Roll Call: NY A02476 | 2019-2020 | General Assembly
For additional roll call votes on New York A02476 please see the Vote List
Bill Title: Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice; requires signed acknowledgement of disclosure informing clients that the advisor owes no fiduciary duty.
Spectrum: Partisan Bill (Democrat 17-0)
Status: (Introduced - Dead) 2020-01-08 - referred to codes [A02476 Detail]
Text: Latest bill text (Amended) [HTML]
Bill Title: Relates to mandating greater levels of disclosure by non-fiduciaries that provide investment advice; requires signed acknowledgement of disclosure informing clients that the advisor owes no fiduciary duty.
Spectrum: Partisan Bill (Democrat 17-0)
Status: (Introduced - Dead) 2020-01-08 - referred to codes [A02476 Detail]
Text: Latest bill text (Amended) [HTML]
Vote: Assembly Judiciary Committee: Favorable refer to committee Codes
Vote | Tally | Democrat | Republican |
---|---|---|---|
Yea | 16 | 15 | 1 |
Nay | 5 | - | 5 |
Not Voting | - | - | - |
Absent | - | - | - |
TOTAL | 21 | 15 | 6 |