Bill Text: NY S02412 | 2017-2018 | General Assembly | Amended

NOTE: There are more recent revisions of this legislation. Read Latest Draft
Bill Title: Establishes the commission on prosecutorial conduct.

Spectrum: Slight Partisan Bill (Democrat 9-3)

Status: (Passed) 2018-08-21 - APPROVAL MEMO.2 [S02412 Detail]

Download: New_York-2017-S02412-Amended.html


                STATE OF NEW YORK
        ________________________________________________________________________
                                         2412--B
                               2017-2018 Regular Sessions
                    IN SENATE
                                    January 13, 2017
                                       ___________
        Introduced  by  Sens.  DeFRANCISCO,  BAILEY,  COMRIE,  HAMILTON, PARKER,
          RIVERA -- read twice and ordered  printed,  and  when  printed  to  be
          committed  to the Committee on Judiciary -- committee discharged, bill
          amended, ordered reprinted as amended and recommitted to said  commit-
          tee  --  committee  discharged,  bill  amended,  ordered  reprinted as
          amended and recommitted to said committee
        AN ACT to amend the judiciary  law,  in  relation  to  establishing  the
          commission on prosecutorial conduct
          The  People of the State of New York, represented in Senate and Assem-
        bly, do enact as follows:
     1    Section 1. The judiciary law is amended by adding a new  article  15-A
     2  to read as follows:
     3                                ARTICLE 15-A
     4                  STATE COMMISSION ON PROSECUTORIAL CONDUCT
     5  Section 499-a. Establishment of commission.
     6          499-b. Definitions.
     7          499-c. State commission on prosecutorial conduct; organization.
     8          499-d. Functions; powers and duties.
     9          499-e. Panels; referees.
    10          499-f. Complaint; investigation; hearing and disposition.
    11          499-g. Confidentiality of records.
    12          499-h. Breach of confidentiality of commission information.
    13          499-i. Resignation  not to divest commission or court of appeals
    14                   of jurisdiction.
    15          499-j. Effect.
    16    § 499-a. Establishment of commission. A state commission of prosecuto-
    17  rial conduct is  hereby  established.  The  commission  shall  have  the
    18  authority  to  review  the  conduct  of prosecutors upon the filing of a
    19  complaint with the commission  to  determine  whether  said  conduct  as
    20  alleged  departs  from the applicable statutes, case law, New York Rules
    21  of Professional Conduct, 22 NYCRR 1200, including  but  not  limited  to
    22  Rule  3.8  (Special Responsibilities of Prosecutors and Other Government
    23  Lawyers).
         EXPLANATION--Matter in italics (underscored) is new; matter in brackets
                              [ ] is old law to be omitted.
                                                                   LBD08062-05-7

        S. 2412--B                          2
     1    § 499-b. Definitions. For the purposes of this article  the  following
     2  terms have the following meanings:
     3    1. "Commission" means the state commission on prosecutorial conduct.
     4    2.  "Prosecutor"  means  a district attorney or any assistant district
     5  attorney of any county of the state, and the  attorney  general  or  any
     6  assistant attorney general of the state, in an action to exact any crim-
     7  inal penalty, fine, sanction or forfeiture.
     8    3. "Hearing" means a proceeding under subdivision four of section four
     9  hundred ninety-nine-f of this article.
    10    4.  "Member of the bar" means a person admitted to the practice of law
    11  in this state for at least five years.
    12    § 499-c. State commission on prosecutorial conduct; organization.   1.
    13  The  commission  shall  consist  of eleven members, of whom two shall be
    14  appointed by the governor, two by the temporary president of the senate,
    15  one by the minority leader of the senate, two  by  the  speaker  of  the
    16  assembly,  one  by  the minority leader of the assembly and three by the
    17  chief judge of the court of appeals. Of the  members  appointed  by  the
    18  governor  one  shall be a public defender and one shall be a prosecutor.
    19  Of the members appointed by the  chief  judge  one  person  shall  be  a
    20  justice  of the appellate division of the supreme court and two shall be
    21  judges of courts other than the court of appeals or appellate  division.
    22  Of  the  members appointed by the legislative leaders, there shall be an
    23  equal number of prosecutors and attorneys  providing  defense  services;
    24  provided,  however, that a temporary imbalance in the number of prosecu-
    25  tors and defense attorneys pending new appointments  shall  not  prevent
    26  the commission from conducting business.
    27    2.  Membership  on the commission by a prosecutor shall not constitute
    28  the holding of a public office and no prosecutor shall  be  required  to
    29  take  and  file  an oath of office before serving on the commission. The
    30  members of the commission shall elect one of their number  to  serve  as
    31  chairman  during his or her term of office or for a period of two years,
    32  whichever is shorter.
    33    3. The persons first appointed by the governor shall have respectively
    34  three and four year terms as he or  she  shall  designate.  The  persons
    35  first  appointed  by  the chief judge of the court of appeals shall have
    36  respectively two, three and four year terms as he or  she  shall  desig-
    37  nate.  The  persons  first  appointed  by the temporary president of the
    38  senate shall have respectively three and four year terms as  he  or  she
    39  shall  designate.  The  person first appointed by the minority leader of
    40  the senate shall have a two year term. The persons  first  appointed  by
    41  the  speaker of the assembly shall have respectively three and four year
    42  terms as he or she shall designate. The person first  appointed  by  the
    43  minority  leader  of  the  assembly shall have a three   year term. Each
    44  member of the commission shall be appointed thereafter  for  a  term  of
    45  four years. Commission membership of a judge or justice appointed by the
    46  governor  or  the  chief  judge shall terminate if such member ceases to
    47  hold the judicial position which qualified him or her for such  appoint-
    48  ment.  Membership  shall  also  terminate if a member attains a position
    49  which would have rendered him or her ineligible for appointment  at  the
    50  time  of  his  or  her  appointment.  A  vacancy  shall be filled by the
    51  appointing officer for the remainder of the term.
    52    4. If a member of the commission who is a prosecutor is the subject of
    53  a complaint or investigation with respect to his or her  qualifications,
    54  conduct,  fitness  to  perform  or  performance  of  his or her official
    55  duties, he or she shall be disqualified from participating  in  any  and
    56  all  proceedings with respect thereto.  If a member of the commission is

        S. 2412--B                          3
     1  employed in the same organization as  the  subject  of  a  complaint  or
     2  investigation  with  respect  to  his  or  her  qualifications, conduct,
     3  fitness to perform, or performance of his or her official duties, he  or
     4  she  shall be disqualified from participating in any and all proceedings
     5  with respect thereto.
     6    5. Each member of the commission shall serve without salary  or  other
     7  compensation,  but  shall  be  entitled  to receive actual and necessary
     8  expenses incurred in the discharge of his or her duties.
     9    6. For any action taken pursuant to subdivisions four through nine  of
    10  section  four  hundred  ninety-nine-f or subdivision two of section four
    11  hundred ninety-nine-e of this article, eight members of  the  commission
    12  shall  constitute  a quorum of the commission and the concurrence of six
    13  members of the commission shall be necessary. Two  members  of  a  three
    14  member  panel  of  the commission shall constitute a quorum of the panel
    15  and the concurrence of two members of the panel shall be  necessary  for
    16  any action taken.
    17    7. The commission shall appoint and at pleasure may remove an adminis-
    18  trator  who  shall  be  a  member  of the bar who is not a prosecutor or
    19  retired prosecutor. The administrator of the commission may appoint such
    20  deputies, assistants, counsel,  investigators  and  other  officers  and
    21  employees  as  he  or she may deem necessary, prescribe their powers and
    22  duties, fix their compensation and provide for  reimbursement  of  their
    23  expenses within the amounts appropriated therefor.
    24    §  499-d.  Functions; powers and duties. The commission shall have the
    25  following functions, powers and duties:
    26    1. To conduct hearings and investigations, administer oaths or  affir-
    27  mations, subpoena witnesses, compel their attendance, examine them under
    28  oath  or  affirmation  and require the production of any books, records,
    29  documents or other evidence that it may deem relevant or material to  an
    30  investigation;  and  the  commission may designate any of its members or
    31  any member of its staff to exercise any such powers, provided,  however,
    32  that  except  as  is  otherwise provided in section four hundred ninety-
    33  nine-e of this article, only a member of the commission or the  adminis-
    34  trator  shall  exercise  the  power to subpoena witnesses or require the
    35  production of books, records, documents or other evidence.   The  prose-
    36  cuting agency may inform the commission of its position that the commis-
    37  sion's investigations will substantially interfere with the agency's own
    38  investigation  or prosecution. If the prosecuting agency, by affirmation
    39  with specificity and particularity, informs the commission of its  basis
    40  for  that  position,  the commission shall only exercise its powers in a
    41  way that will not interfere with an  agency's  active  investigation  or
    42  prosecution.
    43    2. To confer immunity when the commission deems it necessary and prop-
    44  er  in  accordance  with  section  50.20  of the criminal procedure law;
    45  provided, however, that at least forty-eight hours prior written  notice
    46  of  the  commission's  intention  to  confer  such immunity is given the
    47  attorney general and the appropriate district attorney.
    48    3. To request and receive from any court, department, division, board,
    49  bureau, commission, or other agency of the state or  political  subdivi-
    50  sion  thereof  or  any public authority such assistance, information and
    51  data as will enable it properly to carry out its functions,  powers  and
    52  duties.
    53    4.  To  report  annually,  on or before the first day of March in each
    54  year and at such other times as the commission shall deem necessary,  to
    55  the  governor,  the  legislature  and  the  chief  judge of the court of
    56  appeals, with respect to proceedings which have been finally  determined

        S. 2412--B                          4
     1  by  the commission. Such reports may include legislative and administra-
     2  tive recommendations. The contents of the annual report  and  any  other
     3  report  shall  conform  to  the  provisions  of this article relating to
     4  confidentiality.
     5    5.  To  adopt, promulgate, amend and rescind rules and procedures, not
     6  otherwise inconsistent with law, necessary to carry out  the  provisions
     7  and  purposes  of this article.   All such rules and procedures shall be
     8  filed in the offices of the chief administrator of the  courts  and  the
     9  secretary of state.
    10    6.  To  do  all other things necessary and convenient to carry out its
    11  functions, powers and duties expressly set forth in this article.
    12    § 499-e. Panels; referees. 1. The commission may delegate any  of  its
    13  functions,  powers and duties to a panel of three of its members, one of
    14  whom shall be a member of the bar, except that  no  panel  shall  confer
    15  immunity in accordance with section 50.20 of the criminal procedure law.
    16  No panel shall be authorized to take any action pursuant to subdivisions
    17  four  through nine of section four hundred ninety-nine-f of this article
    18  or subdivision two of this section.
    19    2. The commission may designate a member of  the  bar  who  is  not  a
    20  prosecutor  or  a  member of the commission or its staff as a referee to
    21  hear and report to the commission in accordance with the  provisions  of
    22  section  four  hundred ninety-nine-f of this article. Such referee shall
    23  be empowered to conduct  hearings,  administer  oaths  or  affirmations,
    24  subpoena  witnesses, compel their attendance, examine them under oath or
    25  affirmation and require the production of any books, records,  documents
    26  or  other evidence that the referee may deem relevant or material to the
    27  subject of the hearing.
    28    § 499-f. Complaint; investigation; hearing and disposition.  1.    The
    29  commission shall receive, initiate, investigate and hear complaints with
    30  respect  to the conduct, qualifications, fitness to perform, or perform-
    31  ance of official duties of any prosecutor,  and  may  determine  that  a
    32  prosecutor  be admonished, or censured; and make a recommendation to the
    33  governor that a prosecutor  be  removed  from  office  for  cause,  for,
    34  including, but not limited to, misconduct in office, as evidenced by his
    35  or  her departure from his or her obligations under appropriate statute,
    36  case law, and/or New York Rules of Professional Conduct, 22 NYCRR  1200,
    37  including  but  not  limited  to  Rule  3.8 (Special Responsibilities of
    38  Prosecutors and Other Government Lawyers), persistent failure to perform
    39  his or her duties, habitual intemperance and conduct, in and outside  of
    40  his or her office, prejudicial to the administration of justice, or that
    41  a prosecutor be retired for mental or physical disability preventing the
    42  proper performance of his or her prosecutorial duties. A complaint shall
    43  be  in  writing  and  signed  by the complainant and, if directed by the
    44  commission, shall be verified. Upon  receipt  of  a  complaint  (a)  the
    45  commission  shall  conduct an investigation of the complaint; or (b) the
    46  commission may dismiss the complaint if it determines that the complaint
    47  on its face lacks merit. If the complaint is dismissed,  the  commission
    48  shall  so  notify the complainant. If the commission shall have notified
    49  the prosecutor of the complaint, the commission shall  also  notify  the
    50  prosecutor  of  such  dismissal.  Pursuant to paragraph a of subdivision
    51  four of section ninety of this chapter, any person being an attorney and
    52  counselor-at-law who shall be convicted of a felony as defined in  para-
    53  graph  e  of  subdivision  four of section ninety of this chapter, shall
    54  upon such conviction, cease to be any attorney and counselor-at-law,  or
    55  to be competent to practice law as such.

        S. 2412--B                          5
     1    2. The commission may, on its own motion, initiate an investigation of
     2  a prosecutor with respect to his or her qualifications, conduct, fitness
     3  to  perform  or  the performance of his or her official duties. Prior to
     4  initiating any such investigation, the commission shall file as part  of
     5  its  record  a  written  complaint,  signed  by the administrator of the
     6  commission, which complaint shall serve as the basis for  such  investi-
     7  gation.
     8    3.  In  the course of an investigation, the commission may require the
     9  appearance of the prosecutor involved before  it,  in  which  event  the
    10  prosecutor  shall  be notified in writing of his or her required appear-
    11  ance, either personally, at least three days prior to  such  appearance,
    12  or by certified mail, return receipt requested, at least five days prior
    13  to  such  appearance.  In  either  case a copy of the complaint shall be
    14  served upon the prosecutor at the time of such notification. The  prose-
    15  cutor  shall  have the right to be represented by counsel during any and
    16  all stages of the investigation  in  which  his  or  her  appearance  is
    17  required  and  to  present evidentiary data and material relevant to the
    18  complaint. A transcript shall be made  and  kept  with  respect  to  all
    19  proceedings  at which testimony or statements under oath of any party or
    20  witness shall be taken, and the transcript of the prosecutor's testimony
    21  shall be made available to the prosecutor without cost. Such  transcript
    22  shall  be  confidential  except  as  otherwise permitted by section four
    23  hundred ninety-nine-g of this article.
    24    4. If in the course of an  investigation,  the  commission  determines
    25  that  a  hearing  is  warranted  it  shall  direct that a formal written
    26  complaint signed and verified by the administrator be drawn  and  served
    27  upon  the  prosecutor  involved, either personally or by certified mail,
    28  return receipt requested. The prosecutor shall file a written answer  to
    29  the  complaint  with  the commission within twenty days of such service.
    30  If, upon receipt of the answer,  or  upon  expiration  of  the  time  to
    31  answer,  the commission shall direct that a hearing be held with respect
    32  to the complaint, the prosecutor involved shall be notified  in  writing
    33  of the date of the hearing either personally, at least twenty days prior
    34  thereto,  or by certified mail, return receipt requested, at least twen-
    35  ty-two days prior thereto. Upon the written request of  the  prosecutor,
    36  the  commission  shall,  at  least five days prior to the hearing or any
    37  adjourned date thereof, make available to the  prosecutor  without  cost
    38  copies  of all documents which the commission intends to present at such
    39  hearing and any written statements made by witnesses who will be  called
    40  to  give testimony by the commission. The commission shall, in any case,
    41  make available to the prosecutor at least five days prior to the hearing
    42  or any adjourned date thereof any exculpatory evidentiary data and mate-
    43  rial relevant to the complaint. The failure of the commission to  timely
    44  furnish  any  documents,  statements and/or exculpatory evidentiary data
    45  and material provided for herein shall not affect the  validity  of  any
    46  proceedings  before  the  commission  provided  that such failure is not
    47  substantially prejudicial to the  prosecutor.  The  complainant  may  be
    48  notified  of  the  hearing and unless he or she shall be subpoenaed as a
    49  witness by the prosecutor, his or her presence thereat shall  be  within
    50  the discretion of the commission. The hearing shall not be public unless
    51  the  prosecutor  involved shall so demand in writing. At the hearing the
    52  commission may take the testimony of witnesses and  receive  evidentiary
    53  data  and  material relevant to the complaint. The prosecutor shall have
    54  the right to be represented by counsel during any and all stages of  the
    55  hearing and shall have the right to call and cross-examine witnesses and
    56  present evidentiary data and material relevant to the complaint. A tran-

        S. 2412--B                          6
     1  script of the proceedings and of the testimony of witnesses at the hear-
     2  ing shall be taken and kept with the records of the commission.
     3    5.  Subject  to  the approval of the commission, the administrator and
     4  the prosecutor may agree on a statement of facts and  may  stipulate  in
     5  writing that the hearing shall be waived. In such a case, the commission
     6  shall make its determination upon the pleadings and the agreed statement
     7  of facts.
     8    6.  If,  after  a formal written complaint has been served pursuant to
     9  subdivision four of this section, or during the course  of  or  after  a
    10  hearing,  the commission determines that no further action is necessary,
    11  the complaint shall be dismissed and the complainant and the  prosecutor
    12  shall be so notified in writing.
    13    7.  After a hearing, the commission may determine that a prosecutor be
    14  admonished or censured, or may recommend to the governor that a prosecu-
    15  tor be removed from office for cause. The commission shall transmit  its
    16  written  determination,  together  with its findings of fact and conclu-
    17  sions of law and the record of the proceedings upon which  its  determi-
    18  nation  is  based,  to the chief judge of the court of appeals who shall
    19  cause a copy thereof to be served  either  personally  or  by  certified
    20  mail,  return  receipt  requested,  on  the  prosecutor  involved.  Upon
    21  completion of service, the determination of the commission, its findings
    22  and conclusions and the record of its proceedings shall be  made  public
    23  and  shall  be  made  available  for  public inspection at the principal
    24  office of the commission and at the office of the clerk of the court  of
    25  appeals.  The prosecutor involved may either accept the determination of
    26  the commission or make written request to the chief judge, within thirty
    27  days after receipt of such determination, for a review  thereof  by  the
    28  court  of appeals. If the commission has determined that a prosecutor be
    29  admonished or censured, and if the prosecutor accepts such determination
    30  or fails to request a review  thereof  by  the  court  of  appeals,  the
    31  commission  shall thereupon admonish or censure him or her in accordance
    32  with its findings. If the commission has recommended that  a  prosecutor
    33  be  removed  or retired and the prosecutor accepts such determination or
    34  fails to request a review thereof by the court of appeals, the court  of
    35  appeals shall thereupon transmit the commission's findings to the gover-
    36  nor  who  will  independently determine whether the prosecutor should be
    37  removed or retired.  Notwithstanding any provision of  this  subdivision
    38  to  the  contrary, if the commission has and the court of appeals recom-
    39  mends that the attorney general be removed, the court of  appeals  shall
    40  transmit  the  commission's findings and, if any, court of appeals find-
    41  ings to the governor who may  recommend  the  removal  of  the  attorney
    42  general pursuant to section thirty-two of the public officers law.
    43    8.  If  the  prosecutor  requests a review of the determination of the
    44  commission, in its review of a determination of the commission  pursuant
    45  to  the  second undesignated paragraph of subdivision b of section three
    46  of article six of the state constitution, the  court  of  appeals  shall
    47  review  the  commission's findings of fact and conclusions of law on the
    48  record of the proceedings upon which the commission's determination  was
    49  based.  After such review, the court may accept or reject the determined
    50  sanction; impose a different sanction including admonition  or  censure,
    51  recommend removal or retirement for the reasons set forth in subdivision
    52  one  of  this  section; or impose no sanction.  However, if the court of
    53  appeals recommends removal or retirement, it shall,  together  with  the
    54  commission,  transmit  the  entire record to the governor who will inde-
    55  pendently determine whether a prosecutor should be removed  or  retired.
    56  Notwithstanding  any  provision  of this subdivision to the contrary, if

        S. 2412--B                          7
     1  the court of appeals recommends the removal or retirement of the  attor-
     2  ney general, it shall, together with the commission, transmit the entire
     3  record  to  the  governor  who may recommend the removal of the attorney
     4  general pursuant to section thirty-two of the public officers law.
     5    9.  (a)  The court of appeals may suspend a prosecutor from exercising
     6  the powers of his or her office while there is pending  a  determination
     7  by  the  commission for his or her removal or retirement, or while he or
     8  she is charged in this state with a felony by an indictment or an infor-
     9  mation filed pursuant to section six of article one of the constitution.
    10  The suspension shall terminate upon conviction of a felony resulting  in
    11  such prosecutor's disbarment pursuant to paragraph a of subdivision four
    12  of  section ninety of this chapter. If such conviction becomes final, he
    13  or she shall be removed from office  provided,  however,  that  if  such
    14  conviction  is  of the attorney general, he or she shall be removed from
    15  office pursuant to paragraph e of subdivision one of section  thirty  of
    16  the  public  officers  law, if applicable, or may be removed from office
    17  pursuant to section thirty-two of such law.   The  suspension  shall  be
    18  terminated  upon reversal of the conviction and dismissal of the accusa-
    19  tory instrument.
    20    (b) Upon the recommendation of the commission or on  its  own  motion,
    21  the court may suspend a prosecutor from office when he or she is charged
    22  with a crime punishable as a felony under the laws of this state, or any
    23  other crime which involves moral turpitude.  The suspension shall termi-
    24  nate  upon conviction of a felony resulting in such prosecutor's disbar-
    25  ment pursuant to paragraph a of subdivision four of  section  ninety  of
    26  this chapter. The suspension shall continue upon conviction of any other
    27  crime  which  involves  moral  turpitude and, if such conviction becomes
    28  final, he or she shall be removed from office provided, however, that if
    29  such conviction is of the attorney general, he or she shall  be  removed
    30  from office pursuant to paragraph e of subdivision one of section thirty
    31  of the public officers law, if applicable, or may be removed from office
    32  pursuant  to  section  thirty-two of such law.   The suspension shall be
    33  terminated upon reversal of the conviction and dismissal of the  accusa-
    34  tory instrument.
    35    (c)  A  prosecutor  who  is  suspended  from office by the court shall
    36  receive his or her salary during such period of suspension,  unless  the
    37  court  directs  otherwise. If the court has so directed and such suspen-
    38  sion is thereafter terminated, the court may direct that he or she shall
    39  be paid his or her salary for such period of suspension.
    40    (d) Nothing in this subdivision  shall  prevent  the  commission  from
    41  determining  that  a prosecutor be admonished or censured or prevent the
    42  commission from recommending removal or retirement pursuant to  subdivi-
    43  sion seven of this section.
    44    10.  If during the course of or after an investigation or hearing, the
    45  commission determines that  the  complaint  or  any  allegation  thereof
    46  warrants  action, other than in accordance with the provisions of subdi-
    47  visions seven through nine of this section, within the powers of: (a)  a
    48  person  having  administrative jurisdiction over the prosecutor involved
    49  in the complaint; or (b) an appellate division of the supreme court;  or
    50  (c)  a  presiding justice of an appellate division of the supreme court;
    51  or (d) the chief judge of the court of  appeals;  or  (e)  the  governor
    52  pursuant  to  subdivision (b) of section thirteen of article thirteen of
    53  the constitution; or (f) an applicable  district  attorney's  office  or
    54  other  prosecuting  agency, the commission shall refer such complaint or
    55  the appropriate allegations thereof and any evidence or material related

        S. 2412--B                          8
     1  thereto to such person, agency or court for such action as may be deemed
     2  proper or necessary.
     3    11.  The commission shall notify the complainant of its disposition of
     4  the complaint.
     5    12. In the event of removal from office of any prosecutor, pursuant to
     6  subdivision seven or eight or paragraph (a) or (b) of  subdivision  nine
     7  of  this section, a vacancy shall exist pursuant to article three of the
     8  public officers law.
     9    § 499-g. Confidentiality of records. Except as  hereinafter  provided,
    10  all  complaints,  correspondence, commission proceedings and transcripts
    11  thereof, other papers and data and records of the  commission  shall  be
    12  confidential and shall not be made available to any person except pursu-
    13  ant  to  section four hundred ninety-nine-f of this article. The commis-
    14  sion and its designated staff personnel shall have access  to  confiden-
    15  tial  material  in  the  performance of their powers and duties.  If the
    16  prosecutor who is the subject of a complaint  so  requests  in  writing,
    17  copies  of  the complaint, the transcripts of hearings by the commission
    18  thereon, if any, and the  dispositive  action  of  the  commission  with
    19  respect to the complaint, such copies with any reference to the identity
    20  of  any  person  who  did  not  participate at any such hearing suitably
    21  deleted therefrom, except the subject prosecutor or  complainant,  shall
    22  be  made  available  for inspection and copying to the public, or to any
    23  person, agency or body designated by such prosecutor.
    24    § 499-h. Breach of confidentiality of commission information.  1.  Any
    25  staff member, employee or agent of the state commission on prosecutorial
    26  conduct who violates any of the provisions of section four hundred nine-
    27  ty-nine-g  of  this  article  shall  be  subject to a reprimand, a fine,
    28  suspension or removal by the commission.
    29    2. Within ten days after the commission has acquired knowledge that  a
    30  staff  member,  employee  or  agent  of  the  commission has or may have
    31  breached the provisions of section four hundred  ninety-nine-g  of  this
    32  article,  written  charges  against such staff member, employee or agent
    33  shall be prepared and signed by the chairman of the commission and filed
    34  with the commission. Within five days  after  receipt  of  charges,  the
    35  commission shall determine, by a vote of the majority of all the members
    36  of  the  commission,  whether probable cause for such charges exists. If
    37  such determination is affirmative, within five days thereafter a written
    38  statement specifying the charges in detail  and  outlining  his  or  her
    39  rights  under  this  section  shall  be  forwarded  to the accused staff
    40  member, employee or agent by certified mail. The commission may  suspend
    41  the  staff  member,  employee or agent, with or without pay, pending the
    42  final determination of the charges. Within ten days after receipt of the
    43  statement of charges, the staff member, employee or agent  shall  notify
    44  the  commission  in  writing  whether he or she desires a hearing on the
    45  charges. The failure of the staff member, employee or  agent  to  notify
    46  the commission of his or her desire to have a hearing within such period
    47  of time shall be deemed a waiver of the right to a hearing. If the hear-
    48  ing has been waived, the commission shall proceed, within ten days after
    49  such  waiver, by a vote of a majority of all the members of such commis-
    50  sion, to determine the charges and fix the  penalty  or  punishment,  if
    51  any, to be imposed as hereinafter provided.
    52    3. Upon receipt of a request for a hearing, the commission shall sche-
    53  dule a hearing, to be held at the commission offices, within twenty days
    54  after  receipt  of the request therefor, and shall immediately notify in
    55  writing the staff member, employee or agent of the time and place there-
    56  of.

        S. 2412--B                          9
     1    4. The commission shall have the power to  establish  necessary  rules
     2  and  procedures  for  the  conduct  of hearings under this section. Such
     3  rules shall not require compliance with technical rules of evidence. All
     4  such hearings shall be held before a hearing  panel  composed  of  three
     5  members of the commission selected by the commission. Each hearing shall
     6  be  conducted  by the chairman of the panel who shall be selected by the
     7  panel. The staff member, employee  or  agent  shall  have  a  reasonable
     8  opportunity  to  defend himself and to testify on his or her own behalf.
     9  He or she shall also have the right to be  represented  by  counsel,  to
    10  subpoena  witnesses  and to cross-examine witnesses. All testimony taken
    11  shall be under oath which the chairman of the panel is hereby authorized
    12  to administer. A record of the proceedings shall be made and a  copy  of
    13  the  transcript of the hearing shall, upon written request, be furnished
    14  without charge to the staff member, employee or agent involved.
    15    5. Within five days after the conclusion of a hearing, the panel shall
    16  forward a report of the hearing, including its findings and  recommenda-
    17  tions, including its recommendations as to penalty or punishment, if one
    18  is warranted, to the commission and to the accused staff member, employ-
    19  ee or agent. Within ten days after receipt of such report the commission
    20  shall  determine  whether  it shall implement the recommendations of the
    21  panel. If the commission shall determine to implement  such  recommenda-
    22  tions,  which  shall  include  the  penalty  or punishment, if any, of a
    23  reprimand, a fine, suspension for a fixed time without pay or dismissal,
    24  it shall do so within five days after such determination. If the charges
    25  against the staff member, employee or agent are  dismissed,  he  or  she
    26  shall be restored to his or her position with full pay for any period of
    27  suspension without pay and the charges shall be expunged from his or her
    28  record.
    29    6.  The accused staff member, employee or agent may seek review of the
    30  recommendation by the commission by way of a special proceeding pursuant
    31  to article seventy-eight of the civil practice law and rules.
    32    § 499-i. Resignation not to divest commission or court of  appeals  of
    33  jurisdiction.   The jurisdiction of the court of appeals and the commis-
    34  sion pursuant to this article  shall  continue  notwithstanding  that  a
    35  prosecutor  resigns from office after a recommendation by the commission
    36  that the prosecutor be removed from office has been transmitted  to  the
    37  chief judge of the court of appeals, or in any case in which the commis-
    38  sion's  recommendation  that  a prosecutor should be removed from office
    39  shall be transmitted to the chief judge of the court of  appeals  within
    40  one  hundred twenty days after receipt by the chief administrator of the
    41  courts of the resignation of such prosecutor. Any determination  by  the
    42  governor  that  a  prosecutor  who  has  resigned should be removed from
    43  office shall render such prosecutor ineligible to hold any other  prose-
    44  cutorial office.
    45    §  499-j.  Effect.  1.  The powers, duties, and functions of the state
    46  commission on prosecutorial conduct shall not supersede the  powers  and
    47  duties  of the governor as outlined in section thirteen of article thir-
    48  teen of the New York state constitution.
    49    2. Removal or retirement of a  prosecutor  pursuant  to  this  article
    50  shall  be considered a removal from office pursuant to section thirty of
    51  the public officers law.
    52    § 2. If any part or provision of this act is adjudged by  a  court  of
    53  competent jurisdiction to be unconstitutional or otherwise invalid, such
    54  judgment  shall not affect or impair any other part or provision of this
    55  act, but shall be confined in its operation to such part or provision.
    56    § 3. This act shall take effect January 1, 2018.
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