NY S04965 | 2019-2020 | General Assembly

Status

Spectrum: Partisan Bill (Democrat 2-0)
Status: Introduced on April 2 2019 - 25% progression
Action: 2019-04-02 - REFERRED TO BANKS
Pending: Senate Banks Committee
Text: Latest bill text (Introduced) [HTML]

Summary

Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license; establishes application and examination requirements to obtain, and continuing education requirements to maintain, licensure; and permits the superintendent to issue licensing procedures and to prescribe regulations necessary for the proper supervision of compliance officers and practitioners.

Tracking Information

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Title

Requires individuals who perform compliance functions, duties or tasks to obtain a compliance officer or compliance practitioner license; establishes application and examination requirements to obtain, and continuing education requirements to maintain, licensure; and permits the superintendent to issue licensing procedures and to prescribe regulations necessary for the proper supervision of compliance officers and practitioners.

Sponsors


History

DateChamberAction
2019-04-02SenateREFERRED TO BANKS

New York State Sources


Bill Comments

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