NY A02476 | 2019-2020 | General Assembly
Status
Spectrum: Partisan Bill (Democrat 17-0)
Status: Introduced on January 22 2019 - 25% progression, died in committee
Action: 2020-01-08 - referred to codes
Pending: Assembly Codes Committee
Text: Latest bill text (Amended) [HTML]
Status: Introduced on January 22 2019 - 25% progression, died in committee
Action: 2020-01-08 - referred to codes
Pending: Assembly Codes Committee
Text: Latest bill text (Amended) [HTML]
Summary
Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice; requires signed acknowledgement of disclosure informing clients that the advisor owes no fiduciary duty.
Title
Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice; requires signed acknowledgement of disclosure informing clients that the advisor owes no fiduciary duty.
Sponsors
Roll Calls
2019-01-28 - Assembly - Assembly Judiciary Committee: Favorable refer to committee Codes (Y: 16 N: 5 NV: 0 Abs: 0) [PASS]
History
| Date | Chamber | Action |
|---|---|---|
| 2020-01-08 | Assembly | referred to codes |
| 2019-05-23 | Assembly | print number 2476a |
| 2019-05-23 | Assembly | amend and recommit to codes |
| 2019-01-28 | Assembly | reported referred to codes |
| 2019-01-22 | Assembly | referred to judiciary |
Same As/Similar To
S02872 (Same As) 2020-01-08 - REFERRED TO JUDICIARY
