions that have the effect of stagnating or reducing  the
    41  supply  of  housing, including affordable and supportive housing, or how
    42  such policies and actions thereby produce threats to the public  health,
    43  safety, and general welfare.
    44    6. Additionally, many local governments do not give adequate attention
    45  to  the  local  and broader regional economic, environmental, and social
    46  costs of local policies and actions that result in disapprovals or inhi-
    47  bition of proposals for housing development projects that would  benefit
    48  the  public  health, safety, and general welfare; a reduction in density
    49  of such housing projects; and creation of excessive land use  and  other
    50  barriers for such housing developments to be built.
    51    7.  Legislation  is  necessary to forestall restrictive land use prac-
    52  tices that inhibit and limit housing development, and to forestall undue
    53  local disapprovals of housing development projects, especially  afforda-

        S. 4006--A                         41                         A. 3006--A

     1  ble  and  supportive housing, given that such practices and disapprovals
     2  produce threats to the public health, safety, and general welfare.
     3    8.  The  state  of  New  York  must ensure that local governments give
     4  adequate attention to the local and broader regional economic,  environ-
     5  mental,  and  social  costs of land use zoning and planning policies and
     6  actions, as well as the denial of applications  to  build  new  housing,
     7  which  collectively and individually may result in a dearth of appropri-
     8  ate housing to meet the needs of  all  residents  in  the  community  or
     9  region.
    10    9.  In  furtherance of overall housing production goals and to promote
    11  the greatest efficiency and coordinated development efforts  of  locali-
    12  ties  within  the  state,  it  is both a matter of state concern and the
    13  policy of the state that local governments address their land use  poli-
    14  cies, practices, and decisions that make housing developments, and espe-
    15  cially  multi-family,  affordable,  and supportive housing developments,
    16  impossible or infeasible.
    17    10. To further address the shortage of affordable and supportive hous-
    18  ing in New York and encourage reduction of land use restrictions and the
    19  production of much needed housing, this  article  creates  an  impartial
    20  forum  and  a  process  for  specially  designating  judges  to  resolve
    21  conflicts arising from local decisions on the development of  affordable
    22  and supportive housing.
    23    11. In order to prevent housing insecurity, hardship, and dislocation,
    24  the  provisions  of  this  act are necessary and designed to protect the
    25  public health, safety, and general welfare of the residents of New  York
    26  state.
    27    §  1001. Definitions. The following definitions apply for the purposes
    28  of this article:
    29    1. "Accessory dwelling unit" shall mean  an  attached  or  a  detached
    30  residential  dwelling unit that provides housing for one or more persons
    31  which is located on a lot with a proposed or existing  primary  residen-
    32  tial  dwelling  unit  and shall include permanent provisions for living,
    33  sleeping, eating, cooking, and sanitation on the same lot as the primary
    34  single-family or multi-family dwelling.
    35    2. "Affordable housing" shall  mean  any  income  restricted  housing,
    36  whether intended for rental or homeownership, that is subject to a regu-
    37  latory agreement with a local, state or federal governmental entity.
    38    3.  "Application"  shall  mean  an  application for a building permit,
    39  variance, waiver, conditional use permit, special  permit,  zoning  text
    40  amendment,  zoning map amendment, amendment to zoning districts, certif-
    41  ication, authorization, site plan  approval,  subdivision  approval,  or
    42  other discretionary land use determination by a lead agency equivalent.
    43    4.  "Division"  shall  mean  the  division  of  housing  and community
    44  renewal.
    45    5. "Economically infeasible" shall mean any condition brought about by
    46  any single factor or combination of factors to the extent that it  makes
    47  it substantially unlikely for an owner to proceed in building a residen-
    48  tial  housing  project and still realize a reasonable return in building
    49  or operating  such  housing  without  substantially  changing  the  rent
    50  levels,  residential  dwelling  unit sizes, or residential dwelling unit
    51  counts proposed by the owner.
    52    6. "Housing review board" shall mean the housing review  board  estab-
    53  lished pursuant to this article.
    54    7.  "Land  use  action"  shall mean any enactment of or amendment to a
    55  provision of a zoning local law, ordinance, resolution, policy, program,

        S. 4006--A                         42                         A. 3006--A

     1  procedure, comprehensive plan, site plan,  subdivision  plan,  criteria,
     2  rule, regulation, or requirement of a local agency.
     3    8.  "Land  use  requirements" shall mean any and all local laws, ordi-
     4  nances, resolutions, or regulations, that shall be  adopted  or  enacted
     5  under this chapter, the municipal home rule law, or any general, special
     6  or other law pertaining to land use, and shall include but not be limit-
     7  ed to a locality's:
     8    a. written or other comprehensive plan or plans;
     9    b. zoning ordinance, local laws, resolutions, or regulations;
    10    c.  special  use  permit,  special exception permit, or special permit
    11  ordinance, local laws, resolutions, or regulations;
    12    d. subdivision ordinance, local laws, resolutions, or regulations;
    13    e. site plan review  ordinance,  local  laws,  resolutions,  or  regu-
    14  lations; and
    15    f. policies or procedures, or any planning, zoning, or other regulato-
    16  ry tool that controls or establishes standards for the use and occupancy
    17  of  land,  the  area and dimensional requirements for the development of
    18  land, or the intensity of such development.
    19    9. "Lead agency equivalent" shall be defined as any  legislative  body
    20  of  a  locality, planning board, zoning board of appeals, planning divi-
    21  sion, planning commission, board of  standards  and  appeals,  board  of
    22  zoning  appeals,  or  any  official  or  employee,  or any other agency,
    23  department, board or other entity related to a locality with the author-
    24  ity to approve or disapprove of any specific project or amendment to any
    25  land use requirements as defined in this article.
    26    10. "Locality" shall refer to all  cities,  towns,  or  villages  that
    27  regulate  land  use  pursuant to the general city law, the town law, the
    28  village law, or other state law, as applicable. Provided further that in
    29  a city with a population of one million or more, "locality" shall  refer
    30  to  a community district as defined by chapter sixty-nine of the charter
    31  of the city of New York. Provided further that "locality" shall refer to
    32  any city, town, or village within a county, where such county  regulates
    33  or otherwise has approval authority over land use requirements.
    34    11. "Metropolitan transportation commuter district" shall refer to the
    35  counties  of  the  Bronx,  Kings  (Brooklyn), New York, Richmond (Staten
    36  Island),  Queens,  Westchester,  Orange,  Putnam,  Dutchess,   Rockland,
    37  Nassau, and Suffolk.
    38    12.  "Objective  standards" shall be defined as standards that involve
    39  no personal or subjective judgment by a public official or employee  and
    40  are  uniformly  verifiable  by  reference  to  a  publicly available and
    41  uniform benchmark or criterion available and knowable by both the devel-
    42  opment applicant and the public official or employee before submittal of
    43  a residential land use application.
    44    13. "Previously disturbed land" shall mean a parcel  or  lot  of  land
    45  that  was  occupied  or  formerly  occupied  by  a building or otherwise
    46  improved or utilized that is not located in a 100-year floodplain or was
    47  not being used for commercial agricultural purposes as of the  effective
    48  date of this article.
    49    14.  "Qualifying project" shall refer to an application that is for at
    50  least ten dwelling units in localities not located in  the  metropolitan
    51  transportation  commuter  district  or at least twenty dwelling units in
    52  localities located in the metropolitan transportation commuter  district
    53  and at least twenty percent of the dwelling units are affordable housing
    54  units  restricted  to  households  at or below fifty percent of the area
    55  median income or supportive dwelling  units,  or  at  least  twenty-five
    56  percent of the dwelling units are affordable housing units restricted to

        S. 4006--A                         43                         A. 3006--A

     1  households  at  or  below  eighty  percent  of the area median income or
     2  supportive dwelling units.
     3    15.  "Residential  dwelling unit" shall mean any building or structure
     4  or portion thereof which is legally occupied in whole or in part as  the
     5  home,  residence  or sleeping place of one or more human beings, however
     6  the term does not include any class B multiple dwellings as  defined  in
     7  section four of the multiple dwelling law or housing that is intended to
     8  be used on a seasonal basis.
     9    16. "Safe harbor" shall mean that a locality's denials of applications
    10  are  not  subject  to  appeal pursuant to section one thousand four, one
    11  thousand five or one thousand six of this article for a three-year cycle
    12  as set forth in section one thousand three of this article.
    13    17. "Supportive housing" shall mean residential  dwelling  units  with
    14  supportive services for tenants.
    15    18.  "Three-year cycle" shall mean a term of three calendar years with
    16  the first cycle beginning on January first,  two  thousand  twenty-four,
    17  and each cycle commencing three calendar years thereafter.
    18    §  1002.  Applicability. This article shall apply to all localities as
    19  defined in subdivision ten of section one thousand one of this article.
    20    § 1003. Safe harbor. 1. Determinations.   a. The division,  using  the
    21  information  submitted  pursuant to this section, may make and publish a
    22  determination as to whether a locality is in safe harbor as a result  of
    23  such  locality  achieving  its growth targets, as defined in subdivision
    24  three of this section. Such determination may  only  be  reviewed  by  a
    25  court  or the housing review board as part of an appeal of a denial of a
    26  specific qualifying project.
    27    b. Safe harbor, as defined in section one thousand one of  this  arti-
    28  cle,  shall  be granted to localities based upon a three-year cycle with
    29  the first cycle beginning on January first,  two  thousand  twenty-four,
    30  provided  further that all localities shall be deemed in safe harbor for
    31  the duration of the first cycle beginning on January first, two thousand
    32  twenty-four and terminating after December  thirty-first,  two  thousand
    33  twenty-six.
    34    (i)  A  locality shall be deemed to be in safe harbor if such locality
    35  satisfactorily enacts at least two preferred actions, as  set  forth  in
    36  subdivision four of this section.  Except as otherwise set forth in this
    37  article,  any determination issued by the division that a locality is in
    38  safe harbor based on the enactment of preferred actions, as set forth in
    39  subdivision four of this section, shall be in effect from the  effective
    40  date  of such determination through the end of the three-year cycle that
    41  is current on the date on which such determination is  issued,  provided
    42  further,  however,  that  any  determination  as  to whether safe harbor
    43  should apply based on the locality's enactment of such preferred actions
    44  shall be based on such preferred actions enacted during  the  three-year
    45  cycle  immediately  preceding the three-year cycle in which the determi-
    46  nation was issued. In the  event  that  a  locality  rescinds  any  such
    47  preferred  action  that contributed to a locality being determined to be
    48  in safe harbor within ten years of such  preferred  action's  enactment,
    49  such  locality shall be ineligible for safe harbor for ten years, start-
    50  ing on the date such locality was initially deemed to be in safe  harbor
    51  as a result of such rescinded preferred action.
    52    (ii)  A locality shall be deemed to be in safe harbor if such locality
    53  met or exceeded their growth targets as set forth in  subdivision  three
    54  of  this  section.  Except  as  otherwise set forth in this article, any
    55  determination issued by the division that a locality is in  safe  harbor
    56  based  on  the  locality  meeting  or exceeding their growth targets set

        S. 4006--A                         44                         A. 3006--A

     1  forth in subdivision three of this section shall be in effect  from  the
     2  effective  date  of such determination through the end of the three-year
     3  cycle that was current at the time such determination was issued by  the
     4  division; provided further, however, that any determination as to wheth-
     5  er  safe  harbor  should apply shall be based on the locality meeting or
     6  exceeding their growth  targets  in  the  three-year  cycle  immediately
     7  preceding the three-year cycle in which the determination was issued.
     8    (iii)  A  locality  shall  be  determined to be in safe harbor for the
     9  three-year cycle beginning on January first, two thousand  twenty-seven,
    10  and  ending on December thirty-first, two thousand twenty-nine, if, from
    11  a period beginning on January first, two thousand twenty-one, and ending
    12  on December thirty-first, two thousand twenty-three, such  locality  met
    13  or  exceeded  their  growth targets as set forth in subdivision three of
    14  this section.
    15    2. Local reporting requirements. Each locality subject to this article
    16  shall submit housing production information to the division. Such infor-
    17  mation shall be submitted pursuant to the deadlines set forth by section
    18  twenty-a of the public housing law and  shall  contain  the  information
    19  prescribed  in such section. Notwithstanding any other provision of this
    20  section, any failure of a locality to provide such information  pursuant
    21  to  this  subdivision to the division shall result in the locality being
    22  deemed ineligible for safe harbor until such time as the information  is
    23  properly submitted.
    24    3.  Growth  targets.  a.  A  locality  may be determined to be in safe
    25  harbor for a three-year cycle, if, in the previous three-year  cycle,  a
    26  locality  located  outside  of  the metropolitan transportation commuter
    27  district permitted the construction of new eligible residential dwelling
    28  units in an amount equal to one percent of  the  amount  of  residential
    29  housing  units existing in the locality as reported in the most recently
    30  published United States decennial census.
    31    b. A locality may be determined to be in safe harbor for a  three-year
    32  cycle,  if,  in the previous three-year cycle, a locality located inside
    33  of the  metropolitan  transportation  commuter  district  permitted  the
    34  construction  of  new  eligible  residential dwelling units in an amount
    35  equal to three percent of the amount of residential housing units exist-
    36  ing in the locality as reported in the most  recently  published  United
    37  States decennial census.
    38    c.  Subject to paragraph d of this subdivision, the number of eligible
    39  residential dwelling units  shall  be  calculated  using  the  following
    40  formula:
    41    (i)  a permitted new residential dwelling unit shall be counted as one
    42  eligible residential dwelling unit, provided that a permitted new  resi-
    43  dential dwelling unit that is income restricted to households earning no
    44  more  than  an amount that is determined pursuant to a regulatory agree-
    45  ment with a federal, state, or local governmental entity shall be count-
    46  ed as two eligible residential dwelling units; and
    47    (ii) every permitted residential dwelling unit  that  became  suitable
    48  for  occupancy and that previously had been deemed abandoned pursuant to
    49  article nineteen-A of the real  property  actions  and  proceedings  law
    50  shall  be  counted  as  one  and  one-half eligible residential dwelling
    51  units.
    52    For the purposes of this subdivision, a project shall be considered to
    53  be permitted if it  has  received  all  necessary  local  authorizations
    54  required prior to requesting a building permit.
    55    d.  The  following  permitted  residential dwelling units shall not be
    56  counted as eligible residential dwelling units:

        S. 4006--A                         45                         A. 3006--A

     1    (i) any permitted residential dwelling unit  where  more  than  twelve
     2  months have passed between the authorization granting permission and the
     3  commencement of construction; and
     4    (ii)  any  permitted residential dwelling unit where more than twenty-
     5  four months have passed between the  authorization  granting  permission
     6  and  the issuance of a certificate of occupancy or temporary certificate
     7  of occupancy.
     8    e. In the event a permitted residential dwelling unit is  not  counted
     9  as an eligible residential unit pursuant to paragraph d of this subdivi-
    10  sion, such residential dwelling unit may be counted as an eligible resi-
    11  dential  dwelling  unit  when  the certificate of occupancy or temporary
    12  certificate of occupancy is issued for such residential  dwelling  unit.
    13  Provided, further, that in no event shall an eligible residential dwell-
    14  ing  unit be counted towards a locality's growth target in more than one
    15  three-year cycle.
    16    4. Preferred actions. a. Accessory dwelling units. It shall be consid-
    17  ered to be a preferred action pursuant to this  section  if  a  locality
    18  enacts  by  local law the provisions of this paragraph. For any locality
    19  within a city with a population of one million  or  more,  it  shall  be
    20  considered  to  be  such a preferred action if such city enacts by local
    21  law the provisions of this paragraph throughout such locality.  For  any
    22  locality  located  within  a  county wherein such county is empowered to
    23  approve or amend some or all of the  land  use  requirements  applicable
    24  within  the locality, to the extent the county is so empowered, it shall
    25  be considered such a preferred action if such county enacts by local law
    26  the provisions of this paragraph to be in effect throughout such locali-
    27  ty.
    28    (i) Definitions. For the purposes of this paragraph:
    29    A. "Local government" shall mean a county, city, town or village.
    30    B. "Nonconforming zoning condition" shall mean a physical  improvement
    31  on a property that does not conform with current zoning standards.
    32    C.  "Proposed dwelling" shall mean a dwelling that is the subject of a
    33  permit application and that meets the requirements for permitting.
    34    (ii) A local government shall, by local law, provide for the  creation
    35  of accessory dwelling units. Such local law shall:
    36    A.  designate  areas  within  the jurisdiction of the local government
    37  where accessory dwelling units  shall  be  permitted.  Designated  areas
    38  shall  include all areas that permit single-family or multi-family resi-
    39  dential use, and all lots with an existing residential use;
    40    B. authorize the creation of at least one accessory dwelling unit  per
    41  lot;
    42    C.  provide reasonable standards for accessory dwelling units that may
    43  include, but are not limited to, height, landscape, architectural review
    44  and maximum size of a unit. In no case shall such standards unreasonably
    45  restrict the creation of accessory dwelling units; and
    46    D. require accessory dwelling units to comply with the following:
    47    (1) such accessory dwelling unit  may  be  rented  separate  from  the
    48  primary  residential  dwelling  unit, but shall not be sold or otherwise
    49  conveyed separate from the primary residential dwelling unit;
    50    (2) such accessory dwelling unit  shall  be  located  on  a  lot  that
    51  includes a proposed dwelling or existing residential dwelling unit;
    52    (3)  such  accessory  dwelling  unit shall not be rented for a term of
    53  less than thirty days; and
    54    (4) if there is an existing primary  residential  dwelling  unit,  the
    55  total  floor  area  of an accessory dwelling unit shall not exceed fifty
    56  percent of the existing primary residential dwelling unit,  unless  such

        S. 4006--A                         46                         A. 3006--A

     1  limit  would  prevent the creation of an accessory dwelling unit that is
     2  no greater than six hundred square feet.
     3    (iii)  A  local government shall not establish by local law any of the
     4  following:
     5    A. in a local government having a population of one million or more, a
     6  minimum square footage requirement for an accessory dwelling unit great-
     7  er than two hundred square feet, or in a local government having a popu-
     8  lation of less than one million, a minimum  square  footage  requirement
     9  for  an  accessory dwelling unit that is greater than five hundred fifty
    10  square feet;
    11    B. a maximum square footage requirement for an accessory dwelling unit
    12  that is less than fifteen hundred square feet;
    13    C. any other minimum or maximum size for or other limits on an  acces-
    14  sory dwelling unit that does not permit at least an eight hundred square
    15  foot  accessory dwelling unit with four-foot side and rear yard setbacks
    16  to be constructed in compliance with other  local  standards,  including
    17  any such minimum or maximum size based upon a percentage of the proposed
    18  dwelling  or  existing  primary  residential  dwelling unit, or any such
    19  other limits on lot coverage, floor area ratio, open space, and  minimum
    20  lot  size.  Notwithstanding any other provision of this section, a local
    21  government may provide, where a lot  contains  an  existing  residential
    22  dwelling  unit,  that  an  accessory dwelling unit located within and/or
    23  attached to the primary residential dwelling unit shall not  exceed  the
    24  buildable  envelope for the existing residential dwelling unit, and that
    25  an accessory dwelling unit that is detached from an existing residential
    26  dwelling unit shall be constructed in the same location and to the  same
    27  dimensions as an existing structure, if such structure exists;
    28    D.  a  ceiling  height requirement greater than seven feet, unless the
    29  local government can demonstrate that such a  requirement  is  necessary
    30  for the preservation of health and safety;
    31    E.  any requirement that a pathway exist or be constructed in conjunc-
    32  tion with the creation of an accessory dwelling unit, unless  the  local
    33  government  can  demonstrate  that such requirement is necessary for the
    34  preservation of health and safety;
    35    F. any setback for an existing residential dwelling unit or  accessory
    36  structure  or  a  structure  constructed in the same location and to the
    37  same dimensions as an existing structure that is converted to an  acces-
    38  sory dwelling unit or to a portion of an accessory dwelling unit, or any
    39  setback  of  more than four feet from the side and rear lot lines for an
    40  accessory dwelling unit that is not converted from an existing structure
    41  or a new structure constructed in the same  location  and  to  the  same
    42  dimensions as an existing structure; or
    43    G.  any health or safety requirements on accessory dwelling units that
    44  are not  necessary  to  protect  health  and  safety.  Nothing  in  this
    45  provision  shall be construed to prevent a local government from requir-
    46  ing that accessory dwelling units are, where  applicable,  supported  by
    47  septic  capacity  necessary  to  meet  state health, safety and sanitary
    48  standards, that the creation of such accessory dwelling  units  comports
    49  with  flood  resiliency  policies  or  efforts,  and that such accessory
    50  dwelling units are  consistent  with  the  protection  of  wetlands  and
    51  watersheds.
    52    (iv)  No parking requirement shall be imposed on an accessory dwelling
    53  unit; provided, however, that where no adjacent  public  street  permits
    54  year-round  on-street parking and the accessory dwelling unit is greater
    55  than one-half mile from access to public transportation, a local govern-
    56  ment may require up to one off-street parking space per accessory unit.

        S. 4006--A                         47                         A. 3006--A

     1    (v) A local government shall not require that off-street parking spac-
     2  es be replaced if a garage, carport, or  covered  parking  structure  is
     3  demolished in conjunction with the construction of an accessory dwelling
     4  unit or converted to an accessory dwelling unit.
     5    (vi)  Notwithstanding  any  local law, ordinance, resolution, or regu-
     6  lations, a permit application to create an accessory  dwelling  unit  in
     7  conformance with a local law adopted pursuant to this paragraph shall be
     8  considered  ministerially, without discretionary review or a hearing. If
     9  there is an existing single-family or multi-family residential  dwelling
    10  unit on the lot, the permitting local government shall act on the appli-
    11  cation  to create an accessory dwelling unit within ninety days from the
    12  date the local agency receives a completed application or,  in  a  local
    13  government  having  a  population  of  one million or more, within sixty
    14  days. If the permit application to create an accessory dwelling unit  is
    15  submitted  with a permit application to create a new primary residential
    16  dwelling unit on the lot, the  permitting  local  government  may  delay
    17  acting  on  the permit application for the accessory dwelling unit until
    18  the permitting local government acts on the permit application to create
    19  the new primary residential dwelling unit, but the application to create
    20  the accessory dwelling unit shall be  considered  without  discretionary
    21  review  or  hearing.  If the applicant requests a delay, the time period
    22  for review shall be tolled for the period  of  the  delay.  Such  review
    23  shall  include  all  necessary  permits and approvals including, without
    24  limitation, those related to health and safety. A local government shall
    25  not require  an  additional  or  amended  certificate  of  occupancy  in
    26  connection  with  an  accessory  dwelling  unit.  A local government may
    27  charge a fee not to exceed one thousand dollars per application for  the
    28  reimbursement  of  the actual costs such local agency incurs pursuant to
    29  the local law enacted pursuant to this paragraph.
    30    (vii) Local governments shall establish an administrative appeal proc-
    31  ess to a local agency for  applications  to  create  accessory  dwelling
    32  units. The jurisdiction of the local agency to decide such appeals shall
    33  be  limited  to  reviewing any order, requirement, decision, interpreta-
    34  tion, or determination issued under the local law  adopted  pursuant  to
    35  this  paragraph  and  deciding the matter from which any such appeal was
    36  taken. When a permit to create an accessory dwelling unit pursuant to  a
    37  local law adopted pursuant to this paragraph is denied, the local agency
    38  that  denied  the  permit  shall  issue  a  notice of denial which shall
    39  contain the reason or reasons such permit  application  was  denied  and
    40  instructions  on  how  the applicant may appeal such denial. Such notice
    41  shall be made part of the  record  of  appeals.  All  appeals  shall  be
    42  submitted  to  the  local agency authorized by the governing body of the
    43  local government to decide such appeals, in writing within  thirty  days
    44  of  any  order,  requirement, decision, interpretation, or determination
    45  related to the creation of accessory dwelling units.
    46    (viii) No other local law, ordinance, policy, or regulation  shall  be
    47  the basis for the denial of a building permit or a use permit under this
    48  paragraph  except  to  the extent necessary to protect health and safety
    49  and provided such law, policy, or  regulation  is  consistent  with  the
    50  requirements of this paragraph.
    51    (ix)  A  local government shall not require, as a condition for minis-
    52  terial approval of a permit application for the creation of an accessory
    53  dwelling  unit,  the  correction  of  nonconforming  zoning  conditions,
    54  noncomplying  zoning  conditions, or other minor violations of any local
    55  law.

        S. 4006--A                         48                         A. 3006--A

     1    (x) Where an accessory dwelling unit requires a new or separate utili-
     2  ty connection directly between the accessory dwelling unit and the util-
     3  ity, the connection may be subject  to  a  connection  fee  or  capacity
     4  charge  that shall be proportionate to the burden of the proposed acces-
     5  sory  dwelling  unit,  based  upon  either its size or the number of its
     6  plumbing fixtures upon the water or sewer system.  Such  fee  or  charge
     7  shall   not  exceed  the  reasonable  cost  of  providing  such  utility
     8  connection. A local  government  shall  not  impose  any  other  fee  in
     9  connection with an accessory dwelling unit.
    10    (xi)  A property owner who is denied a permit by a local government in
    11  violation of this paragraph shall have a private cause of  action  in  a
    12  court of competent jurisdiction.
    13    (xii)  Any  amendment  undertaken  pursuant to this paragraph shall be
    14  exempt from any environmental review requirements  pursuant  to  article
    15  eight  of  the  environmental  conservation  law and any rules and regu-
    16  lations promulgated pursuant thereto, and any  substantially  equivalent
    17  local  law,  regulation  or  rule  to article eight of the environmental
    18  conservation law, including, but not limited to, in a city with a  popu-
    19  lation  greater  than  one  million  people,  city environmental quality
    20  review.
    21    b. Lot splits. It shall be considered to be a preferred action  pursu-
    22  ant  to this section if a locality enacts by local law the provisions of
    23  this paragraph. For any locality within a city with a population of  one
    24  million  or more, it shall be a considered to be such a preferred action
    25  if such city enacts by  local  law  the  provisions  of  this  paragraph
    26  throughout such locality. For any locality located within a county wher-
    27  ein such county is empowered to approve or amend some or all of the land
    28  use requirements applicable within the locality, to the extent the coun-
    29  ty  is  so  empowered, it shall be considered such a preferred action if
    30  such county enacts by local law the provisions of this paragraph  to  be
    31  in effect throughout such locality.
    32    (i) Notwithstanding any other provision of state or local law, rule or
    33  regulation, a lead agency equivalent shall ministerially approve, as set
    34  forth  by  the  local  law  adopted  to  establish a preferred action in
    35  accordance with this paragraph, a lot to be split  if  the  lead  agency
    36  equivalent  determines  that the lot meets all of the following require-
    37  ments:
    38    A. the lot to be split creates no more than two new lots  of  approxi-
    39  mately  equal  lot area, provided that one lot shall not be smaller than
    40  forty percent of the lot area of  the  original  lot  proposed  for  the
    41  subdivision;
    42    B. the lot to be split is located in an area where single-family resi-
    43  dential use is permitted;
    44    C.  the lot was not created from a previous lot split permitted pursu-
    45  ant to the local law that was enacted pursuant to this paragraph; and
    46    D. the proposed lot split would not require demolition  or  alteration
    47  of any of the following types of housing:
    48    (1)  housing that is subject to a recorded covenant, ordinance, law or
    49  regulatory agreement  that  restricts  rents  to  levels  affordable  to
    50  persons and families of a set income;
    51    (2) housing that is subject to the emergency rent stabilization law or
    52  the emergency tenant protection act; or
    53    (3) housing that is listed on the state registry of historic places or
    54  had  an  application  pending  to  be  listed on such registry as of the
    55  effective date of this article.

        S. 4006--A                         49                         A. 3006--A

     1    (ii) An application for a lot split shall be  approved  in  accordance
     2  with the following requirements:
     3    A. A lead agency equivalent shall approve or deny an application for a
     4  lot split ministerially without discretionary review.
     5    B.  A  lead agency equivalent shall not require dedications of rights-
     6  of-way or the construction of offsite improvements for  the  lots  being
     7  created  as a condition of approving a lot split pursuant to a local law
     8  adopted pursuant to this paragraph.
     9    C. A lead agency equivalent  shall  not  impose  land  use  standards,
    10  zoning  standards,  subdivision  standards,  design review standards, or
    11  other development standards that would have  the  effect  of  physically
    12  precluding  the  construction of two units, one on each of the resulting
    13  lots, or that would result in a unit size of  less  than  eight  hundred
    14  square  feet,  provided further that no setback shall be required for an
    15  existing structure or a structure constructed in the same  location  and
    16  to the same dimensions as an existing structure.
    17    D. Notwithstanding clause C of this subparagraph, a lead agency equiv-
    18  alent  may  require  a setback of up to four feet from the side and rear
    19  lot lines.
    20    (iii) A lead agency equivalent may deny a lot split if the lead agency
    21  equivalent makes a written finding, based upon a  preponderance  of  the
    22  evidence,  that  a  proposed residential dwelling unit on one of the new
    23  lots would have a specific, adverse impact upon public health or  safety
    24  for  which  there  is  no feasible method to satisfactorily mitigate the
    25  specific adverse impact.
    26    (iv) A lead agency equivalent may require any of the following  condi-
    27  tions when considering an application to undertake a lot split:
    28    A. easements required for the provision of public services and facili-
    29  ties;
    30    B.  a  requirement that the lots have access to, provide access to, or
    31  adjoin the public right-of-way; and
    32    C. off-street parking of up to  one  space  per  residential  dwelling
    33  unit,  except  that  a  lead  agency equivalent shall not impose parking
    34  requirements in either of the following instances:
    35    (1) where year-round parking is permitted on an adjacent street; or
    36    (2) where the split lot is within one-half mile of  access  to  public
    37  transportation.
    38    (v) A lead agency equivalent shall not impose owner occupancy require-
    39  ments on a lot split authorized pursuant to a local law adopted pursuant
    40  to this paragraph.
    41    (vi)  A lead agency equivalent shall require that a rental of any unit
    42  created pursuant to a local law adopted pursuant to  this  paragraph  be
    43  for a term longer than thirty days.
    44    (vii)  A  lead agency equivalent shall not require, as a condition for
    45  ministerial approval of a lot split pursuant  to  a  local  law  adopted
    46  pursuant  to this paragraph, correction of nonconforming or noncomplying
    47  zoning conditions.
    48    (viii) A request for a lot split  pursuant  to  a  local  law  adopted
    49  pursuant  to  this  paragraph  shall  not  be  denied  solely because it
    50  proposed adjacent or connected structures, provided that the  structures
    51  meet building code safety standards and are sufficient to allow separate
    52  conveyance.
    53    (ix)  Any  amendment  undertaken  pursuant  to this paragraph shall be
    54  exempt from any environmental review requirements  pursuant  to  article
    55  eight  of  the  environmental  conservation  law and any rules and regu-
    56  lations promulgated pursuant thereto, and any  substantially  equivalent

        S. 4006--A                         50                         A. 3006--A

     1  local  law,  regulation  or  rule  to article eight of the environmental
     2  conservation law, including, but not limited to, in a city with a  popu-
     3  lation of one million or more, city environmental quality review.
     4    c.  Remove  exclusionary  measures.  It  shall  be  considered to be a
     5  preferred action pursuant to this section if a locality enacts by  local
     6  law  the  provisions  of  this paragraph. For any locality within a city
     7  with a population of one million or more, it shall be considered  to  be
     8  such  a preferred action if such city enacts by local law the provisions
     9  of this paragraph throughout such locality.  For  any  locality  located
    10  within  a  county  wherein  such county is empowered to approve or amend
    11  some or all of the land use requirements applicable within the locality,
    12  to the extent the county is so empowered, it shall be considered such  a
    13  preferred  action  if  such county enacts by local law the provisions of
    14  this paragraph to be in effect throughout such locality.
    15    (i) No locality shall, as part of its land use laws, ordinances, rules
    16  or regulations, including, but not limited to, zoning laws,  ordinances,
    17  rules  or regulations, site plan review laws, ordinances, rules or regu-
    18  lations, subdivision laws, rules or regulations, or comprehensive  plan-
    19  ning laws, rules or regulations, impose:
    20    A. minimum lot size requirements for mixed-use or residential uses;
    21    B. height limits that preclude or unduly restrict the ability to build
    22  residential  accommodations,  including  multi-family residential build-
    23  ings;
    24    C. lot coverage restrictions that  preclude  or  unduly  restrict  the
    25  ability  to  build  residential  accommodations,  including multi-family
    26  residential buildings; or
    27    D. parking minimums on any site that  exceed  one  parking  space  per
    28  residential  dwelling  unit, provided, further, that no parking minimums
    29  may be imposed for any site that  includes  residential  dwelling  units
    30  when  such  site  is  located within one-half mile from access to public
    31  transportation.
    32    (ii) Any amendment undertaken pursuant  to  this  paragraph  shall  be
    33  exempt  from  any  environmental review requirements pursuant to article
    34  eight of the environmental conservation law  and  any  rules  and  regu-
    35  lations  promulgated  pursuant thereto, and any substantially equivalent
    36  local law, regulation or rule to  article  eight  of  the  environmental
    37  conservation  law, including, but not limited to, in a city with a popu-
    38  lation of one million or more, city environmental quality review.
    39    d. Smart growth rezonings. It shall be considered to  be  a  preferred
    40  action  pursuant  to  this section if a locality enacts by local law the
    41  provisions of this paragraph. Such preferred action  shall  be  designed
    42  and implemented in such a manner that it complies with federal and state
    43  fair  housing  laws,  including the requirement to affirmatively further
    44  fair housing, which shall include compliance with the  requirements  set
    45  forth  in subdivision three of section six hundred of the public housing
    46  law. For any locality within a city with a population of one million  or
    47  more,  it shall be considered to be such a preferred action if such city
    48  enacts by local law the provisions of  this  paragraph  throughout  such
    49  locality.   For any locality located within a county wherein such county
    50  is empowered to approve or amend some or all of the  land  use  require-
    51  ments  applicable  within  the  locality, to the extent the county is so
    52  empowered, it shall be considered such a preferred action if such county
    53  enacts by local law the provisions of this paragraph  to  be  in  effect
    54  throughout such locality.
    55    (i)  A  lead  agency  equivalent  shall undertake a land use action to
    56  amend  its  land  use  requirements,  as  applicable,  to   permit   the

        S. 4006--A                         51                         A. 3006--A

     1  construction  of  residential  housing  with  an aggregate density of at
     2  least twenty-five residential dwelling units per acre over  an  area  or
     3  areas consisting solely of previously disturbed land that, in the aggre-
     4  gate,  are  equal  to one-third of the previously disturbed land mass of
     5  the locality.
     6    (ii) Such land use action shall not include any measure that makes the
     7  development of residential housing economically  infeasible,  including,
     8  but  not limited to, unduly restrictive height limits, excessive yard or
     9  open space requirements, the imposition of minimum or  maximum  residen-
    10  tial  dwelling  unit size limits, or restrictions on the total number of
    11  permitted  residential  dwelling  units  within  a  residential  housing
    12  project  based  on  lot  size or other criteria other than the aggregate
    13  density.
    14    (iii) Such land use action shall permit commercial uses on  a  reason-
    15  able  percentage  of the lots impacted by the amendment with the goal of
    16  granting residents access to amenities, goods, and services within walk-
    17  ing distance of their residences.
    18    (iv) Any amendment undertaken pursuant  to  this  paragraph  shall  be
    19  exempt  from  any  environmental review requirements pursuant to article
    20  eight of the environmental conservation law  and  any  rules  and  regu-
    21  lations  promulgated  pursuant thereto, and any substantially equivalent
    22  local law, regulation or rule to  article  eight  of  the  environmental
    23  conservation  law, including, but not limited to, in a city with a popu-
    24  lation greater than  one  million  people,  city  environmental  quality
    25  review.
    26    (v)  Any  proposed  project  that  provides  residential  housing  and
    27  complies with a locality's land use requirements, after  such  land  use
    28  requirements  have  been  amended  pursuant  to this paragraph, shall be
    29  exempt from review requirements pursuant to article eight of  the  envi-
    30  ronmental  conservation  law  and  any rules and regulations promulgated
    31  thereto, and any substantially equivalent local law, regulation or  rule
    32  to  article  eight of the environmental conservation law, including, but
    33  not limited to, in a city with a population  greater  than  one  million
    34  people, city environmental quality review.
    35    (vi)  Project specific review of any project that provides residential
    36  housing and complies with a locality's land use requirements, after such
    37  requirements have been amended pursuant to this paragraph, shall:
    38    A. be completed with written approval or denial being delivered to the
    39  applying party within one hundred twenty days of the  application  being
    40  submitted; and
    41    B. be limited to a review of the following:
    42    (1)  the capacity of local infrastructure to provide adequate drinking
    43  water and wastewater services to the proposed project;
    44    (2) the capacity of local infrastructure to provide  adequate  utility
    45  services to the proposed project; and
    46    (3) the aesthetics of the proposed project, provided that any aesthet-
    47  ic  review  must be based on published objective standards. If no objec-
    48  tive standards are published, no project specific  review  may  consider
    49  aesthetics. Provided further that no aesthetic requirements may increase
    50  the  cost  of  a  project  to make such project as proposed economically
    51  infeasible.
    52    C. Unless specifically set forth by this paragraph, nothing set  forth
    53  in this subparagraph shall be interpreted to override or otherwise waive
    54  any  permitting  required  pursuant  to  state  or federal laws or regu-
    55  lations.

        S. 4006--A                         52                         A. 3006--A

     1    e. Adaptive reuse rezonings. It shall be considered to be a  preferred
     2  action  pursuant  to  this section if a locality enacts by local law the
     3  provisions of this paragraph. Such preferred action  shall  be  designed
     4  and implemented in such a manner that it complies with federal and state
     5  fair  housing  laws,  including the requirement to affirmatively further
     6  fair housing, which shall include compliance with the  requirements  set
     7  forth  in subdivision three of section six hundred of the public housing
     8  law. For any locality within a city with a population greater  than  one
     9  million  people, it shall be considered to be such a preferred action if
    10  such city enacts by local law the provisions of this paragraph  through-
    11  out  such  locality.    For any locality located within a county wherein
    12  such county is empowered to approve or amend some or all of the land use
    13  requirements applicable within the locality, to the extent the county is
    14  so empowered, it shall be considered such a  preferred  action  if  such
    15  county  enacts  by  local  law the provisions of this paragraph to be in
    16  effect throughout such locality.
    17    (i) A lead agency equivalent shall undertake  a  land  use  action  to
    18  amend its land use requirements to permit the construction and occupancy
    19  of residential housing with an aggregate density of at least twenty-five
    20  residential  dwelling  units  per  acre  in  an area that, prior to such
    21  amendment, permitted only commercial use.
    22    A. Such land use action must encompass an area of at least one hundred
    23  acres.
    24    B. Such land use action shall not include any measure that  makes  the
    25  development  of  residential housing economically infeasible, including,
    26  but not limited to, unduly restrictive height limits, excessive yard  or
    27  open  space requirements, the imposition of minimum or maximum unit size
    28  limits, or restrictions on the total  number  of  permitted  residential
    29  dwelling units within a residential housing project based on lot size or
    30  other criteria other than the aggregate density.
    31    C.  Such  land use action shall permit commercial uses on a reasonable
    32  percentage of the lots impacted by the amendment with the goal of grant-
    33  ing residents access to amenities, goods, and  services  within  walking
    34  distance of their residences.
    35    (ii)  Any  amendment  undertaken  pursuant  to this paragraph shall be
    36  exempt from any environmental review requirements  pursuant  to  article
    37  eight  of  the  environmental  conservation  law and any rules and regu-
    38  lations promulgated pursuant thereto, and any  substantially  equivalent
    39  local  law,  regulation  or  rule  to article eight of the environmental
    40  conservation law, including, but not limited to, in a city with a  popu-
    41  lation  greater  than  one  million  people,  city environmental quality
    42  review.
    43    (iii) Any proposed  project  that  provides  residential  housing  and
    44  complies  with  land  use requirements, after such land use requirements
    45  have been amended pursuant to  this  paragraph,  shall  be  exempt  from
    46  review  requirements  pursuant  to  article  eight  of the environmental
    47  conservation law and any  rules  and  regulations  promulgated  pursuant
    48  thereto,  and any substantially equivalent local law, regulation or rule
    49  to article eight of the environmental conservation law,  including,  but
    50  not  limited  to,  in  a city with a population greater than one million
    51  people, city environmental quality review.
    52    (iv) Any project that provides residential housing and  complies  with
    53  applicable  land use requirements, after such land use requirements have
    54  been amended pursuant to this paragraph, shall be buildable as of right,
    55  and any project specific review relating to such project shall:

        S. 4006--A                         53                         A. 3006--A

     1    A. be completed with written approval or denial being delivered to the
     2  applying party within one hundred twenty days of the  application  being
     3  submitted; and
     4    B. be limited to a review of the following:
     5    (1)  the capacity of local infrastructure to provide adequate drinking
     6  water and wastewater services to the proposed project;
     7    (2) the capacity of local infrastructure to provide  adequate  utility
     8  services to the proposed project; and
     9    (3) the aesthetics of the proposed project, provided that any aesthet-
    10  ic  review  must be based on published objective standards. If no objec-
    11  tive standards are published, no project specific  review  may  consider
    12  aesthetics. Provided further that no aesthetic requirements may increase
    13  the  cost  of  a  project  to make such project as proposed economically
    14  infeasible.
    15    C. unless specifically set forth by this paragraph, nothing set  forth
    16  in this subparagraph shall be interpreted to override or otherwise waive
    17  any  permitting  required  pursuant  to  state  or federal laws or regu-
    18  lations.
    19    § 1004. Local procedures outside of safe harbor/general  appeal  proc-
    20  ess. Effective January first, two thousand twenty-seven, when a locality
    21  is not in safe harbor:
    22    1.  An  applicant  may  propose  a qualifying project to a lead agency
    23  equivalent, regardless of whether the qualifying project  complies  with
    24  the  land  use  requirements applicable to the site where the qualifying
    25  project is proposed. No lead agency equivalent  may  reject  a  proposed
    26  qualifying  project  due to such project failing to comply with the land
    27  use requirements on the site where the qualifying project  is  proposed,
    28  unless  such  qualifying  project is not located on previously disturbed
    29  land.
    30    2. The lead agency equivalent must approve or deny the application for
    31  the qualifying project within one hundred twenty days  if  the  proposed
    32  qualifying  project contains at least ten residential dwelling units but
    33  less than one hundred residential dwelling units, and within one hundred
    34  eighty days if the proposed qualifying project contains one  hundred  or
    35  more  residential dwelling units. Failure to approve or deny an applica-
    36  tion within the time periods specified  in  this  subdivision  shall  be
    37  deemed to be a constructive denial, provided further that the imposition
    38  of  conditions  on the project by the lead agency equivalent that render
    39  the project economically infeasible shall be deemed to be a constructive
    40  denial, and subject to appeal pursuant  to  this  section,  section  one
    41  thousand five or section one thousand six of this article.
    42    3.  Any  project  specific  review  related  to  a proposed qualifying
    43  project shall be exempt from review  requirements  pursuant  to  article
    44  eight  of  the  environmental  conservation  law and any rules and regu-
    45  lations promulgated pursuant thereto, and any  substantially  equivalent
    46  local  law,  regulation  or  rule  to article eight of the environmental
    47  conservation law, including, but not limited to, in a city with a  popu-
    48  lation  of  one  million or more, city environmental quality review, and
    49  shall be limited to a review of the following:
    50    a. The capacity of local infrastructure to provide  adequate  drinking
    51  water and wastewater services to the proposed project;
    52    b.  The  capacity  of local infrastructure to provide adequate utility
    53  services to the proposed project; and
    54    c. The aesthetics of the proposed project, provided that any aesthetic
    55  review must be based on published objective standards. If  no  objective
    56  standards  are  published,  no  project  specific  review  may  consider

        S. 4006--A                         54                         A. 3006--A

     1  aesthetics. Provided further that no aesthetic requirements may increase
     2  the cost of a project to make  such  project  as  proposed  economically
     3  infeasible.
     4    Nothing set forth in this subdivision shall be interpreted to override
     5  or  otherwise waive any permitting required pursuant to state or federal
     6  laws or regulations, unless specifically set forth in this article.
     7    4. Any denial of an application must be accompanied  by  the  specific
     8  reasons for the denial set forth in writing.
     9    5. When an applicant is denied permission to proceed with a qualifying
    10  project,  the  applicant  may  file  an appeal of the denial pursuant to
    11  section one thousand five or one thousand six  of  this  article  within
    12  sixty days of the denial. An applicant may only file one such appeal per
    13  qualifying  project  and  may  only  file either pursuant to section one
    14  thousand five or one thousand six.
    15    § 1005. Housing review board. 1. Structure and powers of  the  housing
    16  review board.
    17    a.  There is hereby established, within the division, a housing review
    18  board, to effectuate the provisions of this article.
    19    b. The housing review board shall consist  of  five  members.    Three
    20  members  shall  be  appointed  by  the  governor,  one  member  shall be
    21  appointed by the speaker of  the  assembly,  and  one  member  shall  be
    22  appointed  by  the  temporary president of the senate. The board members
    23  shall serve five year terms, and shall only be relieved for  cause.  Any
    24  vacancies  on  the board shall be filled within a reasonable time period
    25  by the official who appointed the board member whose absence has  caused
    26  the vacancy.
    27    c. The housing review board shall have the power and duties to conduct
    28  hearings,  take  oaths, issue orders, and otherwise perform any function
    29  necessary to operate in conformity with the provisions of this  article.
    30  The powers of the housing review board shall include, but not be limited
    31  to, the powers granted to the commissioner of housing by subdivision one
    32  of  section fourteen of the public housing law, and the statutes, rules,
    33  regulations and other documents governing the administration of  housing
    34  by the division of homes and community renewal.
    35    d.  The  division  shall provide any administrative and staff support,
    36  including, but not limited to, administrative law judges, to the housing
    37  review  board  necessary  for  the  effective  implementation   of   the
    38  provisions of this article.
    39    e. If the division determines that a locality does or does not qualify
    40  for  safe  harbor,  the  housing  review  board, or any court hearing an
    41  appeal related to such locality shall take judicial notice of the  divi-
    42  sion's  determination. If the division has not issued a determination as
    43  to whether a locality is in safe harbor based on  the  three-year  cycle
    44  that was completed immediately prior to the applicable three-year cycle,
    45  and such a determination is necessary to adjudicate an appeal before the
    46  housing  review board or a court, such housing review board or court may
    47  make such a determination that applies only to the  application  pending
    48  before the housing review board or the court, provided further, however,
    49  that if the housing review board or a court makes a determination that a
    50  locality  is  in  safe  harbor  as  a  result  of  the locality enacting
    51  preferred actions pursuant to subdivision four of section  one  thousand
    52  three  of  this  article,  such determination shall be applied to future
    53  proceedings pursuant to this section and section  one  thousand  six  of
    54  this  article  for  the remainder of the three-year cycle for which such
    55  determination was made. The division, at its discretion, may take notice
    56  of such determination and the facts underlying such  determination,  and

        S. 4006--A                         55                         A. 3006--A

     1  issue  its  own  determination as to the application of safe harbor that
     2  would be applied to all further appeals relating to  such  locality  for
     3  the duration that safe harbor applies.
     4    2.  Appeals  before  the housing review board. a. Beginning on January
     5  first, two thousand twenty-seven, any applicant whose application relat-
     6  ing to a qualifying project is denied by a lead  agency  equivalent  may
     7  appeal  such denial to the housing review board within sixty days of the
     8  issuance of the denial.
     9    b. If an appeal is brought before the housing  review  board  and  the
    10  division  has  already  determined that the locality at issue is in safe
    11  harbor for the applicable three-year cycle, then  the  appeal  shall  be
    12  denied  and  the  determination  by  the lead agency equivalent shall be
    13  maintained. If no determination has been made as to whether the locality
    14  is in safe harbor, the housing review board shall determine as a thresh-
    15  old issue whether such locality is in safe harbor.
    16    c. If a locality is found to not be in safe harbor, the housing review
    17  board shall issue a determination as to whether the lead  agency  equiv-
    18  alent properly denied the application at issue in the appeal pursuant to
    19  the requirements set forth in section one thousand four of this article.
    20    d. In issuing a determination, the housing review board may:
    21    (i)  remand  the  proceeding  to the lead agency equivalent and direct
    22  such lead agency equivalent to issue a comprehensive permit or  approval
    23  to the applicant;
    24    (ii) deny the appeal and uphold the lead agency equivalent's denial of
    25  the application; or
    26    (iii)  remand  the proceeding to the lead agency equivalent and direct
    27  such lead agency equivalent to consider the application  as  amended  to
    28  address  any  legitimate  concerns raised by the lead agency equivalent.
    29  The housing review board may require that  the  lead  agency  equivalent
    30  consider any such amended application on an expedited basis.
    31    e.  In  considering  the  denial of an application, the housing review
    32  board may only consider the reasons for the denial  given  by  the  lead
    33  agency equivalent at the time the application was denied.
    34    f.  Once  a determination has been issued by the housing review board,
    35  such determination may be appealed within sixty days to  an  administra-
    36  tive law judge designated to hear such matters. Any determination issued
    37  by  an administrative law judge shall be considered to be a final agency
    38  determination and may be appealed pursuant to article  seventy-eight  of
    39  the civil practice law and rules.
    40    3.  Burden  of  proof before the housing review board. a. (i) During a
    41  proceeding before the housing review board, the  locality  which  denied
    42  the  permit  for the qualifying project shall initially carry the burden
    43  of proof to demonstrate, based upon clear and convincing evidence,  that
    44  the  permit  was  properly denied pursuant to one or more of the reasons
    45  set forth in subdivision three of section  one  thousand  four  of  this
    46  article,  that  the  locality  is in safe harbor, or that the project at
    47  issue is not a qualifying project.
    48    (ii) Notwithstanding any other provision in this article,  a  locality
    49  that  is not in safe harbor may raise as an affirmative defense that the
    50  amount of eligible residential dwelling units, as weighted  pursuant  to
    51  subdivision  three  of  section  one  thousand  three  of  this article,
    52  constructed in the three-year cycle during which the appeal  was  filed,
    53  combined   with  the  amount  of  eligible  residential  dwelling  units
    54  constructed in the three-year cycle immediately preceding the  cycle  in
    55  which the appeal was filed, constitute an amount of eligible residential
    56  dwelling  units  to  qualify the locality for safe harbor for the three-

        S. 4006--A                         56                         A. 3006--A

     1  year cycle in which the appeal was filed.  Provided, further that eligi-
     2  ble residential dwelling units shall only be credited for one three-year
     3  cycle, regardless of when such dwelling units were permitted  or  built.
     4  Such  defense must be demonstrated by clear and convincing evidence, and
     5  must be substantiated  by  documentation  such  as  temporary  or  final
     6  certificates  of  occupancy  for  the housing. If the locality meets the
     7  burden set forth in this paragraph, unless  the  applicant  successfully
     8  rebuts  the  evidence  or reasons for rejection provided by the locality
     9  pursuant to paragraph b of this  subdivision,  such  locality  shall  be
    10  deemed to be in safe harbor for the remainder of the three-year cycle in
    11  effect  at the time the appeal was filed, effective the date such deter-
    12  mination is made.
    13    b. If the locality meets the burden set forth in paragraph a  of  this
    14  subdivision,  the  applicant  shall be given an opportunity to rebut the
    15  evidence and reasons for rejection provided by the locality.
    16    c. If the division issues a determination as to whether a locality  is
    17  in  safe  harbor, the housing review board and administrative law judges
    18  shall take notice of such determination. If no  such  determination  has
    19  been issued by the division, except as provided in paragraph e of subdi-
    20  vision  one of this section, the housing review board and administrative
    21  law judges may make a determination as to whether a locality is in  safe
    22  harbor,  based  on  the  three-year cycle that was completed immediately
    23  prior to the applicable three-year cycle, solely  for  the  purposes  of
    24  issuing a determination regarding the application that is the subject of
    25  the appeal being considered.
    26    4.  Costs  shall  not  be allowed against the local government and the
    27  officer or officers whose failure or refusal gave rise  to  the  special
    28  proceeding,  unless  it shall appear to the court that the local govern-
    29  ment and its officers acted with gross negligence or  in  bad  faith  or
    30  with malice.
    31    §  1006.  Land  use appeals before the supreme court. 1. Judges of the
    32  supreme court that are specially designated as land use  judges  by  the
    33  chief  administrator  of  the  courts shall hear land use appeals.  Such
    34  judges shall be selected from a list of qualified candidates as  created
    35  by  the  land  use advisory council.  Only such land use judges shall be
    36  empowered to adjudicate land use appeals pursuant to this section  aris-
    37  ing  anywhere  in  the  State of New York, regardless of what county the
    38  judge serves in over the course of their normal duties.
    39    2. There shall be established a land use advisory  council.    a.  The
    40  land  use  advisory  council  shall  be  composed of five members. Three
    41  members shall  be  appointed  by  the  governor,  one  member  shall  be
    42  appointed  by  the  speaker  of  the  assembly,  and one member shall be
    43  appointed by the temporary president of the senate.  The  members  shall
    44  serve  five year terms, and shall only be relieved for cause. Any vacan-
    45  cies on the council shall be filled within a reasonable time  period  by
    46  the  official  who  appointed  the  member  whose absence has caused the
    47  vacancy.
    48    b. The land use advisory council shall meet  at  least  four  times  a
    49  year,  and on such additional occasions as they may require or as may be
    50  required by the administrative judge. Members shall receive  no  compen-
    51  sation.
    52    c. The land use advisory council shall publish a list of supreme court
    53  judges  qualified to hear land use appeals based on training, experience
    54  and judicial temperament.
    55    3. Appeals before a land use judge. a. Beginning on January first, two
    56  thousand twenty-seven, any applicant  whose  application  related  to  a

        S. 4006--A                         57                         A. 3006--A

     1  qualifying project is denied by a lead agency equivalent may appeal such
     2  denial  before  a  land use judge designated pursuant to this section in
     3  supreme court. The applicant shall choose the forum in which to file the
     4  appeal.
     5    b. If an appeal is brought before such land use judge and the division
     6  has  already determined that the locality at issue is in safe harbor for
     7  the applicable three-year cycle, then the appeal shall be denied and the
     8  determination by the lead agency equivalent shall be maintained.  If  no
     9  determination  has  been  made  as  to  whether  the locality is in safe
    10  harbor, such land use judge shall determine as a threshold issue whether
    11  such locality is in safe harbor based on the three-year cycle  that  was
    12  completed immediately prior to the applicable three-year cycle.
    13    c.  If  a  locality  is  found to not be in safe harbor, such land use
    14  judge shall issue a determination as to whether the lead  agency  equiv-
    15  alent properly denied the application at issue in the appeal pursuant to
    16  the requirements set forth in section one thousand four of this article.
    17    d. In issuing a determination, such land use judge may:
    18    (i)  remand  the  proceeding  to the lead agency equivalent and direct
    19  such lead agency equivalent to issue a comprehensive permit or  approval
    20  to the applicant;
    21    (ii) deny the appeal and uphold the lead agency equivalent's denial of
    22  the application; or
    23    (iii)  remand  the proceeding to the lead agency equivalent and direct
    24  such lead agency equivalent to consider the application  as  amended  to
    25  address  any  legitimate  concerns raised by the lead agency equivalent.
    26  Such land use judge may require that the lead agency equivalent consider
    27  any such amended application on an expedited basis.
    28    e. In considering the denial of an application, such  land  use  judge
    29  may  only  consider  the reasons for the denial given by the lead agency
    30  equivalent at the time the application was denied.
    31    4. Burden of proof before a court. a. (i) During a proceeding before a
    32  land use judge designated pursuant to this section, the  locality  which
    33  denied  the  permit for the qualifying project shall initially carry the
    34  burden  of  proof  to  demonstrate,  based  upon  clear  and  convincing
    35  evidence,  that the permits were properly denied pursuant to one or more
    36  of the reasons set forth in subdivision three of  section  one  thousand
    37  four  of  this article, that the locality is in safe harbor, or that the
    38  project at issue is not a qualifying project.
    39    (ii) Notwithstanding any other provision in this article,  a  locality
    40  that  is not in safe harbor may raise as an affirmative defense that the
    41  amount of eligible residential dwelling units, as weighted  pursuant  to
    42  subdivision  three  of  section  one  thousand  three  of  this article,
    43  constructed in the three-year cycle during which the appeal  was  filed,
    44  combined   with  the  amount  of  eligible  residential  dwelling  units
    45  constructed in the three-year cycle immediately preceding the  cycle  in
    46  which the appeal was filed, constitute an amount of eligible residential
    47  dwelling  units  needed  to qualify the locality for safe harbor for the
    48  three-year cycle in which the appeal was filed. Provided, further,  that
    49  eligible  residential  dwelling  units  shall  only  be credited for one
    50  three-year cycle, regardless of when such dwelling units were  permitted
    51  or  built.    Such  defense must be demonstrated by clear and convincing
    52  evidence, and must be substantiated by documentation such  as  temporary
    53  or  final  certificates  of  occupancy  for the housing. If the locality
    54  meets the burden set forth  in  this  paragraph,  unless  the  applicant
    55  successfully  rebuts  the  evidence or reasons for rejection provided by
    56  the locality pursuant to paragraph b of this subdivision, such  locality

        S. 4006--A                         58                         A. 3006--A

     1  shall be deemed to be in safe harbor for the remainder of the three-year
     2  cycle  in  effect  at  the time the appeal was filed, effective the date
     3  such determination is made.
     4    b.  If  the locality meets the burden set forth in paragraph a of this
     5  subdivision, the applicant shall be given an opportunity  to  rebut  the
     6  evidence and reasons for rejection provided by the locality.
     7    c.  If the division issues a determination as to whether a locality is
     8  in safe harbor, such land use judge shall take notice of  such  determi-
     9  nation. If no such determination has been issued by the division, except
    10  as  provided  in  paragraph e of subdivision one of section one thousand
    11  five of this article, such land use judge may make a determination as to
    12  whether a locality is in safe harbor, based on the three-year cycle that
    13  was completed immediately prior  to  the  applicable  three-year  cycle,
    14  solely  for the purposes of issuing a determination regarding the appli-
    15  cation that is the subject of the appeal being considered.
    16    5. Any final order issued by a land use judge designated  pursuant  to
    17  this  section  shall  be  appealed in a manner consistent with the civil
    18  practice law and rules.
    19    6. The chief administrator of the court  shall  promulgate  rules  and
    20  regulations to carry out the mandate of this section.
    21    7.  Costs  shall  not  be allowed against the local government and the
    22  officer or officers whose failure or refusal gave rise  to  the  special
    23  proceeding,  unless  it shall appear to the court that the local govern-
    24  ment and its officers acted with gross negligence or  in  bad  faith  or
    25  with malice.
    26    8.  Employees and agents of localities may only be sued in their offi-
    27  cial capacity for non-compliance with this article.
    28    § 3. Section 14 of the public housing law is amended by adding  a  new
    29  subdivision 8 to read as follows:
    30    8.  The  division  shall have the authority to promulgate regulations,
    31  rules and policies related to land use by cities, towns, and villages as
    32  it relates to the development of housing, including, but not limited to,
    33  the administration and enforcement of  article  twenty  of  the  general
    34  municipal law, the Transit-Oriented Development Act of 2023, and section
    35  twenty-a  of  the  public  housing law. Such enforcement authority shall
    36  include, but not be limited to, all of the powers granted by subdivision
    37  one of this section, in addition to the statutes, rules, regulation  and
    38  other  documents  regarding  the  authority  of the division, and, where
    39  applicable, the power to issue orders and administer funding and  grants
    40  to localities to assist with land use planning.
    41    §  4. Severability. In the event it is determined by a court of compe-
    42  tent jurisdiction that any phrase, clause, part, subdivision,  paragraph
    43  or  subsection,  or any of the provisions of this article is unconstitu-
    44  tional or otherwise invalid or inoperative, such determination shall not
    45  affect the validity or effect of the remaining provisions of this  arti-
    46  cle.
    47    § 5. This act shall take effect immediately.

    48                                   PART G

    49    Section  1.  Short  title. This act shall be known and may be cited as
    50  the "transit-oriented development act of 2023".
    51    § 2. Legislative findings and statement of  purpose.  The  legislature
    52  hereby finds, determines and declares:
    53    New York State has a vital interest in reducing harmful greenhouse gas
    54  emissions. New York State further recognizes that encouraging and facil-

        S. 4006--A                         59                         A. 3006--A

     1  itating use of rail-based mass transit is a valuable method for reducing
     2  greenhouse  gas emissions. New York State further recognizes that creat-
     3  ing walkable living environments with a variety of housing options  near
     4  rail-based  mass  transit  not only advances the goal of encouraging the
     5  use of rail-based mass transit, but also  promotes  local  and  regional
     6  economic development.
     7    Housing  in  the  state of New York is among the most expensive in the
     8  nation and housing insecurity remains a problem for many low- and moder-
     9  ate-income families. The excessive cost of the state's housing supply is
    10  partially caused by a lack of housing near public transit access points.
    11  This lack of available housing  is  especially  pronounced  in  well-re-
    12  sourced  municipalities  and  neighborhoods  with access to jobs, educa-
    13  tional resources, and health infrastructure  that  engender  social  and
    14  economic mobility.
    15    Many  local  governments do not give adequate attention to or planning
    16  for the local and broader regional economic, environmental,  and  social
    17  costs  of  local policies and actions that have the effect of stagnating
    18  or reducing the supply of housing, including affordable  and  supportive
    19  housing, or how such policies and actions thereby produce threats to the
    20  public health, safety, and general welfare.
    21    Increasing  the  supply of housing in close proximity to rail stations
    22  is a matter of state concern and critical to promoting housing  afforda-
    23  bility,  reducing housing insecurity, driving economic growth, encourag-
    24  ing social and economic mobility,  and  actualizing  the  goals  of  the
    25  Climate Leadership and Community Protection Act.
    26    A  public  policy  purpose  would  be  served and the interests of the
    27  people of the state would be advanced by requiring  local  planning  and
    28  zoning  changes that will facilitate the production of multifamily hous-
    29  ing in areas near rail stations.
    30    § 3. The general city law is amended by adding a new section  20-h  to
    31  read as follows:
    32    §  20-h.  Density  of  residential dwellings near transit stations. 1.
    33  Definitions. As used in this section, the following terms shall have the
    34  following meanings:
    35    (a) "Aggregate density requirement" shall be  defined  as  a  required
    36  minimum average density of residential dwellings per acre across a tran-
    37  sit-oriented  development  zone,  provided that exempt land shall not be
    38  included in the calculation to determine the aggregate density  require-
    39  ment. Provided further that:
    40    (i)  Within  a  tier 1 transit-oriented development zone, the required
    41  minimum average density shall be fifty residential dwellings per acre;
    42    (ii) Within a tier 2 transit-oriented development zone,  the  required
    43  minimum average density shall be thirty residential dwellings per acre;
    44    (iii)  Within a tier 3 transit-oriented development zone, the required
    45  minimum average density shall be twenty residential dwellings per  acre;
    46  and
    47    (iv)  Within  a tier 4 transit-oriented development zone, the required
    48  minimum average density shall be fifteen residential dwellings per acre.
    49    (b) "Amendment" shall be defined as any local legislative,  executive,
    50  or  administrative change made to a city's local land use tools pursuant
    51  to subdivision two of this section.
    52    (c) "Economically infeasible" shall mean any condition  brought  about
    53  by  any  single  factor  or combination of factors to the extent that it
    54  makes it substantially unlikely for an owner to proceed  in  building  a
    55  residential  housing  project  and  still realize a reasonable return in

        S. 4006--A                         60                         A. 3006--A

     1  building or operating such housing without  substantially  changing  the
     2  rent levels, unit sizes, or unit counts proposed by the owner.
     3    (d)  "Exempt land" shall be defined as non-buildable land, cemeteries,
     4  mapped or dedicated parks, registered historic sites, and highways.
     5    (e) "Highways" shall be defined as a vehicle road designated and iden-
     6  tified pursuant to the New York  state  or  federal  interstate  highway
     7  system.
     8    (f)  "Lead  agency  equivalent" shall be defined as any city or common
     9  council or other legislative body of the city,  planning  board,  zoning
    10  board of appeals, planning division, planning commission, board of stan-
    11  dards and appeals, board of zoning appeals, or any official or employee,
    12  or  any other agency, department, board, body, or other entity in a city
    13  with the authority to approve or disapprove of any specific  project  or
    14  amendment to any local land use tools as defined herein.
    15    (g)  "Local  land  use  tools"  shall be adopted or enacted under this
    16  chapter, the municipal home rule law, or any general, special  or  other
    17  law  pertaining  to  land use, and shall include but not be limited to a
    18  city's:
    19    (i) written or other comprehensive plan or plans;
    20    (ii) zoning ordinance, local laws, resolutions or regulations;
    21    (iii) special use permit, special exception permit, or special  permit
    22  ordinance, local laws, resolutions or regulations;
    23    (iv) subdivision ordinance, local laws, resolutions, or regulations;
    24    (v)  site  plan  review  ordinance,  local  laws, resolutions or regu-
    25  lations; and/or
    26    (vi) policies or procedures, or any planning, zoning,  or  other  land
    27  use  regulatory  tool that controls or establishes standards for the use
    28  and occupancy of land, the area and  dimensional  requirements  for  the
    29  development of land or the intensity of such development.
    30    (h) "Mapped or dedicated parks" shall be defined as:
    31    (i)  any  land designated on an official map established as authorized
    32  by law or depicted on another  map  adopted  or  enacted  by  the  local
    33  governing  board  as  a publicly accessible space designated for park or
    34  recreational use on or before the effective date of this section; or
    35    (ii) any parkland expressly or impliedly dedicated to park  or  recre-
    36  ational use on or before the effective date of this section.
    37    (i)  "Non-buildable  land" shall be defined as any land that cannot be
    38  built upon without significant alterations to the natural terrain needed
    39  to make such land suitable for construction, including but  not  limited
    40  to  rivers and streams, freshwater and tidal wetlands, marshlands, coas-
    41  tal erosion hazard areas, one-hundred-year flood  plain,  and  protected
    42  forests.  No  land  that has previously had a building or other improve-
    43  ment, including but not limited to parking lots, constructed on it shall
    44  be considered non-buildable land.
    45    (j) "Objective standards" shall be defined as standards  that  involve
    46  no  personal or subjective judgment by a public official or employee and
    47  are uniformly verifiable  by  reference  to  a  publicly  available  and
    48  uniform benchmark or criterion available and knowable by both the devel-
    49  opment applicant and the public official or employee before submittal of
    50  a land use application to locate and develop residential dwellings.
    51    (k)  "Project  specific  review"  shall  be  defined  as any review or
    52  approval process related to a specific site, or to a  proposed  develop-
    53  ment  or  an  application, regardless of the number of sites, including,
    54  but not limited to, variance, waiver, special permit, site  plan  review
    55  or subdivision review.

        S. 4006--A                         61                         A. 3006--A

     1    (l)  "Qualifying  project" shall be defined as a proposed project that
     2  consists primarily of residential dwellings that is or will  be  located
     3  within  a  transit-oriented development zone and which will be connected
     4  to publicly-owned water and sewage systems.
     5    (m)  "Registered historic sites" shall be defined as sites, districts,
     6  structures, landmarks, or buildings listed  on  the  state  register  of
     7  historic places as of the effective date of this section.
     8    (n) "Residential dwellings" shall be defined as any building or struc-
     9  ture or portion thereof which is legally occupied in whole or in part as
    10  the  home,  residence  or  sleeping  place  of one or more human beings,
    11  however the term does not include any  class  B  multiple  dwellings  as
    12  defined  in section four of the multiple dwelling law or housing that is
    13  intended to be used on a seasonal basis.
    14    (o) "Residential zone" shall be defined as any land within a  transit-
    15  oriented development zone wherein residential dwellings are permitted as
    16  of the effective date of this section.
    17    (p)  "Transit-oriented  development  review process" is the process by
    18  which all project specific reviews  in  a  transit-oriented  development
    19  zone  and all other land use actions undertaken pursuant to this section
    20  shall be reviewed, which shall:
    21    (i) Be completed with approval or denial  delivered  to  the  applying
    22  party within one hundred twenty days of the application being submitted;
    23  and
    24    (ii) Be limited to a review of the following:
    25    (A)  The capacity of local infrastructure to provide adequate drinking
    26  water and wastewater services to the proposed project;
    27    (B) The capacity of local infrastructure to provide  adequate  utility
    28  services to the proposed project; and
    29    (C) The aesthetics of the proposed project, provided that any aesthet-
    30  ic  review  must be based on published objective standards. If no objec-
    31  tive standards are published,  no  transit-oriented  development  review
    32  process  may consider aesthetics, and provided further that no aesthetic
    33  requirements shall increase the cost of a  qualifying  project  to  make
    34  such project as proposed economically infeasible.
    35    All  proposed actions subject to review pursuant to a transit-oriented
    36  development review process shall be exempt from any environmental review
    37  requirements pursuant to article eight of the environmental conservation
    38  law and any rules and regulations promulgated  thereto,  and  any  local
    39  equivalent  law,  regulation  or rule, including, but not limited to, in
    40  the city of  New  York,  city  environmental  quality  review.  Provided
    41  further that nothing set forth in this paragraph shall be interpreted to
    42  override or otherwise waive any permitting required pursuant to state or
    43  federal laws or regulations, unless specifically set forth herein.
    44    (q)  "Tier  1 qualifying transit station" shall be defined as any rail
    45  station, including subway stations, within the state of New York that is
    46  not operated on an exclusively seasonal basis and that is  owned,  oper-
    47  ated  or otherwise served by metro-north railroad, the Long Island rail-
    48  road, the port authority of New York and  New  Jersey,  the  New  Jersey
    49  transit  corporation, the New York city transit authority, or the metro-
    50  politan transportation authority where any portion of  such  station  is
    51  located  either  within  a  city  with  a population of greater than one
    52  million people, or no more than fifteen miles from the nearest border of
    53  a city with a population of greater than one million people, as measured
    54  on a straight line from such city's nearest border to such rail station.
    55    (r) "Tier 2 qualifying transit station" shall be defined as  any  rail
    56  station, including subway stations, within the state of New York that is

        S. 4006--A                         62                         A. 3006--A

     1  not  operated  on an exclusively seasonal basis and that is owned, oper-
     2  ated or otherwise served by metro-north railroad, the Long Island  rail-
     3  road,  the  port  authority  of  New York and New Jersey, the New Jersey
     4  transit  corporation, the New York city transit authority, or the metro-
     5  politan transportation authority where any portion of  such  station  is
     6  located more than fifteen and no more than thirty miles from the nearest
     7  border  of  a city with a population of greater than one million people,
     8  as measured on a straight line from such city's nearest border  to  such
     9  rail station.
    10    (s)  "Tier  3 qualifying transit station" shall be defined as any rail
    11  station, including subway stations, within the state of New York that is
    12  not operated on an exclusively seasonal basis and that is  owned,  oper-
    13  ated  or otherwise served by metro-north railroad, the Long Island rail-
    14  road, the port authority of New York and  New  Jersey,  the  New  Jersey
    15  transit  corporation, the New York city transit authority, or the metro-
    16  politan transportation authority where any portion of  such  station  is
    17  located  more  than thirty and no more than fifty miles from the nearest
    18  border of a city with a population of greater than one  million  people,
    19  as  measured  on a straight line from such city's nearest border to such
    20  rail station.
    21    (t) "Tier 4 qualifying transit station" shall be defined as  any  rail
    22  station, including subway stations, within the state of New York that is
    23  not  operated  on an exclusively seasonal basis and that is owned, oper-
    24  ated or otherwise served by metro-north railroad, the Long Island  rail-
    25  road,  the  port  authority  of  New York and New Jersey, the New Jersey
    26  transit corporation, the New York city transit authority, or the  metro-
    27  politan  transportation  authority where the entirety of such station is
    28  located more than fifty miles from the nearest border of a city  with  a
    29  population of greater than one million people, as measured on a straight
    30  line from such city's nearest border to such rail station.
    31    (u) "Tier 1 transit-oriented development zone" shall be defined as any
    32  land,  other  than exempt land, located within a one-half mile radius of
    33  any publicly accessible areas of a tier 1  qualifying  transit  station,
    34  provided that such publicly accessible areas include, but are not limit-
    35  ed  to,  platforms, ticketing areas, waiting areas, entrances and exits,
    36  and parking lots or parking structures that provide parking for  custom-
    37  ers  of  such tier 1 qualifying transit stations, and are appurtenant to
    38  such tier 1 qualifying transit stations, regardless of the ownership  of
    39  such  parking structures or facilities, as of the effective date of this
    40  section. Provided further that any tier  1  qualifying  transit  station
    41  shall  be considered to be part of such tier 1 transit-oriented develop-
    42  ment zone.
    43    (v) "Tier 2 transit-oriented development zone" shall be defined as any
    44  land, other than exempt land, located within a one-half mile  radius  of
    45  any  publicly  accessible  areas of a tier 2 qualifying transit station,
    46  provided that such publicly accessible areas include, but are not limit-
    47  ed to, platforms, ticketing areas, waiting areas, entrances  and  exits,
    48  and  parking lots or parking structures that provide parking for custom-
    49  ers of such tier 2 qualifying transit stations, and are  appurtenant  to
    50  such  tier 2 qualifying transit stations, regardless of the ownership of
    51  such parking structures or facilities, as of the effective date of  this
    52  section.  Provided  further  that  any tier 2 qualifying transit station
    53  shall be considered to be part of such tier 2 transit-oriented  develop-
    54  ment zone.
    55    (w) "Tier 3 transit-oriented development zone" shall be defined as any
    56  land,  other  than exempt land, located within a one-half mile radius of

        S. 4006--A                         63                         A. 3006--A

     1  any publicly accessible areas of a tier 3  qualifying  transit  station,
     2  provided that such publicly accessible areas include, but are not limit-
     3  ed  to,  platforms, ticketing areas, waiting areas, entrances and exits,
     4  and  parking lots or parking structures that provide parking for custom-
     5  ers of such tier 3 qualifying transit stations, and are  appurtenant  to
     6  such  tier 3 qualifying transit stations, regardless of the ownership of
     7  such parking structures or facilities, as of the effective date of  this
     8  section.  Provided  further  that  any tier 3 qualifying transit station
     9  shall be considered to be part of such tier 3 transit-oriented  develop-
    10  ment zone.
    11    (x) "Tier 4 transit-oriented development zone" shall be defined as any
    12  land,  other  than exempt land, located within a one-half mile radius of
    13  any publicly accessible areas of a tier 4  qualifying  transit  station,
    14  provided that such publicly accessible areas include, but are not limit-
    15  ed  to,  platforms, ticketing areas, waiting areas, entrances and exits,
    16  and parking lots or parking structures that provide parking for  custom-
    17  ers  of  such tier 4 qualifying transit stations, and are appurtenant to
    18  such tier 4 qualifying transit stations, regardless of the ownership  of
    19  such  parking structures or facilities, as of the effective date of this
    20  section. Provided further that any tier  4  qualifying  transit  station
    21  shall  be considered to be part of such tier 4 transit-oriented develop-
    22  ment zone.
    23    (y) "Transit-oriented development zone" shall refer to a tier 1 trans-
    24  it oriented development zone,  a  tier  2  transit-oriented  development
    25  zone,  a  tier 3 transit-oriented development zone, or a tier 4 transit-
    26  oriented development zone, as applicable.
    27    2. Amendment to local land use tools. (a)  A  city's  local  land  use
    28  tools  shall be amended to meet or exceed the aggregate density require-
    29  ment on or before the date that is three years subsequent to the  effec-
    30  tive  date  of this section unless such aggregate density requirement is
    31  permitted pursuant to a city's local land use  tools  without  requiring
    32  any amendment.
    33    (b)  Any amendment undertaken pursuant to paragraph (a) of this subdi-
    34  vision shall be exempt from any  review  required  pursuant  to  article
    35  eight  of  the  environmental  conservation  law and any rules and regu-
    36  lations promulgated thereto, and any local equivalent  law,  regulation,
    37  or  rule,  including,  but not limited to, in the city of New York, city
    38  environmental quality review, provided further that any amendment to the
    39  permissible use of non-buildable land shall be subject to  such  review,
    40  as applicable.
    41    (c) No amendment undertaken pursuant to paragraph (a) of this subdivi-
    42  sion  shall  create  or  otherwise  impose any unreasonable laws, rules,
    43  regulations, guidelines or restrictions  that  effectively  prevent  the
    44  construction  or  occupation  of qualifying projects, including, but not
    45  limited  to,  any  such  laws,   rules,   regulations,   guidelines   or
    46  restrictions governing lot coverage, open space, height, setbacks, floor
    47  area ratios, or parking requirements.
    48    (d)  Prior to the finalization of the amendment undertaken pursuant to
    49  paragraph (a) of this subdivision, the lead agency equivalent shall  set
    50  forth in writing and publish:
    51    (i)  a description of the land that is part of the applicable transit-
    52  oriented development zone;
    53    (ii) a description of the land  that  is  exempt  from  the  aggregate
    54  density requirement;
    55    (iii)  a  description  of  any  exempt  land  that  would otherwise be
    56  included in the transit-oriented development zone;

        S. 4006--A                         64                         A. 3006--A

     1    (iv) a specific description of the permissible land  uses  within  the
     2  applicable transit-oriented development zone prior to the amendment;
     3    (v) a specific description of the proposed permissible land uses with-
     4  in the applicable transit-oriented development zone following the amend-
     5  ment;
     6    (vi)  the  allowable  aggregate density, meaning the average allowable
     7  density within the  applicable  transit-oriented  development  zone,  of
     8  residential dwellings prior to the amendment;
     9    (vii)  the  allowable aggregate density, meaning the average allowable
    10  density within the  applicable  transit-oriented  development  zone,  of
    11  residential dwellings subsequent to the amendment;
    12    (viii) the capacity of the drinking water supply and wastewater treat-
    13  ment services, as applicable, to support the proposed increased residen-
    14  tial dwellings density contemplated by the amendment;
    15    (ix)  the capacity of local infrastructure to provide adequate utility
    16  services to support the proposed increased residential dwellings density
    17  contemplated by the amendment;
    18    (x) the existence of sites containing  or  contaminated  by  hazardous
    19  waste within the area contemplated by the amendment;
    20    (xi) any required stormwater runoff strategies or requirements contem-
    21  plated by the amendment; and
    22    (xii)  a  specific description of any land within the applicable tran-
    23  sit-oriented development zone located within the one-hundred-year  flood
    24  plain or where the depth to the water table is less than three feet.
    25    (e)  In the event that a city fails to finalize the amendment pursuant
    26  to and within the required time set  forth  in  paragraph  (a)  of  this
    27  subdivision,  and  until such time as a city comprehensively updates its
    28  local land use tools in compliance with paragraph (a) of  this  subdivi-
    29  sion, and notwithstanding the provisions of any general, special, local,
    30  or other law, including the common law, to the contrary:
    31    (i)  All  cities shall permit the construction and occupation of resi-
    32  dential dwellings with a density up  to  and  including  the  applicable
    33  aggregate density requirement in any residential zone;
    34    (ii)  No  city  shall impose restrictions that effectively prevent the
    35  construction or occupancy of such residential dwellings, including,  but
    36  not  limited  to,  any  such  restrictions related to lot coverage, open
    37  space, height, setbacks, floor area ratios, or parking requirements; and
    38    (iii) A project for residential dwellings, which  would  otherwise  be
    39  classified as a qualifying project if a city timely adopted an amendment
    40  pursuant to paragraph (a) of this subdivision and which is approved by a
    41  city  or  lead agency equivalent pursuant to a transit-oriented develop-
    42  ment review process prior to the date of the amendment, shall be  vested
    43  upon  the  issuance  of  a  building  permit in the event a subsequently
    44  enacted amendment or any updates to the land use tools are  contrary  to
    45  the  rights  granted  for  such  project. Such vested rights shall exist
    46  without the need  for  the  permit  holder  to  demonstrate  substantial
    47  expenditure  and  substantial construction in accordance with the permit
    48  prior to the effective date of the amendment or any updates to the  land
    49  use tools.
    50    3.  Transit-oriented development review process. (a) In the event that
    51  a city fails to finalize  the  amendment  pursuant  to  and  within  the
    52  required  time  set  forth  in  paragraph (a) of subdivision two of this
    53  section, and until such time as a city comprehensively updates its local
    54  land use tools in compliance with paragraph (a) of  subdivision  two  of
    55  this section, any project specific review related to a proposed qualify-

        S. 4006--A                         65                         A. 3006--A

     1  ing  project shall be reviewed pursuant to the transit-oriented develop-
     2  ment review process.
     3    (b)  After  the  finalization  of the amendment undertaken pursuant to
     4  paragraph (a) of subdivision two of this section, any  project  specific
     5  review related to a proposed qualifying project shall be reviewed pursu-
     6  ant to the transit-oriented development review process.
     7    4.  Enforcement. (a) (i) The attorney general of the state of New York
     8  may commence an action in a court of appropriate jurisdiction to  compel
     9  a city to amend its local land use tools in compliance with the require-
    10  ments  set forth in subdivision two of this section if the city fails to
    11  do so within the required timeframe set forth therein.
    12    (ii) A party may pursue a cause of action pursuant to paragraph (b) of
    13  this subdivision if such party is improperly denied permission by a lead
    14  agency equivalent to build a qualifying project  pursuant  to  paragraph
    15  (b) of subdivision three of this section.
    16    (b)  (i)  Upon  a  failure  of a city to comply with the deadlines set
    17  forth in subdivision two of this section, or a lead agency  equivalent's
    18  denial  of any application submitted in relation to a qualifying project
    19  in violation of paragraph (a) of subdivision three of this section,  any
    20  party  aggrieved  by  any  such failure or denial may commence a special
    21  proceeding against the subject city or lead agency  equivalent  and  the
    22  officers  of  such  city and lead agency equivalent in the supreme court
    23  within the judicial district in which the city or the greater portion of
    24  the territory of such city is located  to  compel  compliance  with  the
    25  provisions of this section.
    26    (ii)  If, upon commencement of such proceeding, it shall appear to the
    27  court that testimony is necessary for  the  proper  disposition  of  the
    28  matter,  the court may take evidence and determine the matter.  Alterna-
    29  tively, the court may appoint a  hearing  officer  pursuant  to  article
    30  forty-three of the civil practice law and rules to take such evidence as
    31  it  may  direct  and report the same to the court with the hearing offi-
    32  cer's findings of fact and conclusions of law, which shall constitute  a
    33  part  of the proceedings upon which the determination of the court shall
    34  be made.
    35    (iii) The city or lead agency equivalent must set  forth  the  reasons
    36  for  the  denial  of  the  application and must demonstrate by clear and
    37  convincing evidence that the city or lead agency equivalent  denied  the
    38  application  due to bona fide health and safety concerns, or pursuant to
    39  the transit-oriented development review process that complies  with  the
    40  requirements  of  this  section.  If  the city or lead agency equivalent
    41  meets such burden, the applicant  shall  be  given  the  opportunity  to
    42  demonstrate  that  the concerns raised by the city or lead agency equiv-
    43  alent are pretextual or that such concerns can be addressed or mitigated
    44  by changes to the qualifying project.
    45    (iv) The court may reverse or affirm, wholly or partly, or may  modify
    46  the  decision  brought  up  for review. The court may also remand to the
    47  city or lead agency equivalent to process or further consider an  appli-
    48  cation consistent with the terms of any order of the court, including on
    49  an expedited basis.
    50    (v)  Costs  shall  not be allowed against the city, lead agency equiv-
    51  alent, and the officer whose failure or refusal gave rise to the special
    52  proceeding, unless it shall appear to the  court  that  the  city,  lead
    53  agency equivalent, and its officers or employees acted with gross negli-
    54  gence, in bad faith, or with malice.
    55    §  4. The town law is amended by adding a new section 261-d to read as
    56  follows:

        S. 4006--A                         66                         A. 3006--A

     1    § 261-d. Density of residential dwellings near  transit  stations.  1.
     2  Definitions. As used in this section, the following terms shall have the
     3  following meanings:
     4    (a)  "Aggregate  density  requirement"  shall be defined as a required
     5  minimum average density of residential dwellings per acre across a tran-
     6  sit-oriented development zone, provided that exempt land  shall  not  be
     7  included  in the calculation to determine the aggregate density require-
     8  ment. Provided further that:
     9    (i) Within a tier 1 transit-oriented development  zone,  the  required
    10  minimum average density shall be fifty residential dwellings per acre;
    11    (ii)  Within  a tier 2 transit-oriented development zone, the required
    12  minimum average density shall be thirty residential dwellings per acre;
    13    (iii) Within a tier 3 transit-oriented development zone, the  required
    14  minimum  average density shall be twenty residential dwellings per acre;
    15  and
    16    (iv) Within a tier 4 transit-oriented development zone,  the  required
    17  minimum average density shall be fifteen residential dwellings per acre.
    18    (b)  "Amendment" shall be defined as any local legislative, executive,
    19  or administrative change made to a town's local land use tools  pursuant
    20  to subdivision two of this section.
    21    (c)  "Economically  infeasible" shall mean any condition brought about
    22  by any single factor or combination of factors to  the  extent  that  it
    23  makes  it  substantially  unlikely for an owner to proceed in building a
    24  residential housing project and still realize  a  reasonable  return  in
    25  building  or  operating  such housing without substantially changing the
    26  rent levels, unit sizes, or unit counts proposed by the owner.
    27    (d) "Exempt land" shall be defined as non-buildable land,  cemeteries,
    28  mapped or dedicated parks, registered historic sites, and highways.
    29    (e) "Highways" shall be defined as a vehicle road designated and iden-
    30  tified  pursuant  to  the  New  York state or federal interstate highway
    31  system.
    32    (f) "Lead agency equivalent" shall be defined as any  town  or  common
    33  council  or  other  legislative body of the town, planning board, zoning
    34  board of appeals, planning division, planning commission, board of stan-
    35  dards and appeals, board of zoning appeals, or any official or employee,
    36  or any other agency, department, board, body, or other entity in a  town
    37  with  the  authority to approve or disapprove of any specific project or
    38  amendment to any local land use tools as defined herein.
    39    (g) "Local land use tools" shall be  adopted  or  enacted  under  this
    40  chapter,  the  municipal home rule law, or any general, special or other
    41  law pertaining to land use, and shall include but not be  limited  to  a
    42  town's:
    43    (i) written or other comprehensive plan or plans;
    44    (ii) zoning ordinance, local laws, resolutions or regulations;
    45    (iii)  special use permit, special exception permit, or special permit
    46  ordinance, local laws, resolutions or regulations;
    47    (iv) subdivision ordinance, local laws, resolutions or regulations;
    48    (v) site plan review  ordinance,  local  laws,  resolutions  or  regu-
    49  lations; and/or
    50    (vi)  policies  or  procedures, or any planning, zoning, or other land
    51  use regulatory tool that controls or establishes standards for  the  use
    52  and  occupancy  of  land,  the area and dimensional requirements for the
    53  development of land or the intensity of such development.
    54    (h) "Mapped or dedicated parks" shall be defined as:
    55    (i) any land designated on an official map established  as  authorized
    56  by  law  or  depicted  on  another  map  adopted or enacted by the local

        S. 4006--A                         67                         A. 3006--A

     1  governing board as a publicly accessible space designated  for  park  or
     2  recreational use on or before the effective date of this section; or
     3    (ii)  any  parkland expressly or impliedly dedicated to park or recre-
     4  ational use on or before the effective date of this section.
     5    (i) "Non-buildable land" shall be defined as any land that  cannot  be
     6  built upon without significant alterations to the natural terrain needed
     7  to  make  such land suitable for construction, including but not limited
     8  to rivers and streams, freshwater and tidal wetlands, marshlands,  coas-
     9  tal  erosion  hazard  areas, one-hundred-year flood plain, and protected
    10  forests. No land that has previously had a building  or  other  improve-
    11  ment, including but not limited to parking lots, constructed on it shall
    12  be considered non-buildable land.
    13    (j)  "Objective  standards" shall be defined as standards that involve
    14  no personal or subjective judgment by a public official or employee  and
    15  are  uniformly  verifiable  by  reference  to  a  publicly available and
    16  uniform benchmark or criterion available and knowable by both the devel-
    17  opment applicant and the public official or employee before submittal of
    18  a land use application to locate and develop residential dwellings.
    19    (k) "Project specific review"  shall  be  defined  as  any  review  or
    20  approval  process  related to a specific site, or to a proposed develop-
    21  ment or an application, regardless of the number  of  sites,  including,
    22  but  not  limited to, variance, waiver, special permit, site plan review
    23  or subdivision review.
    24    (l) "Qualifying project" shall be defined as a proposed  project  that
    25  consists  primarily  of residential dwellings that is or will be located
    26  within a transit-oriented development zone and which will  be  connected
    27  to publicly-owned water and sewage systems.
    28    (m)  "Registered historic sites" shall be defined as sites, districts,
    29  structures, landmarks, or buildings listed  on  the  state  register  of
    30  historic places as of the effective date of this section.
    31    (n) "Residential dwellings" shall be defined as any building or struc-
    32  ture or portion thereof which is legally occupied in whole or in part as
    33  the  home,  residence  or  sleeping  place  of one or more human beings,
    34  however the term does not include any  class  B  multiple  dwellings  as
    35  defined  in section four of the multiple dwelling law or housing that is
    36  intended to be used on a seasonal basis.
    37    (o) "Residential zone" shall be defined as any land within a  transit-
    38  oriented development zone wherein residential dwellings are permitted as
    39  of the effective date of this section.
    40    (p)  "Transit-oriented  development  review process" is the process by
    41  which all project specific reviews  in  a  transit-oriented  development
    42  zone  and all other land use actions undertaken pursuant to this section
    43  shall be reviewed, which shall:
    44    (i) Be completed with approval or denial  delivered  to  the  applying
    45  party within one hundred twenty days of the application being submitted;
    46  and
    47    (ii) Be limited to a review of the following:
    48    (A)  The capacity of local infrastructure to provide adequate drinking
    49  water and wastewater services to the proposed project;
    50    (B) The capacity of local infrastructure to provide  adequate  utility
    51  services to the proposed project; and
    52    (C) The aesthetics of the proposed project, provided that any aesthet-
    53  ic  review  must be based on published objective standards. If no objec-
    54  tive standards are published,  no  transit-oriented  development  review
    55  process  may consider aesthetics, and provided further that no aesthetic

        S. 4006--A                         68                         A. 3006--A

     1  requirements shall increase the cost of a  qualifying  project  to  make
     2  such project as proposed economically infeasible.
     3    All  proposed actions subject to review pursuant to a transit-oriented
     4  development review process shall be exempt from any environmental review
     5  requirements pursuant to article eight of the environmental conservation
     6  law and any rules and regulations promulgated  thereto,  and  any  local
     7  equivalent  law,  regulation  or rule. Provided further that nothing set
     8  forth in this paragraph shall be interpreted to  override  or  otherwise
     9  waive any permitting required pursuant to state or federal laws or regu-
    10  lations, unless specifically set forth herein.
    11    (q)  "Tier  1 qualifying transit station" shall be defined as any rail
    12  station, including subway stations, within the state of New York that is
    13  not operated on an exclusively seasonal basis and that is  owned,  oper-
    14  ated  or otherwise served by metro-north railroad, the Long Island rail-
    15  road, the port authority of New York and  New  Jersey,  the  New  Jersey
    16  transit  corporation, the New York city transit authority, or the metro-
    17  politan transportation authority where any portion of  such  station  is
    18  located  no  more  than  fifteen miles from the nearest border of a city
    19  with a population of greater than one million people, as measured  on  a
    20  straight line from such city's nearest border to such rail station.
    21    (r)  "Tier  2 qualifying transit station" shall be defined as any rail
    22  station, including subway stations, within the state of New York that is
    23  not operated on an exclusively seasonal basis and that is  owned,  oper-
    24  ated  or otherwise served by metro-north railroad, the Long Island rail-
    25  road, the port authority of New York and  New  Jersey,  the  New  Jersey
    26  transit  corporation, the New York city transit authority, or the metro-
    27  politan transportation authority where any portion of  such  station  is
    28  located more than fifteen and no more than thirty miles from the nearest
    29  border  of  a city with a population of greater than one million people,
    30  as measured on a straight line from such city's nearest border  to  such
    31  rail station.
    32    (s)  "Tier  3 qualifying transit station" shall be defined as any rail
    33  station, including subway stations, within the state of New York that is
    34  not operated on an exclusively seasonal basis and that is  owned,  oper-
    35  ated  or otherwise served by metro-north railroad, the Long Island rail-
    36  road, the port authority of New York and  New  Jersey,  the  New  Jersey
    37  transit  corporation, the New York city transit authority, or the metro-
    38  politan transportation authority where any portion of  such  station  is
    39  located  more  than thirty and no more than fifty miles from the nearest
    40  border of a city with a population of greater than one  million  people,
    41  as  measured  on a straight line from such city's nearest border to such
    42  rail station.
    43    (t) "Tier 4 qualifying transit station" shall be defined as  any  rail
    44  station, including subway stations, within the state of New York that is
    45  not  operated  on an exclusively seasonal basis and that is owned, oper-
    46  ated or otherwise served by metro-north railroad, the Long Island  rail-
    47  road,  the  port  authority  of  New York and New Jersey, the New Jersey
    48  transit corporation, the New York city transit authority, or the  metro-
    49  politan  transportation  authority where the entirety of such station is
    50  located more than fifty miles from the nearest border of a city  with  a
    51  population of greater than one million people, as measured on a straight
    52  line from such city's nearest border to such rail station.
    53    (u) "Tier 1 transit-oriented development zone" shall be defined as any
    54  land,  other  than exempt land, located within a one-half mile radius of
    55  any publicly accessible areas of a tier 1  qualifying  transit  station,
    56  provided that such publicly accessible areas include, but are not limit-

        S. 4006--A                         69                         A. 3006--A

     1  ed  to,  platforms, ticketing areas, waiting areas, entrances and exits,
     2  and parking lots or parking structures that provide parking for  custom-
     3  ers  of  such tier 1 qualifying transit stations, and are appurtenant to
     4  such  tier 1 qualifying transit stations, regardless of the ownership of
     5  such parking structures or facilities, as of the effective date of  this
     6  section.  Provided  further  that  any tier 1 qualifying transit station
     7  shall be considered to be part of such tier 1 transit-oriented  develop-
     8  ment zone.
     9    (v) "Tier 2 transit-oriented development zone" shall be defined as any
    10  land,  other  than exempt land, located within a one-half mile radius of
    11  any publicly accessible areas of a tier 2  qualifying  transit  station,
    12  provided that such publicly accessible areas include, but are not limit-
    13  ed  to,  platforms, ticketing areas, waiting areas, entrances and exits,
    14  and parking lots or parking structures that provide parking for  custom-
    15  ers  of  such tier 2 qualifying transit stations, and are appurtenant to
    16  such tier 2 qualifying transit stations, regardless of the ownership  of
    17  such  parking structures or facilities, as of the effective date of this
    18  section. Provided further that any tier  2  qualifying  transit  station
    19  shall  be considered to be part of such tier 2 transit-oriented develop-
    20  ment zone.
    21    (w) "Tier 3 transit-oriented development zone" shall be defined as any
    22  land, other than exempt land, located within a one-half mile  radius  of
    23  any  publicly  accessible  areas of a tier 3 qualifying transit station,
    24  provided that such publicly accessible areas include, but are not limit-
    25  ed to, platforms, ticketing areas, waiting areas, entrances  and  exits,
    26  and  parking lots or parking structures that provide parking for custom-
    27  ers of such tier 3 qualifying transit stations, and are  appurtenant  to
    28  such  tier 3 qualifying transit stations, regardless of the ownership of
    29  such parking structures or facilities, as of the effective date of  this
    30  section.  Provided  further  that  any tier 3 qualifying transit station
    31  shall be considered to be part of such tier 3 transit-oriented  develop-
    32  ment zone.
    33    (x) "Tier 4 transit-oriented development zone" shall be defined as any
    34  land,  other  than exempt land, located within a one-half mile radius of
    35  any publicly accessible areas of a tier 4  qualifying  transit  station,
    36  provided that such publicly accessible areas include, but are not limit-
    37  ed  to,  platforms, ticketing areas, waiting areas, entrances and exits,
    38  and parking lots or parking structures that provide parking for  custom-
    39  ers  of  such tier 4 qualifying transit stations, and are appurtenant to
    40  such tier 4 qualifying transit stations, regardless of the ownership  of
    41  such  parking structures or facilities, as of the effective date of this
    42  section. Provided further that any tier  4  qualifying  transit  station
    43  shall  be considered to be part of such tier 4 transit-oriented develop-
    44  ment zone.
    45    (y) "Transit-oriented development zone" shall refer to a tier 1  tran-
    46  sit-oriented  development  zone,  a  tier 2 transit-oriented development
    47  zone, a tier 3 transit-oriented development zone, or a tier  4  transit-
    48  oriented development zone, as applicable.
    49    2.  Amendment  to  local  land  use tools. (a) A town's local land use
    50  tools shall be amended to meet or exceed the aggregate density  require-
    51  ment  on or before the date that is three years subsequent to the effec-
    52  tive date of this section unless such aggregate density  requirement  is
    53  permitted  pursuant  to  a town's local land use tools without requiring
    54  any amendment.
    55    (b) Any amendment undertaken pursuant to paragraph (a) of this  subdi-
    56  vision  shall  be  exempt  from  any review required pursuant to article

        S. 4006--A                         70                         A. 3006--A

     1  eight of the environmental conservation law  and  any  rules  and  regu-
     2  lations  promulgated  thereto, and any local equivalent law, regulation,
     3  or rule, provided further that any amendment to the permissible  use  of
     4  non-buildable land shall be subject to such review, as applicable.
     5    (c) No amendment undertaken pursuant to paragraph (a) of this subdivi-
     6  sion  shall  create  or  otherwise  impose any unreasonable laws, rules,
     7  regulations, guidelines or restrictions  that  effectively  prevent  the
     8  construction  or  occupation  of qualifying projects, including, but not
     9  limited  to,  any  such  laws,   rules,   regulations,   guidelines   or
    10  restrictions governing lot coverage, open space, height, setbacks, floor
    11  area ratios, or parking requirements.
    12    (d)  Prior to the finalization of the amendment undertaken pursuant to
    13  paragraph (a) of this subdivision, the lead agency equivalent shall  set
    14  forth in writing and publish:
    15    (i)  a description of the land that is part of the applicable transit-
    16  oriented development zone;
    17    (ii) a description of the land  that  is  exempt  from  the  aggregate
    18  density requirement;
    19    (iii)  a  description  of  any  exempt  land  that  would otherwise be
    20  included in the transit-oriented development zone;
    21    (iv) a specific description of the permissible land  uses  within  the
    22  applicable transit-oriented development zone prior to the amendment;
    23    (v) a specific description of the proposed permissible land uses with-
    24  in the applicable transit-oriented development zone following the amend-
    25  ment;
    26    (vi)  the  allowable  aggregate density, meaning the average allowable
    27  density within the  applicable  transit-oriented  development  zone,  of
    28  residential dwellings prior to the amendment;
    29    (vii)  the  allowable aggregate density, meaning the average allowable
    30  density within the  applicable  transit-oriented  development  zone,  of
    31  residential dwellings subsequent to the amendment;
    32    (viii) the capacity of the drinking water supply and wastewater treat-
    33  ment services, as applicable, to support the proposed increased residen-
    34  tial dwellings density contemplated by the amendment;
    35    (ix)  the capacity of local infrastructure to provide adequate utility
    36  services to support the proposed increased residential dwellings density
    37  contemplated by the amendment;
    38    (x) the existence of sites containing  or  contaminated  by  hazardous
    39  waste within the area contemplated by the amendment;
    40    (xi) any required stormwater runoff strategies or requirements contem-
    41  plated by the amendment; and
    42    (xii)  a  specific description of any land within the applicable tran-
    43  sit-oriented development zone located within the one-hundred-year  flood
    44  plain or where the depth to the water table is less than three feet.
    45    (e)  In the event that a town fails to finalize the amendment pursuant
    46  to and within the required time set  forth  in  paragraph  (a)  of  this
    47  subdivision,  and  until such time as a town comprehensively updates its
    48  local land use tools in compliance with paragraph (a) of  this  subdivi-
    49  sion, and notwithstanding the provisions of any general, special, local,
    50  or other law, including the common law, to the contrary:
    51    (i) All towns shall permit the construction and occupation of residen-
    52  tial  dwellings with a density up to and including the applicable aggre-
    53  gate density requirement in any residential zone;
    54    (ii) No town shall impose restrictions that  effectively  prevent  the
    55  construction  or occupancy of such residential dwellings, including, but

        S. 4006--A                         71                         A. 3006--A

     1  not limited to, any such restrictions  related  to  lot  coverage,  open
     2  space, height, setbacks, floor area ratios, or parking requirements; and
     3    (iii)  A  project  for residential dwellings, which would otherwise be
     4  classified as a qualifying project if a town timely adopted an amendment
     5  pursuant to paragraph (a) of this subdivision and which is approved by a
     6  town or lead agency equivalent pursuant to a  transit-oriented  develop-
     7  ment  review process prior to the date of the amendment, shall be vested
     8  upon the issuance of a building  permit  in  the  event  a  subsequently
     9  enacted  amendment  or any updates to the land use tools are contrary to
    10  the rights granted for such project.  Such  vested  rights  shall  exist
    11  without  the  need  for  the  permit  holder  to demonstrate substantial
    12  expenditure and substantial construction in accordance with  the  permit
    13  prior  to the effective date of the amendment or any updates to the land
    14  use tools.
    15    3. Transit-oriented development review process. (a) In the event  that
    16  a  town  fails  to  finalize  the  amendment  pursuant to and within the
    17  required time set forth in paragraph (a)  of  subdivision  two  of  this
    18  section, and until such time as a town comprehensively updates its local
    19  land  use  tools  in compliance with paragraph (a) of subdivision two of
    20  this section, any project specific review related to a proposed qualify-
    21  ing project shall be reviewed pursuant to the transit-oriented  develop-
    22  ment review process.
    23    (b)  After  the  finalization  of the amendment undertaken pursuant to
    24  paragraph (a) of subdivision two, any project specific review related to
    25  a proposed qualifying project shall be reviewed pursuant  to  the  tran-
    26  sit-oriented development review process.
    27    4.  Enforcement.  (a)(i) The attorney general of the state of New York
    28  may commence an action in a court of appropriate jurisdiction to  compel
    29  a town to amend its local land use tools in compliance with the require-
    30  ments  set forth in subdivision two of this section if the town fails to
    31  do so within the required timeframe set forth therein.
    32    (ii) A party may pursue a cause of action pursuant to paragraph (b) of
    33  this subdivision if such party is improperly denied permission by a lead
    34  agency equivalent to build a qualifying project  pursuant  to  paragraph
    35  (b) of subdivision three of this section.
    36    (b)  (i)  Upon  a  failure  of a town to comply with the deadlines set
    37  forth in subdivision two of this section, or a lead agency  equivalent's
    38  denial  of any application submitted in relation to a qualifying project
    39  in violation of paragraph (a) of subdivision three of this section,  any
    40  party  aggrieved  by  any  such failure or denial may commence a special
    41  proceeding against the subject town or lead agency  equivalent  and  the
    42  officers  of  such  town and lead agency equivalent in the supreme court
    43  within the judicial district in which the town or the greater portion of
    44  the territory of such town is located  to  compel  compliance  with  the
    45  provisions of this section.
    46    (ii)  If, upon commencement of such proceeding, it shall appear to the
    47  court that testimony is necessary for  the  proper  disposition  of  the
    48  matter,  the court may take evidence and determine the matter.  Alterna-
    49  tively, the court may appoint a  hearing  officer  pursuant  to  article
    50  forty-three of the civil practice law and rules to take such evidence as
    51  it  may  direct  and report the same to the court with the hearing offi-
    52  cer's findings of fact and conclusions of law, which shall constitute  a
    53  part  of the proceedings upon which the determination of the court shall
    54  be made.
    55    (iii) The town or lead agency equivalent must set  forth  the  reasons
    56  for  the  denial  of  the  application and must demonstrate by clear and

        S. 4006--A                         72                         A. 3006--A

     1  convincing evidence that the town or lead agency equivalent  denied  the
     2  application  due to bona fide health and safety concerns, or pursuant to
     3  the transit-oriented development review process that complies  with  the
     4  requirements  of  this  section.  If  the town or lead agency equivalent
     5  meets such burden, the applicant  shall  be  given  the  opportunity  to
     6  demonstrate  that  the concerns raised by the town or lead agency equiv-
     7  alent are pretextual or that such concerns can be addressed or mitigated
     8  by changes to the qualifying project.
     9    (iv) The court may reverse or affirm, wholly or partly, or may  modify
    10  the  decision  brought  up  for review. The court may also remand to the
    11  town or lead agency equivalent to process or further consider an  appli-
    12  cation consistent with the terms of any order of the court, including on
    13  an expedited basis.
    14    (v)  Costs  shall  not be allowed against the town, lead agency equiv-
    15  alent, and the officers whose  failure  or  refusal  gave  rise  to  the
    16  special  proceeding,  unless it shall appear to the court that the town,
    17  lead agency equivalent, and its officers or employees acted  with  gross
    18  negligence, in bad faith, or with malice.
    19    §  5.  The  village  law is amended by adding a new section 7-700-a to
    20  read as follows:
    21    § 7-700-a Density of residential dwellings near transit  stations.  1.
    22  Definitions. As used in this section, the following terms shall have the
    23  following meanings:
    24    (a)  "Aggregate  density  requirement"  shall be defined as a required
    25  minimum average density of residential dwellings per acre across a tran-
    26  sit-oriented development zone, provided that exempt land  shall  not  be
    27  included  in the calculation to determine the aggregate density require-
    28  ment. Provided further that:
    29    (i) Within a tier 1 transit-oriented development  zone,  the  required
    30  minimum average density shall be fifty residential dwellings per acre;
    31    (ii)  Within  a tier 2 transit-oriented development zone, the required
    32  minimum average density shall be thirty residential dwellings per acre;
    33    (iii) Within a tier 3 transit-oriented development zone, the  required
    34  minimum  average density shall be twenty residential dwellings per acre;
    35  and
    36    (iv) Within a tier 4 transit-oriented development zone,  the  required
    37  minimum average density shall be fifteen residential dwellings per acre.
    38    (b)  "Amendment" shall be defined as any local legislative, executive,
    39  or administrative change made to a village's local land use tools pursu-
    40  ant to subdivision two of this section.
    41    (c) "Economically infeasible" shall mean any condition  brought  about
    42  by  any  single  factor  or combination of factors to the extent that it
    43  makes it substantially unlikely for an owner to proceed  in  building  a
    44  residential  housing  project  and  still realize a reasonable return in
    45  building or operating such housing without  substantially  changing  the
    46  rent levels, unit sizes, or unit counts proposed by the owner.
    47    (d)  "Exempt land" shall be defined as non-buildable land, cemeteries,
    48  mapped or dedicated parks, registered historic sites, and highways.
    49    (e) "Highways" shall be defined as a vehicle road designated and iden-
    50  tified pursuant to the New York  state  or  federal  interstate  highway
    51  system.
    52    (f) "Lead agency equivalent" shall be defined as any village or common
    53  council or other legislative body of the village, planning board, zoning
    54  board of appeals, planning division, planning commission, board of stan-
    55  dards and appeals, board of zoning appeals, or any official or employee,
    56  or  any  other  agency,  department,  board,  body, or other entity in a

        S. 4006--A                         73                         A. 3006--A

     1  village with the authority to approve  or  disapprove  of  any  specific
     2  project or amendment to any local land use tools as defined herein.
     3    (g)  "Local  land  use  tools"  shall be adopted or enacted under this
     4  chapter, the municipal home rule law, or any general, special  or  other
     5  law  pertaining  to  land use, and shall include but not be limited to a
     6  village's:
     7    (i) written or other comprehensive plan or plans;
     8    (ii) zoning ordinance, local laws, resolutions or regulations;
     9    (iii) special use permit, special exception permit, or special  permit
    10  ordinance, local laws, resolutions or regulations;
    11    (iv) subdivision ordinance, local laws, resolutions or regulations;
    12    (v)  site  plan  review  ordinance,  local  laws, resolutions or regu-
    13  lations; and/or
    14    (vi) policies or procedures, or any planning, zoning,  or  other  land
    15  use  regulatory  tool that controls or establishes standards for the use
    16  and occupancy of land, the area and  dimensional  requirements  for  the
    17  development of land or the intensity of such development.
    18    (h) "Mapped or dedicated parks" shall be defined as:
    19    (i)  any  land designated on an official map established as authorized
    20  by law or depicted on another  map  adopted  or  enacted  by  the  local
    21  governing  board  as  a publicly accessible space designated for park or
    22  recreational use on or before the effective date of this section; or
    23    (ii) any parkland expressly or impliedly dedicated to park  or  recre-
    24  ational use on or before the effective date of this section.
    25    (i)  "Non-buildable  land" shall be defined as any land that cannot be
    26  built upon without significant alterations to the natural terrain needed
    27  to make such land suitable for construction, including but  not  limited
    28  to  rivers and streams, freshwater and tidal wetlands, marshlands, coas-
    29  tal erosions hazard areas, one-hundred-year flood plain,  and  protected
    30  forests.  No  land  that has previously had a building or other improve-
    31  ment, including but not limited to parking lots, constructed on it shall
    32  be considered non-buildable land.
    33    (j) "Objective standards" shall be defined as standards  that  involve
    34  no  personal or subjective judgment by a public official or employee and
    35  are uniformly verifiable  by  reference  to  a  publicly  available  and
    36  uniform benchmark or criterion available and knowable by both the devel-
    37  opment applicant and the public official or employee before submittal of
    38  a land use application to locate and develop residential dwellings.
    39    (k)  "Project  specific  review"  shall  be  defined  as any review or
    40  approval process related to a specific site, or to a  proposed  develop-
    41  ment  or  an  application, regardless of the number of sites, including,
    42  but not limited to, variance, waiver, special permit, site  plan  review
    43  or subdivision review.
    44    (l)  "Qualifying  project" shall be defined as a proposed project that
    45  consists primarily of residential dwellings that is or will  be  located
    46  within  a  transit-oriented development zone and which will be connected
    47  to publicly-owned water and sewage systems.
    48    (m) "Registered historic sites" shall be defined as sites,  districts,
    49  structures,  landmarks,  or  buildings  listed  on the state register of
    50  historic places as of the effective date of this section.
    51    (n) "Residential dwellings" shall be defined as any building or struc-
    52  ture or portion thereof which is legally occupied in whole or in part as
    53  the home, residence or sleeping place  of  one  or  more  human  beings,
    54  however  the  term  does  not  include any class B multiple dwellings as
    55  defined in section four of the multiple dwelling law or housing that  is
    56  intended to be used on a seasonal basis.

        S. 4006--A                         74                         A. 3006--A

     1    (o)  "Residential zone" shall be defined as any land within a transit-
     2  oriented development zone wherein residential dwellings are permitted as
     3  of the effective date of this section.
     4    (p)  "Transit-oriented  development  review process" is the process by
     5  which all project specific reviews  in  a  transit-oriented  development
     6  zone  and all other land use actions undertaken pursuant to this section
     7  shall be reviewed, which shall:
     8    (i) Be completed with approval or denial  delivered  to  the  applying
     9  party within one hundred twenty days of the application being submitted;
    10  and
    11    (ii) Be limited to a review of the following:
    12    (A)  The capacity of local infrastructure to provide adequate drinking
    13  water and wastewater services to the proposed project;
    14    (B) The capacity of local infrastructure to provide  adequate  utility
    15  services to the proposed project; and
    16    (C) The aesthetics of the proposed project, provided that any aesthet-
    17  ic  review  must be based on published objective standards. If no objec-
    18  tive standards are published,  no  transit-oriented  development  review
    19  process  may consider aesthetics, and provided further that no aesthetic
    20  requirements shall increase the cost of a  qualifying  project  to  make
    21  such project as proposed economically infeasible.
    22    All  proposed actions subject to review pursuant to a transit-oriented
    23  development review process shall be exempt from any environmental review
    24  requirements pursuant to article eight of the environmental conservation
    25  law and any rules and regulations promulgated  thereto,  and  any  local
    26  equivalent  law,  regulation  or rule. Provided further that nothing set
    27  forth in this paragraph shall be interpreted to  override  or  otherwise
    28  waive any permitting required pursuant to state or federal laws or regu-
    29  lations, unless specifically set forth herein.
    30    (q)  "Tier  1 qualifying transit station" shall be defined as any rail
    31  station, including subway stations, within the state of New York that is
    32  not operated on an exclusively seasonal basis and that is  owned,  oper-
    33  ated  or otherwise served by metro-north railroad, the Long Island rail-
    34  road, the port authority of New York and  New  Jersey,  the  New  Jersey
    35  transit  corporation, the New York city transit authority, or the metro-
    36  politan transportation authority where any portion of  such  station  is
    37  located  no  more  than  fifteen miles from the nearest border of a city
    38  with a population of greater than one million people, as measured  on  a
    39  straight line from such city's nearest border to such rail station.
    40    (r)  "Tier  2 qualifying transit station" shall be defined as any rail
    41  station, including subway stations, within the state of New York that is
    42  not operated on an exclusively seasonal basis and that is  owned,  oper-
    43  ated  or otherwise served by metro-north railroad, the Long Island rail-
    44  road, the port authority of New York and  New  Jersey,  the  New  Jersey
    45  transit  corporation, the New York city transit authority, or the metro-
    46  politan transportation authority where any portion of  such  station  is
    47  located more than fifteen and no more than thirty miles from the nearest
    48  border  of  a city with a population of greater than one million people,
    49  as measured on a straight line from such city's nearest border  to  such
    50  rail station.
    51    (s)  "Tier  3 qualifying transit station" shall be defined as any rail
    52  station, including subway stations, within the state of New York that is
    53  not operated on an exclusively seasonal basis and that is  owned,  oper-
    54  ated  or otherwise served by metro-north railroad, the Long Island rail-
    55  road, the port authority of New York and  New  Jersey,  the  New  Jersey
    56  transit  corporation, the New York city transit authority, or the metro-

        S. 4006--A                         75                         A. 3006--A

     1  politan transportation authority where any portion of  such  station  is
     2  located  more  than thirty and no more than fifty miles from the nearest
     3  border of a city with a population of greater than one  million  people,
     4  as  measured  on a straight line from such city's nearest border to such
     5  rail station.
     6    (t) "Tier 4 qualifying transit station" shall be defined as  any  rail
     7  station, including subway stations, within the state of New York that is
     8  not  operated  on an exclusively seasonal basis and that is owned, oper-
     9  ated or otherwise served by metro-north railroad, the Long Island  rail-
    10  road,  the  port  authority  of  New York and New Jersey, the New Jersey
    11  transit corporation, the New York city transit authority, or the  metro-
    12  politan  transportation  authority where the entirety of such station is
    13  located more than fifty miles from the nearest border of a city  with  a
    14  population of greater than one million people, as measured on a straight
    15  line from such city's nearest border to such rail station.
    16    (u) "Tier 1 transit-oriented development zone" shall be defined as any
    17  land,  other  than exempt land, located within a one-half mile radius of
    18  any publicly accessible areas of a tier 1  qualifying  transit  station,
    19  provided that such publicly accessible areas include, but are not limit-
    20  ed  to,  platforms, ticketing areas, waiting areas, entrances and exits,
    21  and parking lots or parking structures that provide parking for  custom-
    22  ers  of  such tier 1 qualifying transit stations, and are appurtenant to
    23  such tier 1 qualifying transit stations, regardless of the ownership  of
    24  such  parking structures or facilities, as of the effective date of this
    25  section. Provided further that any tier  1  qualifying  transit  station
    26  shall  be considered to be part of such tier 1 transit-oriented develop-
    27  ment zone.
    28    (v) "Tier 2 transit-oriented development zone" shall be defined as any
    29  land, other than exempt land, located within a one-half mile  radius  of
    30  any  publicly  accessible  areas of a tier 2 qualifying transit station,
    31  provided that such publicly accessible areas include, but are not limit-
    32  ed to, platforms, ticketing areas, waiting areas, entrances  and  exits,
    33  and  parking lots or parking structures that provide parking for custom-
    34  ers of such tier 2 qualifying transit stations, and are  appurtenant  to
    35  such  tier 2 qualifying transit stations, regardless of the ownership of
    36  such parking structures or facilities, as of the effective date of  this
    37  section.  Provided  further  that  any tier 2 qualifying transit station
    38  shall be considered to be part of such tier 2 transit-oriented  develop-
    39  ment zone.
    40    (w) "Tier 3 transit-oriented development zone" shall be defined as any
    41  land,  other  than exempt land, located within a one-half mile radius of
    42  any publicly accessible areas of a tier 3  qualifying  transit  station,
    43  provided that such publicly accessible areas include, but are not limit-
    44  ed  to,  platforms, ticketing areas, waiting areas, entrances and exits,
    45  and parking lots or parking structures that provide parking for  custom-
    46  ers  of  such tier 3 qualifying transit stations, and are appurtenant to
    47  such tier 3 qualifying transit stations, regardless of the ownership  of
    48  such  parking structures or facilities, as of the effective date of this
    49  section. Provided further that any tier  3  qualifying  transit  station
    50  shall  be considered to be part of such tier 3 transit-oriented develop-
    51  ment zone.
    52    (x) "Tier 4 transit-oriented development zone" shall be defined as any
    53  land, other than exempt land, located within a one-half mile  radius  of
    54  any  publicly  accessible  areas of a tier 4 qualifying transit station,
    55  provided that such publicly accessible areas include, but are not limit-
    56  ed to, platforms, ticketing areas, waiting areas, entrances  and  exits,

        S. 4006--A                         76                         A. 3006--A

     1  and  parking lots or parking structures that provide parking for custom-
     2  ers of such tier 4 qualifying transit stations, and are  appurtenant  to
     3  such  tier 4 qualifying transit stations, regardless of the ownership of
     4  such  parking structures or facilities, as of the effective date of this
     5  section. Provided further that any tier  4  qualifying  transit  station
     6  shall  be considered to be part of such tier 4 transit-oriented develop-
     7  ment zone.
     8    (y) "Transit-oriented development zone" shall refer to a tier 1  tran-
     9  sit-oriented  development  zone,  a  tier 2 transit-oriented development
    10  zone, a tier 3 transit-oriented development zone, or a tier  4  transit-
    11  oriented development zone, as applicable.
    12    2.  Amendment  to local land use tools. (a) A village's local land use
    13  tools shall be amended to meet or exceed the aggregate density  require-
    14  ment  on or before the date that is three years subsequent to the effec-
    15  tive date of this section unless such aggregate density  requirement  is
    16  permitted pursuant to a village's local land use tools without requiring
    17  any amendment.
    18    (b)  Any amendment undertaken pursuant to paragraph (a) of this subdi-
    19  vision shall be exempt from any  review  required  pursuant  to  article
    20  eight  of  the  environmental  conservation  law and any rules and regu-
    21  lations promulgated thereto, and any local equivalent  law,  regulation,
    22  or  rule,  provided further that any amendment to the permissible use of
    23  non-buildable land shall be subject to such review, as applicable.
    24    (c) No amendment undertaken pursuant to paragraph (a) of this subdivi-
    25  sion shall create or otherwise  impose  any  unreasonable  laws,  rules,
    26  regulations,  guidelines  or  restrictions  that effectively prevent the
    27  construction or occupation of qualifying projects,  including,  but  not
    28  limited   to,   any   such   laws,  rules,  regulations,  guidelines  or
    29  restrictions governing lot coverage, open space, height, setbacks, floor
    30  area ratios, or parking requirements.
    31    (d) Prior to the finalization of the amendment undertaken pursuant  to
    32  paragraph  (a) of this subdivision, the lead agency equivalent shall set
    33  forth in writing and publish:
    34    (i) a description of the land that is part of the applicable  transit-
    35  oriented development zone;
    36    (ii)  a  description  of  the  land  that is exempt from the aggregate
    37  density requirement;
    38    (iii) a description  of  any  exempt  land  that  would  otherwise  be
    39  included in the transit-oriented development zone;
    40    (iv)  a  specific  description of the permissible land uses within the
    41  applicable transit-oriented development zone prior to the amendment;
    42    (v) a specific description of the proposed permissible land uses with-
    43  in the applicable transit-oriented development zone following the amend-
    44  ment;
    45    (vi) the allowable aggregate density, meaning  the  average  allowable
    46  density  within  the  applicable  transit-oriented  development zone, of
    47  residential dwellings prior to the amendment;
    48    (vii) the allowable aggregate density, meaning the  average  allowable
    49  density  within  the  applicable  transit-oriented  development zone, of
    50  residential dwellings subsequent to the amendment;
    51    (viii) the capacity of the drinking water supply and wastewater treat-
    52  ment services, as applicable, to support the proposed increased residen-
    53  tial dwellings density contemplated by the amendment;
    54    (ix) the capacity of local infrastructure to provide adequate  utility
    55  services to support the proposed increased residential dwellings density
    56  contemplated by the amendment;

        S. 4006--A                         77                         A. 3006--A

     1    (x)  the  existence  of  sites containing or contaminated by hazardous
     2  waste within the area contemplated by the amendment;
     3    (xi) any required stormwater runoff strategies or requirements contem-
     4  plated by the amendment; and
     5    (xii)  a  specific description of any land within the applicable tran-
     6  sit-oriented development zone located within the one-hundred-year  flood
     7  plain or where the depth to the water table is less than three feet.
     8    (e) In the event that a village fails to finalize the amendment pursu-
     9  ant  to  and within the required time set forth in paragraph (a) of this
    10  subdivision, and until such time as a  village  comprehensively  updates
    11  its local land use tools in compliance with paragraph (a) of this subdi-
    12  vision,  and  notwithstanding  the  provisions  of any general, special,
    13  local, or other law, including the common law, to the contrary:
    14    (i) All villages shall permit the construction and occupation of resi-
    15  dential dwellings with a density up  to  and  including  the  applicable
    16  aggregate density requirement in any residential zone;
    17    (ii) No village shall impose restrictions that effectively prevent the
    18  construction  or occupancy of such residential dwellings, including, but
    19  not limited to, any such restrictions  related  to  lot  coverage,  open
    20  space, height, setbacks, floor area ratios, or parking requirements; and
    21    (iii)  A  project  for residential dwellings, which would otherwise be
    22  classified as a qualifying project if a village timely adopted an amend-
    23  ment pursuant to paragraph (a) of this subdivision and which is approved
    24  by a village or lead agency equivalent pursuant  to  a  transit-oriented
    25  development  review process prior to the date of the amendment, shall be
    26  vested upon the issuance of a building permit in the event a subsequent-
    27  ly enacted amendment or any updates to the land use tools  are  contrary
    28  to  the  rights granted for such project. Such vested rights shall exist
    29  without the need  for  the  permit  holder  to  demonstrate  substantial
    30  expenditure  and  substantial construction in accordance with the permit
    31  prior to the effective date of the amendment or any updates to the  land
    32  use tools.
    33    3.  Transit-oriented development review process. (a) In the event that
    34  a village fails to finalize the amendment pursuant  to  and  within  the
    35  required  time  set  forth  in  paragraph (a) of subdivision two of this
    36  section, and until such time as a village  comprehensively  updates  its
    37  local land use tools in compliance with paragraph (a) of subdivision two
    38  of this section, any project specific review related to a proposed qual-
    39  ifying project shall be reviewed pursuant to the transit-oriented devel-
    40  opment review process.
    41    (b)  After  the  finalization  of the amendment undertaken pursuant to
    42  paragraph (a) of subdivision two of this section, any  project  specific
    43  review related to a proposed qualifying project shall be reviewed pursu-
    44  ant to the transit-oriented development review process.
    45    4.  Enforcement.  (a)(i) The attorney general of the state of New York
    46  may commence an action in a court of appropriate jurisdiction to  compel
    47  a  village  to  amend  its  local  land use tools in compliance with the
    48  requirements set forth in subdivision two of this section if the village
    49  fails to do so within the required timeframe set forth therein.
    50    (ii) A party may pursue a cause of action pursuant to paragraph (b) of
    51  this subdivision if such party is improperly denied permission by a lead
    52  agency equivalent to build a qualifying project  pursuant  to  paragraph
    53  (b) of subdivision three of this section.
    54    (b)(i)  Upon  a  failure of a village to comply with the deadlines set
    55  forth in subdivision two of this section, or a lead agency  equivalent's
    56  denial  of any application submitted in relation to a qualifying project

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     1  in violation of paragraph (a) of subdivision three of this section,  any
     2  party  aggrieved  by  any  such failure or denial may commence a special
     3  proceeding against the subject village or lead agency equivalent and the
     4  officers of such village and lead agency equivalent in the supreme court
     5  within the judicial district in which the village or the greater portion
     6  of  the  territory  of such village is located to compel compliance with
     7  the provisions of this section.
     8    (ii) If, upon commencement of such proceeding, it shall appear to  the
     9  court  that  testimony  is  necessary  for the proper disposition of the
    10  matter, the court may take evidence and determine the matter.   Alterna-
    11  tively,  the  court  may  appoint  a hearing officer pursuant to article
    12  forty-three of the civil practice law and rules to take such evidence as
    13  it may direct and report the same to the court with  the  hearing  offi-
    14  cer's  findings of fact and conclusions of law, which shall constitute a
    15  part of the proceedings upon which the determination of the court  shall
    16  be made.
    17    (iii) The village or lead agency equivalent must set forth the reasons
    18  for  the  denial  of  the  application and must demonstrate by clear and
    19  convincing evidence that the village or lead  agency  equivalent  denied
    20  the application due to bona fide health and safety concerns, or pursuant
    21  to  the  transit-oriented  development review process that complies with
    22  the requirements of this section. If the village or lead  agency  equiv-
    23  alent meets such burden, the applicant shall be given the opportunity to
    24  demonstrate  that  the  concerns  raised  by  the village or lead agency
    25  equivalent are pretextual or that such  concerns  can  be  addressed  or
    26  mitigated by changes to the qualifying project.
    27    (iv)  The court may reverse or affirm, wholly or partly, or may modify
    28  the decision brought up for review. The court may  also  remand  to  the
    29  village  or  lead  agency  equivalent  to process or further consider an
    30  application consistent with the terms of any order of the court, includ-
    31  ing on an expedited basis.
    32    (v) Costs shall not be allowed against the village, lead agency equiv-
    33  alent, and the officer whose failure or refusal gave rise to the special
    34  proceeding, unless it shall appear to the court that the  village,  lead
    35  agency equivalent, and its officers or employees acted with gross negli-
    36  gence, in bad faith, or with malice.
    37    § 6. This act shall take effect immediately.

    38                                   PART H

    39    Section  1.  The public housing law is amended by adding a new section
    40  20-a to read as follows:
    41    § 20-a. Housing production reporting. 1.  For  the  purposes  of  this
    42  section, the following terms shall have the following meanings:
    43    (a)  "Local board" means any city, town, or village board, commission,
    44  officer or other agency or office having supervision of the construction
    45  of buildings or the power of enforcing municipal building laws.
    46    (b) "Housing site" means the site of planned construction, conversion,
    47  alteration, demolition, or consolidation  of  one  or  more  residential
    48  buildings.
    49    (c)  "Dwelling  unit"  means  a dwelling within a residential building
    50  which is either sold, rented, leased, let or hired out, to be  occupied,
    51  or  is occupied as the residence or home of one or more individuals that
    52  is independent of other dwellings within such residential building.
    53    2. The commissioner shall require each local board to  submit  to  the
    54  division  of  housing  and community renewal annually, in the manner and

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     1  format to be directed by the division of housing and community  renewal,
     2  the following information regarding new construction, conversion, alter-
     3  ation,  demolition, or consolidation of a housing site within the juris-
     4  diction  of  such  local  board  that is required to be reported to such
     5  local board:
     6    (a) the address of such housing site;
     7    (b) the block and/or lot number of such housing site;
     8    (c) the total number of dwelling units in such housing site;
     9    (d) the building type, any relevant dates of  approval,  permits,  and
    10  completions associated with such housing site;
    11    (e) any associated governmental subsidies or program funds being allo-
    12  cated to such housing site that such local board is aware of;
    13    (f) the specific details of such construction, conversion, alteration,
    14  demolition, or consolidation of such housing site;
    15    (g)  any  permits requested to build dwelling units, and the status of
    16  such requests as of the date of the report; and
    17    (h) the total number of dwelling units within the jurisdiction of  the
    18  local board as of the date of the report.
    19    3. Beginning on the thirty-first of January next succeeding the effec-
    20  tive  date  of  this  section, and annually thereafter, the commissioner
    21  shall require each local board to  submit  to  the  commissioner,  in  a
    22  manner  and  format to be determined by the commissioner, a digital file
    23  containing a zoning map or maps of such local board's jurisdiction  that
    24  contains the following information for the prior year:
    25    (a) The geographic extents of areas where residential housing, commer-
    26  cial, industrial, or other developments are or are not permitted;
    27    (b) In areas zoned for residential buildings, where residential build-
    28  ings  containing two, three, and four or more dwelling units are allowed
    29  per lot;
    30    (c) Any minimum lot size requirements for residential buildings;
    31    (d) Any minimum size requirements for individual dwelling units;
    32    (e) Any parking requirements for residential buildings;
    33    (f) Any setback or lot coverage requirements  for  residential  build-
    34  ings;
    35    (g)  Designation of whether each zoning approval granted by such local
    36  board was as-of-right or discretionary;
    37    (h) The geographic bounds of any areas which have been  amended  since
    38  such local board's previous submission pursuant to this subdivision;
    39    (i) Any floor area ratio restrictions for residential buildings;
    40    (j)  In  areas  where  residential  development  is not permitted, the
    41  reasons such development is not permitted; and
    42    (k) Any other information deemed relevant by the commissioner.
    43    4. The commissioner may make the  information  submitted  pursuant  to
    44  subdivisions  two  and  three  of this section publicly available on the
    45  division of housing and community renewal's website, updated annually to
    46  reflect the most recent submissions.
    47    § 2. This act shall take effect on the first of January next  succeed-
    48  ing the date upon which it shall have become a law. Effective immediate-
    49  ly,  the  addition,  amendment  and/or  repeal of any rule or regulation
    50  necessary for the implementation of this act on its effective  date  are
    51  authorized to be made and completed on or before such effective date.

    52                                   PART I

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     1    Section  1. Paragraph (b) of subdivision 1 of section 1971 of the real
     2  property actions and proceedings law, as amended by chapter 529  of  the
     3  laws of 2008, is amended to read as follows:
     4    (b) In the case of a vacant dwelling, it is not sealed or continuously
     5  guarded, in that admittance to the property may be gained without damag-
     6  ing  any portion of the property, as required by law or it was sealed or
     7  is continuously guarded by a person other than the owner,  a  mortgagee,
     8  lienor or agent thereof, and [either] any of the following facts exists:
     9    (i)  A  vacate  order  of  the department or other governmental agency
    10  currently prohibits occupancy of the dwelling; or
    11    (ii) The tax on such premises has been due and unpaid for a period  of
    12  at least one year; or
    13    (iii)  The property has had a zoning, building or property maintenance
    14  code violation which has the potential to injure, endanger or  unreason-
    15  ably  annoy  the  health and safety of others that has been continuously
    16  outstanding and not remedied for a period of at least one year from  the
    17  date the original notice of violation was served upon the property owner
    18  pursuant to subdivision four of section three hundred eight of the civil
    19  practice  law and rules if the owner is a natural person, or pursuant to
    20  section three hundred ten, three hundred ten-a, three hundred eleven  or
    21  three  hundred eleven-a of the civil practice law and rules if the owner
    22  is a partnership, limited partnership, corporation or limited  liability
    23  company, respectively; or
    24    § 2. This act shall take effect immediately.

    25                                   PART J

    26    Section  1.  Subdivision 11 of section 3 of the multiple dwelling law,
    27  as amended by chapter 806 of the laws of 1972, is  amended  to  read  as
    28  follows:
    29    11. Notwithstanding any other provision of this section, the following
    30  enumerated articles, sections and subdivisions of sections of this chap-
    31  ter shall not apply to the construction or alteration of multiple dwell-
    32  ings  for  which  an  application for a permit is made to the department
    33  after December sixth, nineteen hundred sixty-nine in  a  city  having  a
    34  population  of  one  million  or more [which adopts or has adopted local
    35  laws, ordinances, resolutions or regulations providing  protection  from
    36  fire   hazards  and  making  provision  for  escape  from  fire  in  the
    37  construction and alteration of multiple dwellings and in other  respects
    38  as  protective  as  local law seventy-six of the laws of the city of New
    39  York for nineteen hundred sixty-eight  and  covering  the  same  subject
    40  matter  as the following]: subdivisions twenty-five, twenty-seven, twen-
    41  ty-eight, thirty-five-c, thirty-six and  thirty-nine  of  section  four,
    42  subdivision  three of section twenty-eight, sections thirty-six, thirty-
    43  seven, fifty,  fifty-one,  fifty-two,  fifty-three,  fifty-five,  sixty,
    44  sixty-one,  sixty-seven, subdivisions one, two, four and five of section
    45  seventy-five, article four, article five, article five-A[,] and  article
    46  six  [and  article  seven-B]; except that after December sixth, nineteen
    47  hundred sixty-nine where a multiple dwelling erected prior  to  December
    48  sixth,  nineteen  hundred  sixty-nine  is altered, or a building erected
    49  prior to December sixth, nineteen hundred sixty-nine is converted  to  a
    50  multiple  dwelling  pursuant  to  a permit applied for to the department
    51  having jurisdiction, the foregoing articles, sections  and  subdivisions
    52  of  sections  shall  remain  applicable  where  a local law of such city
    53  authorizes such alteration or conversion to be made, at  the  option  of
    54  the  owner,  either  in accordance with the requirements of the building

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     1  law and regulations in effect in such  city  prior  to  December  sixth,
     2  nineteen hundred sixty-eight or the requirements of the building law and
     3  regulations  in  effect  after such date, and the owner elects to comply
     4  with  the  requirements  of  the  building law and regulations in effect
     5  prior to December sixth, nineteen hundred sixty-eight.
     6    § 2. Section 275 of the multiple dwelling law, as added by chapter 734
     7  of the laws of 1985, is amended to read as follows:
     8    § 275. Legislative findings. It is hereby declared and found  that  in
     9  cities  with  a  population  in  excess of one million, large numbers of
    10  loft, manufacturing, commercial,  institutional,  public  and  community
    11  facility  buildings  have  lost,  and continue to lose, their tenants to
    12  more modern premises; and that the untenanted portions of such buildings
    13  constitute a potential housing stock within such cities which  is  capa-
    14  ble,  when  appropriately  altered, of accommodating general residential
    15  use, thereby contributing to an alleviation of the housing shortage most
    16  severely affecting moderate and middle income families, and of  accommo-
    17  dating  joint  living-work quarters for artists by making readily avail-
    18  able space which is physically and  economically  suitable  for  use  by
    19  persons regularly engaged in the arts.
    20    There is a public purpose to be served by making accommodations readi-
    21  ly  available for joint living-work quarters for artists for the follow-
    22  ing reasons:   persons regularly engaged  in  the  arts  require  larger
    23  amounts of space for the pursuit of their artistic endeavors and for the
    24  storage  of  the materials therefor and of the products thereof than are
    25  regularly to be found in dwellings subject to  this  article;  that  the
    26  financial  remunerations  to be obtained from pursuit of a career in the
    27  arts are generally small; that as a result  of  such  limited  financial
    28  remuneration  persons  regularly  engaged  in the arts generally find it
    29  financially impossible to maintain quarters for  the  pursuit  of  their
    30  artistic  endeavors  separate  and apart from their places of residence;
    31  that the cultural life of cities of more than one million persons within
    32  this state and of the state as a whole is enhanced by the  residence  in
    33  such  cities  of large numbers of persons regularly engaged in the arts;
    34  that the high cost of land within  such  cities  makes  it  particularly
    35  difficult for persons regularly engaged in the arts to obtain the use of
    36  the  amounts of space required for their work as aforesaid; and that the
    37  residential use of the space is secondary or accessory  to  the  primary
    38  use as a place of work.
    39    It  is  further declared that the legislation governing the alteration
    40  of such buildings to accommodate general residential use must of  neces-
    41  sity  be  more  restrictive  than  statutes  heretofore in effect, which
    42  affected only joint living-work quarters for artists.
    43    It is the intention of this legislation to promulgate statewide  mini-
    44  mum  standards for all alterations of non-residential buildings to resi-
    45  dential use, but the legislature is  cognizant  that  the  use  of  such
    46  buildings  for residential purposes must be consistent with local zoning
    47  ordinances. The legislature further recognizes that it is  the  role  of
    48  localities  to adopt regulations which will define in further detail the
    49  manner in which alterations should be carried out where  building  types
    50  and  conditions  are  peculiar  to their local environment. It is hereby
    51  additionally declared and found that in  cities  with  a  population  in
    52  excess  of one million, large numbers of commercial buildings have lost,
    53  and continue to lose, their tenants to more modern premises and  to  the
    54  changing  nature  of  remote  office  work  in  the wake of the COVID-19
    55  pandemic; and that the untenanted portions of such buildings  constitute
    56  a  potential  housing  stock  within  such cities which is capable, when

        S. 4006--A                         82                         A. 3006--A

     1  appropriately altered, of accommodating general residential use, thereby
     2  contributing to an alleviation of the housing shortage.
     3    §  3.  Section 276 of the multiple dwelling law, as amended by chapter
     4  420 of the laws of 2022, is amended to read as follows:
     5    § 276. [Definition of an artist] Definitions. As used in this article,
     6  the following terms shall have the following meanings:
     7    1. The word "artist" means a person who is regularly  engaged  in  the
     8  fine  arts, such as painting and sculpture or in the performing or crea-
     9  tive arts, including choreography and filmmaking, or in the  composition
    10  of  music  on  a  professional  basis,  and  is so certified by the city
    11  department of cultural affairs and/or state council  on  the  arts.  For
    12  joint  living-work quarters for artists limited to artists' occupancy by
    13  local zoning resolution, any permanent occupant whose residence  therein
    14  began  on or before December fifteenth, two thousand twenty-one shall be
    15  deemed to meet such occupancy requirements under the same rights  as  an
    16  artist so certified in accordance with applicable law.
    17    2.  The term "general residential purposes" means use of a building as
    18  a class A multiple dwelling, except that such term shall not  include  a
    19  rooming unit as defined in section 27-2004 of the administrative code of
    20  the  city  of New York other than a rooming unit in a class A or class B
    21  multiple dwelling that is authorized pursuant to section 27-2077 of such
    22  administrative code.
    23    § 4. The multiple dwelling law is amended by adding a new section  279
    24  to read as follows:
    25    §  279.  Occupancy  of commercial buildings. 1. Any building in a city
    26  with a population of one million or more persons which was occupied  for
    27  loft,  commercial, institutional, public, community facility or manufac-
    28  turing purposes at any time prior  to  December  thirty-first,  nineteen
    29  hundred  ninety, may be occupied, in whole or in part, for general resi-
    30  dential purposes if such occupancy is in compliance with  this  article,
    31  notwithstanding  any  other article of this chapter, or any provision of
    32  law covering the same subject matter, except as  otherwise  required  by
    33  the zoning resolution of such city.
    34    2.  Occupancy  pursuant to this section shall be permitted only if the
    35  conditions in subdivisions one through sixteen of  section  two  hundred
    36  seventy-seven of this article are complied with, except that the conver-
    37  sion  shall  not  be  required to include joint living-work quarters for
    38  artists, and provided further that conversions  undertaken  pursuant  to
    39  this  section shall not be subject to subdivision three of section twen-
    40  ty-six of this chapter.
    41    3. Notwithstanding any  state  or  local  law,  rule,  or  regulation,
    42  including  any other provision of this section or article to the contra-
    43  ry, the provisions of this section shall apply to any  building  located
    44  in  a  district that otherwise would have been subject to the provisions
    45  of section 15-01 of the zoning resolution of a city with a population of
    46  one million or more persons.
    47    § 5. An application for conversion  of  a  building  pursuant  to  the
    48  provisions  of  this  act,  which  application  for  a permit containing
    49  complete plans and specifications is filed prior to December  31,  2030,
    50  shall  be permitted to proceed as if subdivision 3 of section 279 of the
    51  multiple dwelling law, as added by section four of this act, remained in
    52  effect, so long as construction of such project begins within the earli-
    53  er to occur of three years from December 31, 2030 or such time which the
    54  permit otherwise expires.
    55    § 6. This act shall take effect immediately; provided,  however,  that
    56  subdivision  3  of  section 279 of the multiple dwelling law as added by

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     1  section four of this act shall expire and be deemed repealed on December
     2  31, 2030; provided further, however, that the repeal of subdivision 3 of
     3  section 279 of the multiple dwelling law as added  by  section  four  of
     4  this  act  shall not affect the use of any building for general residen-
     5  tial purposes, as such term is defined in article 7-B  of  the  multiple
     6  dwelling law, permitted prior to such repeal.

     7                                   PART K

     8    Section  1. The multiple dwelling law is amended by adding a new arti-
     9  cle 7-D to read as follows:
    10                                 ARTICLE 7-D
    11           LEGALIZATION AND CONVERSION OF BASEMENT DWELLING UNITS
    12  Section 288. Definitions.
    13          289. Basement local laws and regulations.
    14          290. Tenant protections in inhabited basement dwelling units.
    15    § 288. Definitions. As used in this article, the following terms shall
    16  have the following meanings:
    17    1. The term "inhabited basement dwelling unit" means a basement unlaw-
    18  fully occupied as a residence by one or more tenants on or prior to  the
    19  effective date of this article;
    20    2.  The term "rented" means leased, let, or hired out, with or without
    21  a written agreement; and
    22    3. The term "tenant" means an individual to whom an inhabited basement
    23  dwelling unit is rented.
    24    § 289. Basement local laws and regulations.   1.  Notwithstanding  any
    25  other  provision of state or local law to the contrary, in a city with a
    26  population of one million or more, the local legislative  body  may,  by
    27  local  law,  establish  a  program  to address, provided that health and
    28  safety are protected, (a) the legalization of specified inhabited  base-
    29  ment  dwelling  units  in  existence prior to the effective date of this
    30  article through conversion to legal dwelling units, or (b)  the  conver-
    31  sion  of  other  specified basement dwelling units in existence prior to
    32  the effective date of this article to legal dwelling  units.  The  local
    33  law authorized by this section, and any rules or regulations promulgated
    34  thereunder,  shall  not  be  subject  to environmental review, including
    35  environmental review conducted pursuant to article eight of the environ-
    36  mental conservation law and any state and local regulations  promulgated
    37  thereunder.
    38    2.  The  program established by such local law may provide to an owner
    39  who converts an inhabited basement dwelling unit in  accordance  with  a
    40  local law authorized by this article or who otherwise abates the illegal
    41  occupancy  of  a  basement  dwelling unit, (a) freedom from any civil or
    42  administrative liability, citations, fines, penalties, judgments or  any
    43  other  determinations    of  or prosecution for civil violations of this
    44  chapter, other state law or local law or rules, and  the  zoning  resol-
    45  ution  of such city, and (b) relief from any outstanding civil judgments
    46  issued in connection with any such violation  of  such  laws,  rules  or
    47  zoning  resolution  issued  before  the  effective date of this article.
    48  Provided that such local law shall require  that  all  applications  for
    49  conversions  be filed by a date certain subsequent to the effective date
    50  of this article, provided further that such date shall not  exceed  five
    51  years after the effective date of this article.
    52    3.  Such  local  law may provide that any provision of this chapter or
    53  local law, rule or regulation, shall not be applicable  to  provide  for
    54  the  alterations  necessary  for the conversion of a specified inhabited

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     1  basement dwelling unit or other  specified  basement  dwelling  unit  in
     2  existence  prior  to the effective date into a lawful dwelling unit. Any
     3  amendment of the zoning resolution necessary to enact such program shall
     4  be subject to a public hearing at the planning commission of such local-
     5  ity,  and  approval  by such commission and the legislative body of such
     6  local government, provided, however, that it shall not require  environ-
     7  mental  review,  including  environmental  review  conducted pursuant to
     8  article eight of the environmental conservation law and  any  state  and
     9  local  regulations  promulgated  thereunder,  or any additional land use
    10  review.
    11    § 290. Tenant protections in inhabited basement dwelling  units.    1.
    12  The  program  authorized by this article shall require an application to
    13  make alterations to legalize an  inhabited  basement  dwelling  unit  be
    14  accompanied  by  a certification indicating whether such unit was rented
    15  to a tenant on the  effective  date  of  this  article,  notwithstanding
    16  whether the occupancy of such unit was authorized by law. A city may not
    17  use  such certification as the basis for an enforcement action for ille-
    18  gal occupancy of such unit, provided  that  nothing  contained  in  this
    19  article  shall  be  construed  to  limit such city from issuing a vacate
    20  order for hazardous or unsafe conditions.
    21    2. The local law authorized by  this  article  shall  provide  that  a
    22  tenant  in  occupancy at the time of the effective date of this article,
    23  who is evicted or otherwise removed from such unit as  a  result  of  an
    24  alteration  necessary  to bring an inhabited basement dwelling unit into
    25  compliance with the standards established by the local law authorized by
    26  this article, shall have a right of first refusal to return to such unit
    27  as a tenant upon its first lawful occupancy as a  legal  dwelling  unit,
    28  notwithstanding  whether the occupancy at the time of the effective date
    29  of this article was authorized by law. Such local law shall specify  how
    30  to determine priority when multiple tenants may claim such right.
    31    3.  A tenant unlawfully denied a right of first refusal to return to a
    32  legal dwelling unit, as provided pursuant to the local law authorized by
    33  this article, shall have a cause of action in  any  court  of  competent
    34  jurisdiction  for  compensatory  damages  or  declaratory and injunctive
    35  relief as the  court  deems  necessary  in  the  interests  of  justice,
    36  provided  that  such  compensatory  relief  shall  not exceed the annual
    37  rental charges for such legal dwelling unit.
    38    § 2. Subdivision 1 of section 472 of the private housing finance  law,
    39  as  amended  by  chapter  479 of the laws of 2005, is amended to read as
    40  follows:
    41    1. Notwithstanding the provisions of any  general,  special  or  local
    42  law,  a  municipality,  acting  through an agency, is authorized: (a) to
    43  make, or contract to make, loans to low and moderate income  owner-occu-
    44  pants  of one to four unit existing private or multiple dwellings within
    45  its territorial limits, subject to the limitation  of  subdivisions  two
    46  through  seven of this section, in such amounts as shall be required for
    47  the rehabilitation of such dwellings, provided, however, that such loans
    48  shall not exceed sixty thousand dollars per dwelling unit,  except  that
    49  the  limitation  on  the  maximum amount of a loan, as described in this
    50  paragraph, shall not apply to any such loan for, in whole  or  in  part,
    51  rehabilitation  of a specified inhabited basement dwelling unit or other
    52  specified basement dwelling unit for  which  such  owner  has  sought  a
    53  permit  pursuant  to  the  local  law authorized pursuant to section two
    54  hundred eighty-nine of the multiple dwelling law. Such  loans  may  also
    55  include  the  refinancing of the outstanding indebtedness of such dwell-
    56  ings, and the municipality may make temporary loans or advances to  such

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     1  owner-occupants  in  anticipation  of permanent loans for such purposes;
     2  and
     3    (b) to make or contract to make grants to any owner described in para-
     4  graph (a) of this subdivision, on the same terms as permitted under such
     5  paragraph for a loan.
     6    §  3.  Section  472  of  the private housing finance law is amended by
     7  adding a new subdivision 1-a to read as follows:
     8    1-a. As used in this article, the term "loan" shall include any  grant
     9  made by a municipality pursuant to this article, provided, however, that
    10  provisions  of  this article concerning the repayment or forgiveness of,
    11  or security for, a loan shall not apply to any grant  made  pursuant  to
    12  this article.
    13    §  4. Subdivision 2 of section 473 of the private housing finance law,
    14  as added by chapter 786 of the laws of  1987,  is  amended  to  read  as
    15  follows:
    16    2.  A  municipality shall neither make nor participate in a loan to an
    17  owner-occupant of an existing private or multiple dwelling  pursuant  to
    18  this  article unless the agency finds that the area in which such dwell-
    19  ing is situated is a blighted, deteriorated or deteriorating area or has
    20  a blighting influence on the surrounding area, or is in danger of becom-
    21  ing a slum or a blighted area because of the existence  of  substandard,
    22  unsanitary,  deteriorating  or  deteriorated conditions, an aged housing
    23  stock, or other factors indicating an inability of the private sector to
    24  cause such rehabilitation to be made, except that any such finding shall
    25  not be required for any such loan for, in whole or  in  part,  rehabili-
    26  tation  of  a specified inhabited basement dwelling unit or other speci-
    27  fied basement dwelling unit for which such owner  has  sought  a  permit
    28  pursuant  to  the  local  law authorized pursuant to section two hundred
    29  eighty-nine of the multiple dwelling law.
    30    § 5. This act shall take effect immediately.

    31                                   PART L

    32    Section 1. Subdivision 3 of section 26 of the multiple  dwelling  law,
    33  as  amended  by  chapter  748 of the laws of 1961, is amended to read as
    34  follows:
    35    3. Floor area ratio (FAR). [The] Except as otherwise provided  in  and
    36  determined under a zoning law, ordinance, or resolution of a city with a
    37  population  of  one  million  or  more, or after consultation with local
    38  officials, as provided in a general project plan of the New  York  state
    39  urban  development corporation, the floor area ratio (FAR) of any dwell-
    40  ing or dwellings on a lot shall not exceed 12.0, except that a fireproof
    41  class B dwelling in which six or more passenger elevators are maintained
    42  and operated in any city having a local zoning law, ordinance or  resol-
    43  ution  restricting  districts  in  such  city to residential use, may be
    44  erected in accordance with the provisions of such zoning law,  ordinance
    45  or resolution, if such class B dwelling is erected in a district no part
    46  of  which  is  restricted by such zoning law, ordinance or resolution to
    47  residential uses.
    48    § 2. This act shall take effect immediately.

    49                                   PART M

    50    Section 1. Section 489 of the real property  tax  law  is  amended  by
    51  adding a new subdivision 21 to read as follows:
    52    21. (a) Definitions. For purposes of this subdivision:

        S. 4006--A                         86                         A. 3006--A

     1    (1) "Affordable rent" shall mean the maximum rent within the marketing
     2  band  that  is  allowed  for  an  affordable rental unit as such rent is
     3  established by the local housing agency.
     4    (2) "Affordable rental unit" shall mean a dwelling unit in an eligible
     5  rental  building  that, as of the filing of an application for a certif-
     6  icate of eligibility and reasonable cost, has a rent  at  or  below  the
     7  applicable affordable rent.
     8    (3)  "Certificate  of  eligibility  and  reasonable cost" shall mean a
     9  document issued by the local housing  agency  that  establishes  that  a
    10  property  is eligible for rehabilitation program benefits and sets forth
    11  the certified reasonable cost of the  eligible  construction  for  which
    12  such benefits shall be received.
    13    (4)  "Certified reasonable cost schedule" shall mean a table providing
    14  maximum dollar limits for specified alterations and improvements, estab-
    15  lished, and updated as necessary, by the local housing agency.
    16    (5) "Checklist" shall mean a document that the  local  housing  agency
    17  issues requesting additional information or documentation that is neces-
    18  sary  for  further  assessment  of  an  application for a certificate of
    19  eligibility and reasonable cost where  such  application  contained  all
    20  information and documentation required at the initial filing.
    21    (6)   "Commencement   date"  shall  mean,  with  respect  to  eligible
    22  construction, the date on which any physical  operation  undertaken  for
    23  the purpose of performing such eligible construction lawfully begins.
    24    (7)   "Completion   date"   shall   mean,  with  respect  to  eligible
    25  construction, the date on which:
    26    (A) every physical operation undertaken for the purpose of all  eligi-
    27  ble construction has concluded; and
    28    (B)  all such eligible construction has been completed to a reasonable
    29  and customary standard that renders such eligible  construction  capable
    30  of  use  for  the  purpose  for  which  such  eligible  construction was
    31  intended.
    32    (8) "Dwelling unit" shall mean  any  residential  accommodation  in  a
    33  class A multiple dwelling that:
    34    (A)  is  arranged,  designed,  used or intended for use by one or more
    35  persons living together and maintaining a common household;
    36    (B) contains at least one room; and
    37    (C) contains within such accommodation  lawful  sanitary  and  kitchen
    38  facilities reserved for its occupants.
    39    (9)  "Eligible  building"  shall  mean an eligible rental building, an
    40  eligible homeownership building, or an eligible regulated  homeownership
    41  building,  provided  that  such building contains three or more dwelling
    42  units.
    43    (10) "Eligible construction" shall mean alterations or improvements to
    44  an eligible building that:
    45    (A) are specifically identified on the certified reasonable cost sche-
    46  dule;
    47    (B) meet the minimum scope of work threshold;
    48    (C) have a completion date that is after June twenty-ninth, two  thou-
    49  sand twenty-two and prior to June thirtieth, two thousand twenty-six and
    50  that is not more than thirty months after their commencement date; and
    51    (D) are not attributable to any increased cubic content in such eligi-
    52  ble building.
    53    (11) "Eligible homeownership building" shall mean an existing building
    54  that:
    55    (A)  is a class A multiple dwelling operated as condominium or cooper-
    56  ative housing;

        S. 4006--A                         87                         A. 3006--A

     1    (B) is not operating in whole or in part as a hotel; and
     2    (C)  has an average assessed valuation, including the valuation of the
     3  land, that as of the commencement date does not exceed the homeownership
     4  average assessed valuation limitation.
     5    (12) "Eligible regulated homeownership building" shall mean an  exist-
     6  ing  building  that is a class A multiple dwelling owned and operated by
     7  either:
     8    (A) a mutual company that continues to be organized and operated as  a
     9  mutual  company  and that has entered into and recorded a mutual company
    10  regulatory agreement; or
    11    (B) a mutual redevelopment company that continues to be organized  and
    12  operated as a mutual redevelopment company and that has entered into and
    13  recorded a mutual redevelopment company regulatory agreement.
    14    (13) "Eligible rental building" shall mean an existing building that:
    15    (A)  is a class A multiple dwelling in which all of the dwelling units
    16  are operated as rental housing;
    17    (B) is not operating in whole or in part as a hotel; and
    18    (C) satisfies one of the following conditions:
    19    (i) not less than fifty percent of the dwelling units in such building
    20  are affordable rental units;
    21    (ii) such building is owned and operated by a  limited-profit  housing
    22  company; or
    23    (iii)  such  building  is  the  recipient  of substantial governmental
    24  assistance.
    25    (14) "Existing building" shall mean an enclosed structure which:
    26    (A) is permanently affixed to the land;
    27    (B) has one or more floors and a roof;
    28    (C) is bounded by walls;
    29    (D) has at least one principal entrance utilized for day-to-day pedes-
    30  trian ingress and egress;
    31    (E) has a certificate of occupancy or equivalent document that  is  in
    32  effect prior to the commencement date; and
    33    (F)  exclusive of the land, has an assessed valuation of more than one
    34  thousand dollars for the fiscal year immediately preceding the commence-
    35  ment date.
    36    (15) "Homeownership average assessed valuation limitation" shall  mean
    37  an  average assessed valuation of forty-five thousand dollars per dwell-
    38  ing unit.
    39    (16) "Limited-profit housing company" shall have the same  meaning  as
    40  "company"  set  forth  in  section twelve of the private housing finance
    41  law.
    42    (17) "Market rental unit" shall mean a dwelling unit  in  an  eligible
    43  rental building other than an affordable rental unit.
    44    (18)  "Marketing  band"  shall  mean maximum rent amounts ranging from
    45  twenty percent of eighty percent of the area median income, adjusted for
    46  family size, to thirty percent of eighty  percent  of  the  area  median
    47  income, adjusted for family size.
    48    (19)  "Minimum  scope  of work threshold" shall mean a total amount of
    49  certified reasonable cost established by rules and  regulations  of  the
    50  local  housing  agency,  provided that such amount shall be no less than
    51  one thousand five hundred dollars for each dwelling unit in existence on
    52  the completion date.
    53    (20) "Multiple dwelling" shall  have  the  meaning  as  set  forth  in
    54  section four of the multiple dwelling law.
    55    (21)  "Mutual  company" shall have the meaning as set forth in section
    56  twelve of the private housing finance law.

        S. 4006--A                         88                         A. 3006--A

     1    (22) "Mutual company regulatory agreement" shall mean  a  binding  and
     2  irrevocable  agreement  between a mutual company and the commissioner of
     3  housing, the mutual company supervising agency, the New York city  hous-
     4  ing development corporation, or the New York state housing finance agen-
     5  cy  prohibiting the dissolution or reconstitution of such mutual company
     6  pursuant to section thirty-five of the private housing finance  law  for
     7  not  less  than  fifteen  years  from the commencement of rehabilitation
     8  program benefits for the existing building owned and  operated  by  such
     9  mutual company.
    10    (23)  "Mutual company supervising agency" shall have the same meaning,
    11  with respect to any mutual company, as "supervising agency" set forth in
    12  section two of the private housing finance law.
    13    (24) "Mutual redevelopment company" shall have  the  same  meaning  as
    14  "mutual"  when  applied  to  a  redevelopment  company,  as set forth in
    15  section one hundred two of the private housing finance law.
    16    (25) "Mutual redevelopment company regulatory agreement" shall mean  a
    17  binding and irrevocable agreement between a mutual redevelopment company
    18  and  the  commissioner of housing, the redevelopment company supervising
    19  agency, the New York city housing development corporation,  or  the  New
    20  York  state housing finance agency prohibiting the dissolution or recon-
    21  stitution of such mutual redevelopment company pursuant to  section  one
    22  hundred twenty-three of the private housing finance law until the earli-
    23  er of:
    24    (A)  fifteen  years  from  the  commencement of rehabilitation program
    25  benefits for the existing building owned and  operated  by  such  mutual
    26  redevelopment company; or
    27    (B)  the  expiration of any tax exemption granted to such mutual rede-
    28  velopment company pursuant to section one  hundred  twenty-five  of  the
    29  private housing finance law.
    30    (26)  "Redevelopment company" shall have the same meaning as set forth
    31  in section one hundred two of the private housing finance law.
    32    (27) "Redevelopment company supervising agency" shall  have  the  same
    33  meaning,  with  respect  to  any  redevelopment company, as "supervising
    34  agency" set forth in section one hundred  two  of  the  private  housing
    35  finance law.
    36    (28)  "Rehabilitation  program  benefits" shall mean abatement of real
    37  property taxes pursuant to this subdivision.
    38    (29) "Rent regulation" shall mean, collectively, the emergency housing
    39  rent control law, any local law enacted pursuant to the local  emergency
    40  housing rent control act, the rent stabilization law of nineteen hundred
    41  sixty-nine,  the  rent  stabilization  code,  and  the  emergency tenant
    42  protection act of nineteen seventy-four, all as  in  effect  as  of  the
    43  effective  date  of the chapter of the laws of two thousand twenty-three
    44  that added this subdivision, or as any such statute is amended thereaft-
    45  er, together with  any  successor  statutes  or  regulations  addressing
    46  substantially the same subject matter.
    47    (30)  "Restriction period" shall mean, notwithstanding any termination
    48  or revocation of rehabilitation program benefits prior to  such  period,
    49  fifteen  years  from the initial receipt of rehabilitation program bene-
    50  fits, or such additional period of time as may be  imposed  pursuant  to
    51  clause (A) of subparagraph five of paragraph (e) of this subdivision.
    52    (31)  "Substantial  governmental assistance" shall mean grants, loans,
    53  or subsidies from any federal, state or  local  governmental  agency  or
    54  instrumentality  in  furtherance  of  a  program  for the development of
    55  affordable housing approved by the local housing agency,  provided  that
    56  such grants, loans, or subsidies are provided in accordance with a regu-

        S. 4006--A                         89                         A. 3006--A

     1  latory  agreement  entered into with such agency or instrumentality that
     2  is in effect as of the filing date of the application for a  certificate
     3  of eligibility and reasonable cost.
     4    (32)  "Substantial  interest"  shall mean an ownership interest of ten
     5  percent or more.
     6    (b) Abatement. Notwithstanding the provisions of any other subdivision
     7  of this section or of any general, special or local law to the contrary,
     8  any city to which  the  multiple  dwelling  law  is  applicable,  acting
     9  through  its local legislative body or other governing agency, is hereby
    10  authorized and empowered, until and including June thirtieth, two  thou-
    11  sand  twenty-five, to adopt and amend local laws or ordinances providing
    12  an abatement of real property taxes on an  eligible  building  in  which
    13  eligible construction has been completed, provided that:
    14    (1)  such  abatement shall not exceed seventy percent of the certified
    15  reasonable cost of the eligible construction, as determined under  rules
    16  and regulations of the local housing agency;
    17    (2) such abatement shall not be effective for more than twenty years;
    18    (3)  the  annual  abatement  of  real  property taxes on such eligible
    19  building shall not exceed eight  and  one-third  percent  of  the  total
    20  certified reasonable cost of such eligible construction;
    21    (4)  the  annual  abatement  of  real  property taxes on such eligible
    22  building in any consecutive twelve-month period shall in no event exceed
    23  the amount of real property taxes payable in  such  twelve-month  period
    24  for  such  building,  provided,  however,  that such abatement shall not
    25  exceed fifty percent of the amount of real  property  taxes  payable  in
    26  such twelve-month period for any of the following:
    27    (A)  an  eligible  rental  building  owned by a limited-profit housing
    28  company or a redevelopment company; (B) an eligible homeownership build-
    29  ing; and
    30    (C) an eligible regulated homeownership building; and
    31    (5) such abatement shall become effective  beginning  with  the  first
    32  quarterly  tax  bill  immediately  following the date of issuance of the
    33  certificate of eligibility and reasonable cost.
    34    (c) Authority of city to adopt rules and regulations. Any  such  local
    35  law  or ordinance shall authorize the adoption of rules and regulations,
    36  not inconsistent with this subdivision, by the local housing agency  and
    37  any other local agency necessary for the implementation of this subdivi-
    38  sion.
    39    (d)  Applications.  (1)  Any such local law or ordinance shall require
    40  that an application for a certificate of eligibility and reasonable cost
    41  pursuant to this subdivision be made after the completion date and on or
    42  before the later of (A) four months from  the  effective  date  of  such
    43  local law or ordinance; or (B) four months from such completion date.
    44    (2)  Such  application shall include evidence of eligibility for reha-
    45  bilitation program benefits and evidence of reasonable cost as shall  be
    46  satisfactory  to the local housing agency including, but not limited to,
    47  evidence showing the cost of eligible construction.
    48    (3) The local housing agency shall require a non-refundable filing fee
    49  that shall be paid by a certified check  or  cashier's  check  upon  the
    50  filing of an application for a certificate of eligibility and reasonable
    51  cost.  Such fee shall be (A) one thousand dollars, plus (B) seventy-five
    52  dollars for each dwelling unit in excess of six dwelling  units  in  the
    53  eligible building that is the subject of such application.
    54    (4)  Any  application that is filed pursuant to this paragraph that is
    55  missing any of the information and  documentation  required  at  initial
    56  filing  by  such local law or ordinance and any rules and regulations of

        S. 4006--A                         90                         A. 3006--A

     1  the local housing agency shall be denied, provided that a  new  applica-
     2  tion for the same eligible construction, together with a new non-refund-
     3  able  filing  fee, may be filed within fifteen days of the date of issu-
     4  ance of such denial. If such second application is also missing any such
     5  required  information  and  documentation,  it  shall  be  denied and no
     6  further applications for the same eligible construction shall be permit-
     7  ted.
     8    (5) The failure of an applicant to respond  to  any  checklist  within
     9  thirty  days  of  the  date  of its issuance by the local housing agency
    10  shall result in denial of such application, and no further  applications
    11  for the same eligible construction shall be permitted. The local housing
    12  agency  shall  issue  not more than three checklists per application. An
    13  application for a certificate of eligibility and reasonable  cost  shall
    14  be denied when the local housing agency does not have a sufficient basis
    15  to  issue  a  certificate  of  eligibility and reasonable cost after the
    16  timely response of an applicant to the third checklist  concerning  such
    17  application.    After the local housing agency has denied an application
    18  for the reason described in the preceding sentence,  such  agency  shall
    19  permit no further applications for the same eligible construction.
    20    (6)  An  application  for  a certificate of eligibility and reasonable
    21  cost shall also include an affidavit of no harassment.
    22    (A) Such affidavit shall set forth the following information:
    23    (i) the name of every owner of  record  and  owner  of  a  substantial
    24  interest in the eligible building or entity owning the eligible building
    25  or sponsoring the eligible construction; and
    26    (ii)  a statement that none of such persons had, within the five years
    27  prior to the completion date, been found to have harassed or  unlawfully
    28  evicted  tenants  by  judgment  or  determination  of a court or agency,
    29  including a non-governmental agency having appropriate  legal  jurisdic-
    30  tion,  under  the  penal law, any state or local law regulating rents or
    31  any state or local law relating to harassment  of  tenants  or  unlawful
    32  eviction.
    33    (B)  No  eligible building shall be eligible for an abatement pursuant
    34  to paragraph (b) of this subdivision where:
    35    (i) any affidavit required under this subparagraph has not been filed;
    36    (ii) any such affidavit contains a willful misrepresentation or  omis-
    37  sion of any material fact; or
    38    (iii)  any  owner  of record or owner of a substantial interest in the
    39  eligible building or entity owning the eligible building  or  sponsoring
    40  the  eligible  construction has been found, by judgment or determination
    41  of a court or agency, including a non-governmental agency having  appro-
    42  priate  legal  jurisdiction, under the penal law, any state or local law
    43  regulating rents or any state or local law  relating  to  harassment  of
    44  tenants  or  unlawful  eviction, to have, within the five years prior to
    45  the completion date, harassed or unlawfully evicted tenants,  until  and
    46  unless the finding is reversed on appeal.
    47    (C)  Notwithstanding  the  provisions of any general, special or local
    48  law to the contrary, the corporation counsel or  other  legal  represen-
    49  tative  of  a  city  having  a  population of one million or more or the
    50  district attorney of any county, may institute an action  or  proceeding
    51  in any court of competent jurisdiction that may be appropriate or neces-
    52  sary  to determine whether any owner of record or owner of a substantial
    53  interest in the eligible building or entity owning the eligible building
    54  or sponsoring the  eligible  construction  has  harassed  or  unlawfully
    55  evicted tenants as described in this subparagraph.

        S. 4006--A                         91                         A. 3006--A

     1    (7)  Notwithstanding  the  provisions of any general, special or local
     2  law to the contrary, the local housing agency may require by  rules  and
     3  regulations  that  an  application  for a certificate of eligibility and
     4  reasonable cost be filed electronically.
     5    (e) Additional requirements for an eligible rental building other than
     6  one  owned  and  operated  by a limited-profit housing company. Any such
     7  local law or ordinance shall, in addition to  all  other  conditions  of
     8  eligibility for rehabilitation program benefits set forth in this subdi-
     9  vision,  require  that an eligible rental building, other than one owned
    10  and operated by a limited-profit housing company, also comply  with  all
    11  provisions of this paragraph. Notwithstanding the foregoing, an eligible
    12  rental  building  that  is  the  recipient  of  substantial governmental
    13  assistance shall not be  required  to  comply  with  the  provisions  of
    14  subparagraph three of this paragraph.
    15    (1)  Notwithstanding any provision of rent regulation to the contrary,
    16  any market rental unit within such eligible rental building  subject  to
    17  rent  regulation  as of the filing date of the application for a certif-
    18  icate of eligibility and reasonable cost and any affordable rental  unit
    19  within such eligible rental building shall be subject to rent regulation
    20  until  such  unit  first  becomes  vacant  after  the  expiration of the
    21  restriction period at which time such unit, unless it would  be  subject
    22  to  rent regulation for reasons other than the provisions of this subdi-
    23  vision,  shall  be  deregulated,  provided,  however,  that  during  the
    24  restriction  period,  no  exemption or exclusion from any requirement of
    25  rent regulation shall apply to such dwelling units.
    26    (2) Additional requirements for an eligible rental  building  that  is
    27  not a recipient of substantial governmental assistance.
    28    (A) Not less than fifty percent of the dwelling units in such eligible
    29  rental building shall be designated as affordable rental units.
    30    (B)  The  owner  of such eligible rental building shall ensure that no
    31  affordable rental unit is held off the market for a period that is long-
    32  er than reasonably necessary.
    33    (C) The owner  of  such  eligible  rental  building  shall  waive  the
    34  collection of any major capital improvement rent increase granted by the
    35  New  York  state  division  of housing and community renewal pursuant to
    36  rent regulation that is attributable to eligible construction for  which
    37  such  eligible rental building receives rehabilitation program benefits,
    38  and shall file a declaration with the New York state division of housing
    39  and community renewal providing such waiver.
    40    (D) An affordable rental unit shall not  be  rented  on  a  temporary,
    41  transient  or  short-term  basis. Every lease and renewal thereof for an
    42  affordable rental unit shall be for a term of one or two years,  at  the
    43  option  of  the  tenant,  and shall include a notice in at least twelve-
    44  point type informing such tenant of their rights pursuant to this subdi-
    45  vision, including an explanation of the restrictions on  rent  increases
    46  that may be imposed on such affordable rental unit.
    47    (E)  The  local  housing agency may establish by rules and regulations
    48  such requirements as the local housing agency deems necessary or  appro-
    49  priate  for  designating  affordable  rental  units,  including, but not
    50  limited to, designating the unit mix and  distribution  requirements  of
    51  such affordable rental units in an eligible building.
    52    (3)  The owner of such eligible rental building shall not engage in or
    53  cause any harassment of the tenants of such eligible rental building  or
    54  unlawfully evict any such tenants during the restriction period.

        S. 4006--A                         92                         A. 3006--A

     1    (4)  No  dwelling  units within such eligible rental building shall be
     2  converted to cooperative or condominium ownership during the restriction
     3  period.
     4    (5)  Any  non-compliance  of  an  eligible  rental  building  with the
     5  provisions of this paragraph shall permit the local  housing  agency  to
     6  take the following action:
     7    (A) extend the restriction period;
     8    (B)  increase  the  number of affordable rental units in such eligible
     9  rental building;
    10    (C) impose a penalty of not more than  the  product  of  one  thousand
    11  dollars  per instance of non-compliance and the number of dwelling units
    12  contained in such eligible rental building; and
    13    (D) terminate or revoke any rehabilitation program benefits in accord-
    14  ance with paragraph (m) of this subdivision.
    15    (f) Compliance with applicable law. Any such local  law  or  ordinance
    16  may  also  provide  that  rehabilitation  program  benefits shall not be
    17  allowed for any eligible building unless and until such eligible  build-
    18  ing complies with all applicable provisions of law.
    19    (g)  Implementation  of rehabilitation program benefits. Upon issuance
    20  of a certificate of eligibility  and  reasonable  cost  and  payment  of
    21  outstanding fees, the local housing agency shall be authorized to trans-
    22  mit  such  certificate  of  eligibility and reasonable cost to the local
    23  agency responsible for real property tax assessment.  Upon receipt of  a
    24  certificate of eligibility and reasonable cost, the local agency respon-
    25  sible for real property tax assessment shall certify the amount of taxes
    26  to  be abated pursuant to paragraph (b) of this subdivision and pursuant
    27  to such certificate of eligibility and reasonable cost provided  by  the
    28  local housing agency.
    29    (h)  Outstanding  taxes  and  charges. Any such local law or ordinance
    30  shall also provide that rehabilitation program  benefits  shall  not  be
    31  allowed for an eligible building in either of the following cases:
    32    (1) there are outstanding real estate taxes or water and sewer charges
    33  or  payments  in lieu of taxes that are due and owing as of the last day
    34  of the tax period preceding the date of the receipt of  the  certificate
    35  of  eligibility  and reasonable cost by the local agency responsible for
    36  real property tax assessment; or
    37    (2) real estate taxes or water and  sewer  charges  due  at  any  time
    38  during  the  authorized term of such benefits remain unpaid for one year
    39  after the same are due and payable.
    40    (i) Additional limitations on eligibility. Any such local law or ordi-
    41  nance shall also provide that:
    42    (1) rehabilitation program benefits  shall  not  be  allowed  for  any
    43  eligible  building receiving tax exemption or abatement concurrently for
    44  rehabilitation or new construction under any other provision of state or
    45  local law or ordinance with the exception of any  eligible  construction
    46  to an eligible building receiving a tax exemption or abatement under the
    47  provisions of the private housing finance law;
    48    (2)  rehabilitation program benefits shall not be allowed for any item
    49  of eligible construction in an eligible building if such eligible build-
    50  ing is receiving tax exemption or abatement for the same  or  a  similar
    51  item  of eligible construction as of the December thirty-first preceding
    52  the date of application for a certificate of eligibility and  reasonable
    53  cost for such rehabilitation program benefits;
    54    (3)  where the eligible construction includes or benefits a portion of
    55  an eligible building that is not occupied  for  dwelling  purposes,  the
    56  assessed  valuation of such eligible building and the cost of the eligi-

        S. 4006--A                         93                         A. 3006--A

     1  ble construction shall be apportioned  so  that  rehabilitation  program
     2  benefits  shall not be provided for eligible construction made for other
     3  than dwelling purposes; and
     4    (4)  rehabilitation  program benefits shall not be applied to abate or
     5  reduce the taxes upon the land portion of  real  property,  which  shall
     6  continue  to  be taxed based upon the assessed valuation of the land and
     7  the applicable tax rate at the time such taxes are levied.
     8    (j) Re-inspection penalty. Any such local law or ordinance shall  also
     9  provide  that  if  the  local  housing agency cannot verify the eligible
    10  construction claimed by an applicant upon the first  inspection  by  the
    11  local  housing  agency of the eligible building, such applicant shall be
    12  required to pay ten times the actual cost of any  additional  inspection
    13  needed to verify such eligible construction.
    14    (k)  Strict  liability for inaccurate applications. Any such local law
    15  or ordinance shall also provide that if the local housing agency  deter-
    16  mines  that  an application for a certificate of eligibility and reason-
    17  able cost contains a material misstatement of fact,  the  local  housing
    18  agency  may  reject such application and bar the submission of any other
    19  application pursuant to this subdivision with respect to  such  eligible
    20  building  for a period not to exceed three years. An applicant shall not
    21  be relieved from liability under this paragraph because it submitted its
    22  application under a mistaken belief of fact.  Furthermore, any person or
    23  entity that files more than six applications containing such a  material
    24  misstatement of fact within any twelve-month period shall be barred from
    25  submitting  any  new  application for rehabilitation program benefits on
    26  behalf of any eligible building for a period not to exceed five years.
    27    (l) Investigatory authority. Any such local  law  or  ordinance  shall
    28  also  allow  the local housing agency to require such certifications and
    29  consents necessary to access records, including other  tax  records,  as
    30  may  be  deemed  appropriate  to enforce the eligibility requirements of
    31  this subdivision. Any such local law or ordinance shall further  provide
    32  that,  for  purposes of determining and certifying eligibility for reha-
    33  bilitation program benefits and the  reasonable  cost  of  any  eligible
    34  construction, the local housing agency shall be authorized to:
    35    (1)  administer oaths to and take the testimony of any person, includ-
    36  ing, but not limited to, the owner of such eligible building;
    37    (2) issue subpoenas requiring the attendance of such persons  and  the
    38  production of any bills, books, papers or other documents as it may deem
    39  necessary;
    40    (3)  make preliminary estimates of the maximum reasonable cost of such
    41  eligible construction;
    42    (4) establish maximum allowable costs of specified units, fixtures  or
    43  work in such eligible construction;
    44    (5)  require the submission of plans and specifications of such eligi-
    45  ble construction before the commencement thereof;
    46    (6) require physical access to inspect the eligible building; and
    47    (7) on an annual basis, require  the  submission  of  leases  for  any
    48  dwelling  unit  in  a  building granted a certificate of eligibility and
    49  reasonable cost.
    50    (m) Termination or revocation. Any such local law or  ordinance  shall
    51  provide  that failure to comply with the provisions of this subdivision,
    52  any such local law or ordinance, any rules and  regulations  promulgated
    53  thereunder,  or  any mutual company regulatory agreement or mutual rede-
    54  velopment company regulatory  agreement  entered  into  thereunder,  may
    55  result  in revocation of any rehabilitation program benefits retroactive
    56  to the commencement thereof. Such termination or  revocation  shall  not

        S. 4006--A                         94                         A. 3006--A

     1  exempt  such  eligible  building  from  continued  compliance  with  the
     2  requirements of this subdivision, such  local  law  or  ordinance,  such
     3  rules  and  regulations, and such mutual company regulatory agreement or
     4  mutual redevelopment company regulatory agreement.
     5    (n)  Criminal  liability  for unauthorized uses. Any such local law or
     6  ordinance shall also provide that in the event  that  any  recipient  of
     7  rehabilitation  program benefits uses any dwelling unit in such eligible
     8  building in violation of the requirements of such local law or ordinance
     9  as adopted pursuant to this subdivision and any  rules  and  regulations
    10  promulgated  pursuant  thereto,  such  recipient  shall  be guilty of an
    11  unclassified misdemeanor punishable by a fine in an amount equivalent to
    12  double the value of the gain of such recipient from such unlawful use or
    13  imprisonment for not more than ninety days, or both.
    14    (o) Private right of  action.  Any  prospective,  present,  or  former
    15  tenant  of  an  eligible rental building may sue to enforce the require-
    16  ments and prohibitions of this subdivision, any such local law or  ordi-
    17  nance,  or  any  rules  and  regulations  promulgated thereunder, in the
    18  supreme court of New York. Any such individual harmed  by  reason  of  a
    19  violation  of such requirements and prohibitions may sue therefor in the
    20  supreme court of New York on behalf of himself  or  herself,  and  shall
    21  recover  threefold  the  damages  sustained  and  the  cost of the suit,
    22  including a reasonable attorney's fee. The local housing agency may  use
    23  any  court decision under this paragraph that is adverse to the owner of
    24  an eligible building  as  the  basis  for  further  enforcement  action.
    25  Notwithstanding  any other provision of law, an action by a tenant of an
    26  eligible rental building under this paragraph must be  commenced  within
    27  six years from the date of the latest violation.
    28    (p)  Appointment of receiver. In addition to the remedies for non-com-
    29  pliance provided for in subparagraph  five  of  paragraph  (e)  of  this
    30  subdivision,  any  such local law or ordinance may also provide that the
    31  local housing agency may make  application  for  the  appointment  of  a
    32  receiver  in  accordance with the procedures contained in such local law
    33  or ordinance. Any receiver appointed pursuant to this paragraph shall be
    34  authorized, in addition to any other powers conferred by law, to  effect
    35  compliance  with  the  provisions of this subdivision, such local law or
    36  ordinance, and rules and regulations of the local  housing  agency.  Any
    37  expenditures  incurred  by  the receiver to effect such compliance shall
    38  constitute a debt of the owner and a lien upon the  property,  and  upon
    39  the  rents  and  income  thereof,  in  accordance  with  the  procedures
    40  contained in such local law or ordinance. The local  housing  agency  in
    41  its  discretion  may  provide  funds to be expended by the receiver, and
    42  such funds shall constitute a debt recoverable from the owner in accord-
    43  ance with applicable local laws or ordinances.
    44    (r) Authority of city to limit local  law.  Where  a  city  enacts  or
    45  amends  a  local law or ordinance under this subdivision, such local law
    46  or ordinance may restrict, limit or condition the eligibility, scope  or
    47  amount  of  rehabilitation program benefits under the local law or ordi-
    48  nance in any manner, provided that the local law or  ordinance  may  not
    49  grant  rehabilitation  program  benefits  beyond  those provided in this
    50  subdivision.
    51    § 2. This act shall take effect immediately.

    52                                   PART N

    53    Section 1. The real property tax  law  is  amended  by  adding  a  new
    54  section 421-p to read as follows:

        S. 4006--A                         95                         A. 3006--A

     1    §  421-p. Exemption of newly-constructed rental multiple dwellings. 1.
     2  (a) A city, town or village may, by local law, provide for the exemption
     3  of rental multiple dwellings constructed in a benefit area designated in
     4  such local law from taxation and special ad valorem levies, as  provided
     5  in  this  section.  Subsequent  to the adoption of such a local law, any
     6  other municipal corporation in which  the  designated  benefit  area  is
     7  located  may likewise exempt such property from its taxation and special
     8  ad valorem levies by local law, or in the case of a school district,  by
     9  resolution.
    10    (b)  As  used  in this section, the term "benefit area" means the area
    11  within a city, town or village, designated by local  law,  to  which  an
    12  exemption, established pursuant to this section, applies.
    13    (c)  The term "rental multiple dwelling" means a structure, other than
    14  a hotel, consisting of twenty or more dwelling units, where all  of  the
    15  units  are  rented for residential purposes, and at least twenty percent
    16  of such units, upon initial  rental  and  upon  each  subsequent  rental
    17  following  a  vacancy  during  the  benefit  period is affordable to and
    18  restricted to occupancy  by  individuals  or  families  whose  household
    19  income  does  not  exceed  eighty  percent  of  the  area median income,
    20  adjusted for family size, on average, at the time that  such  households
    21  initially  occupy  such dwelling units, provided further that all of the
    22  income restricted units upon initial rental  and  upon  each  subsequent
    23  rental following a vacancy during the benefit period shall be affordable
    24  to  and  restricted to occupancy by individuals or families whose house-
    25  hold income does not exceed one  hundred  percent  of  the  area  median
    26  income,  adjusted  for  family  size,  at  the time that such households
    27  initially occupy such dwelling units. Such restriction period  shall  be
    28  in  effect  coterminous with the benefit period, provided, however, that
    29  the tenant or tenants in an income restricted dwelling unit at the  time
    30  such  restriction  period ends shall have the right to lease renewals at
    31  the income restricted level until such time as such  tenant  or  tenants
    32  permanently vacate the dwelling unit.
    33    2.  Eligible  newly-constructed  rental multiple dwellings in a desig-
    34  nated benefit area shall be wholly  exempt  from  taxation  while  under
    35  construction,  subject  to a maximum of three years. Such property shall
    36  then be exempt for an additional period of twenty-five years,  provided,
    37  that  the  exemption percentage during such additional period of twenty-
    38  five years shall begin at ninety-six percent and shall decrease by  four
    39  percent each year thereafter. Provided, however:
    40    (a)  Taxes  shall  be paid during the exemption period in an amount at
    41  least equal to the taxes paid on such land and any improvements  thereon
    42  during the tax year preceding the commencement of such exemption.
    43    (b)  No  other  exemption  may  be  granted  concurrently  to the same
    44  improvements under any other section of law.
    45    3. To be eligible for exemption under this section, such  construction
    46  shall  take place on vacant, predominantly vacant or underutilized land,
    47  or on land improved with a non-conforming use or on land containing  one
    48  or  more  substandard  or  structurally unsound dwellings, or a dwelling
    49  that has been certified as unsanitary by the local health agency.
    50    4. Application for exemption under this section shall  be  made  on  a
    51  form  prescribed  by  the commissioner and filed with the assessor on or
    52  before the applicable taxable status date.
    53    5. In the case of newly constructed property which is  used  partially
    54  as  a  rental  multiple  dwelling  and partially for commercial or other
    55  purposes, the portion of the newly constructed property that is used  as

        S. 4006--A                         96                         A. 3006--A

     1  a  rental  multiple dwelling shall be eligible for the exemption author-
     2  ized by this section if:
     3    (a) The square footage of the portion used as a rental multiple dwell-
     4  ing  represents  at  least  fifty  percent  of the square footage of the
     5  entire property;
     6    (b) The rental units are affordable  to  individuals  or  families  as
     7  determined  according  to  the  criteria  set  forth in paragraph (c) of
     8  subdivision one of this section; and
     9    (c) The requirements of this  section  are  otherwise  satisfied  with
    10  respect  to the portion of the property used as a rental multiple dwell-
    11  ing.
    12    6. The exemption authorized by this section shall not be available  in
    13  a city with a population of one million or more.
    14    7.  Any recipient of the exemption authorized by this section or their
    15  designee shall certify compliance with the provisions  of  this  section
    16  under  penalty  of  perjury, at such time or times and in such manner as
    17  may be prescribed in the local law adopted by the city, town or  village
    18  pursuant  to  paragraph  (a) of subdivision one of this section, or by a
    19  subsequent local law. Such city, town  or  village  may  establish  such
    20  procedures as it deems necessary for monitoring and enforcing compliance
    21  of an eligible building with the provisions of this section.
    22    § 2. This act shall take effect immediately.

    23                                   PART O

    24    Section  1.  The  real  property  tax  law  is amended by adding a new
    25  section 421-p to read as follows:
    26    §  421-p.  Exemption  of  capital  improvements  to  residential   new
    27  construction  involving  the  creation  of  accessory dwelling units. 1.
    28  Residential  buildings  reconstructed,  altered,  improved,   or   newly
    29  constructed in order to create one or more additional residential dwell-
    30  ing  units  on the same parcel as a pre-existing residential building to
    31  provide independent living facilities for one or more persons subsequent
    32  to the effective date of a local law or resolution enacted  pursuant  to
    33  this section shall be exempt from taxation and special ad valorem levies
    34  to  the extent provided hereinafter. After a public hearing, the govern-
    35  ing board of a county, city, town or village may adopt a local law and a
    36  school district, other than a school district subject to article  fifty-
    37  two  of the education law, may adopt a resolution to grant the exemption
    38  authorized pursuant to this section. A copy of such local law or  resol-
    39  ution  shall  be  filed  with  the commissioner and the assessor of such
    40  county, city, town or village who prepares the assessment roll on  which
    41  the  taxes  of  such  county, city, town, village or school district are
    42  levied.
    43    2. (a) Such buildings shall be exempt for a period of  five  years  to
    44  the  extent  of one hundred per centum of the increase in assessed value
    45  thereof attributable to such reconstruction, alteration, improvement, or
    46  new construction for such additional  residential  unit  or  units  that
    47  provide  independent  living facilities for one or more persons, and for
    48  an additional period of five years subject to the following:
    49    (i) The extent of such exemption shall be decreased by twenty-five per
    50  centum of the "exemption base" for each of the first three years  during
    51  such  additional  period  and  shall  be  decreased by a further ten per
    52  centum of the "exemption base" during each of the  final  two  years  of
    53  such  additional  period.  The  exemption shall expire at the end of the
    54  extended period.  The "exemption base" shall be the increase in assessed

        S. 4006--A                         97                         A. 3006--A

     1  value as determined in the initial year of the term  of  the  exemption,
     2  except as provided in subparagraph (ii) of this paragraph.
     3    (ii)  In  any year in which a change in level of assessment of fifteen
     4  percent or more is certified for a final assessment roll pursuant to the
     5  rules of the commissioner, the exemption base shall be multiplied  by  a
     6  fraction,  the  numerator  of which shall be the total assessed value of
     7  the parcel on such final assessment roll (after accounting for any phys-
     8  ical or quantity changes to the parcel since the  immediately  preceding
     9  assessment  roll),  and  the  denominator  of  which  shall be the total
    10  assessed value of the parcel on the immediately preceding final  assess-
    11  ment  roll.  The  result  shall be the new exemption base. The exemption
    12  shall thereupon be recomputed to take into  account  the  new  exemption
    13  base,  notwithstanding the fact that the assessor receives certification
    14  of the change in level of assessment after the completion,  verification
    15  and  filing of the final assessment roll. In the event the assessor does
    16  not have custody of the roll when such certification  is  received,  the
    17  assessor  shall  certify  the recomputed exemption to the local officers
    18  having custody and control of the roll,  and  such  local  officers  are
    19  hereby  directed and authorized to enter the recomputed exemption certi-
    20  fied by the assessor on the roll. The assessor shall give written notice
    21  of such recomputed exemption to the property owner, who may,  if  he  or
    22  she  believes that the exemption was recomputed incorrectly, apply for a
    23  correction in the manner provided by title three of article five of this
    24  chapter for the correction of clerical errors.
    25    (iii) Such exemption shall be limited to two hundred thousand  dollars
    26  in  increased  market  value of the property attributable to such recon-
    27  struction, alteration, improvement, or new construction and any increase
    28  in market value greater than such amount shall not be eligible  for  the
    29  exemption  pursuant  to  this section. For the purposes of this section,
    30  the market value of the reconstruction, alteration, improvement, or  new
    31  construction  as  authorized by subdivision one of this section shall be
    32  equal to the  increased  assessed  value  attributable  to  such  recon-
    33  struction,  alteration,  improvement  or new construction divided by the
    34  class one ratio in a special assessing unit or the most recently  estab-
    35  lished  state  equalization  rate  or  special  equalization rate in the
    36  remainder of the state, except where  the  state  equalization  rate  or
    37  special  equalization  rate  equals  or  exceeds ninety-five percent, in
    38  which case the increase in assessed value attributable  to  such  recon-
    39  struction,  alteration,  improvement or new construction shall be deemed
    40  to equal the market value of such reconstruction,  alteration,  improve-
    41  ment, or new construction.
    42    (b)  No  such  exemption  shall  be granted for reconstruction, alter-
    43  ations, improvements, or new construction unless:
    44    (i) such reconstruction, alteration, improvement, or new  construction
    45  was  commenced  subsequent  to  the  effective  date of the local law or
    46  resolution adopted pursuant to subdivision one of this section; and
    47    (ii) the value of such reconstruction, alteration, improvement, or new
    48  construction exceeds three thousand dollars; and
    49    (iii)   such   reconstruction,   alteration,   improvement,   or   new
    50  construction  created  one or more additional residential dwelling units
    51  on the same parcel as the preexisting residential  building  to  provide
    52  independent living facilities for one or more persons.
    53    (c) For purposes of this section the terms reconstruction, alteration,
    54  improvement, and new construction shall not include ordinary maintenance
    55  and repairs.

        S. 4006--A                         98                         A. 3006--A

     1    3.  Such exemption shall be granted only upon application by the owner
     2  of such building on a form prescribed by the commissioner. The  applica-
     3  tion  shall  be  filed  with  the assessor of the city, town, village or
     4  county having the power to assess property for taxation on or before the
     5  appropriate taxable status date of such city, town, village or county.
     6    4.  If satisfied that the applicant is entitled to an exemption pursu-
     7  ant to this section, the assessor shall approve the application and such
     8  building shall thereafter be exempt from taxation and special ad valorem
     9  levies as herein provided commencing with the assessment  roll  prepared
    10  on the basis of the taxable status date referred to in subdivision three
    11  of this section. The assessed value of any exemption granted pursuant to
    12  this  section  shall  be  entered by the assessor on the assessment roll
    13  with the taxable property, with the amount of the exemption shown  in  a
    14  separate column.
    15    5. For the purposes of this section, a residential building shall mean
    16  any building or structure designed and occupied exclusively for residen-
    17  tial purposes by not more than two families.
    18    6.  In the event that a building granted an exemption pursuant to this
    19  section ceases to be used primarily for residential purposes,  or  title
    20  thereto  is  transferred  to other than the heirs or distributees of the
    21  owner, the exemption granted pursuant to this section shall cease.
    22    7. (a) A county, city, town or village  may,  by  its  local  law,  or
    23  school district, by its resolution:
    24    (i)  reduce  the per centum of exemption otherwise allowed pursuant to
    25  this section;
    26    (ii) limit eligibility for the exemption  to  those  forms  of  recon-
    27  struction,   alterations,  improvements,  or  new  construction  as  are
    28  prescribed in such local law or resolution.
    29    (b) No such local law or resolution shall repeal an exemption  granted
    30  pursuant  to  this  section until the expiration of the period for which
    31  such exemption was granted.
    32    § 2. This act shall take effect immediately and shall apply to assess-
    33  ment rolls based on taxable status dates  occurring  on  or  after  such
    34  effective date.

    35                                   PART P

    36    Section  1. Paragraph a of subdivision 3 of section 224-a of the labor
    37  law, as added by section 1 of Part FFF of chapter  58  of  the  laws  of
    38  2020, is amended to read as follows:
    39    a.  Benefits  under  section four hundred twenty-one-a or four hundred
    40  sixty-seven-m of the real property tax law;
    41    § 2. The real property tax law is amended  by  adding  a  new  section
    42  467-m to read as follows:
    43    § 467-m. Exemption from local real property taxation of certain multi-
    44  ple  dwellings in a city having a population of one million or more.  1.
    45  Definitions. For purposes of this section,  the  following  terms  shall
    46  have the following meanings:
    47    a. "Affordable housing from commercial conversions tax incentive bene-
    48  fits" hereinafter referred to as "AHCC program benefits", shall mean the
    49  exemption  from  real  property  taxation  authorized  pursuant  to this
    50  section.
    51    b. "Affordability requirement" shall mean  that  within  any  eligible
    52  multiple  dwelling:  (i)  not  less  than twenty percent of the dwelling
    53  units are affordable housing units; (ii) not less than five  percent  of
    54  the dwelling units are affordable housing forty percent units; (iii) the

        S. 4006--A                         99                         A. 3006--A

     1  weighted  average  of all income bands for all of the affordable housing
     2  units does not  exceed  seventy  percent  of  the  area  median  income,
     3  adjusted for family size; (iv) there are no more than three income bands
     4  for  all  of  the  affordable  housing units; and (v) no income band for
     5  affordable housing units exceeds one hundred percent of the area  median
     6  income, adjusted for family size.
     7    c.  "Affordable housing forty percent unit" shall mean a dwelling unit
     8  that: (i) is situated within the eligible multiple  dwelling  for  which
     9  AHCC program benefits are granted; and (ii) upon initial rental and upon
    10  each  subsequent rental following a vacancy during the restriction peri-
    11  od, is affordable to and restricted to occupancy by individuals or fami-
    12  lies whose household income does not exceed forty percent  of  the  area
    13  median income, adjusted for family size, at the time that such household
    14  initially occupies such dwelling unit.
    15    d.  "Affordable housing unit" shall mean, collectively and individual-
    16  ly: (i) an affordable housing forty percent unit;  and  (ii)  any  other
    17  unit that meets the affordability requirement upon initial occupancy and
    18  upon  each  subsequent rental following a vacancy during the restriction
    19  period, and is affordable to and restricted to occupancy by  individuals
    20  or  families  whose  household  income  does not exceed the income bands
    21  established in conjunction with such affordability requirement.
    22    e. "Agency" shall mean the New York city department of housing preser-
    23  vation and development.
    24    f. "Application" shall mean an application for AHCC program benefits.
    25    g. "Building service employee" shall mean any person who is  regularly
    26  employed  at,  and  performs work in connection with the care or mainte-
    27  nance of, an eligible multiple dwelling, including, but not limited  to,
    28  a watchman, guard, doorman, building cleaner, porter, handyman, janitor,
    29  gardener,  groundskeeper,  elevator  operator  and  starter,  and window
    30  cleaner, but not including persons regularly  scheduled  to  work  fewer
    31  than eight hours per week at such eligible multiple dwelling.
    32    h.  "Commencement  date"  shall  mean  the  date upon which the actual
    33  construction of the eligible conversion lawfully begins in good faith.
    34    i. "Completion date" shall mean the date upon which the local  depart-
    35  ment of buildings issues the first temporary or permanent certificate of
    36  occupancy  covering all residential areas of an eligible multiple dwell-
    37  ing.
    38    j. "Construction period" shall mean,  with  respect  to  any  eligible
    39  multiple dwelling, a period: (i) beginning on the later of the commence-
    40  ment  date or three years before the completion date; and (ii) ending on
    41  the day preceding the completion date.
    42    k. "Dwelling" or "dwellings" shall have the same meaning as set  forth
    43  in subdivision four of section four of the multiple dwelling law.
    44    l.  "Eligible  conversion" shall mean the conversion of a non-residen-
    45  tial building to an eligible multiple dwelling.
    46    m. "Eligible multiple dwelling" shall  mean  a  multiple  dwelling  in
    47  which:  (i)  all dwelling units included in any application are operated
    48  as rental housing; (ii) six or more dwelling  units  have  been  created
    49  through  an  eligible  conversion;  (iii) the commencement date is after
    50  December thirty-first, two thousand twenty-two and on or before December
    51  thirty-first, two thousand thirty-two; and (iv) the completion  date  is
    52  on or before December thirty-first, two thousand thirty-eight.
    53    n.  "Fiscal  officer"  shall  mean  the comptroller or other analogous
    54  officer in a city having a population of one million or more.
    55    o. "Floor area" shall mean the horizontal areas of the several floors,
    56  or any portion thereof, of a dwelling or dwellings, and accessory struc-

        S. 4006--A                         100                        A. 3006--A

     1  tures on a lot measured from the exterior faces of  exterior  walls,  or
     2  from the center line of party walls.
     3    p.  "Income  band"  shall mean a percentage of the area median income,
     4  adjusted for family size, that is a multiple of ten percent.
     5    q. "Manhattan prime development area"  shall  mean  any  tax  lot  now
     6  existing  or  hereafter  created which is located entirely south of 96th
     7  street in the borough of Manhattan.
     8    r. "Market unit" shall mean a dwelling unit in  an  eligible  multiple
     9  dwelling other than an affordable housing unit.
    10    s. "Marketing band" shall mean maximum rent amounts ranging from twen-
    11  ty  percent  to thirty percent of the area median income or income band,
    12  respectively, that is applicable to a specific affordable housing unit.
    13    t. "Multiple dwelling" shall have the same meaning  as  set  forth  in
    14  subdivision seven of section four of the multiple dwelling law.
    15    u.  "Nineteen-year benefit" shall mean: (i) for the construction peri-
    16  od, a one hundred percent exemption from real property  taxation,  other
    17  than  assessments  for  local  improvements;  (ii) for the first fifteen
    18  years of the restriction period, (A) within the Manhattan prime develop-
    19  ment area, a fifty percent exemption from real property taxation,  other
    20  than  assessments for local improvements, and (B) outside of the Manhat-
    21  tan prime development area, a thirty-five percent  exemption  from  real
    22  property  taxation, other than assessments for local improvements; (iii)
    23  for the sixteenth year of the restriction period, (A) within the Manhat-
    24  tan prime development area, a forty percent exemption from real property
    25  taxation, other than assessments for local improvements, and (B) outside
    26  of  the  Manhattan  prime  development  area,  a  twenty-eight   percent
    27  exemption  from real property taxation, other than assessments for local
    28  improvements; (iv) for the seventeenth year of the  restriction  period,
    29  (A)  within  the  Manhattan  prime  development  area,  a thirty percent
    30  exemption from real property taxation, other than assessments for  local
    31  improvements, and (B) outside of the Manhattan prime development area, a
    32  twenty-one  percent  exemption  from  real property taxation, other than
    33  assessments for local improvements; (v) for the eighteenth year  of  the
    34  restriction  period,  (A) within the Manhattan prime development area, a
    35  twenty percent exemption from real property taxation, other than assess-
    36  ments for local improvements, and (B) outside  of  the  Manhattan  prime
    37  development  area, a fourteen percent exemption from real property taxa-
    38  tion, other than assessments for local improvements; and  (vi)  for  the
    39  nineteenth  year  of  the  restriction  period, (A) within the Manhattan
    40  prime development area, a ten percent exemption from real property taxa-
    41  tion, other than assessments for local improvements, and (B) outside  of
    42  the  Manhattan  prime  development  area, a seven percent exemption from
    43  real property taxation, other than assessments for local improvements.
    44    v. "Non-residential building" shall mean a structure or portion  of  a
    45  structure  having  at  least  one floor, a roof and at least three walls
    46  enclosing all or most of the space used in connection with the structure
    47  or portion of the structure, which has a certificate  of  occupancy  for
    48  commercial, manufacturing or other non-residential use for not less than
    49  ninety  percent of the aggregate floor area of such structure or portion
    50  of such structure, or other proof of  such  non-residential  use  as  is
    51  acceptable to the agency.
    52    w.  "Non-residential  tax  lot"  shall  mean  a  tax lot that does not
    53  contain any dwelling units.
    54    x. "Rent stabilization" shall mean, collectively, the rent  stabiliza-
    55  tion  law  of  nineteen hundred sixty-nine, the rent stabilization code,
    56  and the emergency tenant protection act of nineteen seventy-four, all as

        S. 4006--A                         101                        A. 3006--A

     1  in effect as of the effective date of this section or as amended  there-
     2  after,  together  with  any successor statutes or regulations addressing
     3  substantially the same subject matter.
     4    y.  "Residential  tax lot" shall mean a tax lot that contains dwelling
     5  units.
     6    z.  "Restriction  period"  shall  mean  a  period  commencing  on  the
     7  completion date and extending in perpetuity, notwithstanding any earlier
     8  termination or revocation of AHCC program benefits.
     9    2.  Benefit.  In  cities  having  a population of one million or more,
    10  notwithstanding the provisions of any other general,  special  or  local
    11  law  to  the contrary, a new eligible multiple dwelling, except a hotel,
    12  that complies with the provisions of this section shall be  exempt  from
    13  real  property  taxation, other than assessments for local improvements,
    14  in the amounts and for the periods specified in this  section,  provided
    15  that  such  eligible  multiple  dwelling is used or held out for use for
    16  dwelling purposes. An eligible multiple dwelling that meets all  of  the
    17  requirements of this section shall receive a nineteen-year benefit.
    18    3.  Tax payments. In addition to any other amounts payable pursuant to
    19  this section, the owner of any eligible multiple dwelling receiving AHCC
    20  program benefits shall pay, in each tax year in which such AHCC  program
    21  benefits are in effect, all assessments for local improvements.
    22    4.  Limitation on benefits for non-residential space. If the aggregate
    23  floor area of commercial, community facility and accessory use space  in
    24  an  eligible  multiple  dwelling exceeds twelve percent of the aggregate
    25  floor area in such eligible multiple dwelling, any AHCC program benefits
    26  shall be reduced by a percentage equal to such excess.  If  an  eligible
    27  multiple  dwelling  contains  multiple  tax lots, the tax arising out of
    28  such reduction in AHCC program benefits shall first be  apportioned  pro
    29  rata  among any non-residential tax lots. After any such non-residential
    30  tax lots are fully taxable, the remainder of the tax arising out of such
    31  reduction in AHCC program benefits, if any,  shall  be  apportioned  pro
    32  rata  among the remaining residential tax lots. For the purposes of this
    33  section, accessory use space shall not include home occupation space  or
    34  accessory  parking  space  located not more than twenty-three feet above
    35  the curb level.
    36    5. Application of benefit. Based on the certification  of  the  agency
    37  certifying  eligibility  for  AHCC  program  benefits, the department of
    38  finance shall determine the amount of the exemption pursuant to subdivi-
    39  sions two and four of this section and shall apply the exemption to  the
    40  assessed value of the eligible multiple dwelling.
    41    6.  Affordability  requirements.  An  eligible multiple dwelling shall
    42  comply  with  the  following  affordability  requirements   during   the
    43  restriction period:
    44    a. All affordable housing units in an eligible multiple dwelling shall
    45  share  the  same common entrances and common areas as rental market rate
    46  units in such eligible multiple dwelling and shall not be isolated to  a
    47  specific  floor  or  area  of  an  eligible  multiple  dwelling.  Common
    48  entrances shall mean any means of ingress or egress  regularly  used  by
    49  any  resident  of a rental dwelling unit in the eligible multiple dwell-
    50  ing.
    51    b. Unless preempted by the requirements of a federal, state  or  local
    52  housing program, either: (i) the affordable housing units in an eligible
    53  multiple  dwelling  shall  have  a  unit  mix proportional to the rental
    54  market units; or (ii) at least fifty percent of the  affordable  housing
    55  units  in  an eligible multiple dwelling shall have two or more bedrooms

        S. 4006--A                         102                        A. 3006--A

     1  and no more than twenty-five percent of  the  affordable  housing  units
     2  shall have less than one bedroom.
     3    c.  Notwithstanding any provision of rent stabilization to the contra-
     4  ry: (i) all affordable housing units shall remain fully subject to  rent
     5  stabilization  during  the  restriction  period; and (ii) any affordable
     6  housing unit occupied by a tenant that has been approved by  the  agency
     7  prior to the agency's denial of an eligible multiple dwelling's applica-
     8  tion  for  AHCC program benefits shall remain subject to rent stabiliza-
     9  tion until such tenant vacates such affordable housing unit.
    10    d. All rent stabilization registrations required  to  be  filed  shall
    11  contain  a  designation  that specifically identifies affordable housing
    12  units created pursuant to this section as "AHCC program affordable hous-
    13  ing units" and shall contain an explanation  of  the  requirements  that
    14  apply to all such affordable housing units.
    15    e.  Failure  to  comply  with  the provisions of this subdivision that
    16  require the creation, maintenance, rent  stabilization  compliance,  and
    17  occupancy of affordable housing units shall result in revocation of AHCC
    18  program benefits.
    19    f.  Nothing  in  this  section shall: (i) prohibit the occupancy of an
    20  affordable housing unit by individuals or families whose income  at  any
    21  time  is  less  than the maximum percentage of the area median income or
    22  income band, as applicable, adjusted for family size, specified for such
    23  affordable housing unit pursuant to this section; or (ii)  prohibit  the
    24  owner  of  an  eligible  multiple  dwelling from requiring, upon initial
    25  rental or upon any rental following a  vacancy,  the  occupancy  of  any
    26  affordable housing unit by such lower income individuals or families.
    27    g. Following issuance of a temporary certificate of occupancy and upon
    28  each  vacancy  thereafter,  an affordable housing unit shall promptly be
    29  offered for rental by individuals or  families  whose  income  does  not
    30  exceed  the maximum percentage of the area median income or income band,
    31  as applicable, adjusted for family size, specified for  such  affordable
    32  housing  unit  pursuant  to  this  section and who intend to occupy such
    33  affordable housing unit as their primary residence. An affordable  hous-
    34  ing unit shall not be: (i) rented to a corporation, partnership or other
    35  entity;  or (ii) held off the market for a period longer than is reason-
    36  ably necessary to perform repairs needed to make such affordable housing
    37  unit available for occupancy.
    38    h. An affordable housing unit shall not  be  rented  on  a  temporary,
    39  transient  or  short-term basis.  Every lease and renewal thereof for an
    40  affordable housing unit shall be for a term of one or two years, at  the
    41  option of the tenant.
    42    i. An affordable housing unit shall not be converted to cooperative or
    43  condominium ownership.
    44    j.  The  agency  may establish by rule such requirements as the agency
    45  deems necessary or appropriate for:  (i)  the  marketing  of  affordable
    46  housing  units,  both  upon initial occupancy and upon any vacancy; (ii)
    47  monitoring compliance with the provisions of this subdivision; and (iii)
    48  the establishment of marketing bands for affordable housing units.  Such
    49  requirements  may include, but need not be limited to, retaining a moni-
    50  tor approved by the agency and paid for by the  owner  of  the  eligible
    51  multiple dwelling.
    52    k.  Notwithstanding  any  provision of this section to the contrary, a
    53  market unit shall not be subject to rent stabilization  unless,  in  the
    54  absence  of  AHCC  program  benefits,  the unit would be subject to rent
    55  stabilization.

        S. 4006--A                         103                        A. 3006--A

     1    7. Building service employees. a. For the purposes  of  this  subdivi-
     2  sion, "applicant" shall mean an applicant for AHCC program benefits, any
     3  successor to such applicant, or any employer of building service employ-
     4  ees for such applicant including, but not limited to, a property manage-
     5  ment company or contractor.
     6    b.  All  building  service  employees employed by the applicant at the
     7  eligible multiple dwelling shall receive the applicable prevailing  wage
     8  for  the  duration  of  the  nineteen-year benefit period, regardless of
     9  whether such benefits are revoked or terminated.
    10    c. The fiscal officer shall have the power to enforce  the  provisions
    11  of  this  subdivision.  In enforcing such provisions, the fiscal officer
    12  shall have the power: (i) to investigate or cause an investigation to be
    13  made to determine the prevailing wages for building  service  employees,
    14  and  in  making  such investigation, the fiscal officer may utilize wage
    15  and fringe benefit data from various sources, including, but not limited
    16  to, data and determinations of  federal,  state  or  other  governmental
    17  agencies; provided, however, that the provision of a dwelling unit shall
    18  not  be  considered  wages  or  a  fringe benefit; (ii) to institute and
    19  conduct inspections at the site of the work or elsewhere; (iii) to exam-
    20  ine the books, documents and records pertaining to the  wages  paid  to,
    21  and  the hours of work performed by, building service employees; (iv) to
    22  hold hearings and, in connection  therewith,  to  issue  subpoenas,  the
    23  enforcement  of  which  shall be regulated by the civil practice law and
    24  rules, administer oaths and examine witnesses; (v) to make a classifica-
    25  tion by craft, trade or other generally recognized occupational category
    26  of the building service employees and to determine whether such work has
    27  been performed by the building service employees in such classification;
    28  (vi) to require the applicant to file with the fiscal officer  a  record
    29  of  the  wages  actually  paid by such applicant to the building service
    30  employees and of their hours of work; (vii) to delegate any of the fore-
    31  going powers to his or her deputy or  other  authorized  representative;
    32  (viii) to promulgate rules as he or she shall consider necessary for the
    33  proper  execution  of  the duties, responsibilities and powers conferred
    34  upon him or her by the provisions  of  this  subdivision;  and  (ix)  to
    35  prescribe   appropriate   sanctions  for  failure  to  comply  with  the
    36  provisions of this subdivision. For each violation  of  paragraph  b  of
    37  this subdivision, the fiscal officer may require the payment of (A) back
    38  wages  and fringe benefits; (B) liquidated damages up to three times the
    39  amount of the back wages and fringe  benefits  for  willful  violations;
    40  and/or  (C) reasonable attorneys' fees. If the fiscal officer finds that
    41  the applicant has failed to comply with the provisions of this  subdivi-
    42  sion,  he  or  she  shall present evidence of such non-compliance to the
    43  agency.
    44    d. Paragraph b of this subdivision shall not be applicable to:  (i) an
    45  eligible multiple dwelling containing less than thirty  dwelling  units;
    46  or  (ii)  an  eligible  multiple  dwelling  whose eligible conversion is
    47  carried out with the substantial assistance of grants, loans  or  subsi-
    48  dies  provided  by  a  federal,  state  or  local governmental agency or
    49  instrumentality pursuant to a program for the development of  affordable
    50  housing.
    51    e.  The  applicant shall submit a sworn affidavit with its application
    52  certifying that it shall comply with the requirements of  this  subdivi-
    53  sion  or  is  exempt in accordance with paragraph d of this subdivision.
    54  Upon the agency's approval of such application, the applicant who is not
    55  exempt in accordance with paragraph d of this subdivision  shall  submit

        S. 4006--A                         104                        A. 3006--A

     1  annually  a  sworn  affidavit  to  the fiscal officer certifying that it
     2  shall comply with the requirements of this subdivision.
     3    8.  Concurrent exemptions or abatements. An eligible multiple dwelling
     4  receiving AHCC program benefits shall not receive any exemption from  or
     5  abatement of real property taxation under any other law.
     6    9.   Voluntary   renunciation   or  termination.  Notwithstanding  the
     7  provisions of any general, special or local  law  to  the  contrary,  an
     8  owner  shall  not  be entitled to voluntarily renounce or terminate AHCC
     9  program benefits unless  the  agency  authorizes  such  renunciation  or
    10  termination  in  connection  with  the  commencement  of a tax exemption
    11  pursuant to the private housing finance  law  or  section  four  hundred
    12  twenty-c of this title.
    13    10. Termination or revocation. The agency may terminate or revoke AHCC
    14  program benefits for noncompliance with this section. All of the afford-
    15  able  housing  units  shall remain subject to rent stabilization and all
    16  other requirements of this section for the duration of  the  restriction
    17  period,  regardless  of  whether  such  benefits have been terminated or
    18  revoked.
    19    11. Powers cumulative. The  enforcement  provisions  of  this  section
    20  shall  not  be exclusive, and are in addition to any other rights, reme-
    21  dies or enforcement powers set forth in any other law  or  available  at
    22  law or in equity.
    23    12.  Multiple  tax  lots.  If  an  eligible multiple dwelling contains
    24  multiple tax lots, an application may be submitted with respect  to  one
    25  or  more  of  such  tax lots. The agency shall determine eligibility for
    26  AHCC program benefits based upon the tax lots included in such  applica-
    27  tion  and  benefits  for  each  such eligible multiple dwelling shall be
    28  based upon the completion date of each such multiple dwelling.
    29    13. Applications. a. The application  with  respect  to  any  eligible
    30  multiple  dwelling  shall  be  filed with the agency no earlier than the
    31  completion date and not later than one year after the completion date of
    32  such eligible multiple dwelling.
    33    b. Notwithstanding the provisions of any general,  special,  or  local
    34  law to the contrary, the agency may require by rule that applications be
    35  filed electronically.
    36    c.  The  agency  may rely on certification by an architect or engineer
    37  submitted by an applicant in connection with the filing of  an  applica-
    38  tion.  A  false  certification  by  such  architect or engineer shall be
    39  deemed to be professional  misconduct  pursuant  to  section  sixty-five
    40  hundred  nine  of  the  education law.   Any architect or engineer found
    41  guilty of such misconduct under the  procedures  prescribed  in  section
    42  sixty-five  hundred  ten  of  the  education law shall be subject to the
    43  penalties prescribed in section sixty-five hundred eleven of the  educa-
    44  tion  law  and  shall thereafter be ineligible to submit a certification
    45  pursuant to this section.
    46    d. Such application shall also certify that all taxes, water  charges,
    47  and  sewer  rents  currently  due and owing on the property which is the
    48  subject of the application have been paid or are currently being paid in
    49  timely installments pursuant to a written agreement with the  department
    50  of finance or other appropriate agency.
    51    14.  Filing  fee.  The agency may require a filing fee of no less than
    52  three thousand dollars per dwelling unit in connection with any applica-
    53  tion, except that the agency may promulgate rules:
    54    a. imposing a lesser fee  for  an  eligible  multiple  dwelling  whose
    55  eligible  conversion  is  carried out with the substantial assistance of
    56  grants, loans or subsidies provided by a federal, state or local govern-

        S. 4006--A                         105                        A. 3006--A

     1  mental agency or instrumentality pursuant to a program for the  develop-
     2  ment of affordable housing; and
     3    b.  requiring  a  portion  of  the  filing  fee  to  be  paid upon the
     4  submission of the information the agency requires in advance of  approv-
     5  ing  the commencement of the marketing process for such eligible conver-
     6  sion.
     7    15. Rules. Except as provided in subdivision seven  of  this  section,
     8  the  agency  shall  have the sole authority to enforce the provisions of
     9  this section and may promulgate rules to carry  out  the  provisions  of
    10  this section.
    11    16.  Penalties for violations of affordability requirements. a.  On or
    12  after the expiration date of the nineteen-year benefit, the  agency  may
    13  impose,  after  notice and an opportunity to be heard, a penalty for any
    14  violation by an eligible multiple dwelling of the affordability require-
    15  ments of subdivision six of this section.
    16    b. A penalty imposed under this subdivision shall  be  computed  as  a
    17  percentage  of the capitalized value of all AHCC program benefits on the
    18  eligible multiple dwelling, calculated as of the first year  that  bene-
    19  fits  were granted, not to exceed one thousand percent. The agency shall
    20  establish a schedule and method of calculation of such penalties  pursu-
    21  ant to subdivision fifteen of this section.
    22    c.  A  penalty imposed under this subdivision shall be imposed against
    23  the owner of the eligible multiple dwelling at the  time  the  violation
    24  occurred,  even  if  such  owner  no  longer owns such eligible multiple
    25  dwelling at the time of the agency's determination.
    26    d. A person or entity who fails to pay a penalty imposed  pursuant  to
    27  this  subdivision  shall be guilty of a misdemeanor punishable by impri-
    28  sonment not to exceed six months.
    29    § 3. This act shall take effect immediately.
    30                                   PART Q

    31    Section 1. Notwithstanding any other provision  of  law,  the  housing
    32  trust  fund  corporation  may  provide, for purposes of the neighborhood
    33  preservation program, a sum not to exceed  $12,830,000  for  the  fiscal
    34  year ending March 31, 2024.  Notwithstanding any other provision of law,
    35  and  subject to the approval of the New York state director of the budg-
    36  et, the board of directors of the state  of  New  York  mortgage  agency
    37  shall  authorize the transfer to the housing trust fund corporation, for
    38  the purposes of reimbursing any costs associated with neighborhood pres-
    39  ervation program contracts authorized by this section, a total  sum  not
    40  to  exceed  $12,830,000,  such  transfer to be made from (i) the special
    41  account of the mortgage  insurance  fund  created  pursuant  to  section
    42  2429-b  of  the  public  authorities law, in an amount not to exceed the
    43  actual excess balance in the special account of the  mortgage  insurance
    44  fund,  as  determined  and  certified  by the state of New York mortgage
    45  agency for the fiscal year 2022-2023 in accordance with  section  2429-b
    46  of  the  public  authorities  law, if any, and/or (ii) provided that the
    47  reserves in the project pool insurance account of the mortgage insurance
    48  fund created pursuant to section 2429-b of the  public  authorities  law
    49  are  sufficient  to attain and maintain the credit rating (as determined
    50  by the state of New York mortgage agency)  required  to  accomplish  the
    51  purposes  of  such  account,  the  project pool insurance account of the
    52  mortgage insurance fund, such transfer to be made as soon as practicable
    53  but no later than June 30, 2023.
    54    § 2. Notwithstanding any other provision of  law,  the  housing  trust
    55  fund  corporation  may  provide,  for purposes of the rural preservation

        S. 4006--A                         106                        A. 3006--A

     1  program, a sum not to exceed $5,360,000 for the fiscal year ending March
     2  31, 2024.  Notwithstanding any other provision of law,  and  subject  to
     3  the  approval of the New York state director of the budget, the board of
     4  directors  of  the state of New York mortgage agency shall authorize the
     5  transfer to the housing trust fund  corporation,  for  the  purposes  of
     6  reimbursing   any  costs  associated  with  rural  preservation  program
     7  contracts authorized  by  this  section,  a  total  sum  not  to  exceed
     8  $5,360,000, such transfer to be made from (i) the special account of the
     9  mortgage insurance fund created pursuant to section 2429-b of the public
    10  authorities law, in an amount not to exceed the actual excess balance in
    11  the  special  account  of the mortgage insurance fund, as determined and
    12  certified by the state of New York mortgage agency for the  fiscal  year
    13  2022-2023  in  accordance  with section 2429-b of the public authorities
    14  law, if any, and/or (ii) provided that the reserves in the project  pool
    15  insurance  account  of  the  mortgage insurance fund created pursuant to
    16  section 2429-b of the public authorities law are  sufficient  to  attain
    17  and  maintain  the credit rating (as determined by the state of New York
    18  mortgage agency) required to accomplish the purposes  of  such  account,
    19  the  project pool insurance account of the mortgage insurance fund, such
    20  transfer to be made as soon as practicable but no later  than  June  30,
    21  2023.
    22    §  3.  Notwithstanding  any  other provision of law, the housing trust
    23  fund corporation may provide, for purposes of the rural  rental  assist-
    24  ance  program  pursuant  to  article 17-A of the private housing finance
    25  law, a sum not to exceed $21,710,000 for the fiscal  year  ending  March
    26  31,  2024.    Notwithstanding any other provision of law, and subject to
    27  the approval of the New York state director of the budget, the board  of
    28  directors  of  the state of New York mortgage agency shall authorize the
    29  transfer to the housing trust fund  corporation,  for  the  purposes  of
    30  reimbursing  any  costs  associated with rural rental assistance program
    31  contracts authorized  by  this  section,  a  total  sum  not  to  exceed
    32  $21,710,000,  such  transfer  to be made from (i) the special account of
    33  the mortgage insurance fund created pursuant to section  2429-b  of  the
    34  public  authorities  law,  in  an amount not to exceed the actual excess
    35  balance in the special account of the mortgage insurance fund, as deter-
    36  mined and certified by the state of New York  mortgage  agency  for  the
    37  fiscal  year  2022-2023  in accordance with section 2429-b of the public
    38  authorities law, if any, and/or (ii) provided that the reserves  in  the
    39  project  pool  insurance  account of the mortgage insurance fund created
    40  pursuant to section 2429-b of the public authorities law are  sufficient
    41  to  attain and maintain the credit rating, as determined by the state of
    42  New York mortgage agency, required to accomplish the  purposes  of  such
    43  account,  the  project  pool insurance account of the mortgage insurance
    44  fund, such transfer shall be made as soon as practicable  but  no  later
    45  than June 30, 2023.
    46    §  4. Notwithstanding any other provision of law, the homeless housing
    47  and assistance corporation may provide, for purposes  of  the  New  York
    48  state  supportive  housing  program,  the  solutions to end homelessness
    49  program or the operational support for AIDS housing program, or to qual-
    50  ified grantees under such programs, in accordance with the  requirements
    51  of  such  programs,  a sum not to exceed $50,781,000 for the fiscal year
    52  ending March 31, 2024. The homeless housing and  assistance  corporation
    53  may  enter into an agreement with the office of temporary and disability
    54  assistance to administer such sum in accordance with the requirements of
    55  such programs. Notwithstanding any other provision of law,  and  subject
    56  to  the approval of the New York state director of the budget, the board

        S. 4006--A                         107                        A. 3006--A

     1  of directors of the state of New York mortgage  agency  shall  authorize
     2  the transfer to the homeless housing and assistance corporation, a total
     3  sum  not  to  exceed  $50,781,000, such transfer to be made from (i) the
     4  special  account  of  the  mortgage  insurance  fund created pursuant to
     5  section 2429-b of the public authorities law, in an amount not to exceed
     6  the actual excess balance in the special account of the mortgage  insur-
     7  ance fund, as determined and certified by the state of New York mortgage
     8  agency  for  the fiscal year 2022-2023 in accordance with section 2429-b
     9  of the public authorities law, if any, and/or  (ii)  provided  that  the
    10  reserves in the project pool insurance account of the mortgage insurance
    11  fund  created  pursuant  to section 2429-b of the public authorities law
    12  are sufficient to attain and maintain the credit rating as determined by
    13  the state of New  York  mortgage  agency,  required  to  accomplish  the
    14  purposes  of  such  account,  the  project pool insurance account of the
    15  mortgage insurance fund, such transfer shall be made as soon as  practi-
    16  cable but no later than March 31, 2024.
    17    § 5. This act shall take effect immediately.

    18                                   PART R

    19    Section 1. Subparagraph (xxviii) of paragraph (a) of subdivision 16 of
    20  section  421-a  of the real property tax law, as amended by section 3 of
    21  part TTT of chapter 59 of the laws  of  2017,  is  amended  to  read  as
    22  follows:
    23    (xxviii)  "Eligible  multiple dwelling" shall mean a multiple dwelling
    24  or homeownership project containing six or more dwelling  units  created
    25  through  new construction or eligible conversion for which the commence-
    26  ment date is after December thirty-first, two thousand fifteen and on or
    27  before June fifteenth,  two  thousand  twenty-two,  and  for  which  the
    28  completion  date  is  on or before June fifteenth, two thousand [twenty-
    29  six] thirty.
    30    § 2.  This act shall take effect immediately.

    31                                   PART S

    32    Section 1.  Section 652 of the labor law is amended by  adding  a  new
    33  subdivision 1-a to read as follows:
    34    1-a.  Annual  minimum wage increase.   (a) New York city. On and after
    35  December thirty-first, two thousand twenty-three, every employer regard-
    36  less of size shall pay to each of its employees for each hour worked  in
    37  the  city of New York, a wage of not less than the adjusted minimum wage
    38  rate established annually by the  commissioner.  Such  adjusted  minimum
    39  wage  rate  shall be determined by increasing the current year's minimum
    40  wage rate by the lesser of three percent and the rate of change  in  the
    41  average  of  the  most recent period between the first of August and the
    42  thirty-first of July over the preceding twelve months published  by  the
    43  United States department of labor non-seasonally adjusted consumer price
    44  index  for  northeast  region  urban  wage  earners and clerical workers
    45  (CPI-W) or any successor  index  as  calculated  by  the  United  States
    46  department of labor.
    47    (b)  Remainder  of  downstate. On and after December thirty-first, two
    48  thousand twenty-three, every employer shall pay to each of its employees
    49  for each hour worked in the counties of Nassau, Suffolk,  and  Westches-
    50  ter,  a wage of not less than the adjusted minimum wage rate established
    51  annually by the commissioner. Such adjusted minimum wage rate  shall  be
    52  determined  by  increasing  the  current year's minimum wage rate by the

        S. 4006--A                         108                        A. 3006--A

     1  lesser of three percent and the rate of change in  the  average  of  the
     2  most  recent  period between the first of August and the thirty-first of
     3  July over the preceding twelve months for the northeast region CPI-W  or
     4  any  successor  index  as  calculated by the United States department of
     5  labor.
     6    (c) Remainder of state. On and after December thirty-first, two  thou-
     7  sand  twenty-three, in the year following the year the minimum wage rate
     8  equals fifteen dollars for each hour worked outside of the city  of  New
     9  York  and  the  counties of Nassau, Suffolk, and Westchester pursuant to
    10  subdivision one of this section, every employer shall pay to each of its
    11  employees for each hour worked outside of the city of New York  and  the
    12  counties of Nassau, Suffolk, and Westchester a wage of not less than the
    13  adjusted  minimum  wage  rate  established annually by the commissioner.
    14  Such adjusted minimum wage rate shall be determined  by  increasing  the
    15  current  year's minimum wage rate by the lesser of three percent and the
    16  rate of change in the average of the  most  recent  period  between  the
    17  first  of  August and the thirty-first of July over the preceding twelve
    18  months for the northeast region CPI-W or any successor index  as  calcu-
    19  lated by the United States department of labor.
    20    (d)  Notwithstanding paragraphs (a), (b), and (c) of this subdivision,
    21  the minimum wage for a home care aide as defined in  section  thirty-six
    22  hundred fourteen-c of the public health law shall be set by subdivisions
    23  two  and  three  of  section thirty-six hundred fourteen-f of the public
    24  health law.
    25    (e) Exceptions. Notwithstanding paragraphs (a), (b) and  (c)  of  this
    26  subdivision, there shall be no increase in the minimum wage in the state
    27  for the following year if:
    28    (i) the rate of change in the average of the most recent period of the
    29  first of August to the thirty-first of July over the preceding period of
    30  the first of August to the thirty-first of July for the northeast region
    31  CPI-W is negative;
    32    (ii)  the  three-month  moving  average of the seasonally adjusted New
    33  York state unemployment rate as determined by the U-3 measure  of  labor
    34  underutilization  for  the most recent period ending the thirty-first of
    35  July as calculated by the United States department  of  labor  rises  by
    36  one-half  percentage point or more relative to its low during the previ-
    37  ous twelve months; or
    38    (iii) seasonally adjusted, total  non-farm  employment  for  New  York
    39  state  in  July,  calculated  by  the United States department of labor,
    40  decreased from the seasonally adjusted, total  non-farm  employment  for
    41  New York state in April, and seasonally adjusted, total non-farm employ-
    42  ment for New York state in July, calculated by the United States depart-
    43  ment  of  labor,  decreased from the seasonally adjusted, total non-farm
    44  employment for New York state in January.
    45    (f) The commissioner shall publish the adjusted minimum wage rates  no
    46  later than the first of October of each year to take effect on the thir-
    47  ty-first  day  of  December. The commissioner shall publish the adjusted
    48  minimum wage rates that will go into effect  on  December  thirty-first,
    49  two  thousand  twenty-three  no  later  than October first, two thousand
    50  twenty-three.
    51    § 2. Subdivisions 2, 4 and 5 of section 652 of the labor law, subdivi-
    52  sion 2 as amended by chapter 38 of the laws of 1990, the  opening  para-
    53  graph  of subdivision 2 as amended by section 6 of part II of chapter 58
    54  of the laws of 2020, and subdivisions 4 and 5 as amended by section 2 of
    55  part K of chapter 54 of the  laws  of  2016,  are  amended  to  read  as
    56  follows:

        S. 4006--A                         109                        A. 3006--A

     1    2.  Existing  wage  orders.  The  minimum wage orders in effect on the
     2  effective date of this act shall remain in full force and effect, except
     3  as modified in accordance with the provisions of this article; provided,
     4  however, that the minimum wage order for farm workers codified  at  part
     5  one  hundred  ninety  of  title twelve of the New York code of rules and
     6  regulations in effect on January first, two  thousand  twenty  shall  be
     7  deemed to be a wage order established and adopted under this article and
     8  shall  remain  in full force and effect except as modified in accordance
     9  with the provisions of this article or article nineteen-A of this  chap-
    10  ter.
    11    Such  minimum  wage  orders  shall  be modified by the commissioner to
    12  increase all monetary amounts specified therein in the  same  proportion
    13  as  the increase in the hourly minimum wage as provided in [subdivision]
    14  subdivisions one and one-a of this section, including the amounts speci-
    15  fied in such minimum wage orders as allowances for gratuities, and  when
    16  furnished  by the employer to its employees, for meals, lodging, apparel
    17  and other such items, services and facilities. All amounts  so  modified
    18  shall  be  rounded  off  to  the nearest five cents. The modified orders
    19  shall be promulgated by the commissioner without a public  hearing,  and
    20  without  reference  to  a  wage board, and shall become effective on the
    21  effective date of such increases in the minimum wage except as otherwise
    22  provided in this subdivision, notwithstanding  any  other  provision  of
    23  this article.
    24    4.  Notwithstanding  subdivisions  one, one-a and two of this section,
    25  the wage for an employee who is a food  service  worker  receiving  tips
    26  shall  be  a  cash wage of at least two-thirds of the minimum wage rates
    27  set forth in subdivision one of this section,  rounded  to  the  nearest
    28  five  cents  or  seven  dollars  and  fifty  cents, whichever is higher,
    29  provided that the tips of such an employee,  when  added  to  such  cash
    30  wage,  are  equal  to  or  exceed the minimum wage in effect pursuant to
    31  [subdivision] subdivisions one and one-a of this  section  and  provided
    32  further  that  no other cash wage is established pursuant to section six
    33  hundred fifty-three of this article.
    34    5. Notwithstanding subdivisions one, one-a and two  of  this  section,
    35  meal  and  lodging allowances for a food service worker receiving a cash
    36  wage pursuant to subdivision four of this  section  shall  not  increase
    37  more than two-thirds of the increase required by subdivision two of this
    38  section  as applied to state wage orders in effect pursuant to [subdivi-
    39  sion] subdivisions one and one-a of this section.
    40    § 3. Section 3614-f of the public health law, as added by section 1 of
    41  part XX of chapter 56 of the  laws  of  2022,  is  amended  to  read  as
    42  follows:
    43    §  3614-f. Home care minimum wage increase. 1. For the purpose of this
    44  section, "home care aide" shall have the  same  meaning  as  defined  in
    45  section thirty-six hundred fourteen-c of this article.
    46    2. [In addition to the otherwise applicable minimum wage under section
    47  six hundred fifty-two of the labor law, or any otherwise applicable wage
    48  rule  or order under article nineteen of the labor law]  Notwithstanding
    49  any increase to the minimum wage under paragraph (a),  (b),  or  (c)  of
    50  subdivision one-a of section six hundred fifty-two of the labor law, the
    51  minimum  wage  for  a  home care aide shall be increased by an amount of
    52  three dollars and zero cents from the  minimum  wage  established  under
    53  subdivision  one  of  section six hundred fifty-two of the labor law for
    54  each region of the state in accordance with the following schedule:

        S. 4006--A                         110                        A. 3006--A

     1    (a) beginning October first, two thousand twenty-two, the minimum wage
     2  for a home care aide shall be increased by an amount of two dollars  and
     3  zero cents, and
     4    (b)  beginning  October  first, two thousand twenty-three, the minimum
     5  wage for a home care aide shall be increased by an additional amount  of
     6  one dollar and zero cents.
     7    3.  On and after December thirty-first, two thousand twenty-three, the
     8  minimum wage for a home care aide shall be the greater of either:
     9    (a) the rate established in accordance with subdivision  two  of  this
    10  section; or
    11    (b)  the  rate  established  in  accordance  with  section six hundred
    12  fifty-two of the labor law.
    13    4. At no time shall the minimum wage for a home care  aide  be  higher
    14  than  eighteen dollars until such time as the minimum wage rate pursuant
    15  to subdivision one-a of section six hundred fifty-two of the  labor  law
    16  in the locality of the state in which such home care aide works is high-
    17  er than eighteen dollars.
    18    5.  Where  any  home  care aide is paid less than what is required [by
    19  subdivision] under subdivisions two and three of this section, the  home
    20  care  aide,  or  the  commissioner of labor acting on behalf of the home
    21  care aide, may bring a civil action under article six or nineteen of the
    22  labor law; provided that this shall not  preclude  the  commissioner  of
    23  labor from taking direct administrative enforcement action under article
    24  six of the labor law.
    25    § 4. This act shall take effect immediately.

    26                                   PART T

    27    Section 1. Legislative findings. The legislature finds that both with-
    28  in  the  city  of  New  York and across the United States, over the past
    29  several decades, income inequality has  expanded  and  that  poverty  is
    30  frequently  concentrated  in  economically  disadvantaged  regions.  The
    31  legislature also finds that economic disparities among  individuals  and
    32  across  communities have further expanded due to the economic and health
    33  effects of the virus known as COVID-19. The purpose of this  legislation
    34  is  to  remediate  these economic disparities by authorizing the city of
    35  New York, the city school district of the city of New York, the New York
    36  city school construction authority, the New York city health and  hospi-
    37  tals  corporation,  the New York city industrial development agency, and
    38  other city-affiliated not-for-profit corporations to  use  the  economic
    39  power of their transactions to implement programs by administrative rule
    40  requiring  contractors  and  subcontractors benefitting from such trans-
    41  actions to make best efforts to employ qualified economically  disadvan-
    42  taged  candidates  and  qualified candidates from economically disadvan-
    43  taged regions.
    44    § 2. The New York city charter is amended by adding a new  chapter  79
    45  to read as follows:
    46                                 CHAPTER 79
    47                 COMMUNITY HIRING AND WORKFORCE DEVELOPMENT
    48  §  3501. Absorption hire. The term "absorption hire" means an individual
    49  who fills a building service opportunity and who:
    50    (1) was employed to perform building service work within the preceding
    51  six months at the same facility to which such individual is assigned; or
    52    (2) fills such building service opportunity as a result of a reassign-
    53  ment by a contractor or subcontractor, as applicable, due to a displace-

        S. 4006--A                         111                        A. 3006--A

     1  ment caused by the closure of another facility, a staffing reduction  at
     2  another facility, or any other similar event.
     3    Apprentice. The term "apprentice" means an individual who is receiving
     4  training and performing labor pursuant to an apprenticeship agreement.
     5    Apprenticeship agreement. The term "apprenticeship agreement" means an
     6  agreement,  as  such term is defined by section eight hundred sixteen of
     7  the labor law, that has been  registered  with,  and  approved  by,  the
     8  commissioner of labor of the state of New York pursuant to article twen-
     9  ty-three of the labor law.
    10    Building  service opportunity. The term "building service opportunity"
    11  means an employment opportunity to perform building service work.
    12    Building service opportunity labor hour. The  term  "building  service
    13  opportunity  labor  hour"  means a labor hour performed by an individual
    14  employed to fill a building service opportunity.
    15    Building service work. The term  "building  service  work"  means  the
    16  classifications  of labor that the applicable fiscal officer has identi-
    17  fied as consistent with section two hundred thirty  of  the  labor  law,
    18  regardless  of  whether such labor constitutes building service work for
    19  which workers are entitled to prevailing wage pursuant to  article  nine
    20  of the labor law.
    21    City-affiliated  not-for-profit corporation. The term "city-affiliated
    22  not-for-profit corporation" means a  local  development  corporation  or
    23  other  not-for-profit  corporation,  a  majority  of  whose  members are
    24  appointed by the mayor.
    25    Construction. The term "construction" means:
    26    (1) any labor of a type that the applicable fiscal officer, as defined
    27  in paragraph e of subdivision five of section two hundred twenty of  the
    28  labor law, has identified in a published schedule as a classification of
    29  work  performed by laborers, workmen or mechanics, regardless of whether
    30  such labor constitutes public work pursuant to such section; and
    31    (2) any additional types of labor identified by the director by  rule,
    32  provided that such labor shall not include building service work.
    33    Contractor. The term "contractor" means an individual, company, corpo-
    34  ration, partnership, or other entity that has entered into a transaction
    35  with the city, except that the term "contractor" does not include:
    36    (1) any governmental entity;
    37    (2)   any   microbusiness,   other  than  a  microbusiness  performing
    38  construction work under a transaction; or
    39    (3) any labor organization.
    40    Director. The term "director" means the  director  of  the  office  of
    41  community hiring and workforce development or his or her designee.
    42    Economically disadvantaged candidate. The term "economically disadvan-
    43  taged candidate" means an individual:
    44    (1) whose income or household income falls below an applicable quanti-
    45  tative  threshold  determined by the director, provided that such income
    46  shall not include any types of public benefits provided by  the  federal
    47  government  or  a state or local government and identified by the direc-
    48  tor; and
    49    (2) who is certified as meeting all applicable requirements.
    50    Economically disadvantaged region. The  term  "economically  disadvan-
    51  taged  region"  means  an area, represented by its ZIP code, in which at
    52  least fifteen percent of residents  have  household  incomes  below  the
    53  federal poverty threshold.
    54    Economically  disadvantaged  region  candidate. The term "economically
    55  disadvantaged region candidate" means an individual who is certified  as
    56  meeting all applicable requirements and who is a:

        S. 4006--A                         112                        A. 3006--A

     1    (1)  resident  of  an  address  within  an  economically disadvantaged
     2  region;
     3    (2) resident of a building that is:
     4    (i) owned or operated by the New York city housing authority; and
     5    (ii) subject to section nine of the United States Housing Act of nine-
     6  teen hundred thirty-seven, as amended; or
     7    (3) resident of a dwelling unit that is:
     8    (i)  subject  to a regulatory agreement with a federal, state or local
     9  government agency requiring that occupancy of such  unit  be  restricted
    10  based on the income of the occupants; and
    11    (ii)  located  in  a  building that was previously operated by the New
    12  York city housing authority, was previously subject to section  nine  of
    13  the  United  States  Housing  Act  of  nineteen hundred thirty-seven, as
    14  amended, and is subject to section eight of such act.
    15    Employment opportunity. The  term  "employment  opportunity"  means  a
    16  vacancy in a position to perform services under a transaction.
    17    Exempt transaction. The term "exempt transaction" includes any:
    18    (1) contract procured pursuant to section one hundred sixty-two of the
    19  state finance law;
    20    (2)  contract  for  the  performance  of services by a city-affiliated
    21  not-for-profit corporation;
    22    (3) contract the principal purpose of which is the supply of goods;
    23    (4) contract in an amount  below  the  small  purchase  threshold  set
    24  pursuant  to  the  authority and procedure set forth in subdivision a of
    25  section three hundred fourteen of this charter;
    26    (5) contract for confidential or investigative services or  any  other
    27  type  of  contract excluded by a rule adopted by the director based on a
    28  determination that the application of goals  under  this  program  would
    29  substantially undermine the primary objective of that type of contract;
    30    (6)  contract  subject  to  federal or state funding requirements that
    31  preclude or substantially conflict with the application of  goals  under
    32  this program;
    33    (7) contract for emergency demolition services procured by the depart-
    34  ment  of  housing preservation and development pursuant to the procedure
    35  set forth in section three hundred fifteen of this charter; or
    36    (8) a contract for which contractor selection is made  by  an  elected
    37  official  other than the mayor or an agency other than a mayoral agency,
    38  except as otherwise provided by rule by the director.
    39    Labor organization. The term  "labor  organization"  has  the  meaning
    40  provided  in  section  one hundred fifty-two of title twenty-nine of the
    41  United States code, or any successor provision.
    42    Mayoral agency. The term "mayoral agency" includes:
    43    (1) any agency the head of which is appointed by the mayor;
    44    (2) any agency headed by a board, commission,  or  other  multi-member
    45  body, the majority of the membership of which is appointed by the mayor;
    46  and
    47    (3) the office of the mayor.
    48    Microbusiness.  The term "microbusiness" means an individual, company,
    49  corporation, partnership, or other entity that employs no less than  one
    50  employee and no more than nine employees.
    51    MWBE.  The  term  "MWBE"  means  a business certified as a minority or
    52  women-owned business enterprise pursuant to  article  fifteen-A  of  the
    53  executive law or section thirteen hundred four of this charter.
    54    Project  labor  agreement.  The term "project labor agreement" means a
    55  pre-hire collective bargaining agreement entered into between  the  city
    56  and  a  bona  fide  building  and  construction trade labor organization

        S. 4006--A                         113                        A. 3006--A

     1  establishing the labor organization or its affiliates as the  collective
     2  bargaining  representative for all persons who will perform construction
     3  work on a transaction, provided such agreement:
     4    (1)  provides that only contractors and subcontractors who sign a pre-
     5  negotiated agreement with the labor organization can perform  such  work
     6  on such transaction; and
     7    (2) includes goals for the employment of qualified economically disad-
     8  vantaged region candidates to perform such work.
     9    Referral  source.  The  term  "referral  source"  means an individual,
    10  company, corporation, partnership, agency,  union  referral  system,  or
    11  other  entity  selected  pursuant to paragraph three of subdivision a of
    12  section thirty-five hundred two of this chapter  to  make  referrals  of
    13  candidates  to contractors, prospective contractors, subcontractors, and
    14  prospective subcontractors for the purposes of  meeting  the  applicable
    15  employment goals set forth in such section; provided that union referral
    16  systems  that have affiliated registered apprentice programs with direct
    17  entry access from pre-apprentice programs that are compliant with United
    18  States department of labor or New York state department of  labor  regu-
    19  lations,  as  well  as union referral systems with community recruitment
    20  programs, shall be deemed an approved referral source for  the  purposes
    21  of  paragraph  three of subdivision a of section thirty-five hundred two
    22  of this chapter.
    23    Small business. The term "small business" means an entity that:
    24    (1) is independently owned and operated; and
    25    (2) has annual gross revenues not exceeding five million dollars or  a
    26  lesser amount established by the director by rule.
    27    Subcontractor.  The term "subcontractor" means an individual, company,
    28  corporation, partnership or other entity that has entered into an agree-
    29  ment with a contractor or another  subcontractor  in  order  to  perform
    30  services or any other obligation under a transaction, provided that such
    31  agreement involves the performance of construction work of any value, or
    32  the  total  dollar  value  of  such  agreement  exceeds  twenty thousand
    33  dollars, and further provided that the  term  "subcontractor"  does  not
    34  include:
    35    (1) employees;
    36    (2) governmental entities;
    37    (3)    microbusinesses,    other   than   microbusinesses   performing
    38  construction work under a transaction; or
    39    (4) labor organizations.
    40    Transaction. The term  "transaction"  means,  a  procurement  contract
    41  except  that  the term "transaction" shall not include any exempt trans-
    42  action.
    43    § 3502. Office of  community  hiring  and  workforce  development.  a.
    44  Office  established.  The  mayor  shall establish an office of community
    45  hiring and workforce development. Such office may be  established  as  a
    46  separate  office or within any department the head of which is appointed
    47  by the mayor. The office of community hiring and  workforce  development
    48  shall  be  headed  by  a director who shall be appointed by the mayor or
    49  head of such department. The  director  shall,  as  the  director  deems
    50  appropriate,  adopt  rules  consistent  with the purpose of this chapter
    51  relating to employment goals on transactions, including rules:
    52    (1) requiring contractors and  subcontractors  to  agree  to  publicly
    53  disclose employment opportunities;
    54    (2)  establishing  a procedure for the certification of individuals as
    55  economically disadvantaged candidates, economically disadvantaged region
    56  candidates, or both, provided that such certification  procedure  shall,

        S. 4006--A                         114                        A. 3006--A

     1  to the extent the director deems feasible, use data sources and adminis-
     2  trative  processes  established  or  maintained  by  the  city for other
     3  programs or operations in order to minimize  administrative  burdens  on
     4  contractors, subcontractors, and individuals;
     5    (3)  establishing a procedure by which the director may approve refer-
     6  ral sources for the purposes  of  this  section,  whereby  the  director
     7  shall:
     8    (i)  publicly  release  a referral source solicitation that includes a
     9  description of functions of a  referral  source,  the  manner  in  which
    10  responses  must be submitted, and the criteria by which responding enti-
    11  ties will be approved, and authorize one or more entities, as  appropri-
    12  ate,  to function as referral sources, based on the criteria included in
    13  the solicitation;
    14    (ii) authorize an agency in writing to function as a referral source;
    15    (iii) authorize, in writing, an entity engaged pursuant to  an  agree-
    16  ment  with  an agency for employment recruitment services or other work-
    17  force development services to function as a referral source; or
    18    (iv) identify and deem union referral  systems  that  have  affiliated
    19  registered apprentice programs with direct entry access from pre-appren-
    20  tice  programs  and  that are compliant with United States department of
    21  labor or New York state department of  labor  regulations,  as  well  as
    22  union  referral systems with community recruitment programs, as approved
    23  referral systems;
    24    (4) establishing a procedure through which the  director  may  provide
    25  information  regarding  referral sources to contractors, subcontractors,
    26  prospective contractors, and prospective subcontractors;
    27    (5) establishing a procedure by which the director shall  monitor  and
    28  criteria  by  which  the director shall evaluate the performance of each
    29  referral source on an annual basis, and where  the  director  determines
    30  that  a referral source has performed inadequately, terminate or suspend
    31  the referral source;
    32    (6) requiring contractors to agree to make best efforts to  interview,
    33  as  appropriate,  and  to  employ  qualified  economically disadvantaged
    34  region candidates in order to meet employment goals relating to building
    35  service work based on:
    36    (i) the percentage of building service opportunities filled by econom-
    37  ically disadvantaged region candidates,  provided  that  in  calculating
    38  such goals, absorption hires shall not be considered; or
    39    (ii)  the  percentage  of  building  service  opportunity  labor hours
    40  performed by economically disadvantaged region candidates, provided that
    41  in calculating such goals,  building  service  opportunity  labor  hours
    42  performed by absorption hires shall not be considered;
    43    (7)  requiring  contractors  and  subcontractors to agree to make best
    44  efforts to employ qualified economically disadvantaged region candidates
    45  to perform no less than  thirty  percent  of  the  cumulative  hours  of
    46  construction  labor  on  transactions  involving  construction work, and
    47  additionally requiring, to the extent feasible consistent with the maxi-
    48  mum ratios of apprentices to journey-level workers  established  by  the
    49  New  York  state  department of labor, that such contractors and subcon-
    50  tractors agree to make best efforts to employ apprentices who are quali-
    51  fied economically disadvantaged region candidates  to  perform  no  less
    52  than  nine  percent  of  such  cumulative  hours  of construction labor,
    53  provided that labor performed by apprentices who are  qualified  econom-
    54  ically  disadvantaged  region  candidates  shall be credited towards the
    55  achievement of both employment goals set forth in  this  paragraph,  and
    56  further  provided  that  prior  to releasing a solicitation for a trans-

        S. 4006--A                         115                        A. 3006--A

     1  action or otherwise initiating a process  for  entering  into  a  trans-
     2  action,  as  applicable,  the director may waive such requirements where
     3  the director determines in writing that  such  waiver  is  in  the  best
     4  interest of the city;
     5    (8)  requiring  contractors to agree to make best efforts to interview
     6  and to employ qualified economically disadvantaged candidates  in  order
     7  to  meet  employment  goals  relating  to  work  that  neither  involves
     8  construction work nor building service work, and establishing such goals
     9  based on:
    10    (i) the percentage of the cumulative hours of labor performed by  such
    11  candidates;
    12    (ii)  the percentage of employment opportunities filled by such candi-
    13  dates; or
    14    (iii) the total value of the transaction;
    15    (9) requiring subcontractors to agree to make best efforts  to  inter-
    16  view,  as  appropriate,  and to extend offers of employment to qualified
    17  candidates in order to meet any employment goals described in  paragraph
    18  six  or  eight  of  this  subdivision  and established pursuant to rules
    19  adopted by the director;
    20    (10) establishing a schedule of  civil  penalties,  based  on  factors
    21  including  but  not  limited  to a contractor's industry or any relevant
    22  occupations employed by a contractor or subcontractor, that the director
    23  or an applicable agency may impose on a contractor due to  the  contrac-
    24  tor's  or  subcontractor's  non-compliance  with  an  obligation created
    25  pursuant to this section and a procedure  for  the  imposition  of  such
    26  penalties,  which  will  not  exclude other remedies established in this
    27  charter or any other law, provided  that  any  civil  penalties  imposed
    28  pursuant  to  this  paragraph shall not exceed two thousand five hundred
    29  dollars for each non-compliance with such an obligation or each  failure
    30  to  correct  such non-compliance, and further provided that when promul-
    31  gating rules establishing or amending such a schedule  of  civil  penal-
    32  ties, the director shall consider the potential impact of such penalties
    33  on  contractors and subcontractors that are MWBEs, not-for-profit corpo-
    34  rations, or small businesses;
    35    (11) designating paper or electronic formats  for  the  submission  of
    36  documents related to the selection and operation of referral sources and
    37  contractors  and  subcontractors subject to goals pursuant to paragraphs
    38  six through nine of this subdivision, as applicable, including  but  not
    39  limited  to, documents containing information required pursuant to para-
    40  graphs one and three of this subdivision and subdivision c and  subpara-
    41  graphs  (E)  and  (F) of paragraph one of subdivision d of this section;
    42  solicitation documents and responses, including bids and proposals;  and
    43  data  related  to  labor  performed  pursuant to transactions, including
    44  payroll reports, as applicable; and
    45    (12) (A) authorizing the director to establish factors by which  goals
    46  described in paragraphs six, eight, and nine of this subdivision will be
    47  established for individual transactions, including:
    48    (i) the scope of the transaction;
    49    (ii)  the  availability of qualified economically disadvantaged candi-
    50  dates and economically disadvantaged region candidates;
    51    (iii) the nature of any employment  opportunities  that  the  director
    52  expects will result from the transaction;
    53    (iv)  the potential impact of such goal on contractors and subcontrac-
    54  tors, as applicable, that are  MWBEs,  not-for-profit  corporations,  or
    55  small businesses; and
    56    (v) any other similar factors.

        S. 4006--A                         116                        A. 3006--A

     1    (B)  prior to setting a goal pursuant to this subdivision for an indi-
     2  vidual transaction, the  agency  entering  into  the  transaction  shall
     3  consider  the  goals  set for previous, similar transactions and whether
     4  such goals were appropriate for such transactions.
     5    b.  Lists  of economically disadvantaged regions. No later than ninety
     6  days after the effective date of this section, and at least once  during
     7  each twelve-month period thereafter, the director shall publish a report
     8  including  an  updated  list  of  all economically disadvantaged regions
     9  within a radius of one hundred miles of the city  or  all  such  econom-
    10  ically disadvantaged regions within the metropolitan area. Nothing shall
    11  preclude  an individual whose residence is within an economically disad-
    12  vantaged region that is not included in such list from qualifying as  an
    13  economically  disadvantaged  region  candidate for the purposes of goals
    14  set forth under this section.
    15    c. Reporting. No later than one hundred eighty days after  the  effec-
    16  tive  date  of  this  section and each quarter thereafter, the office of
    17  community hiring and workforce development shall publish a report  on  a
    18  website  maintained or controlled by the city, pursuant to rules adopted
    19  by the director, that shall include, for each transaction subject  to  a
    20  goal  established pursuant to paragraph six, seven, or eight of subdivi-
    21  sion a of this  section,  information  demonstrating  the  corresponding
    22  contractor's  progress towards meeting such goal and, if applicable, any
    23  subcontractors' progress towards meeting any goal  established  pursuant
    24  to  paragraph seven or nine of subdivision a of this section, and aggre-
    25  gate information regarding the demographics and compensation of  econom-
    26  ically   disadvantaged  region  candidates,  economically  disadvantaged
    27  candidates, and apprentices who are  economically  disadvantaged  region
    28  candidates,  as applicable, relative to all individuals employed by such
    29  contractor and, if applicable, subcontractors on  such  transaction.  In
    30  compiling this report, the director shall, to the extent he or she deems
    31  feasible,  use  data  sources  established or maintained by the city for
    32  other programs or operations in order to minimize administrative burdens
    33  on contractors and subcontractors,  provided  that  where  the  director
    34  determines  that  such  data  sources  cannot  be  used to complete such
    35  report, the director may adopt rules requiring contractors  and  subcon-
    36  tractors  to  provide  such  additional  data necessary to complete this
    37  report, and to certify the  accuracy  of  such  additional  information.
    38  Nothing in this subdivision shall be interpreted to authorize the direc-
    39  tor  to promulgate rules requiring labor organizations to provide infor-
    40  mation on a regular basis to complete such reports.
    41    d. Best efforts. (1) In determining whether a  contractor  or  subcon-
    42  tractor  has  exercised best efforts to meet the employment goals estab-
    43  lished pursuant to subdivision a of this  section,  the  director  shall
    44  consider the degree to which the contractor or subcontractor has endeav-
    45  ored:
    46    (A)  to  review  economically  disadvantaged  region  candidates'  and
    47  economically disadvantaged candidates' qualifications, as applicable, in
    48  good faith;
    49    (B) to advertise employment opportunities, as applicable, in a  manner
    50  reasonably  intended  to  attract  qualified  economically disadvantaged
    51  candidates or economically disadvantaged region candidates, except  that
    52  contractors  and subcontractors performing construction work pursuant to
    53  a project labor agreement shall not be  required to advertise employment
    54  opportunities for construction work;
    55    (C) to coordinate with referral sources or apprenticeship programs, as
    56  applicable, in order to interview, if applicable, and employ such candi-

        S. 4006--A                         117                        A. 3006--A

     1  dates identified by such referral sources  or  apprenticeship  programs,
     2  provided that for contractors and subcontractors performing construction
     3  work  pursuant  to  a  project  labor agreement, the director shall only
     4  consider the degree to which the contractor or subcontractor has endeav-
     5  ored  to  meet  such  goals by complying with the referral provisions of
     6  such project labor agreement;
     7    (D) to review and organize the work under the transaction in order  to
     8  eliminate obstacles to meeting such employment goals;
     9    (E)  to  monitor  and  to document the contractor's or subcontractor's
    10  efforts to meet the employment goals;
    11    (F) to contact the office of community hiring and  workforce  develop-
    12  ment  at  routine intervals, or as otherwise required by rule, to inform
    13  the director of the contractor's or subcontractor's efforts to meet  the
    14  employment goals; and
    15    (G)  to  take  all  other  commercially reasonable actions to meet the
    16  employment goals.
    17    (2) In order to exercise best efforts, neither contractors nor subcon-
    18  tractors are required:
    19    (A) to undertake an undue financial burden;
    20    (B) to terminate or substantially reduce the work levels of any  of  a
    21  contractor's or subcontractor's existing employees;
    22    (C)  to  extend  an  offer  of employment to an individual whose labor
    23  would not be commercially useful; or
    24    (D) to forgo filling building service  opportunities  with  absorption
    25  hires.
    26    e.  Discretionary  application  of  goals.  Notwithstanding  any other
    27  provision of this section, employment goals authorized under  paragraphs
    28  six, seven, eight and nine of subdivision a of this section may, but are
    29  not  required  to  be,  established  for transactions that are emergency
    30  procurement contracts procured pursuant to the procedure  set  forth  in
    31  section three hundred fifteen of this charter.
    32    f. Adjustment of construction goals. On a biannual basis, the director
    33  shall  review and thereafter may promulgate rules increasing or decreas-
    34  ing the value of the employment goals established under paragraph  seven
    35  of subdivision a of this section.
    36    g.  Wage payment assurances. The director may promulgate rules setting
    37  forth standards and a procedure by which contractors and  subcontractors
    38  that  the director has determined have a record of failing to pay wages,
    39  including but not limited to  prevailing  wages  and  benefits  required
    40  pursuant  to  article  eight of the labor law, to individuals performing
    41  construction labor under a transaction  shall  be  required  to  provide
    42  additional  assurances  acceptable  to  the director in order to receive
    43  credit towards the achievement of employment goals set  forth  in  para-
    44  graph seven of subdivision a of this section.
    45    §  3. Paragraph 1 of subdivision b of section 311 of the New York city
    46  charter, as amended by local law number 20 of the city of New  York  for
    47  the year 2004, is amended to read as follows:
    48    1.   the  methods  for  soliciting  bids  or  proposals  and  awarding
    49  contracts, consistent with the provisions of this chapter, provided that
    50  the director of the office of community hiring and workforce development
    51  may promulgate rules authorizing agencies to incorporate into the  award
    52  methodology  for any contract a quantitative factor based on a bidder or
    53  proposer's capacity to meet or  exceed  goals  established  pursuant  to
    54  subdivision  a  of  section thirty-five hundred two of this charter, and
    55  further provided that agencies incorporating such a quantitative  factor
    56  into  the award methodology for a contract pursuant to such a rule shall

        S. 4006--A                         118                        A. 3006--A

     1  consider the potential impact of such a  quantitative  factor  on  busi-
     2  nesses  certified as minority or women-owned business enterprises pursu-
     3  ant to article fifteen-A  of  the  executive  law  or  section  thirteen
     4  hundred  four  of  this  charter, not-for-profit corporations, and small
     5  businesses, as such term is defined in section thirty-five  hundred  one
     6  of this charter;
     7    §  4.  Subparagraphs  (x) and (xi) of paragraph a of subdivision 36 of
     8  section 2590-h of the education law, as amended by  chapter  98  of  the
     9  laws of 2019, are amended and two new subparagraphs (xii) and (xiii) are
    10  added to read as follows:
    11    (x)  a  process for emergency procurement in the case of an unforeseen
    12  danger to life, safety, property or a necessary  service  provided  that
    13  such  procurement  shall be made with such competition as is practicable
    14  under the circumstances and that a written determination  of  the  basis
    15  for the emergency procurement shall be required and filed with the comp-
    16  troller  of  the  city of New York when such emergency contract is filed
    17  with such comptroller; [and]
    18    (xi) procedures for the fair  and  equitable  resolution  of  contract
    19  disputes[.];
    20    (xii)  employment  goals  established  in  accordance with the program
    21  established pursuant to section thirty-five hundred two of the New  York
    22  city  charter, including but not limited to employment goals established
    23  pursuant to paragraph seven of subdivision a and the corresponding  best
    24  efforts provisions set forth in subdivision d of such section; provided,
    25  however,  that  where a provision of such section requires action by the
    26  director of the office of community hiring  and  workforce  development,
    27  such action shall not be taken by the director of the office of communi-
    28  ty hiring and workforce development but shall be taken by the chancellor
    29  or his or her designee; and
    30    (xiii)  a  quantitative  factor  to be used in the evaluation of bids,
    31  proposals or other offers for the  purposes  of  awarding  of  contracts
    32  based  on  a  bidder,  proposer  or  other offerer's capacity to meet or
    33  exceed goals established pursuant to subparagraph (xii)  of  this  para-
    34  graph, provided that, when incorporating such a quantitative factor into
    35  the  award  process  for  a contract, the chancellor, superintendent, or
    36  school, as applicable, shall consider the potential  impact  of  such  a
    37  quantitative  factor  on businesses certified as minority or women-owned
    38  business enterprises pursuant to article fifteen-A of the executive  law
    39  or  section thirteen hundred four of the New York city charter, not-for-
    40  profit corporations, and small businesses, as such term  is  defined  in
    41  section thirty-five hundred one of such charter.
    42    §  5.  Subdivision (c) of section 917 of the general municipal law, as
    43  separately amended by chapter 1082 of the laws of 1974 and  chapter  239
    44  of the laws of 2001, is amended to read as follows:
    45    (c)  For the benefit of the city and the inhabitants thereof an indus-
    46  trial development agency, to be known as the New  York  City  Industrial
    47  Development  Agency, is hereby established for the accomplishment of any
    48  or all of the purposes specified in title one of article  eighteen-A  of
    49  this  chapter,  except  that it shall not have the power to construct or
    50  rehabilitate any residential facility or housing of any nature and  kind
    51  whatsoever,   nor  shall  it  use  any  of  its  funds  to  further  the
    52  construction or rehabilitation of any residential facility or housing of
    53  any nature and kind whatsoever. It shall constitute a body corporate and
    54  politic, and be perpetual in duration. It shall only have the powers and
    55  duties conferred by title one of article eighteen-A of this chapter upon
    56  industrial development agencies as of January 1,  1973  except  that  it

        S. 4006--A                         119                        A. 3006--A

     1  shall have the power to finance a rail freight facility and the power to
     2  establish  employment  goals  in accordance with the program established
     3  pursuant to section thirty-five hundred two of the New York  city  char-
     4  ter,  including but not limited to employment goals established pursuant
     5  to paragraph seven of subdivision a and the corresponding  best  efforts
     6  provisions  set forth in subdivision d of such section; provided, howev-
     7  er, that where a provision of such section requires action by the direc-
     8  tor of the office of community hiring and  workforce  development,  such
     9  action  shall  not  be  taken by the director of the office of community
    10  hiring and workforce development but shall be taken by the chief  execu-
    11  tive officer of the agency or his or her designee, and it shall not have
    12  the  power of condemnation. In the exercise of the powers conferred upon
    13  such agency with respect to the acquisition of real property by  article
    14  eighteen-A of this chapter such agency shall be limited to the geograph-
    15  ical jurisdictional limits of the city.
    16    §  6.  Section  816-b of the labor law, as added by chapter 571 of the
    17  laws of 2001, is amended to read as follows:
    18    §  816-b.  Apprenticeship  participation  on  [construction]   certain
    19  governmental contracts. 1. For purposes of this section:
    20    (a)  "governmental  entity" shall mean the state, any state agency, as
    21  that term is defined in section two-a of the state finance law,  munici-
    22  pal  corporation, commission appointed pursuant to law, school district,
    23  district corporation, board of education, board  of  cooperative  educa-
    24  tional  services,  soil conservation district, and public benefit corpo-
    25  ration; [and]
    26    (b) "construction contract" shall mean any contract to which a govern-
    27  mental entity may be a direct  or  indirect  party  which  involves  the
    28  design, construction, reconstruction, improvement, rehabilitation, main-
    29  tenance, repair, furnishing, equipping of or otherwise providing for any
    30  building, facility or physical structure of any kind; and
    31    (c) "city governmental entity" means a governmental entity that is (i)
    32  a  city  with a population of one million or more inhabitants; or (ii) a
    33  city school district or public benefit corporation  operating  primarily
    34  within a city with a population of one million or more inhabitants.
    35    2. Notwithstanding any other provision of this article, of section one
    36  hundred three of the general municipal law, of section one hundred thir-
    37  ty-five  of  the  state finance law, of section one hundred fifty-one of
    38  the public housing law, or of any other general, special or local law or
    39  administrative code, in  entering  into  any  construction  contract,  a
    40  governmental  entity [which] that is to be a direct or indirect party to
    41  such contract may require that any contractors and subcontractors  have,
    42  prior  to  entering into such contract, apprenticeship agreements appro-
    43  priate for the type and scope of work to be performed,  that  have  been
    44  registered  with,  and  approved  by,  the  commissioner pursuant to the
    45  requirements found in this article. A city governmental entity that is a
    46  direct or indirect party to a contract, including but not limited  to  a
    47  construction contract, may establish in its specifications a requirement
    48  that,  in  performing  the  work,  the contractor and its subcontractors
    49  utilize a minimum ratio of  apprentices  to  journey-level  workers,  as
    50  established  by the governmental entity but subject to any maximum ratio
    51  established by the department, for any  classification  appropriate  for
    52  the  type and scope of work to be performed, provided that no such mini-
    53  mum ratio shall  be  established  for  labor  performed  pursuant  to  a
    54  construction  contract  subject  to a goal for the employment of appren-
    55  tices who reside in economically disadvantaged regions. Whenever utiliz-
    56  ing [this requirement] these requirements, the governmental entity  may,

        S. 4006--A                         120                        A. 3006--A

     1  in addition to whatever considerations are required by law, consider the
     2  degree to which career opportunities in apprenticeship training programs
     3  approved by the commissioner may be provided.
     4    §  7.  Notwithstanding any provision of law to the contrary, any city-
     5  affiliated not-for-profit  corporation,  as  such  term  is  defined  in
     6  section  3501  of  the New York city charter, is authorized to establish
     7  employment goals in accordance with the program established pursuant  to
     8  section  3502  of  such charter, including but not limited to employment
     9  goals established pursuant to paragraph  7  of  subdivision  a  and  the
    10  corresponding best efforts provisions set forth in subdivision d of such
    11  section;  provided,  however,  that  where  a  provision of such section
    12  requires action by the director of the office of  community  hiring  and
    13  workforce  development of the city of New York, such action shall not be
    14  taken by the director of the office of community  hiring  and  workforce
    15  development  but  shall  be taken by the chief executive officer of such
    16  corporation, or a duly appointed designee.
    17    § 8. Section 1728 of the public authorities law is amended by adding a
    18  new subdivision 15-a to read as follows:
    19    15-a. To establish employment goals in  accordance  with  the  program
    20  established  pursuant to section thirty-five hundred two of the New York
    21  city charter, including but not limited to employment goals  established
    22  pursuant  to paragraph seven of subdivision a and the corresponding best
    23  efforts provisions set forth in subdivision d of such section; provided,
    24  however, that where a provision of such section requires action  by  the
    25  director  of  the  office of community hiring and workforce development,
    26  such action shall not be taken by the director of the office of communi-
    27  ty hiring and workforce development but shall be taken by the  president
    28  of the authority or his or her designee;
    29    §  9. The opening paragraph of paragraph d of subdivision 5 of section
    30  1734 of the public authorities law, as added by chapter 738 of the  laws
    31  of 1988, is amended to read as follows:
    32    the  authority  determines  that it is in the public interest to award
    33  contracts pursuant to a process for competitive requests  for  proposals
    34  as  hereinafter  set  forth. For purposes of this section, a process for
    35  competitive requests for proposals shall mean  a  method  of  soliciting
    36  proposals and awarding a contract on the basis of a formal evaluation of
    37  the  characteristics,  such  as  quality,  cost,  delivery schedule, the
    38  capacity to meet or exceed the goals set forth in subdivision  fifteen-a
    39  of section seventeen hundred twenty-eight of this title and financing of
    40  such  proposals  against stated selection criteria. Public notice of the
    41  requests for proposals shall be given in the same manner as provided  in
    42  subdivision three of this section and shall include the selection crite-
    43  ria. In the event the authority makes a material change in the selection
    44  criteria  from those previously stated in the notice, it will inform all
    45  proposers of such change and permit proposers to modify their proposals.
    46  When the authority includes in the selection criteria for a request  for
    47  proposals  a  quantitative factor based on a proposer's capacity to meet
    48  or exceed the goals set forth in subdivision fifteen-a of section seven-
    49  teen hundred twenty-eight of this title, the  authority  shall  consider
    50  the  potential impact of such a quantitative factor on businesses certi-
    51  fied as minority or women-owned business enterprises pursuant to article
    52  fifteen-A of the executive law, section thirteen hundred four of the New
    53  York city charter, or section  seventeen  hundred  forty-three  of  this
    54  title,  not-for-profit  corporations, and small businesses, as such term
    55  is defined in section thirty-five hundred one of the New York city char-
    56  ter.

        S. 4006--A                         121                        A. 3006--A

     1    § 10. Section 5 of section 1 of chapter  1016  of  the  laws  of  1969
     2  constituting  the New York city health and hospitals corporation act, is
     3  amended by adding a new subdivision 20-a to read as follows:
     4    20-a.  To  establish  employment  goals in accordance with the program
     5  established pursuant to section thirty-five hundred two of the New  York
     6  city  charter, including but not limited to employment goals established
     7  pursuant to paragraph seven of subdivision a and the corresponding  best
     8  efforts provisions set forth in subdivision d of such section; provided,
     9  however,  that  where a provision of such section requires action by the
    10  director of the office of community hiring  and  workforce  development,
    11  such action shall not be taken by the director of the office of communi-
    12  ty  hiring  and  workforce  development  but  shall  be  taken by a duly
    13  appointed designee of the corporation; and
    14    § 11. Section 8 of section 1 of chapter  1016  of  the  laws  of  1969
    15  constituting  the New York city health and hospitals corporation act, is
    16  amended by adding a new subdivision 1-a to read as follows:
    17    1-a. Notwithstanding any other provision in this act, the  corporation
    18  may establish a quantitative factor to be used in the evaluation of bids
    19  for  the  purposes of awarding of contracts based on a bidder's capacity
    20  to meet or exceed goals established pursuant to subdivision twenty-a  of
    21  section five of this act, provided that when establishing such a quanti-
    22  tative  factor,  the  corporation shall consider the potential impact of
    23  such a quantitative  factor  on  businesses  certified  as  minority  or
    24  women-owned  business  enterprises  pursuant to article fifteen-A of the
    25  executive law or section thirteen hundred four  of  the  New  York  city
    26  charter, not-for-profit corporations, and small businesses, as such term
    27  is defined in section thirty-five hundred one of the New York city char-
    28  ter;
    29    §  12.  Subdivision  b of section 2 of chapter 749 of the laws of 2019
    30  constituting the New York city public works investment act,  is  amended
    31  by adding a new paragraph 12-a to read as follows:
    32    (12-a)  A  quantitative factor to be used in the evaluation of bids or
    33  offers for awarding of contracts based on a bidder or offerer's capacity
    34  to meet or exceed goals established pursuant to subdivision a of section
    35  3502 of the New York city charter;
    36    § 13. No provision of this act shall be construed  to  invalidate  any
    37  provision  of  a  project  labor  agreement,  as such term is defined in
    38  section 3501 of the New York city charter, as added by  section  two  of
    39  this  act,  or  otherwise  affect the contractual rights of any party to
    40  such an agreement.
    41    § 14. Severability. If any clause, sentence, paragraph, or section  of
    42  this  act is declared invalid or unconstitutional by any court of compe-
    43  tent jurisdiction, after exhaustion of all further judicial review, such
    44  portion shall be deemed severable, and the court's  judgment  shall  not
    45  affect,  impair  or  invalidate  the remainder of this act, but shall be
    46  confined in its operation to the clause, sentence, paragraph, or section
    47  of this act directly involved in the controversy in which  the  judgment
    48  was rendered.
    49    §  15.  This  act  shall  take effect on the one hundred eightieth day
    50  after it shall have become a law; provided that:
    51    (a) sections one, two, three, five,  six,  seven,  eight,  nine,  ten,
    52  eleven,  thirteen,  and  fourteen of this act shall expire and be deemed
    53  repealed seven years after this act takes  effect,  provided  that  such
    54  expiration  and repeal shall not affect any transaction, as such term is
    55  defined by section 3501 of the  New  York  city  charter,  as  added  by
    56  section  two  of  this act, entered into or for which a solicitation was

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     1  released prior to such expiration and repeal, or to any renewals, exten-
     2  sions, modifications, or amendments to such transaction;
     3    (b)  the amendments to paragraph a of subdivision 36 of section 2590-h
     4  of the education law made by section four of this act shall  not  affect
     5  the expiration of such subdivision and section pursuant to section 34 of
     6  chapter 91 of the laws of 2002 and subdivision 12 of section 17 of chap-
     7  ter  345 of the laws of 2009, as amended, and shall expire and be deemed
     8  repealed therewith, or seven years after this act takes effect, whichev-
     9  er occurs earlier, provided that such expiration and  repeal  shall  not
    10  affect  any  transaction  entered  into  or for which a solicitation was
    11  released prior to such expiration and repeal, or to any renewals, exten-
    12  sions, modifications, or amendments to such transaction; and
    13    (c) the amendments to chapter 749 of the laws of 2019 constituting the
    14  New York city public works investment act made by section twelve of this
    15  act shall not affect the expiration and repeal of such chapter  pursuant
    16  to  section  14  of  such  chapter,  as amended, and shall expire and be
    17  deemed repealed therewith, or seven years after this act  takes  effect,
    18  whichever occurs earlier.
    19    Effective  immediately,  the  addition, amendment and/or repeal of any
    20  rule or regulation necessary for the implementation of this act  on  its
    21  effective date are authorized to be made and completed on or before such
    22  effective  date  by  the  director of the office of community hiring and
    23  workforce development of the city of New York, the  chancellor  and  the
    24  city  board  of  the  city  school district of the city of New York, the
    25  president of the New York city school construction authority,  the  duly
    26  appointed  designee  of  the  New  York city health and hospitals corpo-
    27  ration, the chief executive officer of  the  New  York  city  industrial
    28  development  agency, and the chief executive officer of any city-affili-
    29  ated not-for-profit corporation, as such term is defined by section 3501
    30  of the New York city charter, as added by section two of this act.

    31                                   PART U

    32    Section 1. Subdivision 2 of section 410-u of the social services  law,
    33  as  amended by section 1 of part L of chapter 56 of the laws of 2022, is
    34  amended to read as follows:
    35    2. The state block grant for child care  shall  be  divided  into  two
    36  parts pursuant to a plan developed by the department and approved by the
    37  director  of  the  budget.  One  part  shall be retained by the state to
    38  provide child care on a statewide basis to special groups and for activ-
    39  ities  to  increase  the  availability  and/or  quality  of  child  care
    40  programs,  including,  but  not  limited  to, the start-up of child care
    41  programs, the operation of child care resource  and  referral  programs,
    42  training  activities,  the  regulation  and  monitoring  of  child  care
    43  programs, the development of computerized  data  systems,  and  consumer
    44  education,  provided  however,  that  child  care  resource and referral
    45  programs funded under title five-B of article six of this chapter  shall
    46  meet  additional  performance  standards  developed by the department of
    47  social services including but not limited to: increasing the  number  of
    48  child  care  placements  for  persons  who  are at or below [two hundred
    49  percent of the state income standard, or three hundred  percent  of  the
    50  state  income  standard effective August first, two thousand twenty-two,
    51  provided such persons are at or below] eighty-five percent of the  state
    52  median  income,  with emphasis on placements supporting local efforts in
    53  meeting federal and state work  participation  requirements,  increasing
    54  technical  assistance  to  all modalities of legal child care to persons

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     1  who are at or below [two hundred percent of the state  income  standard,
     2  or  three  hundred percent of the state income standard effective August
     3  first, two thousand twenty-two, provided such persons are at  or  below]
     4  eighty-five  percent of the state median income, including the provision
     5  of training to assist providers in meeting child care standards or regu-
     6  latory requirements, and creating  new  child  care  opportunities,  and
     7  assisting social services districts in assessing and responding to child
     8  care  needs  for  persons  at or below [two hundred percent of the state
     9  income standard, or three hundred percent of the state  income  standard
    10  effective  August  first, two thousand twenty-two, provided such persons
    11  are at or below] eighty-five percent of the  state  median  income.  The
    12  department  shall  have the authority to withhold funds from those agen-
    13  cies which do not meet performance standards. Agencies whose  funds  are
    14  withheld  may  have funds restored upon achieving performance standards.
    15  The other part shall  be  allocated  to  social  services  districts  to
    16  provide  child  care  assistance to families receiving family assistance
    17  and to other low income families.
    18    § 2.  Subdivisions 1 and 3 of section 410-w  of  the  social  services
    19  law,  subdivision  1  as amended by section 2 of part L of chapter 56 of
    20  the laws of 2022, and subdivision 3 as amended by  chapter  834  of  the
    21  laws of 2022, are amended to read as follows:
    22    1.  A  social services district may use the funds allocated to it from
    23  the block grant to provide child care assistance to:
    24    (a) families receiving public assistance when such child care  assist-
    25  ance is necessary: to enable a parent or caretaker relative to engage in
    26  work,  participate  in  work  activities  or perform a community service
    27  pursuant to title nine-B of article five of this chapter;  to  enable  a
    28  teenage  parent  to  attend  high  school  or  other equivalent training
    29  program; because the parent  or  caretaker  relative  is  physically  or
    30  mentally incapacitated; or because family duties away from home necessi-
    31  tate the parent or caretaker relative's absence; child day care shall be
    32  provided during breaks in activities[, for a period of up to two weeks].
    33  Such child day care [may] shall be authorized [for a period of up to one
    34  month if child care arrangements shall be lost if not continued, and the
    35  program  or employment is scheduled to begin within such period] for the
    36  period designated by the regulations of the department;
    37    (b) families with incomes up to [two  hundred  percent  of  the  state
    38  income  standard,  or three hundred percent of the state income standard
    39  effective August first, two thousand twenty-two] eighty-five percent  of
    40  the  state  median  income who are attempting through work activities to
    41  transition off of public assistance when such child care is necessary in
    42  order to enable a  parent  or  caretaker  relative  to  engage  in  work
    43  provided  such  families'  public  assistance  has  been terminated as a
    44  result of increased hours of or  income  from  employment  or  increased
    45  income  from  child  support  payments  or  the family voluntarily ended
    46  assistance; provided that the family received public assistance at least
    47  three of the six months preceding the month  in  which  eligibility  for
    48  such  assistance  terminated  or  ended or provided that such family has
    49  received child care assistance under subdivision four of this  section[;
    50  and  provided,  the family income does not exceed eighty-five percent of
    51  the state median income];
    52    (c) families with incomes up to [two  hundred  percent  of  the  state
    53  income  standard,  or three hundred percent of the state income standard
    54  effective August first, two thousand twenty-two] eighty-five percent  of
    55  the  state  median  income,  which are determined in accordance with the
    56  regulations of the department to be at risk  of  becoming  dependent  on

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     1  family  assistance[; provided, the family income does not exceed eighty-
     2  five percent of the state median income];
     3    (d)  families  with  incomes  up  to [two hundred percent of the state
     4  income standard, or three hundred percent of the state  income  standard
     5  effective  August first, two thousand twenty-two] eighty-five percent of
     6  the state median income, who are attending a post secondary  educational
     7  program[;  provided,  the  family  income  does  not  exceed eighty-five
     8  percent of the state median income]; and
     9    (e) other families with incomes up to  [two  hundred  percent  of  the
    10  state  income  standard,  or  three  hundred percent of the state income
    11  standard effective August first,  two  thousand  twenty-two,  which  the
    12  social services district designates in its consolidated services plan as
    13  eligible  for  child  care  assistance] eighty-five percent of the state
    14  median income in accordance with criteria  established  by  the  depart-
    15  ment[;  provided,  the family income does not exceed eighty-five percent
    16  of the state median income].
    17    3. A social services district shall guarantee child care assistance to
    18  families in receipt of public assistance with  children  under  thirteen
    19  years  of  age when such child care assistance is necessary for a parent
    20  or caretaker relative to engage in work or participate  in  work  activ-
    21  ities pursuant to the provisions of title nine-B of article five of this
    22  chapter.  Child care assistance shall continue to be guaranteed for such
    23  a family for a period of twelve months or may be provided  by  a  social
    24  service  district for a period up to twenty-four months, after the month
    25  in which the family's eligibility for public assistance  has  terminated
    26  or ended when such child care is necessary in order to enable the parent
    27  or  caretaker  relative  to  engage  in work, provided that the family's
    28  public assistance has been terminated as a result of an increase in  the
    29  hours  of  or  income  from  employment  or  increased income from child
    30  support payments or because the  family  voluntarily  ended  assistance;
    31  that  the family received public assistance in at least three of the six
    32  months preceding the month in  which  eligibility  for  such  assistance
    33  terminated or ended or provided that such family has received child care
    34  assistance under subdivision four of this section; and that the family's
    35  income  does  not exceed [two hundred percent of the state income stand-
    36  ard, or three hundred percent of the  state  income  standard  effective
    37  August  first,  two thousand twenty-two; and that the family income does
    38  not exceed] eighty-five percent of the state median income.  Such  child
    39  day  care  shall recognize the need for continuity of care for the child
    40  and a district shall not move a child from an existing  provider  unless
    41  the participant consents to such move.
    42    §  3.  Paragraph  (a)  of subdivision 2 of section 410-x of the social
    43  services law, as amended by chapter 416 of the laws of 2000, is  amended
    44  to read as follows:
    45    (a)  [A social services district] The department may establish priori-
    46  ties for the  families  which  will  be  eligible  to  receive  funding;
    47  provided that the priorities provide that eligible families will receive
    48  equitable access to child care assistance funds to the extent that these
    49  funds are available.
    50    §  4.  Paragraphs (b) and (c) of subdivision 2 of section 410-x of the
    51  social services law are REPEALED.
    52    § 5. This act shall take effect October 1, 2023. The office  of  chil-
    53  dren  and  family services is hereby authorized to promulgate such rules
    54  and regulations as may be necessary, including on an emergency basis, to
    55  implement the provisions of this act.

        S. 4006--A                         125                        A. 3006--A

     1                                   PART V

     2    Section  1.  Section  3  of  part N of chapter 56 of the laws of 2020,
     3  amending the social services law relating to restructuring financing for
     4  residential school placements, as amended by section  1  of  part  M  of
     5  chapter 56 of the laws of 2022, is amended to read as follows:
     6    §  3.  This act shall take effect immediately [and shall expire and be
     7  deemed repealed April 1, 2023]; provided however that the amendments  to
     8  subdivision 10 of section 153 of the social services law made by section
     9  one of this act, shall not affect the expiration of such subdivision and
    10  shall be deemed to expire therewith.
    11    § 2. This act shall take effect immediately.

    12                                   PART W

    13    Section 1. Section 11 of subpart A of part G of chapter 57 of the laws
    14  of  2012,  amending  the  social  services  law and the family court act
    15  relating to establishing a  juvenile  justice  services  close  to  home
    16  initiative,  as amended by section 2 of part G of chapter 56 of the laws
    17  of 2018, is amended to read as follows:
    18    § 11. This act shall take effect April 1, 2012 [and  shall  expire  on
    19  March  31,  2023 when upon such date the provisions of this act shall be
    20  deemed repealed; provided,  however,  that  effective  immediately,  the
    21  addition,  amendment  and/or  repeal of any rule or regulation necessary
    22  for the implementation of this act on its effective date are  authorized
    23  and  directed to be made and completed on or before such effective date;
    24  provided, however, upon the  repeal  of  this  act,  a  social  services
    25  district  that  has  custody  of  a  juvenile  delinquent pursuant to an
    26  approved juvenile justice services close to home initiative shall retain
    27  custody of such juvenile delinquent until custody may be legally  trans-
    28  ferred  in  an  orderly  fashion  to  the  office of children and family
    29  services].
    30    § 2. Section 7 of subpart B of part G of chapter 57  of  the  laws  of
    31  2012,  amending  the  social  services law, the family court act and the
    32  executive law relating to juvenile delinquents, as amended by section  3
    33  of  part  G  of  chapter  56  of the laws of 2018, is amended to read as
    34  follows:
    35    § 7. This act shall take effect April 1, 2012  [and  shall  expire  on
    36  March  31,  2023 when upon such date the provisions of this act shall be
    37  deemed repealed; provided,  however,  that  effective  immediately,  the
    38  addition,  amendment  and/or  repeal of any rule or regulation necessary
    39  for the implementation of this act on its effective date  is  authorized
    40  and directed to be made and completed on or before such effective date].
    41    §  3.  This  act  shall take effect immediately and shall be deemed to
    42  have been in full force and effect on and after March 31, 2023.

    43                                   PART X

    44    Section 1. Subdivision 1 of section 336-a of the social services  law,
    45  as  amended  by  chapter  275 of the laws of 2017, is amended to read as
    46  follows:
    47    1. Social services districts shall make  available  vocational  educa-
    48  tional training and educational activities.  Such activities may include
    49  but  need not be limited to, high school education or education designed
    50  to prepare a participant for  a  high  school  equivalency  certificate,
    51  basic  and  remedial education, education in English proficiency, educa-

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     1  tion or a course of  instruction  in  financial  literacy  and  personal
     2  finance  that  includes  instruction  on household cash management tech-
     3  niques, career advice to obtain a well  paying  and  secure  job,  using
     4  checking  and  savings  accounts, obtaining and utilizing short and long
     5  term credit, securing a loan or other long  term  financing  arrangement
     6  for  high  cost  items,  participation  in  a higher education course of
     7  instruction or trade school, and no more than a total of four  years  of
     8  post-secondary  education  (or  the  part-time  equivalent). Educational
     9  activities pursuant to this section may  be  offered  with  any  of  the
    10  following  providers  which meet the performance or assessment standards
    11  established in regulations by the commissioner  for  such  providers:  a
    12  community college, licensed trade school, registered business school, or
    13  a  two-year or four-year college; provided, however, that such post-sec-
    14  ondary education must be necessary to  the  attainment  of  the  partic-
    15  ipant's  individual  employment  goal  as set forth in the employability
    16  plan and such goal must relate directly to obtaining  useful  employment
    17  [in  a  recognized  occupation].  When making [any] an assignment to any
    18  educational activity pursuant to this subdivision, such assignment shall
    19  be permitted only to the extent that such assignment is consistent  with
    20  the individual's assessment and employment plan goals in accordance with
    21  sections  three  hundred  thirty-five and three hundred thirty-five-a of
    22  this title and shall require that the individual maintains  satisfactory
    23  academic progress and hourly participation is documented consistent with
    24  federal  and  state requirements. For purposes of this provision "satis-
    25  factory academic progress" shall mean having a cumulative C average,  or
    26  its  equivalent, as determined by the academic institution. The require-
    27  ment to maintain satisfactory academic progress may be waived if done so
    28  by the academic institution and the social services  district  based  on
    29  undue  hardship  caused by an event such as a personal injury or illness
    30  of the student, the death of a relative of the student or  other  exten-
    31  uating circumstances. [Any enrollment in post-secondary education beyond
    32  a twelve month period must be combined with no less than twenty hours of
    33  participation  averaged  weekly in paid employment or work activities or
    34  community service when paid employment is not available.]  Participation
    35  in  an  educational  and/or  vocational  training  program,  that  shall
    36  include, but  not  be  limited  to,  a  two-year  post-secondary  degree
    37  program, which is necessary for the participant to attain their individ-
    38  ual  employment  goal and is likely to lead to a degree or certification
    39  and sustained  employment, shall be approved consistent with such  indi-
    40  vidual's  assessment  and  employability  plan  to  the extent that such
    41  approval does not jeopardize the state's ability to comply with  federal
    42  work  participation  rates, as determined by the office of temporary and
    43  disability assistance.
    44    § 2. Paragraph (a) of subdivision 8 of section  131-a  of  the  social
    45  services  law  is amended by adding two new subparagraphs (xi) and (xii)
    46  to read as follows:
    47    (xi) all of the earned income of a recipient of public assistance that
    48  is derived from participation in a qualified work activity  or  training
    49  program  as determined by the office of temporary and disability assist-
    50  ance, to the extent that such earned income has not already been  disre-
    51  garded  pursuant  to subparagraph (vii) of this paragraph, provided that
    52  the recipient's total income shall not be more than two hundred  percent
    53  of the federal poverty level.
    54    (xii)  once  during  the lifetime of a recipient of public assistance,
    55  all of the earned income of such recipient will be disregarded following
    56  job entry, provided that such exemption of income for purposes of public

        S. 4006--A                         127                        A. 3006--A

     1  assistance eligibility shall be for no more than six consecutive  months
     2  from  the initial date of obtaining such employment and that the recipi-
     3  ent's total income shall not be more than two  hundred  percent  of  the
     4  federal poverty level.
     5    §  3. This act shall take effect on the two hundred fortieth day after
     6  it shall have become a law.

     7                                   PART Y

     8    Section 1. The social services law is amended by adding a new  section
     9  152-d to read as follows:
    10    §  152-d.  Replacement of stolen public assistance. 1. Notwithstanding
    11  section three hundred fifty-j of this article and subdivision eleven  of
    12  section  one  hundred  thirty-one  of this title, and in accordance with
    13  this section, public assistance  recipients  shall  receive  replacement
    14  assistance  for the loss of public assistance, as defined in subdivision
    15  nineteen of section two of this chapter, in instances when  such  public
    16  assistance  has been stolen as a result of card skimming, cloning, third
    17  party misrepresentation or other similar fraudulent activities, consist-
    18  ent with guidance issued by  the  office  of  temporary  and  disability
    19  assistance.
    20    2. The office of temporary and disability assistance shall establish a
    21  protocol for recipients to report incidents of stolen public assistance.
    22    3.  Social  services  districts  shall  promptly replace stolen public
    23  assistance, however, such replacement shall occur  no  later  than  five
    24  business days after the social services district has verified the public
    25  assistance  was  stolen  in  accordance with guidance established by the
    26  office of temporary and disability assistance.
    27    4. For public assistance  that  is  verified  as  stolen,  replacement
    28  assistance  shall be provided by the social services district in accord-
    29  ance with this section as follows:
    30    (a) the lesser of: (i)  the  amount  of  public  assistance  that  was
    31  stolen;  or (ii) the amount of public assistance provided during the two
    32  most recent months prior to such assistance being stolen; and
    33    (b)(i) no more than twice in a federal fiscal  year  to  cover  public
    34  assistance  stolen  on  or  after October first, two thousand twenty-two
    35  through September thirtieth, two thousand twenty-four; or (ii)  no  more
    36  than  once in a federal fiscal year to cover public assistance stolen on
    37  or after October first, two thousand twenty-four.
    38    5. Any replacement assistance provided under  this  section  shall  be
    39  exempt  from recoupment and recovery provisions under title six of arti-
    40  cle three of this chapter; provided, however, that assistance shall  not
    41  be  exempt  from  recoupment and recovery if it is later determined that
    42  the public assistance that was replaced pursuant to this section was not
    43  stolen as a result of card skimming, cloning, third  party  misrepresen-
    44  tation or other similar fraudulent activities.
    45    § 2. This act shall take effect immediately.

    46                                   PART Z

    47    Section  1.    Paragraphs  (a),  (b),  (c) and (d) of subdivision 1 of
    48  section 131-o of the social services law, as amended  by  section  1  of
    49  part  S  of  chapter  56  of  the  laws  of 2022, are amended to read as
    50  follows:

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     1    (a) in the case of each individual receiving family  care,  an  amount
     2  equal to at least [$161.00] $175.00 for each month beginning on or after
     3  January first, two thousand [twenty-two] twenty-three.
     4    (b)  in  the  case  of  each individual receiving residential care, an
     5  amount equal to at least [$186.00] $202.00 for each month  beginning  on
     6  or after January first, two thousand [twenty-two] twenty-three.
     7    (c)  in  the  case  of  each individual receiving enhanced residential
     8  care, an amount equal to at  least  [$222.00]  $241.00  for  each  month
     9  beginning  on  or after January first, two thousand [twenty-two] twenty-
    10  three.
    11    (d) for the period commencing January  first,  two  thousand  [twenty-
    12  three]  twenty-four,  the  monthly  personal needs allowance shall be an
    13  amount equal to the sum of the amounts set forth  in  subparagraphs  one
    14  and two of this paragraph:
    15    (1)  the  amounts  specified  in  paragraphs  (a), (b) and (c) of this
    16  subdivision; and
    17    (2) the amount in subparagraph one of this  paragraph,  multiplied  by
    18  the  percentage  of  any  federal  supplemental  security income cost of
    19  living adjustment which becomes effective on or after January first, two
    20  thousand [twenty-three] twenty-four, but prior to  June  thirtieth,  two
    21  thousand  [twenty-three]  twenty-four,  rounded  to  the  nearest  whole
    22  dollar.
    23    § 2. Paragraphs (a), (b), (c), (d), (e) and (f) of  subdivision  2  of
    24  section  209 of the social services law, as amended by section 2 of part
    25  S of chapter 56 of the laws of 2022, are amended to read as follows:
    26    (a) On and after January  first,  two  thousand  [twenty-two]  twenty-
    27  three, for an eligible individual living alone, [$928.00] $1,001.00; and
    28  for an eligible couple living alone, [$1,365.00] $1,475.00.
    29    (b)   On   and   after   January   first,  two  thousand  [twenty-two]
    30  twenty-three, for an eligible individual  living  with  others  with  or
    31  without  in-kind  income,  [$864.00] $937.00; and for an eligible couple
    32  living  with  others  with  or  without  in-kind   income,   [$1,307.00]
    33  $1,417.00.
    34    (c) On and after January first, two thousand [twenty-two]twenty-three,
    35  (i)  for  an  eligible  individual  receiving  family  care, [$1,107.48]
    36  $1,180.48 if he or she is receiving such care in the city of New York or
    37  the county of Nassau, Suffolk, Westchester or Rockland; and (ii) for  an
    38  eligible  couple  receiving  family  care in the city of New York or the
    39  county of Nassau, Suffolk, Westchester or Rockland, two times the amount
    40  set forth in subparagraph (i) of this paragraph; or (iii) for an  eligi-
    41  ble  individual  receiving  such  care in any other county in the state,
    42  [$1,069.48] $1,142.48; and (iv) for an eligible  couple  receiving  such
    43  care in any other county in the state, two times the amount set forth in
    44  subparagraph (iii) of this paragraph.
    45    (d)   On   and   after   January   first,  two  thousand  [twenty-two]
    46  twenty-three, (i) for an eligible individual receiving residential care,
    47  [$1,276.00] $1,349.00 if he or she is receiving such care in the city of
    48  New York or the county of Nassau, Suffolk, Westchester or Rockland;  and
    49  (ii)  for  an  eligible couple receiving residential care in the city of
    50  New York or the county of Nassau, Suffolk, Westchester or Rockland,  two
    51  times  the  amount  set  forth in subparagraph (i) of this paragraph; or
    52  (iii) for an eligible individual receiving such care in any other county
    53  in the state, [$1,246.00] $1,319.00; and (iv)  for  an  eligible  couple
    54  receiving  such  care  in  any  other county in the state, two times the
    55  amount set forth in subparagraph (iii) of this paragraph.

        S. 4006--A                         129                        A. 3006--A

     1    (e)  On  and  after   January   first,   two   thousand   [twenty-two]
     2  twenty-three, (i) for an eligible individual receiving enhanced residen-
     3  tial  care,  [$1,535.00]  $1,608.00;  and  (ii)  for  an eligible couple
     4  receiving enhanced residential care, two times the amount set  forth  in
     5  subparagraph (i) of this paragraph.
     6    (f) The amounts set forth in paragraphs (a) through (e) of this subdi-
     7  vision  shall  be  increased to reflect any increases in federal supple-
     8  mental security income benefits for individuals or couples which  become
     9  effective  on  or after January first, two thousand [twenty-three] twen-
    10  ty-four but prior to June thirtieth, two thousand  [twenty-three]  twen-
    11  ty-four.
    12    § 3. This act shall take effect December 31, 2023.
    13    § 2. Severability clause. If any clause, sentence, paragraph, subdivi-
    14  sion,  section  or  part  of  this act shall be adjudged by any court of
    15  competent jurisdiction to be invalid, such judgment  shall  not  affect,
    16  impair,  or  invalidate  the remainder thereof, but shall be confined in
    17  its operation to the clause, sentence, paragraph,  subdivision,  section
    18  or part thereof directly involved in the controversy in which such judg-
    19  ment shall have been rendered. It is hereby declared to be the intent of
    20  the  legislature  that  this  act  would  have been enacted even if such
    21  invalid provisions had not been included herein.
    22    § 3. This act shall take effect immediately  provided,  however,  that
    23  the  applicable effective date of Parts A through Z of this act shall be
    24  as specifically set forth in the last section of such Parts.
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